Effective models for nearly ideal Dirac semimetals

Feng Tang , Xiangang Wan

Front. Phys. ›› 2019, Vol. 14 ›› Issue (4) : 43603

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Front. Phys. ›› 2019, Vol. 14 ›› Issue (4) :43603 DOI: 10.1007/s11467-019-0902-7
RESEARCH ARTICLE
Effective models for nearly ideal Dirac semimetals
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Abstract

Topological materials (TMs) have gained intensive attention due to their novel behaviors compared with topologically trivial materials. Among various TMs, Dirac semimetal (DSM) has been studied extensively. Although several DSMs have been proposed and verified experimentally, the suitable DSM for realistic applications is still lacking. Thus finding ideal DSMs and providing detailed analyses to them are of both fundamental and technological importance. Here, we sort out 8 (nearly) ideal DSMs from thousands of topological semimetals in Nature 566(7745), 486 (2019). We show the concrete positions of the Dirac points in the Brillouin zone for these materials and clarify the symmetry-protection mechanism for these Dirac points as well as their low-energy effective models. Our results provide a useful starting point for future study such as topological phase transition under strain and transport study based on these effective models. These DSMs with high mobilities are expected to be applied in fabrication of functional electronic devices.

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Dirac semimetal / symmetry / effective model

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Feng Tang, Xiangang Wan. Effective models for nearly ideal Dirac semimetals. Front. Phys., 2019, 14 (4) : 43603 DOI:10.1007/s11467-019-0902-7

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1 Introduction

Since the concept of band topology was introduced in the understanding of quantum Hall effect in two-dimensional (2D) free electron gas (FEG) [1, 2], topological materials (TMs) have remained to be a hot research area in condensed matter physics. Many topological phases have been proposed and especially in the past decade when many TMs were theoretically proposed and some of them were even experimentally confirmed [3-6].

Rather than in the case of quantum Hall insulator in 2D FEG where high magnetic field is necessary [1, 2], time-reversal symmetric materials (namely non-magnetic materials) can also host nontrivial band topology, such as topological insulators protected by time reversal (T) symmetry [3, 4]. Moreover other than time-reversal symmetry, additional spatial symmetry may also protect topological crystalline insulators and semimetals [5-7]. For Dirac semimetals (DSMs) [7-10], the bulk low-energy Hamiltonian around the four-fold degenerate band crossing point (also called Dirac point, DP) can mimic the massless (3+1)-D Dirac Hamiltonian. Such a new quantum state attracted extensive research interest [8-13] due to its novel physical consequences such as Klein tunelling [14]. Furthermore, considering lower symmetries in solids rather than Lorentz symmetry, people also proposed type-II DSM with oblique Dirac cones and realized it in PdTe2 and PtTe2 [15-17]. Note that the DPs in these type-II DSMs are relatively far away from the Fermi level (around 1 eV below the Fermi level) [15-17]. Note that two early DSMs, Na3Bi and Cd3As2, both own perfect Fermi surfaces (only containing discrete Dirac points), but they have intrinsic problems hindering their realistic applications: Na3Bi [9] is not stable in the air while Cd3As2 [10] is highly toxic. Since then, there have been many works on discovering DSMs [18-25].

Recently, large-scale database searches for 3D non-magnetic TMs have been done where many TMs were predicted [26-28], which include materials with symmetry protected band crossings near the Fermi level. These TMs databases provide a narrowed-down version of material database for future studies on topological properties. However, it is worth mentioning that further theoretical analyses and calculations may still be necessary before future experimental studies on them: For topological semimetals, one need to further check the positions of the band crossings and their symmetry protection mechanisms as well as their low energy k·p Hamiltonian, key to next-step studies. In this work we focus on the Dirac semimetals (DSMs) and sort out eight (nearly) ideal DSMs. In these DSMs, several are promising since they seem to be quite stable and also non-toxic. We also give detailed analyses of them. These materials provide a fruitful platform to study chiral anomaly [29] and also are expected to be used in fabrications of devices with ultrahigh mobilities [30] in future.

