1. School of Physics, Huazhong University of Science and Technology, Wuhan 430074, China
2. Faculty of Mathematics and Physics, Huaiyin Institute of Technology, Huaian 223001, China
3. Department of Physics, Hunan Normal University, Changsha 410081, China
4. School of Physical Science and Technology, Inner Mongolia University, Hohhot 010021, China
qqin@hust.edu.cn
chaowang@nankai.edu.cn
wangdi@hunnu.edu.cn
shzhou@imu.edu.cn
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Received
Accepted
Published
2023-02-23
2023-06-12
2023-12-15
Issue Date
Revised Date
2023-07-11
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(4158KB)
Abstract
Heavy meson decays provide an important platform for studies of both QCD and electroweak dynamics, which may contain some portals to understanding of nonperturbative QCD and physics beyond the Standard Model. The factorization-assisted topological-amplitude approach was proposed to study two-body non-leptonic D meson decays, where a promising QCD inspired approach from first principles is still missing. It was also applied to B meson decays whose subleading power contributions are difficult to calculate. By factorizing topological amplitudes into short distance Wilson coefficients and long distance hadronic matrix elements either to be calculated or to be parameterized, it provides an effective framework to extract information of nonperturbative dynamics involved. With important flavor SU(3) breaking effects taken into account, the data of the decay branching ratios (and also CP asymmetries in B decays) can be fitted well. The extracted amplitudes were further applied to make predictions for other observables, such as CP asymmetries in D decays, mixing parameters in the system. By this review, we will describe the formulation of the factorization-assisted topological-amplitude approach and summarize its applications in D and B meson decays and highlight some of its achievements.
Non-leptonic heavy meson decay provides an ideal platform to test the Standard Model (SM) and search for new physics. Abundant data of the and meson decays have been collected by BaBar, Belle (II), BESIII and LHCb experiments in the last couple of decades [1]. Just recently, the LHCb Collaboration observed the CP violation in the charm sector with in 2019 [2], which is a event in the heavy quark physics. In theory, QCD inspired approaches based on heavy quark expansion have been developed to calculate the non-leptonic meson decays, such as QCD factorization (QCDF) [3-5], perturbative QCD approach (PQCD) [6-9], and soft-collinear effective theory (SCET) [10-12]. Although significant progresses have been made within these approaches, systematic calculation of power corrections is still challenging for all of them. For meson decays, the situation is even worse because of the poor convergence with the large expansion parameters and . As a result, it is difficult to calculate the decay amplitudes from first principles of QCD.
One idea is to extract the dynamics of meson decays from data based on some model assumptions. One of the popular methods is the topological diagram approach [13-21]. In this approach, the topological diagrams are classified according to the topologies in the flavor flow of weak decay diagrams and all strong interaction effects induced implicitly. It provides a framework to analyze nonperturbative effects by data fitting. However, the usual global fitting is based on the flavor symmetric topological diagrams, with the flavor SU(3) breaking effects not included. The SU(3) breaking effects should be around 20% and turn out to be nonnegligible even in meson decays [22]. It leads to the inability of interpreting the branching fractions, especially in the singly Cabibbo-suppressed decays. The topological diagram approach can include the flavor symmetry breaking effects by considering a linear SU(3) breaking [23], but it will induce too many parameters to fit limited data which causes very large uncertainties.
The factorization-assisted topological-amplitude approach (FAT) was proposed in Refs. [24-27] parameterizing the nonperturbative contributions in the two-body non-leptonic decays, trying to decode the involved SU(3) breaking effects. In this framework, the factorization hypothesis is used to calculate topological amplitudes that are factorized into two parts: the short-distance Wilson coefficients and the long-distance hadronic matrix elements. The nonfactorizable contributions are determined by the experimental data. It is expected that the dominant SU(3) breaking effects are effectively summarized by several parameters. It turns out that the FAT can fit the data very well, including those of the decays into two pseudoscalar mesons (), one pseudoscalar meson and one vector meson , and two vector mesons (). Furthermore, the extracted amplitudes information can be used to calculate other observables. For example, the FAT prediction on the asymmetry difference was given in 2012 [24], which was recently confirmed by the LHCb measurement [2]. Besides, the FAT approach can also be applied to study other topics such as neutral mixing and asymmetry. In this review, we will briefly introduce the basic ideas of FAT approach and highlight the achievements it has achieved.
