Wave-function approach to Master equations for quantum transport and measurement

Shmuel Gurvitz

Front. Phys. ›› 2017, Vol. 12 ›› Issue (4) : 120303

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Front. Phys. ›› 2017, Vol. 12 ›› Issue (4) :120303 DOI: 10.1007/s11467-016-0638-6
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Wave-function approach to Master equations for quantum transport and measurement
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Abstract

This paper presents a comprehensive review of the wave-function approach for derivation of the number-resolved Master equations, used for description of transport and measurement in mesoscopic systems. The review contains important amendments, clarifying subtle points in derivation of the Master equations and their validity. This completes the earlier works on the subject. It is demonstrated that the derivation does not assume weak coupling with the environment and reservoirs, but needs only high bias condition. This condition is very essential for validity of the Markovian Master equations, widely used for a phenomenological description of different physical processes.

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mesoscopic systems / quantum transport / Master equation / continuous measurement

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Shmuel Gurvitz. Wave-function approach to Master equations for quantum transport and measurement. Front. Phys., 2017, 12 (4) : 120303 DOI:10.1007/s11467-016-0638-6

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1 Introduction

Quantum transport through mesoscopic systems is one of the most extensively investigated areas of theoretical physics [1-3]. Typically, the transport takes place when a mesoscopic system, characterized by isolated energy levels, is connected with reservoirs, which energy spectrum is continuous (very dense). In addition, the system is interacting with the environment, like with phonon (photon) reservoirs with continuous energy spectrum. As a result, the transport trough mesoscopic systems would display an interplay of quantum and classical features.

For evaluation of current through the mesoscopic system (or other related quantities), one needs to trace over infinite number of the environmental and reservoirs states that are not directly observed. Such a procedure should be carried out in the density matrix of an entire system, ρ⁢(s,s′,I,I′,t), where s⁢(s′) and I⁢(I′) denote all variables of the mesoscopic system and the environment and reservoirs, respectively. As a result we obtain the reduced density matrix of the mesocopic system, σ⁢(s,s′,t)=TrI⁢[ρ⁢(s,s′,I,I,t)] that determines its behavior and bears all effects of the environment and reservoirs. Our goal, therefore is to derive the Master equations for the reduced density-matrix σ⁢(s,s′,t).

In the case of transport through single quantum dot, phenomenological “classical” rate equations has been used long ago [4-9]. These included only the diagonal density-matrix elements. The situation becomes different for coupled wells (dots) with aligned levels. The quantum transport through these devices goes on via quantum superposition between the states in adjacent wells. As a result, non-diagonal density matrix elements should appear in the equations of motion. These terms have no classical counterparts, and therefore the classical rate equations have to be modified. A plausible phenomenological modification of master equations for some particular cases of the resonance tunneling through double-dot structures has been proposed in Refs. [10, 11] by using an analogy to the optical Bloch equations [12].

Since then the Master equations approach to quantum transport has been extensively developed [13-17]. However, most of the derivations were based on the second order perturbative expansion of the total density matrix, ρ. As an alternative, we proposed a different approach based on derivation of the Master equations, from the Schrödinger equation for the total many-body wave-function, i⁢∂t|Ψ⁢(t)⟩=H⁢|Ψ⁢(t)⟩[13, 19, 20]. In such framework, all approximations are applied to the wave-function. The latter is used to build up the density matrix, which finally is traced over the environmental and reservoir states. This technique allow us to obtain the Master equations of motion for different physical problems in a most simple way. The resulting equation is obtained in a form of generalized Lidndblad [18] equation, which in addition describes a back-action on the environment. This would allow us to use this equation to study the counting statistics and the continuous measurement process.

This paper is a comprehensive review of the original papers Refs. [13, 19-23], with some amendments and corrections. These are elaborating subtle points of derivations, which were not properly addressed in earlier publications. The paper is organized as follows. Section 2–6 present detailed derivation of Master equations for different mesoscopic structures. Section 7 presents extension of the previous results to general case of multi-dot systems. Section 8 and 9 consider application of the Master equations approach to a description of the continuous measurement process, without an explicit use of the Projection postulate. Section 10 deals with continuous measurement of tunneling to non-Markovian reservoirs in a relation with the quantum Zeno effect. Last section contains concluding remarks.

2 Single-well structure

Let us consider a mesoscopic “device” consisting of a quantum well (dot), coupled to two separate electron reservoirs. The density of states in the reservoirs is very high (continuum). The dot, however, contains only isolated levels. We first demonstrate how to achieve the reduction of many-body Schroedinger equation to the rate equation in the simplest example, Fig. 1, with only one level, E1, inside the dot. We also ignore the Coulomb electron-electron interaction inside the well and the spin degrees of freedom. Hence, only one electron may occupy the well.

With the stand simplifications, the tunneling Hamiltonian of the entire system in the occupation number representation is

(1)H=∑lElal†al+E1a1†a1+∑rErar†ar+∑lΩl(al†a1+a1†al)+∑rΩr(ar†a1+a1†ar),

where a1† and al⁢(r)† are the creation operators for the electron in the dot and in the left (right) reservoirs. The subscripts l and r enumerate correspondingly the levels in the left (emitter) and right (collector) reservoirs. The tunneling couplings of the dots to the leads, Ωl,r, are weakly dependent of energy (wide-band limit) and can be chosen to be real in the absence of magnetic field.

For simplicity, we restrict ourselves to the zero temperature in the reservoirs. All the levels in the emitter and the collector are initially filled with electrons up to the Fermi energy μL and μR, respectively. This situation will be treated as the “vacuum” state |0⟩.

This vacuum state is unstable; the Hamiltonian Eq. (1) requires it to decay exponentially to a continuum state having the form a1†⁢al⁢|0⟩ with an electron in the level E1 and a hole in the emitter continuum. These continuum states are also unstable and decay to states ar†⁢al⁢|0⟩ having a particle in the collector continuum as well as a hole in the emitter continuum, and no electron in the level E1. The latter, in turn, are decaying into the states a1†⁢ar†⁢al⁢al′⁢|0⟩ and so on. The evolution of the whole system is described by the many-particle wave function, which is represented as

(2) |Ψ(t) 〉=[b0(t)+∑lb1l(t)a1†al+∑l,rblr(t)ar†al+∑l<l′,rb1ll′r(t)a1†ar†alal′+⋯] |0 〉,

where b⁢(t) are the time-dependent probability amplitudes to find the system in the corresponding states described above with the initial condition b0⁢(0)=1, and all the other b⁢(0)’s being zeros. Substituting Eq. (2) into in the Schrödinger equation i⁢|Ψ˙⁢(t)⟩=H⁢|Ψ⁢(t)⟩, results in an infinite set of coupled linear differential equations for the amplitudes b⁢(t). Applying the Laplace transform

(3)b~⁢(E)=∫0∞ei⁢E⁢t⁢b⁢(t)⁢dt

and taking account of the initial conditions, we transform the linear differential equations for b⁢(t) into an infinite set of algebraic equations for the amplitudes b~⁢(E),

(4a)E⁢b~0⁢(E)−∑lΩl⁢b~1⁢l⁢(E)=i,

(4b)(E+El−E1)⁢b~1⁢l⁢(E)−Ωl⁢b~0⁢(E)−∑rΩr⁢b~l⁢r⁢(E)=0,

(4c)(E+El−Er)⁢b~l⁢r⁢(E)−Ωr⁢b~1⁢l⁢(E)−∑l′Ωl′⁢b~1⁢l⁢l′⁢r⁢(E)=0,

(4d)(E+El+El′−E1−Er)b˜1ll′r(E)−Ωl′b˜lr(E)            +Ωlb˜l′r(E)−∑r′Ωr′b˜ll′rr′(E)=0,

…

Note that in the Laplace transform E→E+i⁢δ, where E plays a role of energy in the scattering theory.

Equations (4) can be substantially simplified. Let us replace the amplitude b~ in the term ∑Ω⁢b~ of each of the equations by its expression obtained from the subsequent equation. For example, substitute b~1⁢l⁢(E) from Eq. (4b) into Eq. (4a). We obtain

(5)(E−∑lΩl2E+El−E1)⁢b~0⁢(E)−∑l,rΩl⁢ΩrE+El−E1⁢b~l⁢r⁢(E)=i.

Since the states in the reservoirs are very dense (continuum), one can replace the sums over l and r by integrals, for instance ∑l→∫ρL⁢(El)⁢dEl, where ρL⁢(El) is the density of states in the emitter. We assume that it is independent of the El (wide band limit), and the same for the density of state of the collector, ρL,R⁢(El,Er)≡ρL,R. Also the tunneling couplings are considered as the energy independent, Ωl,r≡ΩL,R⁢(El,Er)≡ΩL,R. Then the first sum in Eq. (5) becomes an integral

(6)S1=∫μL−ΛρLdElΩL2E+El−E1=−iΓL2Θ(μL+E−E1)+ΓL2πlnμL+E−E1Λ−E+E1,

where Λ is a cut-off and ΓL=2⁢π⁢|ΩL|2⁢ρL is a partial width of the level E1 due to its coupling to the emitter. (The corresponding partial width due to tunneling to the collector is ΓR=2⁢π⁢ρR⁢(E1)⁢|ΩR⁢(E1)|2).

Now we consider the case of |μL,R−E1|≫ΓL,R, corresponding to the energy level E1 is deeply inside the bias, V=μL−μR, (large bias limit). Then the last term of Eq. (6) vanishes in the limit of μL,Λ→∞ as ΓL/(μL−E1) [or ΓL/(Λ−E1)]. We then obtain

(7)S1=−i⁢ΓL2.

Consider now the second sum in Eq. (5).

(8)S2=∫μRΛρR⁢dEr⁢∫−ΛμLρL⁢dEl⁢ΩL⁢ΩR⁢b~l⁢r⁢(E)E+El−E1.

In contrast with the first term of Eq. (5), the amplitude b~ is not factorized out the integral (8). We refer to this type of terms as “cross-terms”. Fortunately, all “cross-terms” vanish in the limit of large bias. This greatly simplifies the problem and is very crucial for a transformation of the Schrödinger to the Master equations. The reason is that the poles of the integrand in the El⁢(Er)-variable in the “cross-terms” are on the same side of the integration contour. One can find it by using a perturbation series the amplitudes b~ in powers of Ω. For instance, from iterations of Eqs. (4) one finds

(9)b~l⁢r⁢(E)=i⁢ΩL⁢ΩRE⁢(E+El−Er)⁢(E+El−E1)+⋯

The higher order powers of Ω have the same structure. Since E→E+i⁢ϵ in the Laplace transform, all poles of the amplitude b~l⁢r⁢(E)≡bl⁢r⁢(E,El,Er) in the El-variable are below the real axis. In this case, substituting Eq. (9) into Eq. (8) we find in the limit μL,Λ→∞,

(10)∫−∞∞ΩL⁢ΩR⁢d⁢El(E+i⁢ϵ)⁢(E+El−E1+i⁢ϵ)2⁢(E+El−Er+i⁢ϵ)=0.

Thus, S2→0 in the large bias limit.

Applying analogous considerations to the other equations of the system (4), we finally arrive at the following set of equations:

(11a)(E+i⁢ΓL/2)⁢b~⁢(E)=i,

(11b)(E+El−E1+i⁢ΓR/2)⁢b~1⁢l⁢(E)−ΩL⁢b~⁢(E)=0,

(11c)(E+El−Er+i⁢ΓL/2)⁢b~l⁢r⁢(E)−ΩR⁢b~1⁢l⁢(E)=0,

(11d)(E+El+El′−E1−Er+iΓR/2)b˜1ll′r(E)            −ΩLb˜lr(E)+ΩLb˜l′r(E)=0,

…

Now we introduce the (reduced) density matrix of the “device”. The Fock space of the quantum well consists of only two possible states, namely: |a⟩ – the level E1 is empty, and |b⟩ – the level E1 is occupied. In this basis, the diagonal elements of the density matrix of the “device”, σa⁢a and σb⁢b, give the probabilities of the resonant level being empty or occupied, respectively. In our notation, these probabilities are represented as follows:

(12a)σaa=|b0(t)|2+∑l,r|blr(t)|2+∑l<l′,r<r′|bll′rr′(t)|2+⋯≡σaa(0)+σaa(1)+σaa(2)+⋯,

(12b)σbb=∑l|b1l(t)|2+∑l<l′,r|b1ll′r(t)|2 +∑l<l′<l′′,r<r′|b1ll′l′′rr′(t)|2+⋯≡σbb(0)+σbb(1)+σbb(2)+⋯,

where the index n in σ(n) denotes the number of electrons in the collector, Fig. 1. The current I⁢(t) flowing through the system is I⁢(t)=e⁢N˙R⁢(t), where NR⁢(t) is the number of electrons accumulated in the collector, i.e.,

(13)NR⁢(t)=∑nn⁢[σa⁢a(n)⁢(t)+σb⁢b(n)⁢(t)].

In the following we adopt the units where the electron charge e is unity.

The density submatrix elements are directly related to the amplitudes b~⁢(E) through the inverse Laplace transform,

(14)σ(n,n′)⁢(t)=∑l⁢⋯,r⁢⋯∫d⁢E⁢d⁢E′4⁢π2⁢b~l⁢⋯⁢r⁢⋯⁢(E)⁢b~l⁢⋯⁢r⁢⋯*⁢(E′)⁢ei⁢(E′−E)⁢t.

By means of this equation one can transform Eqs. (11) for the amplitudes b⁢(E) into differential equations directly to the density matrix σj⁢j′(n,n′)⁢(t), where j=a,b denote the state of the SET with an unoccupied or occupied dot and n denotes the number of electrons which have arrived at the collector by time t, Fig. 1. In fact, as follows from our derivation, the diagonal density-matrix elements, j=j′ and n=n′, form a closed system in the case of resonant tunneling through one level. The off-diagonal elements, j≠j′, appear in the equation of motion whenever more than one discrete level of the system carry the transport (see in following). Therefore we concentrate below on the diagonal density-matrix elements only, σa⁢a(n)⁢(t)≡σa⁢a(n,n)⁢(t) and σb⁢b(n)⁢(t)≡σb⁢b(n,n)⁢(t). Applying the inverse Laplace transform on finds

(15a)σaa(n)(t)=∑l⋯,r⋯∫dEdE′4π2b˜l⋯︸nr⋯︸n(E)b˜l⋯︸nr⋯︸n*(E′)ei(E′−E)t,

(15b)σbb(n)(t)=∑l⋯,r⋯∫dEdE′4π2b˜1l⋯︸n+1r⋯︸n(E)b˜1l⋯︸n+1r⋯︸n*(E′)ei(E′−E)t.

Consider, for instance, the term σb⁢b(0)⁢(t)=∑l|b1⁢l⁢(t)|2. Multiplying Eq. (11b) by b~1⁢l*⁢(E′) and then subtracting the complex conjugated equation with the interchange E↔E′ we obtain

(16)∫dEdE′4π2∑l[(E′−E−iΓR)b˜1l(E)b˜1l*(E′)        −2 Im ∑LΩLb˜1l(E)b˜0*(E′)]ei(E′−E)t=0.