2 Dirac materials

In Ref. [28], we used the symmetry-indicators [31, 32] to perform a comprehensive database search for TMs and thousands of TMs were theoretically predicted. By the symmetry-indicator method [32], those materials with band crossings are classified into two subcases: one owning band crossing at high symmetry point while the other owning band crossing lying in high symmetry line or plane [32]. In Refs. [32] and [28], we highlight MgBi2O6 (space group 136) and OPd (space group 131) as good DSMs, respectively and their DPs are both protected by C4v symmetry. Out of the abundant TMs [28], here we select 8 nearly ideal DSMs with band crossing points near the Fermi level and relatively clean Fermi surfaces. They own Dirac point (DP) either at high symmetry point protected by non-symmorphic symmetry [8, 32] or lying in high symmetry line by band inversion mechanism [9, 10, 32]. They are presented in Table 1, where the positions of the DPs in the Brillouin zone (BZ) are also given. These DSMs crystallize in different space groups (SGs), and own 5 different crystal systems: orthorhombic (SG63), tetragonal (SG139), trigonal (SGs166,167), hexagonal (SGs176,194) and cubic (SGs223,224) lattices. In the following, we will describe their electronic structures for each crystal system and describe the positions of the Dirac band crossings for these DSMs. The detailed symmetry mechanism for these DPs and effective low energy models are left in Section 3.

2.1 Cubic lattice

Firstly we display two cubic and nearly perfect DSMs: Pd3SrO4 (SG223) [33] and Ag2O (SG224) [34]. Their point groups are both Oh and both materials crystallize in the primite cubic lattice. Although there are fruitful spatial symmetries, by a systematic check for all the high symmetry lines or planes which own two or two more different irreducible representations (irreps) [35], it is found that these two materials only have DPs lying in the Γ–X line near the Fermi level and protected by C4v group [35]. Their plots of electronic band and density of states are shown in Figs. 1 and 2, respectively. It is worth mentioning that for Ag2O (SG224), the Fermi level threads the DP thus the density of states vanishes at the Fermi level as shown in Fig. 1(b). Note that near the Fermi level, the density of states is found to be parabolic in energy consistent with the Dirac cone dispersion, as shown in the inset of Fig. 1(b). The DP in Pd3SrO4 (SG223) is very near the Fermi level (around 55 meV below). Furthermore these two oxides are probable to be quite stable in the air and non-toxic, suitable for applications. As a binary compound, Ag2O seems to be very easy to synthesize, and deserves to be studied in more detail in future.

2.2 Hexagonal lattice

Next we consider the hexagonal lattice, for which the two good DSMs are AgHf3Cd3F20 (SG176) [36] and Na2MgSn (SG194) [37, 38]. The former DSM has perfect Fermi surface whose Fermi level exactly threads the DPs which are just the A and L points of the BZ as seen in Fig. 3(a) and has a vanishing density of states at the Fermi level as shown in Fig. 3(b). Such band crossings which occur at high symmetry points can be directly seen from the symmetry indicators [32]. Although the point group of A point is D6h, however, owing to the nonsymmorphic 6-fold screw operation, A has two different 4D irreps. For Na2MgSn (SG194) (seen Fig. 4), the Dirac band touching (10 meV above the Fermi level) arises from the band inversion between two 2-fold degenerate bands with two different irreps in the high symmetry line Γ–A. This line has symmetries, generated by c6 and σd1, whose little group contains 3 different 2D irreps in total. The first principles calculated density of states at the Fermi level is small. Besides, it is worth pointing out that the Fermi level can be tuned to the nearly flat band as shown in Fig. 4 through doping. This could induce electronic instability even under small perturbations, which is a very interesting property to study.