The rest of this paper is organized as follows. In Section 2, we review the basic ideas and the results of the FAT approach in the branching fractions of meson decays. In Section 3, we discuss the CP violation and related topics in the charm sector. In Section 4, the application of FAT approach in the meson decays is reviewed. Section 5 contains a summary and outlook.
2 Branching fractions of charm decays
According to the quark transition of the weak operators, there are four types of amplitudes contributing to the two-body decays — the color-favored tree amplitude , the color-suppressed amplitude , the -exchange amplitude and the -annihilation amplitude , as displayed as the corresponding four topological diagrams in Fig.1. In the FAT approach, the two-body non-leptonic meson decays are formulated in a way that the short- and long-distance dynamics are separated with the former calculable and the latter parameterized to be determined by data. The effective Hamiltonian of charm decay in the SM can be written as
where denotes the Fermi coupling constant, is the products of the Cabibbo−Kobayashi−Maskawa (CKM) matrix elements, are the Wilson coefficients, are the color indices. The physics above the scale is handled by the Wilson coefficients , and the physics below is handled by the hadronic matrix elements of the current−current operators . In the FAT approach, the factorizable parts of the four amplitudes are either calculated by the naive factorization as the products of the corresponding decay constants and form factors, or neglected owing to the color suppression or the helicity suppression. The non-factorizable parts are parameterized with non-perturbative parameters and extracted by fitting.
The topological amplitudes of the decay in the FAT are [24]
with
are the Wilson coefficients at the scale of for and diagrams, and for and diagrams, with . In and diagrams, is the pseudoscalar meson transited from the decay and is the emitted meson. diagram is calculated in the factorization hypothesis, and are the decay constants and transition form factors, respectively. The nonfactorizable contributions in the diagram, resulting from the final-state interactions, are parametrized as magnitude and strong phase as . and diagrams are dominated by the nonfactorizable contributions, parametrized as . The subscripts and stand for the quark pairs produced from the vacuum as the , quarks or the quark. Because of the fact that the pion boson is a Nambu−Goldstone boson and quark−antiquark bound state simultaneously, a Glauber phase factor [28,29], , is introduced for each pion involved in the non-factorizable contributions of and amplitudes. The topological amplitudes of the mode are [25]
where the subscript in and represents the topologies with a transited pseudoscalar meson and an emitted vector boson, while the subscript in and stands for the transited vector meson and emitted pseudoscalar meson diagrams. For the annihilation-type diagrams, the subscripts of and stand for the anti-quark from charm decay entering in the pseudoscalar meson or the vector meson. One can refer to Refs. [24,25] for more details.
The FAT formulation covers the flavor SU(3) breaking effects in several aspects. Firstly, the decay constants and transition form factors include the SU(3) breaking effects. Secondly, the energy scale is set to depend on final states to describe the different energy release. Thirdly, two nonperturbative parameters are introduced for the case of quark pair producing from vacuum as , quarks or quark in topologies and . Fourthly, the Glauber gluon effects are considered in the pion involved channels. Finally, the phase spaces are different for different decay channels. Compared to the SU(3) symmetric topological diagram scheme in which only the SU(3) breaking due to phase space is considered, the FAT parameterization include abundant sources of the SU(3) breaking.
The fits to the data of branching ratios for the and channels are performed in Refs. [24] and [25], respectively. An update was made by [33] for the neutral meson decays. In order to show the relative weights of different topologies, the best-fit values of nonperturbative parameters taken from Refs. [24,25] are as follows:
mode,
mode,
The fitted values support the relation in both and modes. The consistency between the fitted results and the experimental data indicates that both the perturbative and non-perturbative dynamics of the two-body non-leptonic meson decays, especially the flavor SU(3) breaking effects, are well handled by the FAT approach. The non-factorizable magnitude parameters, which should be power suppressed in the heavy quark expansion, turn out to be not so small compared to the factorizable ones. This confirms our expectation that the heavy quark expansion does not work well for meson decays, which is one of the main motivations of the FAT approach.