Using Eq. (15b) one easily finds that the first integral in Eq. (16) equals to −i⁢[σ˙b⁢b(0)⁢(t)+ΓR⁢σb⁢b(0)⁢(t)]. Next, substituting

(17)b~1⁢l⁢(E)=ΩL⁢b~0⁢(E)E+El−E1+i⁢ΓR/2

from Eq. (11b) into the second term of Eq. (16), and replacing a sum by an integral, one can perform the El-integration in the large bias limit, μL→∞, μR→−∞. Then using again Eq. (15b) one reduces the second term of Eq. (16) to i⁢ΓL⁢σa⁢a(0)⁢(t). Finally, Eq. (16) reads σ˙b⁢b(0)⁢(t)=ΓL⁢σa⁢a(0)⁢(t)−ΓR⁢σb⁢b(0)⁢(t).

The same algebra can be applied for all other amplitudes b~α⁢(t). For instance, by using Eq. (15a) one easily finds that Eq. (11c) is converted to the following rate equation σ˙00(1)⁢(t)=−ΓL⁢σa⁢a(1)⁢(t)+ΓR⁢σb⁢b(0)⁢(t). With respect to the states involving more than one electron (hole) in the reservoirs (the amplitudes like b~1⁢l⁢l′⁢r⁢(E) and so on), the corresponding equations contain the Pauli exchange terms. By converting these equations into those for the density matrix using our procedure, one finds the “cross terms”, like ∑ΩL2⁢b~l′⁢r⁢(E)⁢b~l⁢r*⁢(E′), generated by Eq. (11d). Yet, these terms vanish after an integration over El⁢(r) in the large bias limit, as the second term in Eq. (5). The rest of the algebra remains the same, so one obtains σ˙b⁢b(1)⁢(t)=ΓL⁢σa⁢a(1)⁢(t)−ΓR⁢σb⁢b(1)⁢(t). Finally we arrive to the following infinite system of the chain equations for the diagonal elements, σa⁢a(n) and σb⁢b(n), of the density matrix,

(18a)σ˙a⁢a(0)⁢(t)=−ΓL⁢σa⁢a(0)⁢(t),

(18b)σ˙b⁢b(0)⁢(t)=ΓL⁢σa⁢a(0)⁢(t)−ΓR⁢σb⁢b(0)⁢(t),

(18c)σ˙a⁢a(1)⁢(t)=−ΓL⁢σa⁢a(1)⁢(t)+ΓR⁢σb⁢b(0)⁢(t),

(18d)σ˙b⁢b(1)⁢(t)=ΓL⁢σa⁢a(1)⁢(t)−ΓR⁢σb⁢b(1)⁢(t),

…

Summing up these equations, one easily obtains differential equations for the total probabilities σa⁢a=∑nσa⁢a(n) and σb⁢b=∑nσb⁢b(n):

(19a)σ˙a⁢a=−ΓL⁢σa⁢a+ΓR⁢σb⁢b,

(19b)σ˙b⁢b=ΓL⁢σa⁢a−ΓR⁢σb⁢b,

which should be supplemented with the initial conditions

(20)σa⁢a⁢(0)=1,σb⁢b⁢(0)=0.

Using Eqs. (13) and (18) we obtain the total current,

(21)I(t)=N˙R(t)=ΓR[σbb(0)(t)+σbb(1)(t)+σbb(2)(t)+⋯]=ΓRσbb(t).

Thus the current I⁢(t) is directly proportional to the charge density in the well. Solving Eqs. (19) and substituting σb⁢b⁢(t) into Eq. (21), we obtain (for t→∞) the standard formula for the dc resonant current,

(22)I=ΓL⁢ΓRΓL+ΓR.

Notice that whereas the time-behavior of the current I⁢(t) depends on the initial condition, the stationary current I=I⁢(t→∞), Eq. (22), does not.

Equations (19), derived from the many-body Schrödinger equation, coincide with the classical rate equations in the sequential picture for the resonant tunneling. However, as shows our derivation these equations can be valid only when the resonance energy is inside the bias, and ΓL,R≪|E1−μL,R| (large bias limit). If the resonance is near the Fermi energy of a reservoir, the time-dependent Scrödinger equation cannot be reduced to the rate equations (19).

3 Coulomb blockade

Now we extend the approach of Section 2 to include the effects of Coulomb interaction. Consider again the quantum well in Fig. 1, taking into account the spin degrees of freedom (s). In this case the tunneling Hamiltonian (1) becomes

(23)H=∑l,sElals†als+∑sE1a1s†a1s+∑r,sErars†ars+∑l,sΩl(als†a1s+a1s†als)+∑r,sΩr(ars†a1s+a1s†ars)+Ua1s†a1sa1,−s†a1,−s,

where s=±1/2, and U is the Coulomb repulsion energy.

Writing down the many-body wave function, |Ψ⁢(t)⟩, in the occupation number representation, just as in Eq. (2), and then substituting it into the Schrödinger equation i⁢|Ψ˙⁢(t)⟩=H⁢|Ψ⁢(t)⟩, we find a system of coupled equations for the amplitudes b⁢(t)

(24a)E⁢b~0⁢(E)−∑lΩl⁢[b~↑l⁢(E)+b~↓l⁢(E)]=i,

(24b)(E+El−E1)b˜↑l(E)−Ωlb˜0(E)            −∑l′Ωl′b˜↑↓ll′(E)−∑rΩrb˜lr(E)=0,

(24c)(E+El−Er)b˜lr(E)−Ωrb˜↑l(E)            −∑l′Ωl′[b˜↑l′(E)+b˜↓l′(E)]=0,

(24d)(E+El+El′−2E1−U)b˜↑↓ll′(E)−Ωl′b˜↑l(E)            −Ωlb˜↓l′(E)−∑rΩr[b˜↑ll′r(E)+b˜↓ll′r(E)]=0,

…

In order to shorten notations we eliminated the index (1) of the level E1 in the amplitudes b, so that b~↑(↓)⁢⋯⁢(t) denotes the probability amplitude to find one electron inside the well with spin up (down), and the amplitude b~↑⁣↓⋯⁢(t) is the probability amplitude to find two electrons inside the well.

Equations (24) can be simplified by using the same procedure as described in the previous section. For instance, by substituting b~l⁢r from Eq. (24c) and b~↑⁣↓l⁢l′ from Eq. (24d) into Eq. (24b), and neglecting the “cross terms” on the grounds of the same arguments as in the analysis of Eq. (5)), we obtain

(25)[E+El−E−∫−∞μLρL(El′)ΩL2(El′)dEl′E+El+El′−2E1−U         −∫μR∞ρR(Er)ΩR2(Er)dErE+El−Er]b˜↑l(E)=0,

where ΩL,R⁢(El,r)≡Ωl,r. Since El∼E1, the singular parts of the integrals in (25) are respectively −i⁢Θ⁢(μL+E−E1+U)⁢ΓL′/2 and −i⁢Θ⁢(E+E1−μR)⁢ΓR/2, where

(26)ΓL(R)=2πρL(R)(E1)|ΩL(R)(E1)|2,ΓL(R)′=2πρL(R)(E1+U)|ΩL(R)(E1+U)|2.

Here ρL⁢(R) is the spin up or spin down density of states in the emitter (collector), ρL⁢(R)≡ρL⁢(R)↑=ρL⁢(R)↓. As in the previous section, we assume the resonance level being deeply inside the bias, |E1−μL,R|≫ΓL,R. If, in addition, E1+U≪μL, the theta-function in the singular parts of the integrals in (25) can be replaced by one. In the opposite case, E1+U≫μL, the corresponding singular part is zero.

Proceeding this way with the other equations of the system (24), we finally obtain

(27a)(E+i⁢ΓL)⁢b~0⁢(E)=i,

(27b)(E+El−E1+i⁢ΓL′/2+i⁢ΓR/2)⁢b~↑l⁢(E)−Ωl⁢b~0⁢(E)=0,

(27c)(E+El−Er+i⁢ΓL)⁢b~l⁢r⁢(E)−Ωr⁢b~↑l⁢(E)=0,

(27d)(E+El+El′−2E1−U+iΓR′)b˜↑↓ll′(E)            −Ωlb˜↓l′(E)+Ωl′b˜↑l(E)=0,

…

Equations (27) can be transformed into equations for the density matrix of the “device” by using the method of the previous section. Since the algebra remains essentially the same, we give only the final equations for the diagonal density matrix elements σa⁢a(n)⁢(t), σb⁢b↑(n)⁢(t), σb⁢b↓(n)⁢(t) and σc⁢c(n)⁢(t). These are the probabilities to find: i) no electrons inside the well; ii) one electron with spin up (down) inside the well, and iii) two electrons inside the well, respectively. The index n denotes the number of electrons accumulated in the collector. We obtain

(28a)σ˙a⁢a(n)=−2⁢ΓL⁢σa⁢a(n)+ΓR⁢σb⁢b↑(n−1)+ΓR⁢σb⁢b↓(n−1),

(28b)σ˙b⁢b↑(n)=−(ΓL′+ΓR)⁢σb⁢b↑(n)+ΓL⁢σa⁢a(n)+ΓR′⁢σc⁢c(n−1),

(28c)σ˙b⁢b↓(n)=−(ΓL′+ΓR)⁢σb⁢b↓(n)+ΓL⁢σa⁢a(n)+ΓR′⁢σc⁢c(n−1),

(28d)σ˙c⁢c(n)=−2⁢ΓR′⁢σc⁢c(n)+ΓL′⁢σb⁢b↑(n)+ΓL′⁢σb⁢b↓(n).

These rate equations look as a generalization of the rate equations (18), if one allows the well to be occupied by two electrons. The Coulomb repulsion leads merely to a modification of the corresponding rates Γ→Γ′, due to increase of the two electron energy.

Summing up the partial probabilities we obtain for the total probabilities, σ⁢(t)=∑nσ(n)⁢(t), the following equations:

(29a)σ˙a⁢a=−2⁢ΓL⁢σa⁢a+ΓR⁢σb⁢b↑+ΓR⁢σb⁢b↓,

(29b)σ˙b⁢b↑=−(ΓL′+ΓR)⁢σb⁢b↑+ΓL⁢σa⁢a+ΓR′⁢σc⁢c,

(29c)σ˙b⁢b↓=−(ΓL′+ΓR)⁢σb⁢b↓+ΓL⁢σa⁢a+ΓR′⁢σc⁢c,

(29d)σ˙c⁢c=−2⁢ΓR′⁢σc⁢c+ΓL′⁢σb⁢b↑+ΓL′⁢σb⁢b↓.

It follows from Eq. (29) that σa⁢a⁢(t)+σb⁢b↑⁢(t)+σb⁢b↓⁢(t)+σc⁢c⁢(t)=1. Respectively, one finds for the current

(30)I(t)=∑nn[σ˙(n)(t)]=ΓR[σbb↑(t)+σbb↓(t)]+2ΓR′σcc(t).

Equations (29) and (30) can be solved most easily for dc current, I=I⁢(t→∞). In this case σ˙=0, and Eqs. (29) turn into the system of linear algebraic equations. Finally we obtain

(31)I=2⁢ΓL⁢ΓR′⁢(ΓL′+ΓR)ΓL⁢ΓL′+2⁢ΓL⁢ΓR′+ΓR⁢ΓR′,

so that dc current does not depend on the initial conditions.

If E1≪μL≪E1+U, one finds from Eq. (25) that ΓL′=0, so that the state with two electrons inside the well is not available. In this case one obtains from Eq. (31) for the dc current

(32)I=2⁢ΓL⁢ΓR2⁢ΓL+ΓR.

It is interesting to note that this result is different from Eq. (22), although in both cases only one electron can occupy the well. However, if the Coulomb repulsion effect is small, i.e., ΓL,R′=ΓL,R, Eq. (31) does produce the same result as Eq. (22), provided the density of states is doubled due to the spin degrees of freedom.

One can also consider the case when the Fermi level in the right reservoir μR lies above the resonance level E1, but below E1+U, so that ΓR=0, Eq. (25). Then the resonant transitions of electrons from the left to the right reservoirs can go only through the state with two electrons inside the well. Using Eq. (31) one finds for the dc current

(33)I=2⁢ΓL′⁢ΓR′ΓL′+2⁢ΓR′,

which coincides with the result found by Glazmann and Matveev [5].

4 Double-well structure

4.1 Non-interacting electrons

Now we turn to the coherent case of resonant tunneling. Let us consider the coupled-well structure, shown in Fig. 2. We assume that both levels E1,2 are inside the bias, i.e., μR≪E1,E2≪μL. In order to make our derivation as clear as possible, we begin with the case of no spin degrees of freedom and no Coulomb interaction.

The tunneling Hamiltonian for this system is

(34)H=∑lEial†al+E1a1†a1+E2a2†a2+∑rErar†ar+Ω0(a1†a2+a2†a1)+∑lΩl(al†a1+a1†al)+∑rΩr(ar†a2+a2†ar),

where a1,2†, a1,2 are creation and annihilation operators for an electron in the first or the second well, respectively. All the other notations are taken from Section 2. The many-body wave function describing this system can be written in the occupation number representation as

(35) |Ψ(t) 〉= [b0(t)+∑lb1l(t)a1†al+∑l,rblr(t)ar†al+∑lb2l(t)a2†al+∑ll′b12ll′(t)a1†a2†alal′+∑l<l′,rb1ll′r(t)a1†ar†alal′+⋯ ] |0 〉.

Substituting Eq. (35) into the Shrödinger equation with the Hamiltonian (34) and performing the Laplace transform, we obtain an infinite set of the coupled equations for the amplitudes b~⁢(t):

(36a)E⁢b~0⁢(E)−∑lΩl⁢b~1⁢l⁢(E)=i,

(36b)(E+El−E1)⁢b~1⁢l⁢(E)−Ωl⁢b~0⁢(E)−Ω0⁢b~2⁢l⁢(E)=0,

(36c)(E+El−E2)b˜2l(E)−Ω0b˜1l(E)−∑l′Ωl′b˜12ll′(E)            −∑rΩrb˜rl(E)=0,

(36d)(E+El+El′−E1−E2)b˜12ll′(E)−Ωl′b˜2l(E)            +Ωlb˜2l′(E)−∑rΩrb˜1ll′r(E)=0,

…

Using exactly the same procedure as in the previous sections, Eqs. (5)–(10), we transform Eqs. (36) into the following set of equations:

(37a)(E+i⁢ΓL/2)⁢b~0⁢(E)=i,

(37b)(E+El−E1)⁢b~1⁢l⁢(E)−Ωl⁢b~0⁢(E)−Ω0⁢b~2⁢l⁢(E)=0,

(37c)(E+El−E2+i⁢ΓL/2+i⁢ΓR/2)⁢b~2⁢l⁢(E)−Ω0⁢b~1⁢l⁢(E)=0,

(37d)(E+El+El′−E1−E2+iΓR/2)b˜12ll′(E)            −Ωl′b˜2l(E)+Ωlb˜l′r(E)=0,

…

The amplitudes b⁢(t) determine the density submatrix of the system, σi⁢j(n), in the corresponding Fock space: |a⟩ – the levels E1,2 are empty, |b⟩ – the level E1 is occupied, |c⟩ – the level E2 is occupied, |d⟩ – the both level E1,2 are occupied; the index n denotes the number of electrons in the collector. The matrix elements of the density matrix of the “device” can be written as

(38a)σaa=∑nσaa(n)≡|b0(t)|2+∑l,r|blr(t)|2+∑l<l′,r<r′|bll′rr′(t)|2+⋯,

(38b)σbb=∑nσbb(n)≡∑l|b1l(t)|2+∑l<l′,r|b1ll′r(t)|2+∑l<l′<l″,r<r′|b1ll′l″rr′(t)|2+⋯,

(38c)σcc=∑nσcc(n)≡∑l|b2l(t)|2+∑l<l′,r|b2ll′r(t)|2+∑l<l′<l″,r<r′|b2ll′l″rr′(t)|2+⋯,

(38d)σdd=∑nσdd(n)≡∑l<l′|b12ll′(t)|2+∑l<l′<l″<l‴,r<r′|b12ll′l″l‴rr′(t)|2+⋯,

(38e)σbc=∑nσbc(n)≡∑lb1l(t)b2l*(t)+∑l<l′,rb1ll′r(t)b2ll′r*(t)+⋯.