2.3 Orthorhombic lattice

In orthorhombic lattice, we find the nearly ideal DSM named by K3Pt2O4 [39] which crystallizes in SG63. The point group of SG63 is D2h and as shown in the irrep character table [35], almost all the high symmetry lines for this SG contain only one irrep (considering the effect of T). In fact, for K3Pt2O4, through checking all the high symmetry lines and points, we find that near the Fermi level, the bands cross only at the high symmetry points Z,T,R. In fact, of all the high symmetry points, only Z,T,R points can host 4D irrep (the DP must be 4-fold generate). Note that R point almost lines with the Fermi level. As shown in the electronic band structure plot in Fig. 5, it is obvious to see that the Dirac band crossings happen in these high symmetry points and are very near to the Fermi level even the density of states in the Fermi level is relatively small. As an oxide, this material is probably quite stable in the air and also is promising to be non-toxic.

2.4 Tetragonal lattice

The good DSM in SG139 we find is Al3Nb [40], whose electronic band structure is shown in Fig. 6. Directly according to the symmetry indicator of this material, it is found that no band crossings at high symmetry points occur near the Fermi level [28, 32]. In SG139, only two (inequivalent) high symmetry lines can host two 2D irreps: Λ and V, while the rest high symmetry lines only have one 2D irrep [35]. The DP is found to be 0.25 meV above the Fermi level and located in the high symmetry line Γ–Z after exhaustive check of these two high symmetry lines. The density of states at the Fermi level is found to be small. As shown in Section 3, the low-energy model always allows linear order term in the k·p Hamiltonian.

2.5 Trigonal lattice

In the trigonal lattice, we selected NaZn4As3 (SG166) [41] and Cs8Ga11 (SG167) [42] as good DSMs to analyse. They correspond to two aforementioned cases of Dirac band touchings, i.e., lying in high symmetry line and being pinned down at high symmetry points, respectively. As shown in Fig. 7(a) for the electronic energy band of NaZn4As3 (SG166), the DP is located at high symmetry line Γ–Z. This high symmetry line owns the little group whose generators are c3 and σd1 [35]. It can host three irreps, whose dimensions are 2, 1, 1, respectively, of which the last two are related by the joint operation of time-reversal and inversion symmetries [35]. As shown in the plot of density of states in Fig. 7(b), the density of states at the Fermi level is vanishing making this material an ideal DSM candidate.

While for Cs8Ga11 (SG167) shown in Fig. 8, the DPs are located at L and Z high symmetry points. As a matter of fact, by the irrep charcater table [35], we find that only two high symmetry points, L and Z can host 4D irreps. For L, there is only one 4D irrep while for Z point there is two different 4D irreps (it has one more 3-fold rotation symmetry than L point). Note that L point is nearly threaded by the Fermi level. The band plot (Fig. 8) indicates that the DPs are very close to the Fermi level although the density of states at the Fermi level is not very small since there are several bands crossing the Fermi level. Thus this material is also very interesting for realistic applications.

3 Derivation of k·p effective models

3.1 Dirac point in high symmetry line

In this and next section, we show the derivations of low energy models for all the above DSMs around the band crossings indicated in the band plots. To express the low energy model, we use the 16 Γ matrices chosen as identity matrix (I), 5 Dirac matrices Γi and their 10 commutators Γij=[Γi,Γj]/(2i). The 5 Dirac matrices are Γ(1,2,3,4,5)={σx⊗σ0,σz⊗σ0,σy⊗σx,σy⊗σy,σy⊗σz} where σ0 is 2×2 identity matrix and σx,σy,σz are Pauli matrices. The Dirac band crossings are classified into two kinds: one lying in a high symmetry line [9, 10, 32] and the other pinned down at high symmetry point [8, 32]. In this subsection, we first discuss the former case.

For Al3Nb (SG139), the DP in the high symmetry line Γ–Z is found to be at kDP=(0,0,0.3128 Å −1). It is protected by C4v symmetry and originated from band inversion between two doubly-degenerate bands which belong to two different irreps (note that C4v only has two different 2D irreps when time reversal symmetry is considered). The low energy k·p model near the DP is found to be v0qzI+v1qxΓ1+v1qyΓ5+v3qzΓ2 where (qx,qy,qz)=q−kDP is the displacement away from the DP kDP and v0, v1, v3 are parameters.