One important achievement of the FAT approach is that it provided a solution to the long-standing − puzzle — the measured branching ratio is about three times the branching ratio, while the previous theoretical calculations predicted a smaller branching ratio for . As pointed out in Ref. [15], the -exchange amplitudes in the two channels must have not only different magnitudes but also different strong phases to give the correct branching ratios. In the FAT approach, different decay constants and form factors can account for different magnitudes. More importantly, the Glauber gluon effects involved in the channel appropriately rotate the phase angle in the amplitude to give a correct prediction for the branching ratio and the correct relation between the − channels. This is another evidence that the SU(3) breaking effects are well under control in the FAT approach, which is crucial to the study of the mixing, which will be discussed in the next section.
In the global fit of the channels [25], there was one channel whose FAT fit result was never consistent with the PDG value % at that time [30]. The FAT prediction 1.6%−1.7% is more consistent with a new measurement by the CLEO-c, % [31], which was later confirmed by a BESIII measurement % [32].
After the publications of [24,25,33], the branching ratios of many observed meson decay channels have been remeasured with higher precisions and also many new meson decay channels have been discovered by experiments. We list their results in Tab.1 and Tab.2 for the and channels, respectively, compared to the FAT predictions. They are basically in consistence with each other.
3 CP violation and related topics in charm
Except for predictions of the branching fractions, the FAT approach also provides a prescription that the penguin amplitudes can be related to the tree amplitudes and then the CP asymmetries in the meson decays are predicted. Four topological penguin diagrams contributing to the two-body non-leptonic decays are shown in Fig.2. In the FAT approach, penguin amplitudes and as well as the nonfactorizable contributions to and are estimated by replacement of the Wilson coefficients of the corresponding tree amplitudes in which the nonperturbative parameters have been determined by fitting branching ratios. The penguin amplitudes that do not related to tree amplitudes are either factorizable and estimated in the pole model, or suppressed by the helicity conservation and negligible. More details can be found in Refs. [24,25]. The penguin amplitudes are enhanced by the nonperturbative-QCD effects in the FAT approach, , which results in a order CPV in the meson decays compared to the naive expectation that .
Precise prediction of the difference of CP asymmetry in the and modes (known as ) is a remarkable achievement of the FAT approach. As early as 2011, the LHCb Collaboration reported the evidence of charm CPV with [38]. Because of the different understanding of the non-perturbative dynamics in penguin, the theoretical estimation for ranging from to . In 2012, the FAT approach predicted that
It is much smaller than the data in 2011 but consistent with the newest result by the LHCb measurement [2]:
A comparison between the experimental measurements and the FAT prediction of is shown in Fig.3. The consistency of experimental result with theoretical prediction indicates reliability of the FAT approach for estimating the penguin amplitudes. Another work that gave a reasonable prediction of in 2012 is Ref. [14], in which the penguin-exchange diagram is assumed to be identical to the long-distance contribution to W-exchange diagram, . is predicted to be or , and updated with similar results in Ref. [39]. A detailed comparison between FAT prediction and the hypothesis of was performed in Ref. [39]. And the possible theoretical explanation of was given by analyzing the rescattering contribution to penguin diagram in which is concluded [40]. In fact, the assumptions that , or could give similar results because and always appear as . Thereby, the CP asymmetry difference in and can be explained by the interference between tree diagrams with long-distance penguin amplitudes through final-state interaction. Although some theorists proposed the beyond SM explanations for the large observed CPV [41-43], we prefer to believe it comes from the non-perturbative QCD enhancement.
In Refs. [24,25], the CP asymmetries in other decay channels are calculated in the FAT approach. To compare the FAT predictions with experimental data, we list them in Tab.3. Because of the large uncertainties, it is difficult to test the FAT approach with experimental data of individual decay channels at the present stage. More precise experimental observations are looked forward. Besides, the three-body decay might be the next potential mode to reveal the CPV in charm due to the large branching fraction and the large CPV in the two-body decay according to the FAT approach [44].