Now we transform Eqs. (37) into differential equations for σ(n)⁢(t). Consider for instance the term σb⁢b(0)=∑l|b1⁢l⁢(t)|2, Eq. (38b), where the amplitudes b1⁢l are determined by Eq. (37b). Multiplying Eq. (37b) by b~1⁢l*⁢(E′) and subtracting the complex conjugate equation with E↔E′, we find

(39)∑l(E′−E)b˜1l(E)b˜1l*(E′)−∑lΩl[b˜0*(E′)b˜1l(E)−b˜0(E)b˜1l*(E′)]−Ω0∑l[b˜2l*(E′)b˜1l(E)−b˜2l(E)b˜1l*(E′)]=0.

After applying the inverse Laplace transform, Eqs. (14) and (15) the first term in this equation becomes −i⁢σ˙b⁢b(0)⁢(t). Next, substituting

(40)b~1⁢l⁢(E)=Ωl⁢b~0⁢(E)+Ω0⁢b~2⁢l⁢(E)E+El−E1

from Eq. (37b) into the second term of Eq. (39), and replacing the sum by an integral over El, we reduce this term to i⁢ΓL⁢b~0⁢(E)⁢b~0*⁢(E′). After the inverse Laplace transform it becomes i⁢ΓL⁢σa⁢a(0)⁢(t). Notice that in the large bias limit, the “cross term”, ∝Ω0⁢Ωl⁢b~0⁢b~2⁢l, does not contribute to the integral over El, since the poles of the integrand in the El-variable lie on one side of the integration contour [cf. with Eq. (10)]. The third term of Eq. (39) turns to be Ω0⁢[σb⁢c(0)⁢(t)−σc⁢b(0)⁢(t)], after the inverse Laplace transform. Finally we obtain a differential equation for the density submatrix element σb⁢b(0),

(41)σ˙b⁢b(0)⁢(t)=ΓL⁢σa⁢a(0)+i⁢Ω0⁢(σb⁢c(0)−σc⁢b(0)).

In contrast to the rate equations of the previous sections, the diagonal matrix element σb⁢b is coupled with the off-diagonal density matrix element σb⁢c.

The corresponding differential equation for σb⁢c can be easily obtained by multiplying Eq. (37b) by b~2⁢l*⁢(E′) with subsequent subtracting the complex conjugated Eq. (37c), multiplied by b~1⁢l. Then by integrating over El we obtain

(42)σ˙b⁢c(0)=i⁢(E2−E1)⁢σb⁢c(0)+i⁢Ω0⁢(σb⁢b(0)−σc⁢c(0))−12⁢(ΓL+ΓR)⁢σb⁢c(0).

Eventually we arrive to the following set of equations for σ(n)

(43a)σ˙a⁢a(n)=−ΓL⁢σa⁢a(n)+ΓR⁢σc⁢c(n−1),

(43b)σ˙b⁢b(n)=ΓL⁢σa⁢a(n)+ΓR⁢σd⁢d(n−1)+i⁢Ω0⁢(σb⁢c(n)−σc⁢b(n)),

(43c)σ˙c⁢c(n)=−ΓR⁢σc⁢c(n)−ΓL⁢σc⁢c(n)−i⁢Ω0⁢(σb⁢c(n)−σc⁢b(n)),

(43d)σ˙d⁢d(n)=−ΓR⁢σd⁢d(n)+ΓL⁢σc⁢c(n),

(43e)σ˙bc(n)=i(E2−E1)σbc(n)+iΩ0(σbb(n)−σcc(n))−12(ΓL+ΓR)σbc(n).

Using Eqs. (43) we can find the charge accumulated in the collector, NR⁢(t), and subsequently, the total current, I⁢(t)=N˙⁢(t), as given by

(44)I(t)=∑nn[σ˙aa(n)(t)+σ˙bb(n)(t)+σ˙cc(n)(t)+σ˙dd(n)(t)]=ΓR[σcc(t)+σdd(t)].

As in the previous examples, the current is proportional to the total probability of finding an electron in the well adjacent to the right reservoir. The off-diagonal elements of the density matrix do not appear in Eq. (44).

Summing up over n in Eqs. (43), we obtain the system of differential equations for the density matrix elements of the device

(45a)σ˙a⁢a=−ΓL⁢σa⁢a+ΓR⁢σc⁢c,

(45b)σ˙b⁢b=ΓL⁢σa⁢a+ΓR⁢σd⁢d+i⁢Ω0⁢(σb⁢c−σc⁢b),

(45c)σ˙c⁢c=−ΓR⁢σc⁢c−ΓL⁢σc⁢c−i⁢Ω0⁢(σb⁢c−σc⁢b),

(45d)σ˙d⁢d=−ΓR⁢σd⁢d+ΓL⁢σc⁢c,

(45e)σ˙bc=i(E2−E1)σbc+iΩ0(σbb−σcc)−12(ΓL+ΓR)σbc.

Eqs. (45) resemble the optical Bloch equations [12]. Note that the coupling with the reservoirs produces purely negative contribution into the non-diagonal matrix element’s dynamic equation, Eq. (45e), thus causing damping of this matrix element.

Eqs. (45) are solved most easily for the stationary current, I=I⁢(t→∞). Using σa⁢a+σb⁢b+σc⁢c+σd⁢d=1, we obtain

(46)I=ΓL⁢ΓRΓL+ΓR×Ω02Ω02+ΓL⁢ΓR/4+ϵ2⁢ΓL⁢ΓR/(ΓL+ΓR)2,

where ϵ=E2−E1.

4.2 Coulomb blockade

The extension of the rate equations (45) for the case of spin and Coulomb interaction is done exactly in the same way as in Section 3. Here also the rate equations for the device density matrix are obtained only for E1,2+U being inside or outside the bias, but not close to the bias edges (μR≪E1,2+U≪μL or E1,2+U≫μL). Eventually we arrive to the rate equations of type Eqs. (45), but with the number of the available states of the device changed due to additional (spin) degrees of freedom and Coulomb blockade restrictions. The Coulomb repulsion manifests itself also in a modification of the transition amplitude Ω and the rates Γ’s, Eq. (26).

In the case of large Coulomb repulsion, some of electron states of the device are outside the bias (the Coulomb blockade). As a result, the number of the equations is reduced. Consider, for instance, the situation where the Coulomb interaction U of two electrons in the same well so large that E1,2+U≫μL, but the Coulomb repulsion of two electrons in different wells, U¯, is much smaller, so that E1,2+U¯≪μL. Then the state of two electrons in the same well is not available, but two electrons can occupy different wells. In this case the rate equations for the corresponding density matrix elements of the device are

(47a)σ˙a⁢a=−2⁢ΓL⁢σa⁢a+ΓR⁢(σc⁢c↑+σc⁢c↓),

(47b)σ˙b⁢b↑=ΓL⁢σa⁢a+ΓR′⁢(σd⁢d↑↑+σd⁢d↑↓)+i⁢Ω0⁢(σb⁢c↑−σc⁢b↑),

(47c)σ˙c⁢c↑=−ΓR⁢σc⁢c↑−2⁢ΓL′⁢σc⁢c↑−i⁢Ω0⁢(σb⁢c↑−σc⁢b↑),

(47d)σ˙d⁢d↑↑=−ΓR′⁢σd⁢d↑↑+ΓL′⁢σc⁢c↑,

(47e)σ˙bc↑=i(E2−E1)σbc↑+iΩ0(σbb↑−σcc↑)−12(2ΓL′+ΓR)σbc↑,

where ΓL⁢(R)′=2⁢π⁢ρL⁢(R)⁢(E1+U¯)⁢|ΩL⁢(R)⁢(E1+U¯)|2. Here for the shortness we wrote only the equations for the “spin up” component of the density matrix. The same equations are obtained for the “spin down” components of the density matrix. The total current is

(48)I=ΓR⁢(σc⁢c↑+σc⁢c↓)+ΓR′⁢(σd⁢d↑↑+σd⁢d↑↓+σd⁢d↓↑+σd⁢d↓↓).

It is quite clear that the “spin up” and “spin down” components of the density matrix are equal, i.e., σb⁢b↑=σb⁢b↓=σb⁢b, the same holding for σc⁢c, σd⁢d components. Therefore Eqs. (47) and (48) can be rewritten as

(49a)σ˙a⁢a=−2⁢ΓL⁢σa⁢a+2⁢ΓR⁢σc⁢c,

(49b)σ˙b⁢b=ΓL⁢σa⁢a+2⁢ΓR′⁢σd⁢d+i⁢Ω0⁢(σb⁢c−σc⁢b),

(49c)σ˙c⁢c=−ΓR⁢σc⁢c−2⁢ΓL′⁢σc⁢c−i⁢Ω0⁢(σb⁢c−σc⁢b),

(49d)σ˙d⁢d=−ΓR′⁢σd⁢d+ΓL′⁢σc⁢c,

(49e)σ˙bc=i(E2−E1)σbc+iΩ0(σbb−σcc)−12(2ΓL′+ΓR)σbc,

and

(50)I=2⁢ΓR⁢σc⁢c+4⁢ΓR′⁢σd⁢d.

Using σa⁢a+2⁢σb⁢b+2⁢σc⁢c+4⁢σd⁢d=1 we obtain for the dc current

(51)I=2ΓLΓR′2ΓL′+ΓR×Ω024Ω02ΓLΓL′+ΓLΓR′+ΓRΓR′/4(2ΓL′+ΓR)2+ΓLΓR′2+ϵ22ΓLΓR′(2ΓL′+ΓR)2,

where ϵ=E2−E1. Notice that the current (51) differs from that given by Eq. (46) even for ΓL′=ΓL and ΓR′=ΓR, despite the fact that in the both cases only one electron can occupy each of the wells.

It is interesting to compare our result with that of Stoof and Nazarov [24] for the case of strong Coulomb repulsion between two electrons in different wells (E1,2+U¯≫EFL), where only one electron can be found inside the system. It corresponds to ΓL′=0. In this case the dc current given by Eq. (51) is

(52)I=ΓR⁢Ω02Ω02⁢[2+ΓR/(2⁢ΓL)]+ΓR2/4+ϵ2.

This result is slightly different from that obtained by Stoof and Nazarov (by the factor two in front of ΓL). The difference stems from the account of spin components in the rate equations, which has not been done in Ref. [24].

5 Inelastic processes

As an example of a system with coherent tunneling accompanied by inelastic scattering, let us consider the coupled-dot structure shown in Fig. 3. In this system a resonant current flows due to inelastic transition from the upper to the lower level in the left well. For simplicity, we restrict ourselves to non-interacting spin-less electrons. The Coulomb interaction and the spin effects can be accounted for precisely in the same way as we did in the previous sections.

The tunneling Hamiltonian of the system has the following structure

(53)H=∑lElal†al+E1a1†a1+E2a2†a2+E3a3†a3+∑αEαphcα†cα+∑rErar†ar+Ω0(a2†a3+a3†a2)+∑lΩl(al†a1+a1†al)+∑αΩαph(a2†a1cα†+a1†a2cα)+∑rΩr(ar†a3+a3†ar).

Here the subscript α enumerates the states in the phonon bath and Ωαp⁢h is the corresponding coupling. The many particle time-dependent wave function of the system is

(54) |Ψ(t) 〉=[b0(t)+∑lb1l(t)a1†al+∑l,αb2lα(t)a2†alcα†+∑l,αb3lα(t)a3†alcα†+∑l<l′,αb12ll′α(t)a1†a2†alal′cα†+∑l<l′,αb13ll′α(t)a1†a3†alal′cα†+⋯] |0 〉.

Repeating the procedure of the previous sections we find the following set of equations for the Laplace transformed amplitudes, b~⁢(E):

(55a)(E+i⁢ΓL/2)⁢b~0=i,

(55b)(E+El−E1+i⁢Γi⁢n/2)⁢b~1⁢l−Ωl⁢b~0=0,

(55c)(E+El−Eα−E2+i⁢ΓL/2)⁢b~2⁢l⁢α−Ωαp⁢h⁢b~1⁢l−Ω0⁢b~3⁢l⁢α=0,

(55d)(E+El−Eα−E3+i⁢ΓL/2+i⁢ΓR/2)⁢b~3⁢l⁢α−Ω0⁢b~2⁢l⁢α=0,

(55e)(E+El+El′−E1−E2−Eα)b˜12ll′α−Ωl′b˜2lα            +Ωlb˜2l′α−Ω0b˜13ll′α=0,

(55f)(E+El+El′−E1−E3−Eα+iΓin/2+iΓR/2)b˜13ll′α            −Ω0b˜12ll′α−Ωl′b˜3lα+Ωlb˜3l′α=0,

… where Γi⁢n=2⁢π⁢ρp⁢h⁢|Ωp⁢h|2 is the partial width of the level E1 due to phonon emission and ρp⁢h is the density of phonon states.

The density matrix elements of the device is σi⁢j⁢(t)=∑nσi⁢j(n)⁢(t), where σi⁢j(n)⁢(t), are related to the amplitudes b~⁢(E) via Eqs. (14) and (15). All possible electron states of the device are shown in Fig. 4. Using the previous section procedure for diagonal matrix elements we obtain master equations analogous to Eq. (45), in which transitions between isolated levels E2 and E3 take place through the coupling with non-diagonal matrix elements. These equations have the appearance of the optical Bloch equation [12]. However, the master equation for the non-diagonal matrix element (coherences) contains an additional term. Therefore, we present the derivation of the master equations for “coherences” σe⁢f and σc⁢d in some detail.

Consider for example the non-diagonal density submatrix elements σc⁢d(0)=∑l,αb2⁢l⁢α⁢(t)⁢b3⁢l⁢α*⁢(t) and σe⁢f(0)=∑l<l′,αb12⁢l⁢l′⁢α⁢(t)⁢b13⁢l⁢l′⁢α*⁢(t). The differential equation for σc⁢d(0)⁢(t) can be obtained by multiplying Eq. (55c) by b~3⁢l⁢α*⁢(E′) with subsequent subtraction of the complex conjugated Eq. (55d), multiplied by b~2⁢l⁢α⁢(E). Then using Eqs. (14) and (15) we obtain

(56)σ˙cd(0)=i(E3−E2)σcd(0)+iΩ0(σcc(0)−σdd(0))−12(2ΓL+ΓR)σcd(0).