Note that the denoted DPs in Ag2O (SG224) and Pd3SrO4 (SG223) are located in Γ–X line, but due to the Oh symmetry, C4y can relate these DPs with another ones located in Γ–Z line. The low energy model around the DP in Γ–Z line owns the same form as that of Al3Nb (SG139) in the above since they both have C4v symmetry and the orientation of 4-fold axis is along z-axis. Their DPs’ coordinates are (0,0,0.1240  Å −1) and (0,0,0.4044  Å −1), respectively.

For As3NaZn (SG166), the DP is located in the high symmetry line Γ–Z protected by C3v symmetry whose coordinate is (0,0,0.02868  Å−1). It is due to a band crossing between the doubly-degenerate bands belongs to the only two different irreps. The low energy near this DP is found to be v0qzI+(v1qx−v2qy)Γ1+(v2qx+v1qy)Γ5+(qx−3qy)v1+(3qx+qy)v22Γ3+(3qx+qy)v1+(−qx+3qy)v22Γ4+v3qzΓ2 where v0,v1,v2,v3 are parameters.

For Na2MgSn (SG194), the DP ((0,0,0.01867  Å −1)) is located in Γ–A whose point group is C6v, which has three 2D irreps. For this material, the DP is the band crossing between two doubly-degenerate bands with two different irreps, whose eigenvalues of C6v are (i,−i) and (eiπ6,e−iπ6) where each parenthesis denotes a 2D irrep. We finally find the low energy can be written as: v0qzI+v3qzΓ2+v1(qx+3qy)Γ5+v1(3qx−qy)Γ1 where v0,v1,v3 are parameters.

It is interesting to note that when only one of the inversion and σv symmetries is broken, the DPs would still exist for Cn symmetry cases where n=4 and 6 while for n=3, the DP would evolve into two triply-degenerate band crossings. When they are both broken, four (except that for n=3, the number may be 3 or 4) Weyl points would occur from the DP which are protected by just cn rotation symmetry.

3.2 Dirac point at high symmetry point

For the rest materials, the DPs are located at high symmetry points. Next we analyse the symmetry protection mechanisms for these DPs case by case. First for K3Pt2O4, as Z and T points have exactly the same little group [35], they are first analysed together. The generators of the little group are screw operation c˜2z=(−x,−y,z+12), rotation c2x=(x,−y,−z) and inversion P=(−x,−y,−z) where we use the Jones’ faithful representation [35] under the conventional basis vectors for orthorhombic lattice. Since {c˜2z,P}=0 for Z and T points, thus c˜2z could relate two states with opposite parities, i.e., if we choose |+〉 as the common eigensate of P and Hamiltonian with even parity, c˜2z|+〉 would have an odd parity. Besides, c2x preserves the parity, thus the eigenstate of Hamiltonian can be labelled additionally by the eigenvalue of c2x, i.e., ±i. Hence, considering T, |+,i〉,c˜2z|+,i〉,T|+,i〉,Tc˜2z|+,i〉 constitute the basis for the only 4D irrep. The above-mentioned operators can be represented by 4×4 matrices in the basis easily. Thus the low energy Hamiltonian is found to v3qzΓ13+v2qyΓ35+(m1qx2+m2qy2+m3qz3)I+v23qyqzΓ34 where v2,v3,m1,m2,m3,v23 are parameters. On the contrary, for R point, different from Z and T points, c2x is not the symmetry operation, thus the basis for the only 4D irrep is |+〉,c˜2z|+〉,T|+〉,Tc˜2z|+〉, and the low energy Hamiltonian in this basis is found to be: (v3qz)Γ3+(v3′qz)Γ13+(v3″qz)Γ23+(v1qx+v2qy)Γ35 where v3,v3′,v3″,v1,v2 are parameters.