Due to the large non-perturbative effects at the charm scale, it is difficult to test new physics in the CPV of singly Cabibbo-suppressed decays. Compared to the singly Cabibbo-suppressed (SCS) case, both the Cabibbo-favored (CF) and doubly Cabibbo-suppressed (DCS) amplitudes are at tree level. The amplitudes extracted from branching fractions in the FAT approach are more reliable in the CF and DCS modes and hence could provide a promising signal of new physics. In Ref. [45], we pointed out a new CP-violating effect in charm decays into neutral kaons resulting from the interference between two tree (Cabibbo-favored and doubly Cabibbo-suppressed) amplitudes with the mixing of final-state mesons, namely , and predicted it in the FAT approach. A schematic description of the chain decay and the time-dependent CP asymmetries in this mode as functions of are shown in Fig.4. It is found the new effect could reach an order of or even in the range of . It is much larger than the direct CP asymmetry induced by interference between the Cabibbo-favored and doubly Cabibbo-suppressed amplitudes, . This discovery corrected the long-standing misunderstanding that only the CPV in mixing and the direct CPV in charm decay exist in the charm decays into neutral kaons. It is instructive to search for new physics in charm sector. The new effect is accessible in experiments and could be revealed by measuring the difference of the time-dependent CP asymmetries in the and modes on the LHCb and Belle II.
The FAT approach has also been applied to the studies of asymmetries which induced by interference between the Cabibbo-favored and the doubly Cabibbo-suppressed amplitudes in the meson decays [48]. The comparison of asymmetries estimated in the FAT approach with experimental data is found in Tab.4. The asymmetries in the -meson decays in the FAT approach are shifted by the mixing parameter compared with other theoretical results [16,49,50]. The data of asymmetries in the and disagree with the FAT predictions. The most possible reason is that the assumption of in the FAT approach is not satisfied. It can be potentially improved in the FAT approach, which is left for future works.
The FAT approach could also provide us with a glimpse to the charm mixing dynamics because the contributions to mixing from individual intermediate channels can be summed up in an exclusive approach. In Ref. [33], we estimated the mixing parameter in the FAT approach. Compared to the diagrammatic approach based on the symmetry [51], the FAT approach provides a more precise treatment of the SU(3) breaking of strong phases. It is found the contribution from the and modes is %, which is lower than the experimental value % [36] but consistent with the fact that is generated at second order -spin breaking [52]. Since the -spin breaking effects are expected to be more significant in the multi-body meson decays, they should be included in the evaluation of . However, it is very difficult to control the breaking effects in all these modes in an exclusive approach. A new strategy is necessary to understand the charm mixing dynamics in the Standard Model. And treating it as an inverse problem is an attractive attempt [53,54].
4 Bottom decays
In this section, we shall review the application of the FAT approach in the two-body nonleptonic mesons decays, including charmed decays [26] and charmless decays [27] and [55]. The basis idea of the parametrization for both the tree and penguin amplitudes will be briefly discussed, and some selected results for the branching ratios and CP asymmetries will be presented.
4.1 Two-body charmed B meson decays
The charmed hadronic decay processes have no contribution from penguin operators. Similar to the meson decays, four kinds of relevant topologies, , , and , are involved in the charmed hadronic decays of mesons. In order to keep the SU(3) breaking effects in the decay amplitudes, we factorize the decay constants and form factors formally from each topological amplitude assisted by factorization hypothesis. And those universal contributions in topological amplitudes are parameterized as some free parameters, . With the four fitted parameters from 31 decay modes induced by transition, we then predicted the branching fractions of 120 decay modes induced though both and transitions which can be found in the tables of branching ratios in Ref. [26]. Our results are well consistent with the measured data or to be tested in the LHCb and Belle-II experiments in the future. We found the SU(3) symmetry breaking is more than 10% and even reach 31% at the amplitude level in the FAT approach [26] compared to the conventional symmetrical topological diagrammatic approach [56]. Besides, the fit in the conventional topological diagrammatic approach has to be performed for each category of decays , and decays due to the large difference between pseudoscalar and vector mesons, resulting in three sets of parameters. With so many parameters, they lost the predictive power of the branching fractions. Even though with much more parameters than in the FAT approach, its per degree of freedom () is larger ( in FAT [26]).
Compared with the QCD-inspired methods [3,10,57,58], the amplitudes of color-suppressed diagrams are relatively large in the FAT approach where the non-factorizable contribution are dominant, as well as in the topological approach [56]. The hierarchies of topological amplitudes obtained in FAT are [26]
which differ from the relation calculated in the PQCD approach [57]. The relatively larger diagrams have significant impacts on the processes without diagrams. For example, the topological amplitudes of and decays are and , respectively. The branching fraction of the mode is predicted to be almost one half of that of the mode in the PQCD approach [57], since and diagrams contribute destructively for the former mode but constructively for the latter one, which does not agree with the experiment. In the FAT approach, this issue can be explained since both channels are dominated by the diagram. Another example is mode. Due to the large diagram, the branching fraction of estimated in the FAT approach is of order of [26] compared to in the PQCD prediction [58,59]. Besides, it is easy to see from Eq. (15) that there is non-negligible difference for the contributions between different category of decays , and .