Similarly, multiplying Eq. (55e) by b~13⁢l⁢l′⁢α*⁢(E′) and Eq. (55f) by b~12⁢l⁢l′⁢α⁢(E), we find the differential equation for σe⁢f(0)⁢(t)

(57)σ˙ef(0)=i(E3−E2)σef(0)+iΩ0(σee(0)−σff(0))−12(Γin+ΓR)σef(0)−iF,

where

(58)F=∑l<l′,α∫dEdE′4π2[b˜13ll′α*(E′)Ωl′b˜2lα(E)−b˜13ll′α*(E′)Ωlb˜2l′α(E)−b˜12ll′α(E)Ωl′b˜3lα*(E′)+b˜12ll′α(E)Ωlb˜3l′α*(E′)]ei(E′−E)t.

Substituting the amplitudes b~12⁢l⁢l′⁢α from Eq. (55e) and b~13⁢l⁢l′⁢α* from Eq. (55f) into Eq. (58), and replacing the sum over l⁢(l′) by the corresponding integral, we find −i⁢F=ΓL⁢σc⁢d(0). It implies that the non-diagonal density matrix σe⁢f given by Eq. (57), is coupled with σc⁢d via a single electron transition from the emitter to the left well. Obviously, such a term does not appear in the Bloch equations, which deal with two-level systems.

Summing up over n in the rate equations for the density submatrix σi⁢j(n)⁢(t) we obtain the set of rate equations for the density matrix of the device

(59a)σ˙a⁢a=−ΓL⁢σa⁢a+ΓR⁢σd⁢d,

(59b)σ˙b⁢b=ΓL⁢σa⁢a−Γi⁢n⁢σb⁢b+ΓR⁢σf⁢f,

(59c)σ˙c⁢c=Γi⁢n⁢σb⁢b+i⁢Ω⁢(σc⁢d−σd⁢c)+ΓR⁢σg⁢g−ΓL⁢σc⁢c,

(59d)σ˙d⁢d=−ΓR⁢σd⁢d+i⁢Ω⁢(σd⁢c−σc⁢d)−ΓL⁢σd⁢d,

(59e)σ˙e⁢e=ΓL⁢σc⁢c+i⁢Ω⁢(σe⁢f−σf⁢e)+ΓR⁢σh⁢h,

(59f)σ˙f⁢f=ΓL⁢σd⁢d−ΓR⁢σf⁢f+i⁢Ω⁢(σf⁢e−σe⁢f)−Γi⁢n⁢σf⁢f,

(59g)σ˙g⁢g=Γi⁢n⁢σf⁢f−ΓR⁢σg⁢g−ΓL⁢σg⁢g,

(59h)σ˙h⁢h=ΓL⁢σg⁢g−ΓR⁢σh⁢h,

(59i)σ˙cd=i(E3−E2)σcd+iΩ(σcc−σdd)−1/2(2ΓL+ΓR)σcd,

(59j)σ˙ef=i(E3−E2)σef+iΩ(σee−σff)−1/2(Γin+ΓR)σef+ΓLσcd,

and the resonant current flowing through this system is I=ΓR⁢(σd⁢d+σf⁢f+σg⁢g+σh⁢h).

6 Master equations for two wells separated by continuum

Let us consider quantum transport through two quantum wells (quantum dots). separated by a ballistic channel, as shown schematically in Fig. 5. The dots contain only isolated levels, whereas the density of states in the ballistic channel and in the emitter and the detector is very high (continuum). This system can be described by the tunneling Hamiltonian

(60)H=∑lElal†al+E1a1†a1+∑mEmam†am+E2a2†a2+∑rarar†ar+∑i,j=1,2Uijninj+(∑lΩla1†al+∑mΩmam†a1+∑mΩ¯ma2†am+∑rΩrar†a2+H.c.),

where ni=ai†⁢ai. The subscripts l, m and r enumerate correspondingly the levels in the left reservoir, in the (middle) ballistic channel and in the right reservoir. The spin degrees of freedom were omitted.

In order to simplify the derivation we assumed that the intradot charging energy Ui⁢i is large, E1,2+Ui⁢i≫μL. Thus only one electron can occupy each of the dots. However, the interdot charging energy U12 is much smaller, so it does not prevent simultaneous occupation of the two dots. The same is assumed for the Coulomb repulsion between electrons inside the dots and the ballistic channel. Although we did not include this interaction in the Hamiltonian (60), it can be treated in the same way as the interdot interaction U12. As in the previous case we restrict ourselves to the zero temperature case, even though the results are valid for a finite temperature, as would be clear from the derivation.

Let us assume that all the levels in the emitter, in the ballistic channel and in the collector are initially filled up to the Fermi energies μL, μM and μR respectively. We call it as the “vacuum” state, |0⟩. (In the following we consider the case of large bias, so that μL≫μM≫μR). The many-body wave function describing this system can be written in the occupation number representation as

(61)Ψ(t)〉=[b0(t)+∑lb1l(t)a1†al+∑l,mblm(t)am†al+∑lb2l(t)a2†al+∑l,rblr(t)ar†al+∑l<l′b12ll′(t)a1†a2†alal′+∑l<l′,rb1ll′r(t)a1†ar†alal′+⋯] |0 〉,

where b⁢(t) are the time-dependent probability amplitudes to find the system in the corresponding states described above. These amplitudes are obtained from the Shrödinger equation i⁢|Ψ˙⁢(t)⟩=H⁢|Ψ⁢(t)⟩, supplemented with the initial condition (b0⁢(0)=1, and all the other b⁢(0)’s being zeros). Using the amplitudes b⁢(t) we can find the density-matrix of the quantum dots, σi⁢j(k,n)⁢(t), by tracing out the continuum states of the reservoirs and the ballistic channel. Here the subscript indices in σ denote four states of the dots: i,j={a,b,c,d}, where |a⟩ – the levels E1,2 are empty, |b⟩ – the level E1 is occupied, |c⟩ – the level E2 is occupied, |d⟩ – the both level E1,2 are occupied, and the superscript indices k,n denote the number of electrons accumulated in the ballistic channel and in the collector respectively at time t, Fig. 6.

One finds

(62a)σaa(0,0)(t)=|b0(t)|2,σaa(1,0)(t)=∑l,m|blm(t)|2,σaa(1,1)(t)=∑l<l′,m,r|bll′mr(t)|2,⋯

(62b)σbb(0,0)(t)=∑l|b1l(t)|2,σbb(1,0)(t)=∑l<l′,m|b1ll′m(t)|2,σbb(1,1)(t)=∑l<l′<l″,m,r|b1ll′l″mr(t)|2,⋯

(62c)σbc(0,0)(t)=∑lb1l(t)b2l*(t),σbc(1,0)(t)=∑l<l′,mb1ll′m(t)b2ll′m*(t),σbc(1,1)(t)=∑l<l′<l″,m,rb1ll′l″mr(t)b2ll′l″mr*(t),⋯

…

The rate of electrons arriving to the collector determines the electron current in the system. Therefore the current operator is I^=i⁢[H,N^R], where N^R=∑rar†⁢ar is the operator for the total number of electrons accumulated in the right reservoir. Using Eqs. (60), (61), and (62) we find that the current I⁢(t) flowing through the system is

(63)I(t)=〈Ψ(t)|I^|Ψ(t)〉=∑k,nn[σ˙aa(k,n)(t)+σ˙bb(k,n)(t)+σ˙cc(k,n)(t)+σ˙dd(k,n)(t)].

As expected, I⁢(t) is the time derivative of the total charge accumulated in the collector. Thus the current I⁢(t) flowing through this system is expressed in terms of the diagonal elements of the density-matrix σ⁢(t). In order to find the differential equations for σ⁢(t) we need to sum over the states of the reservoirs and the ballistic channel, Eqs. (62).

As in previous sections, we use the Laplace transform for the Shrödinger equation, i⁢|Ψ˙⁢(t)⟩=H⁢|Ψ⁢(t)⟩. Then the amplitudes b⁢(t) in the wave function (61) are replaced by their Laplace transform, b~⁢(E), Eq. (3). Substituting Eq. (61) into the Shrödinger equation we obtain an infinite set of coupled equations for the amplitudes  b~⁢(E):

(64a)E⁢b~0⁢(E)−∑lΩl⁢b~1⁢l⁢(E)=i,

(64b)(E+El−E1)⁢b~1⁢l⁢(E)−Ωl⁢b~0⁢(E)−∑mΩm⁢b~l⁢m⁢(E)=0,

(64c)(E+El−Em)b˜lm(E)−Ωmb˜1l(E)−Ω¯mb˜2l(E)            −∑l′Ωl′b˜12ll′(E)=0,

(64d)(E+El−E2)b˜2l(E)−∑mΩ¯mb˜lm(E)            −∑rΩrb˜lr(E)−∑l′Ωl′b˜12ll′(E)=0,

(64e)(E+El+El′−E1−E2−U12)b˜12ll′(E)−Ωl′b˜2l(E)            +Ωlb˜2l′(E)−∑mΩ¯mb˜1ll′m(E)       −∑mΩmb˜2ll′m(E)−∑rΩrb˜1ll′r(E)=0,

…

Note that due to the Pauli principle an electron can return back only into unoccupied states of the emitter. As a result, the summation over the emitter states does not appear in the corresponding terms of Eqs. (64) [in the second term of Eq. (64b), in the second and the third terms of Eq. (64c), and so on].

Now we replace the amplitude b~ in the term ∑Ω⁢b~ of each of the equations (64) by its expression obtained from the subsequent equation. For example, substitute b~1⁢l⁢(E) from Eq. (64b) into Eq. (64a). We obtain

(65)(E−∑lΩL2(El)E+El−E1)b˜0(E)           −∑l,mΩL(El)ΩM(Em)E+El−E1b˜lm(E)=i,

where Ωl≡ΩL⁢(El) and Ωm≡ΩM⁢(Em). In the wide-band limit, this expression is treated exactly in the same way as Eq. (5). Namely, we replace the sums over l and m by integrals, like ∑l→∫ρL⁢(El)⁢dEl, where ρL⁢(El) is the density of states in the emitter. Then the first sum in Eq. (65) becomes an integral which can be split into a sum of the singular and principal value parts. The singular part yields −i⁢Θ⁢(μL+E−E1)⁢ΓL/2, where ΓL=2⁢π⁢ρL⁢(E1)⁢|ΩL⁢(E1)|2 is the level E1 partial width due to coupling to the emitter. In the large bias limit, μL≫E1≫μM, the integration over El⁢(m)-variables can be extended to ±∞. As a result, the theta-function can be replaced by one, whereas the principal part vanishes [see Eqs. (6), (7)]. The second sum (integral) in Eq. (65) vanishes as well, since the poles of the integrand in the El-variable are on one side of the integration contour [c.f. with Eqs. (8)–(10)]. In general, any terms of the type ∫⋯⁢dEs⁢⋯⁢b~⁢(⋯,Es,⋯)⁢(E+⋯±Es)−1→0, whenever the integration over the Es-variable can be extended to ±∞. We shall imply this property in all subsequent derivations. Notice that these results are valid also for non-zero temperature, providing that T≪μL−E1,2,E1,2−μM.

Now we apply analogous considerations to the other equations of the system (64). However, in order to be able to carry it, we need to impose some restriction on a geometry of the ballistic channel, separated two wells, Fig. 5. This already appears by treating the last term of Eq. (64b), which we denote as SM=∑mΩm⁢b~l⁢m. Substituting the amplitude b~l⁢m⁢(E), obtained from Eq. (64c) into this term and replacing the sum by integral, we find

(66)SM=b~2⁢l⁢(E)⁢∫−ΛΛΩM⁢(Em)⁢Ω¯M⁢(Em)⁢ρME+El−Em⁢dEm.

In the large band limit, the spectral functions ΩM2⁢(Em)⁢ρM⁢(Em) and Ω¯M2⁢(Em)⁢ρM⁢(Em) are weakly dependent of energy Em. However the relative sign of ΩM⁢(Em) and Ω¯M⁢(Em) can strongly oscillate with Em.

Indeed the tunneling couplings are given by the overlap of localized wave functions, belonging to the dot states, E1,2, with an extended wave function, belonging to the reservoir state Em. Since the latter belongs to continuum, the corresponding wave function would oscillate inside the middle reservoir. Then the sign[ΩM⁢(Em)⁢Ω¯M⁢(Em)] will oscillate as well with a frequency ∼Em1/2⁢L, where L is a length of the reservoir. This creates a problem of how to make the product of the both couplings energy independent. in order to perform the Em-integration in the same way, as we did in Eqs. (5) and (65).

The problem can be avoided by coupling two quantum dots to a common reservoir (ballistic channel) at close points, similar to the setup in Refs. [22, 25, 26] and shown in Fig. 7. This would make the product ΩM⁢(Em)⁢Ω¯M⁢(Em)⁢ρM independent of the energy Em in the wide-band limit. Thus ΩM⁢(Em)⁢Ω¯M⁢(Em)→ΩM⁢Ω¯M, so that the integration in Eq. (66) and in similar terms can be performed as in Eqs. (6) and (7), finally arriving at the following set of equations:

(67a)(E+i⁢ΓL/2)⁢b~0=i,

(67b)(E+El−E1+i⁢ΓM/2)⁢b~1⁢l−Ωl⁢b~0+i⁢π⁢ρM⁢ΩM⁢Ω¯M⁢b~2⁢l=0,

(67c)(E+El−Em+i⁢ΓL/2)⁢b~l⁢m−Ωm⁢b~1⁢l−Ω¯m⁢b~2⁢l=0,

(67d)(E+El−E2+iΓL/2+iΓ¯M/2+iΓR/2)b˜2l            +iπρMΩMΩ¯Mb˜1l=0,

(67e)(E+El+El′−E1−E2−U12+iΓM/2+iΓ¯M/2            +iΓR/2)b˜12ll′−Ωl′b˜2l+Ωlb˜2l′=0,

… where ΓM=2⁢π⁢ρM⁢|ΩM|2 and Γ¯M=2⁢π⁢ρM⁢|Ω¯M|2 are the partial widths of the levels E1 and E2, respectively due to coupling to the ballistic channel with the density of states ρM, and ΓL,R=2⁢π⁢ρL,R⁢|ΩR,L|2 are partial widths due to coupling to the emitter and collector. The Coulomb interdot repulsion U12 just shifts the energy of the corresponding dot, as in Eq. (67e). In the case of Coulomb blockade, U12→∞, the corresponding amplitude vanishes [c.f. with Eqs. (27)].

The density matrix elements, Eqs. (62), are directly related to the amplitudes b~⁢(E) through the inverse Laplace transform, Eqs. (14), (15). Using this equation one can transform Eqs. (67) for the amplitudes b~⁢(E) into differential equations for the probabilities σ(k,n)⁢(t). Consider, for instance, the term σb⁢b(0,0)⁢(t)=∑l|b1⁢l⁢(t)|2, Eq. (62b). Multiplying Eq. (67b) by b~1⁢l*⁢(E′) and then subtracting the complex conjugated equation with the interchange E↔E′ we obtain

(68)∫∑l{(E′−E−iΓM)b˜1l(E)b˜1l*(E′)−Ωl[b˜1l(E)b˜0*(E′)   −b˜1l*(E′)b˜0(E)]−iπρMΩMΩ¯M[b˜1l(E)b˜2l*(E′)   +b˜1l*(E′)b˜2l(E)]}ei(E′−E)tdEdE′4π2=0.