For Cs8Ga11, firstly we analyse the Z point which is subject to c3=(z,x,y), c˜21′=(−x+12,−z+12,−y+12) and P=(−x,−y,−z) under the trigonal lattice basis vectors. Note that [c3,P]=0, thus we can choose the eigenvalues of P and c3 to label the energy level: |+,−1〉,|+,eiπ3〉,|+,e−iπ3〉 where for each ket vector, + represent even parity and the other number is the eigenvalue of c3. c˜21′ operating one these three states would obtain another three states all with odd parity. Furthermore, c˜21′|+,1〉 is also the eigenstate of c3 whose eigenvalue is 1, while c˜21′|+,e±iπ3〉 is the eigenstate of c3 with eigenvalue being e∓iπ3. Operating T on the above states, we find two 4D irreps: for one 4D irrep, the basis can be chosen as |+,−1〉,c˜21′|+,−1〉,T|+,−1〉,Tc˜21′|+,−1〉 while the basis for the other 4D irrep can be chosen as |+,eiπ3〉,c˜21′|+,eiπ3〉,T|+,eiπ3〉,Tc˜21′|+,eiπ3〉. In this material, the DP corresponds to the second basis from the first principles calculations, and then the low energy model is found to be v3qzΓ3+v1(qxΓ35+qyΓ13)+v3′qzΓ23 where v1,v3,v3′ are parameters and note that the 2-fold axis for c˜'21 is set to be along our x−axis for the k·p Hamiltonian. For L point, the symmetry operations only contain c˜22′=(−z+12,−y+12,−x+12) and P. Thus the basis for the only 4D irrep can be chose as |+〉,c˜22′|+〉,T|+〉,Tc˜22′|+〉 under which the low energy Hamiltonian is (v1qy+v2qz)Γ3+(v3qy+v4qz)Γ13+(v5qy+v6qz)Γ23+v7qxΓ35 where vi's are all parameters and note that the 2-fold axis for c22′ is set to be along our x−axis for the k·p Hamiltonian.

Finally we analyse AgCd3F20Hf3 whose DP is just the A high symmetry point. It has c˜6=(x−y,x,z+12) and P=(−x,−y,−z) symmetries. As {c˜6,P}=0 and [c˜62,P]=0, thus we can first label the energy level by parity and the eigenvalue of c˜62: |+,1〉,|+,ei2π3〉,|+,e−i2π3〉. c˜6 would reverse their parity while preserve the eigenvalue the c˜62. Thus there are two 4D irreps for which the bases can be chosen as |+,1〉,c˜6|+,1〉,T|+,1〉,Tc˜6|+,1〉 and |+,ei2π3〉,c˜6|+,ei2π3〉,T|+,ei2π3〉,Tc˜6|+,ei2π3〉, respectively. The band structure calculation shows that the DP corresponds to the second situation, and the low energy model is found to be v3qz(Γ13+3Γ35)+(m3qz2+m1qx2+m1qy2)I where m1,m2,m,3 and v3 are parameters. For L point, the generators of its symmetry are P=(−x,−y,−z) and σh=(x,y,−z+12). As {P,σh}=0, we can obtain the basis for only one 4D irrep as: |+〉,σh|+〉,T|+〉,Tσh|+〉 where + denotes even parity. The k·p model is found to be: (v1qx+v2qy)Γ3+v3qzΓ13+(v1′qx+v2′qy)Γ23+(v1″qx+v2″qy)Γ35 where v1,v2,v1′,v2′,v1″,v2″ and v3 are all parameters.

4 Conclusion

In conclusion, we have presented k·p model analyses for some ideal or nearly ideal Dirac semimetals. These k·p models are sufficient to show that the low energy physics in these system is exactly the Dirac one. Besides, these k·p Hamiltonians can serve as the starting point for further calculations such as electronic transport properties, electron–electron correlation, etc. Finally, the Dirac materials highlighted in this work deserve further experimental studies for physical properties related with the nontrivial band topology, and some of them may find applications in realistic electronics.

5 Method

The electronic band structure calculations have been carried out using the full potential linearized augmented plane-wave method as implemented in the WIEN2K package [43]. The generalized gradient approximation (GGA) with Perdew–Burke–Ernzerhof (PBE) [44] realization was adopted for the exchange-correlation functional.

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