The relatively large amplitudes of color-suppressed diagrams in the FAT approach can also used to explain the isospin asymmetry. The system can be decomposed in terms of two isospin amplitudes, and , which correspond to the transition into final states with isospin and , respectively. The ratio
is a measure of the departure from the heavy-quark limit [60]. The isospin amplitudes can be expressed by the topological amplitudes as
and the numerical result in the FAT approach [26] is
together with relative strong phase between the and amplitudes,
Comparing with Eq. (16), we observe that the isospin-amplitude ratio shows significant deviation from the heavy-quark limit. Because the contribution from annihilations has been neglected, we can trace this feature back to the large color-suppressed topologies.
4.2 Two-body charmless B meson decays B → PP, PV
Different from two-body charmed meson decays with only tree diagrams, charmless meson decays also receive contributions from penguin diagrams enhanced by CKM matrix elements. Specifically, corresponding to 4-types of tree diagrams, four types of one loop penguin diagrams grouped into QCD penguin and electro-weak penguin (EW penguin) topologies should be added. Ignoring some small diagrams, only five penguin diagrams are kept: color-favored QCD penguin emission diagram , color-suppressed QCD penguin emission diagram , -annihilation penguin diagram , the penguin exchange diagram and electro-weak penguin emission diagram , as shown in Fig.5.
Similar to the case of the charmed decays, the non-perturbative contributions of tree diagrams are parameterized as universal magnitudes () and phases (). However, we can not fit three types of charmless decay amplitude categories , ( emission) and ( emission) together. For emission diagrams , the case of the pseudo-scalar emission is different from case of the vector emission. We hence parameterize the diagram magnitude and associated phase as in , decays and in , respectively, to distinguish cases in which the emitted meson is pseudo-scalar or vector. In terms of QCD penguin amplitude, we consider all contributions from every topological diagram in Fig.5, where topology contributes most. The leading contribution from topology diagram is similar to the color favored tree diagram and predicted from QCD calculations in all the three types of , and categories. Since the chiral enhancement only contributes to the pseudo-scalar meson (Goldstone boson) emission diagram, we include it only in and categories by introducing two parameters , . In the flavor-singlet QCD penguin diagram , we distinguish them as , for and decays and , for decays, respectively. The penguin annihilation diagram is not distinguishable in weak interaction from the diagram , we include the non-perturbative contributions of diagram in the parameter , in the and modes. While, for decay, we introduce two parameters , for penguin annihilation diagram . The contribution from is expected to be smaller than and negligible. For EW-penguin diagrams, we only keep the largest contribution diagram from EW-penguin contributions, . Similar to the diagram, we evaluate without introducing new parameters.
The number of free parameters in the FAT approach is significantly reduced from the previous topological diagram approach [19]. We fit 14 parameters from 37 experimental measured branching fractions and 11 CP asymmetry parameters of and decays, with much smaller per degree of freedom ( in the FAT approach) than in previous topological diagram approach [19]. The mapping of these topologies to well-known QCDF amplitudes introduced in [4,5] is shown in Tab.5. It is apparent that there are huge differences between numbers fitted from experimental data in the FAT and the calculated results in the QCDF [5], especially for the strong phases. That might be the reason why the current QCDF and SCET calculation can predict the branching ratios but can not explain the direct CP asymmetries well. Apart form QCD corrections [61-69], power corrections in QCD calculations [70-78] and also QED corrections [79,80] might be crucial to solve such problems.
We list the direct CP asymmetries () and mixing-induced CP asymmetries () of decays in Tab.6, with the addition of the results from conventional flavor diagram approach [19] for comparison. The decay is naively expected to have the same dominant decay amplitude and as decay, and thus one expects similar direct CP asymmetries [81]. However, experimentally these two direct CP asymmetries are quite different, even with an opposite sign. That is the so-called CP-puzzle. From the Tab.5, we know the large contribution with large strong phase can resolve the so called puzzle. However, only a large magnitude can not explain another puzzle, the puzzle: theoretically , but experimentally they are in the inverse order. In the FAT approach, the puzzle can be resolved by different strong phase and representing the pseudo-scalar and vector meson emission, respectively, even though and are in similar size [26]:
The difference in strong phase is also agreement with the Glauber phase factor [29], associated with the Goldstone boson , to resolve the , and puzzles consistently.