Substituting

(69)b~1⁢l⁢(E)=Ωl⁢b~0⁢(E)−i⁢π⁢ρM⁢ΩM⁢Ω¯M⁢b~2⁢l⁢(E)E+El−E1+i⁢ΓM/2

into Eq. (68) we can carry out the E,E′-integrations thus obtaining

(70)σ˙bb(0,0)=−ΓMσbb(0,0)+ΓLσaa(0,0)−πρMΩMΩ¯M(σbc(0,0)+σcb(0,0)),

Applying the same procedure to each of equations (67c), we obtain the following Bloch-type rate equations for the matrix elements of the density-submatrix σ⁢(t):

(71a)σ˙aa(k,n)=−ΓLσaa(k,n)+ΓMσbb(k−1,n)+Γ¯Mσcc(k−1,n)+ΓRσcc(k,n−1)+2πρMΩMΩ¯M(σbc(k−1,n)+σcb(k−1,n)),

(71b)σ˙bb(k,n)=−ΓMσbb(k,n)+ΓLσaa(k,n)+Γ¯Mσdd(k−1,n)+ΓRσdd(k,n−1)−πρMΩMΩ¯M(σbc(k,n)+σcb(k,n)),

(71c)σ˙cc(k,n)=−(ΓL+Γ¯M+ΓR)σcc(k,n)+ΓMσdd(k−1,n)−πρMΩMΩ¯M(σbc(k,n)+σcb(k,n)),

(71d)σ˙d⁢d(k,n)=−(ΓM+Γ¯M+ΓR)⁢σd⁢d(k,n)+ΓL⁢σc⁢c(k,n)

(71e)σ˙bc(k,n)=i(E2−E1)σbc(k,n)−πρMΩMΩ¯M(σbb(k,n)+σcc(k,n))−2πρMΩMΩ¯Mσdd(k−1,n)−12(ΓL+ΓM+Γ¯M+ΓR)σbc(k,n).

Equations (71) have clear physical interpretation. Consider for instance Eq. (71a) for the probability rate of finding the system in the state a with k electrons in the ballistic channel and n electrons in the right reservoir [Fig. (6a)]. This state decays with the rate ΓL into the state b [Fig. (6b)] whenever an electron enters the first dot from the left reservoir. This process is described by the first term in Eq. (71a). On the other hand, the states b and c [Figs. (6b, c)] with k−1 electrons in the ballistic channel decay into the state a with k electrons in the ballistic channel. It takes place due to one-electron tunneling from the quantum dots into the ballistic channel with the rates ΓM and Γ¯M respectively. This process is described by the second and the third terms in Eq. (71a). Also the state c [Fig. (6c)] with n−1 electrons in the right reservoir can decay into the state a due to tunneling to the right reservoir with the rate ΓR [the fourth term in Eq. (71a)]. The last term in this equation describes the decay of coherent superposition of the states b and c into the state a. It takes place due to single electron tunneling from the first and the second dots into the same state of the ballistic channel with the amplitudes ΩM and Ω¯M, respectively. Obviously, this process has no classical analogy, since classical particle cannot simultaneously occupy two dots.

Equations (71b), (71c), and (71d) describe the probability rate of finding the system in the states where one of the dots or both dots are occupied. In the first case an electron can jump into unoccupied dot via continuum states of the ballistic channel. As a result, the states b and c can decay into linear superposition of the states b and c. This process is described by the last terms in Eqs. (71b) and (71c). Obviously, if the both dots are occupied, such a process cannot take a place. Therefore σd⁢d is not coupled with the nondiagonal density-matrix elements, Eq. (71d). The last equation, Eq. (71e) describes the time-dependence of the nondiagonal density matrix element. It has the same interpretation as all previous equations.

Equations (71) for the reduced density matrix σ⁢(t) were derived starting from the wave function |Ψ⁢(t)⟩, Eq. (61), where all the levels of the reservoirs are occupied up to the corresponding Fermi energies. In fact, at finite temperature, the system is not initially in a pure state, but in incoherent superposition of different pure state, weighted by the corresponding Fermi function. The final answer therefore should be averaged over this distribution. In our case, however, it is not relevant, since we consider the large bias limit. Then energy levels E1,2 of the dots are far away from the Fermi-levels, such that (T≪μL−E1,2,E1,2−μR). Thus, the reservoir levels that carry the current (|El−E1,2|≲Γ) are deeply inside the Fermi sea, so they can be considered as fully occupied. Hence, one would arrive to the same Eqs. (71).

Using Eqs. (71) one finds for the total current, Eq. (63)

(72)I⁢(t)=ΓR⁢[σc⁢c⁢(t)+σd⁢d⁢(t)],

where σi⁢i=∑k,nσi⁢i(k,n) are the total “probabilities”. We can easily understand this result by taken into account that σc⁢c+σd⁢d is the total probability for occupation of the second dot and ΓR is the rate of electron transitions from this dot to the (adjacent) right reservoir.

In order to find differential equations for σi⁢j we sum over k,n in Eqs. (71). Then we obtain the following Bloch-type equations, which describe the time-dependence of the density-matrix for separated dots [27]

(73a)σ˙aa=−ΓLσaa+ΓMσbb+Γ¯Mσcc+ΓRσcc+2πρMΩMΩ¯M(σbc+σcb),

(73b)σ˙bb=−ΓMσbb+ΓLσaa+Γ¯Mσdd+ΓRσdd−πρMΩMΩ¯M(σbc+σcb),

(73c)σ˙cc=−(ΓL+Γ¯M+ΓR)σcc+ΓMσdd−πρMΩMΩ¯M(σbc+σcb),

(73d)σ˙d⁢d=−(ΓM+Γ¯M+ΓR)⁢σd⁢d+ΓL⁢σc⁢c,

(73e)σ˙bc=i(E2−E1)σbc−πρMΩMΩ¯M(σbb+σcc)−2πρMΩMΩ¯Mσdd−12Γtotσbc,

where Γt⁢o⁢t=ΓL+ΓM+Γ¯M+ΓR. Note that 2⁢π⁢ρM⁢ΩM⁢Ω¯M=±ΓM⁢Γ¯M, since the amplitudes ΩM,Ω¯M can be of the opposite signs due to different parity of the dots localized states [28].

The stationary (dc) current I=I⁢(t→∞) Eq. (72) can be easily obtained from Eqs. (73) by taken into account that σ˙i⁢j→0 for t→∞. As a result, Eqs. (73) turn into a system of linear algebraic equations, supplemented by a probability conservation condition σa⁢a+σb⁢b+σc⁢c+σd⁢d=1. Consider, for example, the case of ΓL=ΓM=Γ¯M≡Γ. Solving Eqs. (72) and (73) one finds for dc current [27]

(74)I=Γ2⁢ΓR⁢(3⁢Γ+ΓR)8⁢ϵ2⁢(Γ+ΓR)+(3⁢Γ+ΓR)2⁢(Γ+2⁢ΓR),

where ϵ=E1−E2.

Similar to the coupled-dot case, Eq. (46), dc current in separated dots displays the Lorentzian shape resonance as a function of ϵ and the same peculiar dependence on the coupling with the collector. Indeed, contrary to expectations, the current vanishes when ΓR→∞. The latter manifests the quantum-coherence effects in double-dot and separated dot systems [27].

7 General case

The (number resolved) rate equations (71), describing electron transport in separated dots, can be extended to any multi-dot system. By applying the same technique of integrating out the reservoir states discussed above, we arrive to the rate equations for the density-matrix σα⁢β(n,m,⋯) of the multi-dot system, where n,m,⋯ denote the number of electrons, arriving to corresponding reservoirs. Tracing over n,m,⋯, these equations can be written in a general form as [27, 29]

(75)σ˙αβ=i(Eβ−Eα)σαβ+i(∑γσαγΩ˜γ→β−∑γΩ ˜α→γσγβ)−∑γ,δP2πρ(σαγΩγ→δΩδ→β+σγβΩγ→δΩδ→α)+∑γ,δP22πρΩγ→αΩδ→βσγδ,

where |α⟩,|β⟩,⋯ denote all discrete states of the multi-dot system in the occupation number representation, and Ωα→β denotes one-electron hopping amplitude that generates α→β-transition. We distinguish between the amplitudes Ω~ and Ω of one-electron hopping among isolated states and among isolated and continuum states, respectively. The latter transitions are of the second order in the hopping amplitude ∼Ω2. These transition are produced by two consecutive hoppings of an electron across continuum states with the density of states ρ. The first of these terms arises from “loss” processes and the second from “gain” processes (borrowing the terminology of the classical Boltzmann equation). P2 is the Pauli factor: P2=−1 in transitions involving two electrons, +1 otherwise.

Applying these rules, it is rather easy to verify that Eqs. (75) coincide with Eqs. (73) for α,β,⋯={a,b,c,d}, which are the states of the separated dot system, shown in Fig. 6. In addition, Eqs. (75) have the same form for the number-resolved density matrix, σα⁢β(n,m,⋯). One only needs to take into account that the number of electron indicated in each of the term in the rhs of this equation is the same as in the lhs, if the electron returns to the same reservoir, or it is less by one, if a new electron arrives to the another reservoir [see Eqs. (28), (43), and (71)].

It is easy to realize that Eq. (75) has precisely a form of the Lindblad equation [18], which for the N-dimensional system reads

(76)σ˙=i[HN,σ]−∑j=1N2−1γj(σAj†Aj+Aj†Ajσ)+∑j=1N2−12γjAjσAj†,

where HN is the system Hamiltonian, Aj is the Lindblad operator and γj>0. However, one should emphasize, that the necessary conditions for derivation of Eq. (75) are the Markovian enviroment and reservoirs (energy independent spectral density-function) and large bias limit.

Applications of Eq. (75) for spin-polarized and unpolarized current through two-level dots can be found in Refs. [30, 31].

8 Description of measurement by rate equations

8.1 Ballistic point-contact detector

Consider the measurement of electron occupation of a semiconductor quantum dot by means of a separate measuring circuit in close proximity [33, 32]. A ballistic one-dimensional point-contact is used as a “detector” that resistance is very sensitive to the electrostatic field generated by an electron occupying the measured quantum dot. Such a set up is shown schematically in Fig. 8, where the detector is represented by a barrier, connected with two reservoirs at the chemical potentials μL and μR respectively. The transmission probability of the barrier varies from T to T′, depending on whether or not the quantum dot is occupied by an electron, Figs. 8(a) and (b).

Initially all the levels in the reservoirs are filled up to the corresponding Fermi energies and the quantum dot is empty. (For simplicity we consider the reservoirs at zero temperature). The time-evolution of the entire system can be described by the following master (rate) equations. which we derive in next subsections

(77a)σ˙a⁢a(m,n)=−(ΓL+D)⁢σa⁢a(m,n)+ΓR⁢σb⁢b(m−1,n)+D⁢σa⁢a(m,n−1),

(77b)σ˙b⁢b(m,n)=−(ΓR+D′)⁢σb⁢b(m,n)+ΓL⁢σa⁢a(m,n)+D′⁢σb⁢b(m,n−1),

where σa⁢am,n⁢(t) and σb⁢bm,n⁢(t) are probabilities of finding the entire system in the states |a⟩ and |b⟩ corresponding to empty or occupied dot Figs. 8(a) and (b), and m and n are the number of electrons penetrated to the right reservoirs of the measured system and the detector, respectively. ΓL,R are the transition rates for an electron tunneling from the left reservoir to the dot and from the dot to the right reservoir respectively, and D=T⁢(μL−μR)/(2⁢π) is the rate of electron hopping from the right to the left reservoir through the point-contact (the Landauer formula).

The accumulated charge in the right reservoirs of the detector (d) and of the measured system (s) is given by

(78a)Qd⁢(t)=∑m,nn⁢[σa⁢a(m,n)⁢(t)+σb⁢b(m,n)⁢(t)],

(78b)Qs⁢(t)=∑m,nm⁢[σa⁢a(m,n)⁢(t)+σb⁢b(m,n)⁢(t)].

The currents flowing in the detector and in the measured system are Id⁢(t)=Q˙d⁢(t) and Is⁢(t)=Q˙s⁢(t). Using Eqs. (77) and (78) we obtain

(79a)Id(t)=∑m,nn[σ˙aa(m,n)(t)+σ˙bb(m,n)(t)]=Dσaa(t)+D′σbb(t),

(79b)Is(t)=∑(m,n)m[σ˙aa(m,n)(t)+σ˙bb(m,n)(t)]=ΓRσbb(t),

where σa⁢a≡∑m,nσa⁢a(m,n) and σb⁢b≡∑m,nσb⁢b(m,n) are the total probabilities of finding the dot empty or occupied. Obviously σa⁢a⁢(t)=1−σ¯⁢(t), where σ¯⁢(t)≡σb⁢b⁢(t). Performing the summation over m,n in Eqs. (77) we obtain the following rate equation for the quantum dot occupation probability

(80)σ¯˙⁢(t)=ΓL−(ΓL+ΓR)⁢σ¯⁢(t).

If the point-contact and the quantum dot are decoupled, the detector current is Id(0)=D. Hence, the occupation of the quantum dot can be measured through the variation of the detector current Δ⁢Id=Id(0)−Id. One readily obtains from Eq. (79b) that

(81)Δ⁢Id⁢(t)=Δ⁢T⁢Vd2⁢π⁢σ¯⁢(t),

where Vd=μL−μR is the voltage bias, and Δ⁢T=T−T′. Thus, the point contact is indeed the measurement device. In fact, Eq. (81) is a self-evident one. Indeed, the variation of the point-contact current is Δ⁢T⁢Vd/(2⁢π) and σ¯⁢(t) is the probability for such a variation.

8.2 Derivation of the rate equations for a point-contact detector

We present here the microscopic derivation of the rate equations describing electron transport through the point contact. The latter is considered as a barrier, separated two reservoirs (the emitter and the collector), Fig. 8. The system is described by the tunneling Hamiltonian

(82)HP⁢C=∑lElal†al+∑rErar†ar+∑l,rΩl⁢r(al†ar+H.c.),

where al†⁢(al) and ar†⁢(ar) are the creation (annihilation) operators in the left and the right reservoirs, respectively, and Ωl⁢r is the hopping amplitude between the states El and Er in the right and the left reservoirs. (We choose the the gauge where Ωl⁢r is real).

Consider all the levels in the emitter and the collector are initially filled up to the Fermi energies μL and μR respectively, Fig. 8. We call it as the “vacuum” state, |0⟩. The Hamiltonian Eq. (82) requires the vacuum state |0⟩ to decay to continuum states having the form: ar†⁢al⁢|0⟩ with an electron in the collector continuum and a hole in the emitter continuum; ar†⁢ar′†⁢al†⁢al′⁢|0⟩ with two electrons in the collector continuum and two holes in the emitter continuum, and so on. The many-body wave function describing this system can be written in the occupation number representation as

(83) |Ψ(t) 〉=[b0(t)+∑l,rblr(t)ar†al+∑l<l′,r<r′bll′rr′(t)ar†ar′†alal′+⋯] |0 〉,

where b⁢(t) are the time-dependent probability amplitudes to find the system in the corresponding states with the initial condition b0⁢(0)=1, and all the other b⁢(0)’s being zeros. Substituting Eq. (83) into the Shrödinger equation i⁢|Ψ˙⁢(t)⟩=HP⁢C⁢|Ψ⁢(t)⟩ and performing the Laplace transform b⁢(t)→b~⁢(E), Eq. (3), we obtain an infinite set of the coupled equations for the amplitudes b~⁢(E):

(84a)E⁢b~0⁢(E)−∑l,rΩl⁢r⁢b~l⁢r⁢(E)=i,

(84b)(E+El−Er)b˜lr(E)−Ωlrb˜0(E)            −∑l′,r′Ωl′r′b˜ll′rr′(E)=0,

(84c)(E+El+El′−Er−Er′)b˜ll′rr′(E)−Ωl′r′b˜lr(E)            +Ωlrb˜l′r′(E)−∑l′′,r′′Ωl′′r′′b˜ll′l′′rr′r′′(E)=0,

…

Eqs. (84) can be substantially simplified by replacing the amplitude b~ in the term ∑Ω⁢b~ of each of the equations by its expression obtained from the subsequent equation [c.f. Eqs. (5) and (65)]. For example, substituting b~l⁢r⁢(E) from Eq. (84b) into Eq. (84a), one obtains

(85)(E−∑l,rΩ2E+El−Er)b˜0(E)            −∑ll′,rr′Ω2E+El−Erb˜ll′rr′(E)=i,

where we assumed that the hopping amplitudes are weakly dependent functions on the energies Ωl⁢r≡Ω⁢(El,Er)=Ω (wide-band limit). Since the states in the reservoirs are very dense (continuum), one can replace the sums over l and r by integrals, for instance ∑l,r→∫ρL⁢(El)⁢ρR⁢(Er)⁢dEl⁢dEr, where ρL,R are the density of states in the emitter and collector. Then the first sum in Eq. (85) becomes an integral which can be split into a sum of the singular and principal value parts. The singular part yields i⁢π⁢Ω2⁢ρL⁢ρR⁢Vd, whereas the principal value part can be neglected in the large bias limit, Eqs. (6) and (7). The second sum in Eq. (85) can be neglected either. Indeed, by replacing b~l⁢l′⁢r⁢r′⁢(E)≡b~⁢(E,El,El′,Er,Er′) and the sums by the integrals we find that the integrand has the poles on the same sides of the integration contours. It implies that the corresponding integral vanishes [c.f. with Eqs. (8) and (10)].

Applying analogous considerations to the other equations of the system (84), we finally arrive to the following set of equations:

(86a)(E+i⁢D/2)⁢b~0=i,

(86b)(E+El−Er+i⁢D/2)⁢b~l⁢r−Ω⁢b~0=0,

(86c)(E+El+El′−Er−Er′+iD/2)b˜ll′rr′            −Ωb˜lr+Ωb˜l′r′=0,

… where D=2⁢π⁢Ω2⁢ρL⁢ρR⁢Vd.

The charge accumulated in the collector at time t is

(87)NR⁢(t)=⟨Ψ⁢(t)|∑rar†⁢ar|Ψ⁢(t)⟩=∑nn⁢σ(n)⁢(t),

where

(88)σ(0)(t)=|b0(t)|2,σ(1)(t)=∑l,r|blr(t)|2,σ(2)(t)=∑ll′,rr′|bll′rr′(t)|2,⋯

are the probabilities to find n electrons in the collector. These probabilities are directly related to the amplitudes b~⁢(E) through the inverse Laplace transform,

(89)σ(n)⁢(t)=∑l⁢⋯,r⁢⋯∫d⁢E⁢d⁢E′4⁢π2⁢b~l⁢⋯⁢r⁢⋯⁢(E)⁢b~l⁢⋯⁢r⁢⋯*⁢(E′)⁢ei⁢(E′−E)⁢t.

Using Eq. (89) one can transform Eqs. (86) into the rate equations for σ(n)⁢(t). We find

(90a)σ˙(0)⁢(t)=−D⁢σ(0)⁢(t),

(90b)σ˙(1)⁢(t)=D⁢σ(0)⁢(t)−D⁢σ(1)⁢(t),

(90c)σ˙(2)⁢(t)=D⁢σ(1)⁢(t)−D⁢σ(2)⁢(t),

…

The operator, which defines the current flowing in this system is

(91)I^=i⁢[HP⁢C,∑rar†⁢ar]=i⁢∑l,rΩl⁢r⁢(al†⁢ar−ar†⁢al).

Using Eqs. (83), (90), and (91) we find for the current

(92)I=⟨Ψ⁢(t)|I^|Ψ⁢(t)⟩=D⁢∑nσ(n)⁢(t)=D.

8.3 Transmission coefficient of the point-contact

Now we relate the coupling Ω of the tunneling Hamiltonian (82) to the transmission coefficient T of the point-contact. The latter determines probability of penetration of a single electron from the left to the right lead at t→∞. For this reason we consider single-electron motion from the emitter to collector.

A single-electron wave-function in the basis of the reservoir states, (|l⟩, |r⟩) can be written as

(93)|Ψ⁢(t)⟩=∑lbl(l¯)⁢(t)⁢|l⟩+∑rbr(l¯)⁢(t)⁢|r⟩,

where the index l¯ denotes the electron initial state, occupying a level El¯ in the left reservoir. Substituting (93) in the Schrödinger equations, i⁢∂t|Ψ⁢(t)⟩=HP⁢C⁢|Ψ⁢(t)⟩, we find

(94)iddtbl(l¯)(t)=Elbl(l¯)(t)+∑rΩbr(l¯)(t),iddtbr(l¯)(t)=Erbr(l¯)(t)+∑lΩbl(l¯)(t).

In order to solve these equations we apply the Laplace transform, b⁢(t)→b~⁢(E), Eq. (3). Then Eqs. (94) become

(95)(E−El)b˜l(l¯)(E)−∑rΩb˜r(l¯)(E)=iδll¯,(E−Er)b˜r(l¯)(E)−∑lΩb˜l(l¯)(E)=0.

Let us introduce B~L(l¯)⁢(E)=∑lb~l(l¯)⁢(E) and B~R(l¯)⁢(E)=∑rb~r(l¯)⁢(E). Then Eqs. (95) can be rewritten as

(96)B˜L(l¯)(E)=ΩSLB˜R(l¯)(E)+iE−El¯,B˜R(l¯)(E)=ΩSRB˜L(l¯)(E),

where

(97)SL⁢(R)=∑l⁢(r)1E−El⁢(r).

In the continuous limit one obtains [c.f. Eqs. (6) and (7)]

(98)SL⁢(R)→∫−ΛΛ1E−El⁢(r)⁢ρL⁢(R)⁢dEl⁢(r)=−i⁢π⁢ρL⁢(R),

where the cutoff Λ→∞. Then solving Eqs. (96) one easily finds

(99)B~L(l¯)⁢(E)=i(1+π2⁢Ω2⁢ρL⁢ρR)⁢(E−El¯),

and finally

(100)b~r(l¯)⁢(E)=i⁢Ω(E−El¯)⁢(E−Er)⁢(1+π2⁢Ω2⁢ρL⁢ρR).

The probability of finding the electron in the right lead at time t is given by PR(l¯)⁢(t)=∑r|br(l¯)⁢(t)|2, where

(101)br(l¯)⁢(t)=∫−∞∞b~r(l¯)⁢(E)⁢e−i⁢E⁢t⁢d⁢E2⁢π.

Then using Eq. (100) we obtain in the continuous limit

(102)PR(l¯)(t)=∑r∫−∞∞b˜r(l¯)(E)b˜r(l¯)*(E′)ei(E′−E)tdEdE′(2π)2=∑r∫−∞∞Ω2ei(E′−E)tdEdE′/(2π)2(E−El¯)(E′−El¯)(E−Er)(E′−Er)(1+R)2=−∫−∞∞iΩ2ei(E′−E)tρRdEdE′/(2π)(E−El¯)(E′−El¯)(E′−E)(1+R)2,

where R=π2⁢Ω2⁢ρL⁢ρR.

Let us evaluate the electric current in the left reservoir, IR(l¯)⁢(t)=d⁢PR(l¯)⁢(t)/d⁢t. One finds

(103)IR(l¯)(t)=∫−∞∞(2π)Ω2e(E′−E)tρRdEdE′/(2π)2(E−El¯)(E′−El¯)(1+R)2=2πρRΩ2(1+R)2.

We consider the initial electron state as given by incoherent superposition of different states with a distribution fL⁢(El¯). In the case we obtain

(104)IR⁢(t)=∫−∞∞2⁢π⁢ρL⁢ρR⁢Ω2(1+R)2⁢fL⁢(El¯)⁢dEl¯.

This in fact represents the Landauer formula

(105)IR=∫T⁢fL⁢(El¯)⁢d⁢El¯2⁢π,

where

(106)T=(2⁢π)2⁢Ω2⁢ρL⁢ρR(1+π2⁢Ω2⁢ρL⁢ρR)2≡4⁢R(1+R)2

represents a relation between transmission coefficient T and coupling Ω in the tunneling Hamiltonian.

Note that in the rate equations Eqs. (90), D=R⁢Vd/(2⁢π), where Vd is the bias. However, these equations were derived in the large bias limit, corresponding to Vd≫D. The latter is equivalent to R≪1. In this case it follows from Eq. (106) that R=T/4, in agreement with Eqs. (81) and (92).

9 Detection of electron oscillations in coupled-dots

A well-known manifestation of quantum coherence is the oscillation of a particle in a double-well (double-dot) potential. The origin of these oscillations is the interference between the probability amplitudes of finding a particle in different wells. Hence, one can expect that the disclosure of a particle (electron) in one of wells would generate the “dephasing” that eventually destroys these oscillations.

Let us investigate the mechanism of this process by taking for detector a noninvasive point-contact. A possible set up is shown in Fig. 10. We assume that the transmission probability of the point-contact is T when an electron occupies the right well, and it is T′ when an electron occupies the left well. Here T′<T since the right well is away from the point contact.

Now we apply the quantum-rate equations to the whole system. However, in the distinction with the previous case, the electron transitions in the measured system take place between the isolated states inside the dots. As a result the diagonal density-matrix elements are coupled with the off-diagonal elements, so that the corresponding rate equations are the Bloch-type equations Eqs. (43).

We first start with the case of the double-well detached from the point-contact detector. The Bloch equations describing the time evolution of the electron density-matrix σi⁢j have the following form

(107a)σ˙a⁢a=i⁢Ω0⁢(σa⁢b−σb⁢a),

(107b)σ˙b⁢b=i⁢Ω0⁢(σb⁢a−σa⁢b),

(107c)σ˙a⁢b=i⁢ϵ⁢σa⁢b+i⁢Ω0⁢(σa⁢a−σb⁢b),

where ϵ=E2−E1 and Ω0 is the coupling between the left and the right wells. Here σa⁢a⁢(t) and σb⁢b⁢(t) are the probabilities of finding the electron in the left and the right well respectively, and σa⁢b⁢(t)=σb⁢a*⁢(t) are the off-diagonal density-matrix elements (“coherences”) [12].

Solving these equations for the initial conditions and σa⁢a⁢(0)=1 and σb⁢b⁢(0)=σa⁢b⁢(0)=0 we obtain

(108)σa⁢a⁢(t)=Ω02⁢cos2⁡(ω⁢t)+ϵ2/4Ω02+ϵ2/4,

where ω=(Ω02+ϵ2/4)1/2. As expected the electron initially localized in the first well oscillates between the wells with the frequency ω. Notice that the amplitude of these oscillations is Ω02/(Ω02+ϵ2/4). Thus the electron remains localized in the first well if the level displacement is large, ϵ≫Ω0.

Now we consider the electron oscillations in the presence of the point contact detector, Fig. 10. The corresponding Bloch equations for the entire system have the following form, see Eq. (75) (detailed microscopic derivation of these equations is given below)

(109a)σ˙a⁢a(n)=−D′⁢σa⁢a(n)+D′⁢σa⁢a(n−1)+i⁢Ω0⁢(σa⁢b(n)−σb⁢a(n)),

(109b)σ˙b⁢b(n)=−D⁢σb⁢b(n)+D⁢σb⁢b(n−1)−i⁢Ω0⁢(σa⁢b(n)−σb⁢a(n)),

(109c)σ˙ab(n)=iϵσab(n)+iΩ0(σaa(n)−σbb(n))−12(D′+D)σab(n)+(DD′)1/2σab(n−1).

Here the index n denotes the number of electrons arriving to the collector at time t, and D⁢(D′) is the transition rate of an electron hopping from the left to the right detector reservoirs, D=T⁢(μL−μR)/(2⁢π), Eqs. (86). Notice that the presence of the detector results in additional terms in the rate equations in comparison with Eqs. (107). These terms are generated by transitions of an electron from the left to the right detector reservoirs with the rates D and D′ respectively. The equation for the non-diagonal density-matrix elements σa⁢b(n), Eq. (109c), is different from the standard Bloch equations due to the last term, which describes transition between different coherences, σa⁢b(n−1) and σa⁢b(n). This term appears in the Bloch equations for coherences whenever the same hopping (n−1→n) takes place in the both states of the off-diagonal density-matrix element (a and b), Eq. (75). The rate of such transitions is determined by a product of the corresponding amplitudes (T1/2 and T′1/2).

It follows from Eqs. (79), (109) that the variation of the point-contact current Δ⁢Id⁢(t)=I(0)−Id⁢(t) measures directly the charge in the first dot. Indeed, one obtains for the detector current

(110)Id(t)=∑nn[σaa(n)(t)+σbb(n)(t)]=D′σaa(t)+Dσbb(t),

where σi⁢j=∑nσi⁢j(n). Therefore Δ⁢Id⁢(t) is given by Eq. (81), where σ¯⁢(t)≡σa⁢a⁢(t).

In order to determine the influence of the detector on the double-well system we trace out the detector states in Eqs. (109) thus obtaining

(111a)σ˙a⁢a=i⁢Ω0⁢(σa⁢b−σb⁢a),

(111b)σ˙b⁢b=i⁢Ω0⁢(σb⁢a−σa⁢b),

(111c)σ˙ab=iϵσab+iΩ0(σaa−σbb)−12(I−I′)2σab,

where σi⁢j=∑nσi⁢jn⁢(t), and I,I′=D,D′ are two values of the Point-Contact current, corresponding to the occupied right or left dot in Fig. (10).

Equations (111) coincide with Eqs. (107), describing the electron oscillations without detector, except for the last term in Eq. (111c). The latter generates the exponential damping of the non-diagonal density-matrix element with the “dephasing” rate

(112)Γd=(I−I′)2=(T−T′)2⁢Vd2⁢π,

It implies that σa⁢b→0 for t→∞. We can check it by looking for the stationary solutions of Eqs. (111) in the limit t→∞. In this case σ˙i⁢j⁢(t→∞)=0 and Eqs. (111) become linear algebraic equations, which can be easily solved. One finds that the electron density-matrix becomes the statistical mixture.

(113)σ⁢(t)=(σa⁢a⁢(t)σa⁢b⁢(t)σb⁢a⁢(t)σb⁢b⁢(t))→(1/2001/2)fort→∞.