4.3 B decays with two vector meson B → VV
The vector mesons can be produced in three polarization states, corresponding to the longitudinal and two helicity states. So the decay amplitudes can be described with definite final state helicity . These decays have rich polarization observables, apart from decay widths and CP asymmetries in contrast to the final states. Theoretically, the longitudinal polarisation amplitude is similar to the decay in final states. Then we have 8 unknown real parameters to be fitted for . For the transverse amplitudes, it is convenient to use the linear polarised form , . The transverse amplitudes are power suppressed relative to longitudinal amplitude. So the endpoint divergences of transverse amplitudes emerge even at leading power in QCDF [82], which decreases the predictive power. In the FAT approach, besides the color-favored tree diagram and QCD-penguin diagram which do not introduce any parameter, we only consider the penguin annihilation diagram . Thus, there are only 10 universal parameters totally, which will be fitted by experimental data. The best-fitted values of the parameters are given in Ref. [83].
Because of the coupling of weak interaction, a specific pattern of the three helicity amplitudes is naively expected [84]:
for meson. For meson, we exchange the superscript − and . The amplitudes of tree dominated decays respect the hierarchy (21), and are closed to 1. Taking the three decay modes in Tab.7 as an example, we list the numerical results of longitudinal polarization for each topological diagram of these decays,
For the decay , although the absolute value of the diagram is suppressed, it can enhance the magnitude of the decay amplitude by 20%. With the larger contribution from diagram, the large branching fraction of is also explained.
However, large transverse polarization fractions (%) of have been measured by Babar [85] and Belle [86] in 2003. Later on, some other penguin-dominated decays, such as and , have also been found with large transverse polarization fractions. As mentioned before, we use the diagram to explain these large transverse polarization fraction. In Tab.8, we list the results of three best measured channels , and as an illustration. In these decays, the magnitudes of QCD penguin diagram , and are at the same order. For decay, our center value is a bit larger than the experimental data, and the predicted polarization fractions are in agreement with the data. The acceptable divergency is in fact constrained by the measured branching ratio of decay.
5 Summary and outlook
The FAT approach is a data driven framework to study heavy meson decays. Compared to QCD calculations, it gets a better chance to be consistent with data, if all crucial dynamics are figured out and parameterized in a proper way. It is useful in two aspects, one experimentally and the other one theoretically. From the experimental point of view, it can make trustworthy predictions for unmeasured observables, e.g., meson decay branching ratios and also CP asymmetries, which will help the discovery of new decay channels and new CP violation effects in experiments. One highlight is the prediction for confirmed by later LHCb measurement, which was also the first direct CP violation discovery in the charm sector. From the theoretical point of view, the amplitude structures of the decay processes can be decoded in the FAT approach, which will provide hints for the directions of future theoretical studies. For example, the understanding of the large magnitude and large strong phase in the amplitude in decays require more theoretical efforts.
In the end, it is important to clarify that the FAT approach should not refer to any of the parametrization schemes that has appeared in any of the existing papers [24-27]. Apparently, the parametrization schemes for and decays are quite different from each other. Instead, it should be regarded as a more general framework, in which the short distance dynamics and the long distance dynamics of different topological amplitudes are factorized with the former formulated by corresponding Wilson coefficients and the latter as hadronic matrix elements either calculable or parameterized. In the parametrization, important SU(3) breaking effects are expected to be figured out, which leads to some arbitrariness and also leaves space to improve.
Until now, although the FAT approach has made many remarkable achievements, it still awaits more efforts in the future to improve the parametrization schemes for both the and decays, especially in such a stage with more and more precise data. For example, the FAT approach cannot explain the branching fractions of some modes (such as and ) very well. The newest measurements of asymmetries indicating the assumption of and in the FAT should be modified to match experimental data. These questions should be solved in the future. Besides, the FAT approach is expected to be applied to more decay modes such as and heavy baryon decays.
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