Notice that the damping of the nondiagonal density matrix elements is coming entirely from the possibility of disclosing the electron in one of the wells. Indeed, if the detector does not distinguish which of the wells is occupied, i.e., T=T′, then Γd=0.

The Bloch equations (109), (111) display explicitly the mechanism of dephasing during a noninvasive measurement, i.e., that which does not distort the energy levels of the measured system. The dephasing appears in the reduced density matrix as the “dissipative” term in the nondiagonal density matrix elements only, as a result of tracing out the detector variables. All other terms related to the detector are canceled after tracing out the detector variables.

9.1 Continuous measurement and Zeno effect

The most surprising phenomenon which displays Eq. (113) is that the transition to the statistical mixture takes place even for a large displacement of the energy levels, ϵ≫Ω0, irrespectively of the initial conditions. It means that an electron initially localized in one of the wells would be always delocalized at t→∞. It would happened even if the electron was initially localized at the lower level. (Of course it does not violate the energy conservation, since the double-well is not isolated.) Such a behavior is not expectable because the amplitude of electron oscillations is very small for large level displacement, Eq. (108). Thus, the electron should stay localized in one of the wells. One could expect that the continuous observation of this electron by a detector could only increase its localization. It can be inferred from so called Zeno effect [34, 35]. The latter tells us that repeated observation of the system slow down transitions between quantum states due to the collapse of the wave function into the observed state. Since in our case the change of the detector current, Δ⁢Is⁢(t) monitors σ¯⁢(t) in the left well, Eqs. (81) and (110), it represents the continuous measurement of the charge in this well. Nevertheless the effects is just opposite – the continuous measurement delocalizes the system (so-called, anti-Zeno effect [37, 36]).

However, our results for small t are in an agreement with the Zeno effect, even so we have not explicitly implied the projection postulate. For instance, Fig. 11 a shows the time-dependence of the probability to find an electron in the left dot, as obtained from the solution of Eqs. (111) for the aligned levels (ϵ=0), and Γd=0 (dashed curve), Γd=4⁢Ω0 (dot-dashed curve) and Γd=16⁢Ω0 (solid curve). One finds that for small t the rate of transition from the left to the right well decreases with the increase of Γd.

The same slowing down of the transition rate for small enough t we find for the disaligned levels (ϵ=4⁢Ω0) in Fig. 11(b). However, with increase of t, the continuous measurement leads to the electron delocalization (the anti-Zeno effect [21, 36, 37]), whereas in the absence of detector an electron would stay localized in the left well [the dashed curve in Fig. 11 (b)].

9.2 Derivation of Master equations, describing double-dot under continuous measurement

Although the rate equations (109) is a particular case of general Master equations (75), it is desirable to present a microscopic derivation of Eqs. (109) by using our wave-function approach. We start with the many-body Schrödinger equation, i⁢|Ψ˙⁢(t)⟩=H⁢|Ψ⁢(t)⟩ for the entire system. Here H is the total Hamiltonian, which can be written as H=HP⁢C+HD⁢D+Hi⁢n⁢t. Here HP⁢C is the Hamiltonian for the point-contact detector, Eq. (82); HD⁢D is the Hamiltonian for the measured double-dot system,

(114)HD⁢D=E1⁢c1†⁢c1+E2⁢c2†⁢c2+Ω0⁢(c2†⁢c1+c1†⁢c2),

and Hi⁢n⁢t describes the interaction between the detector and the measured system. Since the presence of an electron in the left well results in an effective increase of the point-contact barrier (Ωl⁢r→Ωl⁢r+δ⁢Ωl⁢r), we can represent the interaction term as

(115)Hi⁢n⁢t=∑l,rδΩl⁢rc1†c1(al†ar+H.c.).

The many-body wave function for the entire system can be written as

(116) |Ψ(t) 〉=[b1(t)c1†+∑l,rb1lr(t)c1†ar†al+∑l<l′,r<r′b1ll′rr′(t)c1†ar†ar′†alal′+⋯+b2(t)c2†+∑l,rb2lr(t)c2†ar†al+∑l<l′,r<r′b2ll′rr′(t)c2†ar†ar′†alal′+⋯] |0 〉,

where b⁢(t) are the probability amplitudes to find the entire system in the states defined by the corresponding creation and annihilation operators. Notice that Eq. (116) has the same form as Eq. (83), where only the probability amplitudes b⁢(t) acquire an additional index (“1” or “2”) that denotes the well, occupied by an electron. Proceeding in the same way as in Section 8.2, we arrive to an infinite set of the coupled equations for the amplitudes b~⁢(E), which are the Laplace transform (3) of the amplitudes b⁢(t)

(117a)(E−E1)⁢b~1⁢(E)−Ω0⁢b~2⁢(E)−∑l,rΩl⁢r′⁢b~1⁢l⁢r⁢(E)=i,

(117b)(E−E2)⁢b~2⁢(E)−Ω0⁢b~1⁢(E)−∑l,rΩl⁢r⁢b~2⁢l⁢r⁢(E)=0,

(117c)(E+El−E1−Er)b˜1lr(E)−Ωlr′b˜1(E)−Ω0b˜2lr(E)            −∑l′,r′Ωl′r′b˜1ll′rr′(E)=0,

(117d)(E+El−E2−Er)b˜2lr(E)−Ωlrb˜2(E)−Ω0b˜1lr(E)            −∑l′,r′Ωl′r′b˜2ll′rr′(E)=0,

…

The same algebra as that used before allows us to simplify these equations, which then become

(118a)(E−E1+i⁢D′/2)⁢b~1−Ω0⁢b~2=i,

(118b)(E−E2+i⁢D/2)⁢b~2−Ω0⁢b~1=0,

(118c)(E+El−E1−Er+i⁢D′/2)⁢b~1⁢l⁢r−Ω′⁢b~1−Ω0⁢b~2⁢l⁢r=0,

(118d)(E+El−E2−Er+i⁢D/2)⁢b~2⁢l⁢r−Ω⁢b~2−Ω0⁢b~1⁢l⁢r=0,

… where D=T⁢Vd/(2⁢π).

Using the inverse Laplace transform (89) we can transform Eqs. (118) into differential equations for the density-matrix elements σi⁢j(n)⁢(t) (i,j=1,2)

(119)σij(0)(t)=bi(t)bj*(t),σij(1)(t)=∑l,rbilr(t)bjlr*(t),σij(2)(t)=∑ll′,rr′bill′rr′(t)bjll′rr′*(t),⋯,

where n denotes the number of electrons accumulated in the collector. Consider, for instance the off-diagonal density-matrix element σ12(1)⁢(t). The corresponding differential equation for this term can by obtained by multiplying Eq. (118c) by b~2⁢l⁢r*⁢(E′) and subtracting the complex conjugated Eq. (118d) multiplied by b~1⁢l⁢r⁢(E). We then obtain

(120)∫dEdE′4π2∑l,r{(E′−E−ϵ−iD+D′2)b˜1lr(E)b˜2lr*(E′)−[Ωb˜1lr(E)b˜2*(E′)−Ω′b˜2lr*(E′)b˜1(E)]−Ω0[b˜1lr(E)b˜1lr*(E′)−b˜2lr*(E′)b˜2lr(E)]}ei(E′−E)t=0.

One easily finds that the first term in this equation equals to −i⁢σ˙12(1)−[ϵ+i⁢(D+D′)/2]⁢σ12(1) and the third term equals to −Ω0⁢(σ11(1)−σ22(1)). In order to evaluate the second term in Eq. (120) we replace ∑l,r by the integrals and substitute

(121)b˜1lr(E)=Ω′b˜1(E)+Ω0b˜2lr(E)E+El−E1−Er+iD′/2,b˜2lr*(E′)=Ωb˜2*(E′)+Ω0b˜1lr*(E′)E′+El−E2−Er−iD/2,

obtained from Eqs. (118c), (118d), into Eq. (120). Then integrating over El,Er we find that the second term in Eq. (120) becomes 2⁢i⁢π⁢Ω⁢Ω′⁢ρL⁢ρR⁢Vd⁢σ12(0). Thus Eq. (120) can be rewritten as

(122)σ˙12(1)=iϵσ12(1)+iΩ0(σ11(1)−σ22(1))−12(D′+D)σ12(1)+(DD′)1/2σ12(0),

which coincides Eq. (109c) for n=1 and σa⁢a≡σ11, σb⁢b≡σ22, σa⁢b≡σ12. Applying the same procedure to each of the equations (118) we arrive to Eqs. (109) for density matrix elements σi⁢j(n).

9.3 Measurement of resonant current through a double-dot

Measurement of decoherence rate, Γd, generated by a measurement device, is a very important issue in quantum computation. It can be done via direct monitoring of damping rate of the single-electron oscillations in coupled-dots, Figs. 10 and 11. However, the same Γd can be extracted from the steady-state current, flowing through the double-dot. It is shown schematically in Fig. 12, where the coupled-dot is connected to two reservoirs (emitter and collector). For the sake of simplicity we assume strong inner and inter-dot Coulomb repulsion, so only one electron can occupy this system. Then there are only three available states of the coupled-dot system: the dots are empty (a), the first dot is occupied (b) and the second dot is occupied (c). Using Eq. (75), we write the following rate equations for the density matrix σi⁢jm,n⁢(t) describing the entire system [c.f. with Eqs. (77) and (109)]

(123a)σ˙a⁢am,n=−(ΓL+D)⁢σa⁢am,n+ΓR⁢σc⁢cm−1,n+D⁢σa⁢am,n−1,

(123b)​σ˙bbm,n=−D′σbbm,n+D′σbbm,n−1+ΓLσaam,n+iΩ0(σbcm,n−σcbm,n),

(123c)σ˙ccm,n=​−(ΓR+D)σccm,n+Dσccm,n−1−iΩ0(σbcm,n−σcbm,n),

(123d)σ˙bcm,n=iϵσbcm,n+iΩ0(σbbm,n−σccm,n)−12(ΓR​+​D′​+​D)σbcm,n​+(DD′)​1/2σbcm,n−1,

where the indices n and m denote the number of electrons arrived at time t to the upper and the lower collector reservoir, respectively. Here ΓL, ΓR are the rates of electron transitions from the left reservoir to the first dot and from the second dot to the right reservoir, and Ω0 is the amplitude of hopping between two dots.

The currents in the double-dot system (Is) and in the detector (Id) are given by Eqs. (79):

(124a)Is=∑m,nm⁢(σ˙a⁢am,n+σ˙b⁢bm,n+σ˙c⁢cm,n)=ΓR⁢σc⁢c,

(124b)Id=∑m,nn(σ˙aam,n+σ˙bbm,n+σ˙ccm,n)=D−(D−D′)σbb,

where σi⁢j=∑m,nσi⁢jm,n. It follows from Eq. (124b) that the variation of the detector current Δ⁢Id=Id(0)−Id is given by Eq. (81), where σ¯=σb⁢b.

Performing summation in Eqs. (123) over the number of electrons arrived to the collectors (m,n), we obtain the following Bloch-type equations for the reduced density-matrix of the double-dot system:

(125a)σ˙a⁢a=−ΓL⁢σa⁢a+ΓR⁢σc⁢c,

(125b)σ˙b⁢b=ΓL⁢σa⁢a+i⁢Ω0⁢(σb⁢c−σc⁢b),

(125c)σ˙c⁢c=−ΓR⁢σc⁢c−i⁢Ω0⁢(σb⁢c−σc⁢b),

(125d)σ˙b⁢c=i⁢ϵ⁢σb⁢c+i⁢Ω0⁢(σb⁢b−σc⁢c)−12⁢(ΓR+Γd)⁢σb⁢c,

where Γd is the dephasing rate generated by the detector, Eq. (112). Solving these equations in the limit t→∞ we find the following expression for the current Is, Eq. (124a), flowing through the double-dot system

(126)Is=(ΓR+Γd)⁢Ω02ϵ2+(ΓR+Γd)24+Ω02⁢(ΓR+Γd)⁢(2ΓR+1ΓL).

By analyzing Eq. (126) one finds that the decoherence rate, Γd, Eq. (112), generated by the measurement, would affect the resonant current, Is. As an example, we display it in Fig. 13 for three values of decoherence rate: Γd=0, Γd=4⁢Ω0 and Γd=16⁢Ω0. We find that for small ϵ the current decreases with Γd, while for large t the average distribution of an electron in the dots remains the same. However, for larger values of ϵ the current increases with Γd. It reflects electron delocalization in a double-well system, Fig. 11 (b), due to continuous monitoring of the charge in the left dot. Thus, by measure the resonant current Is for different values of ϵ or (and) ΓL,R, one can extract the desirable decoherence rate, Γd.

10 Continuous measurement of decay to a non-Markovian reservoir

10.1 Tunneling to continuum

Consider tunneling of a particle (electron) from a potential well (quantum dot) to a reservoir, Fig. 14. The system is described by the following Hamiltonian

(127)H=E0⁢|0⟩⁢⟨0|+∑rEr|r⟩⁢⟨r|+∑rΩr⁢(|r⟩⁢⟨0|+|0⟩⁢⟨r|).

Here |0⟩ is a localized state in the well and |r⟩ denotes extended states of the reservoir.

The tunneling of a particle to the reservoir is described by the Schrödiger equation,

(128)i⁢∂t|Ψ⁢(t)⟩=H⁢|Ψ⁢(t)⟩,

where |Ψ⁢(t)⟩ can be written as

(129)|Ψ⁢(t)⟩=b0⁢(t)⁢|0⟩+∑rbr⁢(t)⁢|r⟩.

Here b0⁢(t) is probability amplitude for finding the particle at the state |0⟩ inside the well and br⁢(t) is the same for the state |r⟩ inside the reservoir. Substituting Eq. (129) into Eq. (128) and performing the Laplace transform, Eq. (3) we can rewrite Eq. (128) as

(130a)(E−E0)⁢b~0⁢(E)−∑rΩr⁢b~r⁢(E)=i,

(130b)(E−Er)⁢b~r⁢(E)−Ωr⁢b~0⁢(E)=0,

where the right-hand-side corresponds to the initial conditions.

Solving Eqs. (130) in the continuous limit, ∑r→∫ρ⁢(Er)⁢dEr, where ρ⁢(Er) is the density of state, we find

(131)b~0⁢(E)=iE−E0−∫−∞∞Ω2⁢(Er)⁢ρ⁢(Er)E−Er⁢dEr,

with Ωr≡Ω⁢(Er). In the case of Markovian reservoir (wide-band limit, Λ→∞), the density of states and the coupling Ω⁢(Er) are independent of Er. Then integration over Er in Eq. (131) can be easily performed, thus obtaining

(132)b~0⁢(E)=iE−E0+i⁢Γ2,

where Γ=2⁢π⁢Ω2⁢ρ. Note that for infinite reservoir, the density of states ρ∼L→∞, where L is the reservoir’s size, but Ω2∼1/L→0, so the product Ω2⁢ρ (spectral density function) remains finite.

The amplitude b0⁢(t) is obtained from b~0⁢(E) via the inverse Laplace transform,

(133)b0⁢(t)=∫−∞∞b~0⁢(E)⁢e−i⁢E⁢t⁢d⁢E2⁢π=e−i⁢E0⁢t−Γ2⁢t.

As a result, probability of finding a particle inside the well (survival probability) P0⁢(t)=|b0⁢(t)|2=e−Γ⁢t⁢1. Thus in the wide-band limit, the particle initially localized inside the quantum well, decays exponentially to the reservoir.

Consider now a (non-Markovian) reservoir of a finite band-width, Fig. 14. It corresponds to a periodic one-dimensional chain of N quantum wells, with the nearest-neighbor coupling λ, shown in Fig. 15 and describing by the following Hamiltonian

(134)HN=∑n=1N−1λ⁢(|n⟩⁢⟨n+1|+|n+1⟩⁢⟨n|).

The state |0⟩ of the quantum well is coupled with the first site of the chain by coupling Ω~, so the total Hamiltonian is H=E0⁢|0⟩⁢⟨0|+HN+Ω~⁢(|0⟩⁢⟨1|+|1⟩⁢⟨0|). By diagonalizing HN one arrives to Eq. (127) with

(135a)|r⟩=2N+1⁢∑n=1Nsin⁡(r⁢πN+1⁢n)⁢|n⟩,

(135b)Er=−2⁢λ⁢cos⁡r⁢πN+1,forr=1,⋯,N,

so that −2⁢λ<Er<2⁢λ, and the corresponding spectral function is

(136)Ω2⁢(Er)⁢ρ⁢(Er)=Γ2⁢π⁢1−Er24⁢λ2,

where ρ⁢(Er)=(d⁢Er/d⁢r)−1 is the density of states and Γ=Ω~2/λ. Here the band-center ER=0. The Markovian case (wide-band limit) corresponds to λ→∞. We assume that Γ remains finite in this limit, which requires Ω~∝λ≪λ.

In our calculations we approximate the spectral function (136) by the Lorentzian,

(137)Ω2⁢(Er)⁢ρ⁢(Er)=Γ2⁢π⁢Λ2(Er−ER)2+Λ2,

where ER is the Lorentzian center, and Λ=2⁢2⁢λ, providing the same curvature at the band-center that of Eq. (136). Such approximation allows us to treat the problem analytically without loosing its main physical features. For instance, Fig. 16 shows survival probability P0⁢(t)=|b0⁢(t)|2, obtained from Eqs. (130) and (135) for N=250, λ=3⁢Γ and E0=Γ (dashed line) in comparison with the Lorentzian spectral function, Eq. (137), (solid line). One finds that both curves almost coincide. This confirms that the Lorentzian (137) is a very good approximation for finite band-width reservoirs, Eq. (136).

Substituting Eq. (137) in Eq. (131), we can evaluate the integral by closing the integration contour into lower complex Er-plane. As a result, Eq. (131) becomes

(138)(E−E0)⁢b~0⁢(E)−Γ⁢Λ2⁢(E−ER+i⁢Λ)⁢b~0⁢(E)=i.

(In the following we choose E0=0) Using the inverse Laplace transform, Eq. (133), we obtain

(139)b0⁢(t)=e−Q2⁢t⁢[cosh⁡(S⁢t2)+QS⁢sinh⁡(S⁢t2)],

where Q=Λ+i⁢ER and S=Q2−2⁢Λ⁢Γ. In the limit Λ→∞ we return to the Markovian case by reproducing the exponential decay, Eq. (133), whereas for finite Λ, Eq. (139) reproduces two-exponential decay. The difference with Markovian case is mostly significant for small times t. Indeed, the probability of decay to the Markovian reservoir, Eq. (133), reveals the irreversible dynamics, 1−|b0⁢(t)|2=Γ⁢t+O⁢[t2], whereas for the non-Markovian case, Eq. (139) the dynamics is reversible,

(140)1−P0⁢(t)=Γ⁢Λ2⁢t2+O⁢[t3].

This makes a crucial importance for the quantum Zeno effect in continuous monitoring of decay to the non-Markovian reservoir. For a most effective treatment of this problem, we introduce a new basis for states of the non-Markovian reservoir.

10.2 New basis of the reservoir’s states

Consider Eq. (138) for the amplitude b~0⁢(t). Let us introduce the auxiliary amplitude (c.f. with Ref. [21])

(141)b~R⁢(E)=Ω¯E−ER+i⁢Λ⁢b~0⁢(E),

where

(142)Ω¯=Γ⁢Λ2.

Then Eqs. (138) and (141) can be rewritten as

(143a)(E−E0)⁢b~0⁢(E)−Ω¯⁢b~R⁢(E)=i,

(143b)(E−ER+i⁢Λ)⁢b~R⁢(E)−Ω¯⁢b~0⁢(E)=0.

Let us demonstrate that Eqs. (143) describe the particle in a double-well, shown in Fig. 17, where the second well is a fictitious one, coupled with a fictitious Markovian reservoir, with the coupling Ω and density of states ρ, such that π⁢Ω2⁢ρ=Λ. This system is described by the Hamiltonian

(144)H=E0 |0 〉〈0 |+ER |R 〉〈R |+∑r′Er′ | |r′ 〉〈r′ |+Ω¯( |R 〉〈0 |+ |0 〉〈R |)+∑r′Ω( |r′ 〉〈R |+ |R 〉〈r′ |).

Comparing (144) with the original Hamiltonian, Eqs. (127), we find that the reservoir’s (extended) states |r⟩ are split into the two components

(145)∑r|r⟩⁢⟨r|=|R⟩⁢⟨R|+∑r′|r′⟩⁢⟨r′|,

where |r′⟩ represent the extended states of the fictitious Markovian reservoir.

Now the particle wave function can be written in this new basis as

(146)|Ψ⁢(t)⟩=b0⁢(t)⁢|0⟩+bR⁢(t)⁢|R⟩+∑r′br′⁢(t)⁢|r′⟩.

Substituting it in the Schrödinger equation i⁢∂t|Ψ⁢(t)⟩=H⁢|Ψ⁢(t)⟩ we find

(147a)i⁢b˙0⁢(t)=E0⁢b0⁢(t)+Ω¯⁢bR⁢(t),

(147b)i⁢b˙R⁢(t)=ER⁢bR⁢(t)+Ω¯⁢b0⁢(t)+∑r′Ω⁢br′⁢(t),

(147c)i⁢b˙r′⁢(t)=Er′⁢br′⁢(t)+Ω⁢bR⁢(t).

Resolving Eq. (147c) and substituting it into Eq. (147b), we obtain in the continuous limit, ∑r′→∫ρ⁢dEr′,

(148a)i⁢b˙0⁢(t)=E0⁢b0⁢(t)+Ω¯⁢bR⁢(t),

(148b)i⁢b˙R⁢(t)=(ER−i⁢Λ)⁢bR⁢(t)+Ω¯⁢b0⁢(t).

After the Laplace transform, these equations coincide with Eqs. (143).

10.3 Continuous monitoring with point-contact detector

Consider now the continuous monitoring of the decay to a non-Markovian reservoir of a finite band width, by placing the Point-Contact (PC) detector in close proximity to the quantum well, Fig. 18. Then the opening of PC decreases due repulsive electrostatic field of the electron, occupying the quantum dot. This results in increase of the barrier hight, and therefore in decrease on the electric current (I), flowing through the PC. However, when the electron tunnels to the reservoir (to the fictitious well of Fig. 17), its electric field near the PC decreases and the corresponding electric current increases, I→I′ in Fig. 18. Thus one can monitor the electron decay to continuum via the PC current.

The entire system is described by the following Hamiltonian H=H0+HP⁢C+Hi⁢n⁢t, where H0 is given Eq. (144), HP⁢C describes the PC detector, and Hi⁢n⁢t is the interaction term. We use

(149)HPC=∑lE¯lcl†cl+∑rE¯rcr†cr+∑l,r(gcl†cr+H.c.),Hint=∑l,r(δgcl†cr+H.c.) |0 〉〈0|,

where the operators cl⁢(r)†⁢(cl⁢(r)) corresponds to the creation (annihilation) of electron in the state E¯l⁢(E¯r), belonging to the left (right) lead and g is tunneling coupling between these states. The quantity δ⁢g=g′−g represents variation of the point contact hopping amplitude, when the dot is occupied by the electron.

The entire system undergoes continues Schrödinger evolution, describing by the time-dependent Schrödinger i⁢∂t|Ψ⁢(t)⟩=H⁢|Ψ⁢(t)⟩, where |Ψ⁢(t)⟩ is the total many-particle wave-function including the PC detector. The initial condition, |Ψ⁢(0)⟩, corresponds to the occupied quantum dot when the leads are filled up to the Fermi levels μL and μR, Fig. 18. The probability of finding the dot occupied at time time t is σ00⁢(t)=Tr⁢|⟨Ψ⁢(t)|0⟩|2, where the tracing takes place over all variables of the system. Solving the time-dependent Schrödinger equation one can evaluate σ00⁢(t).

The problem can be solved analytically in the large bias limit, Vd=μL−μR, by using a new basis of the reservoir’s states, Eq. (145). Then in the large bias limit the many-body Schrödinger equation for |Ψ⁢(t)⟩ can be transformed to master equations for the reduced density matrix σj⁢j′(n)⁢(t)=Tr⁢⟨j,n|Ψ⁢(t)⟩⁢⟨Ψ⁢(t)|j′,n⟩, where j⁢(j′)={0,R}, and n is the number of electrons, arriving the right lead at time t, with n/t is the average PC current. Using Eq. (75), one finds [c.f. with Eqs. (44a)–(44c) of Ref. [21]]

(150a)σ˙00(n)=−I⁢σ00(n)+I⁢σ00(n−1)+i⁢Ω¯⁢(σ0⁢R(n)−σR⁢0(n)),

(150b)σ˙RR(n)=−(I′+2Λ)σRR(n)+I′σRR(n−1)+iΩ¯(σR0(n)−σ0RR(n)),

(150c)σ˙0R(n)=iϵσ0R+iΩ¯(σ00(n)−σRR(n))−(I+I′2+Λ)σ0R(n)+II′σ0R(n−1),

where Ω¯=Γ⁢Λ/2, Eq. (142) and ϵ=E0−ER. Here I=2⁢π⁢g2⁢ρL⁢ρR⁢Vd is a current though the PC, when the quantum dot is occupied. Respectively, I′=2⁢π⁢g′⁣ 2⁢ρL⁢ρR⁢Vd is is the same for the empty dot.

The reduced density-matrix σj⁢j′(n)⁢(t) describes both the tunneling electron and the PC current. By tracing it over n, we find probability of the dot’s occupation, σ00⁢(t)=∑nσ00(n)⁢(t). Performing this procedure in Eqs. (150) we obtain [c.f. with Eqs.(45a)–(45c) of Ref. [21]]

(151a)σ˙00=i⁢Ω¯⁢(σ0⁢R−σR⁢0),

(151b)σ˙R⁢R=i⁢Ω¯⁢(σR⁢0−σ0⁢R)−2⁢Λ⁢σR⁢R,

(151c)σ˙0⁢R=i⁢ϵ⁢σ0⁢R+i⁢Ω¯⁢(σ00−σR⁢R)−(Γd2+Λ)⁢σ0⁢R,

where σj⁢j′⁢(t)=∑nσj⁢j′(n)⁢(t) and Γd=(I−I′)2, Eq. (112). These equations are of the Lindbladt (Bloch)-type Master equations and have a clear physical meaning. Indeed, in the case of no interaction with the PC detector (I=I′ and therefore Γd=0), one easily obtains Eqs. (151) directly from Eqs. (148), taking into account that σj⁢j′⁢(t)=bj⁢(t)⁢bj′*⁢(t). Hence, the interaction with the PC detector generates an additional damping (decoherence) rate (Γd) in Eq. (151c) for the off-diagonal density-matrix element, σ0⁢R⁢(t).

It order to solve Eqs. (151) it is useful to apply Laplace transform, σ⁢(t)→σ~⁢(E), Eq. (3), thus obtaining

(152a)E⁢σ~00+Ω¯⁢(σ~0⁢R−σ~R⁢0)=i,

(152b)(E+2⁢i⁢Λ)⁢σ~R⁢R+Ω¯⁢(σ~R⁢0−σ~0⁢R)=0,

(152c)[E+Δ+i⁢Λ⁢(1+Γd2⁢Λ)]⁢σ~0⁢R+Ω¯⁢(σ~00−σ~R⁢R)=0.

Let us analyze Eqs. (152) in the limit of large decoherence, Γd→∞, corresponding to “strong” measurement. In parallel, we also take the limit of Λ→∞, while their ratio, x=Λ/Γd is keeping constant. Solving Eqs. (152) in this limit, we find

(153)σ~00⁢(E)=i⁢(1+2⁢x)E⁢(1+2⁢x)+2⁢i⁢Γ⁢x.

Performing the inverse Laplace transform, Eq. (133), by closing the contour of integration over the pole of σ~00⁢(E), we finally obtain

(154)σ00⁢(t)=exp⁡(−2⁢x⁢Γ⁢t1+2⁢x).

This result is very remarkable, since it displays the influence of continuous measurement for the both Markovian and non-Markovian environments. Indeed, for Markovian reservoir, Λ→∞ and respectively, x→∞. As a result, σ00⁢(t)=exp⁡(−Γ⁢t). It implies that there is no measurement effect on decay to Markovian reservoir. However, in the opposite case, of very strong continuous measurement, Γd→∞, and Λ is finite, corresponding to x=0, one finds from Eq. (154) that σ00⁢(t)=1. This implies no decay to continuum (quantum Zeno effect).

On the first sight, the Zeno effect looks very paradoxical, since large decorerence rate implies large energy fluctuation of the system due to interaction with the PC detector. One could expect that these fluctuations would destabilize the system, instead of freezing, as predicted by Eq. (154). However, it is not the case [22]. Indeed, for a finite reservoir band, there are no available reservoir states with such large energies. As a result, the system cannot decay to continuum, despite large energy fluctuation, generated by the detector. On the other hand, the spectral density function of Markovian reservoir is constant. Therefore, the energy fluctuations of the dot level are irrelevant for transition rates. As a result, one expects no Zeno effect at all, as predicted by Eq. (154) in the Markovian limit, x→∞.

11 Concluding remarks

In this paper we investigated a reduction of the many-body Schrödinger equation to the Lindblad-type Master equation for quantum transport, with no assumption on weak coupling to the environment. As a result of such reduction we arrived to the particle-number resolved Master equations. Here we mainly concentrated on derivation and validity of the resulting Master equations. In particular, we demonstrated that the Markovian Master equations can be valid only in the high bias limit (strong non-equilibrium condition). Otherwise, such equations would not be Markovian.

A possible application of the wave-function approach for treatment of quantum transport is not restricted by the Master equations, discussed in this paper. For instance, one can use a different basis for the many-body wave-function, as in a recently proposed single-electron approach [38]. The latter based on the single-electron Ansatz for the many-electron wave-function, yields simple expressions for the tunneling currents in the presence of fluctuating environment [39]. In contrast with the Master equation approach, the single-electron approach is applicable to any bias, including linear response. A possible combination of the single-electron approach with that discussed in the present paper is a topic of current research. It could allow us to obtain non-Markovian Master equations valid for small bias. To achieve this goal, would be very important for different applications and for better understanding of quantum-classical transition.

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