1 Introduction
It has recently been shown [
1] that the orbits generated by a Hamiltonian of the form (the summation convention is used throughout)
generating motions in the variables , can be put into correspondence with the motions generated by a Hamiltonian of the form (with invertible at every point, i.e., no null space in momenta)
where we denote by
the coordinates of the geometrical manifold (which we shall call Gutzwiller coordinates; see, e.g., [
2,
3]) on which (1.2) generates motions through the Hamilton equations for the canonical variables
.
Eq. (1.2) implies a geodesic motion associated with the metric
. The stability analysis of this representation of the dynamics, by means of geodesic deviation, has been shown to be a very sensitive indication of the local stability of the original Hamiltonian (1.1) [
1], and in many cases well-correlated with the chaotic behavior of the system [
4]. In application to the restricted three-body problem [
5,
6], the method was shown to be highly effective. In this case, small regions of instability did not affect the (stable) results, since their effects were suppressed by the “uncertainty relation” [
7]. It has, furthermore, been shown that the instability associated with the geodesic deviation can be quantized and may have the interpretation of giving rise to excitations of the medium [
8].
A relation between the Hamiltonians (1.1) and (1.2) may be established by assuming [
1] a conformal metric
We shall impose the condition of dynamical equivalence of the two Hamiltonians by requiring that the momenta pi and be identical in the two systems for all t. It then follows that there is a correspondence between the variables x and q and the functions and such that (both H and HG are conserved, and can be assigned values E and ; the results are not affected by this freedom, since it only involves a constant shift in the potential V, and we take for convenience )
defining the function , which we shall use for brevity in the following, on the energy surfaces .
In this paper, we show that the functions and on each of the manifolds can be put into correspondence through series expansion, and furthermore that the Poisson brackets and Lagrangians in both pictures are essentially equivalent, with variations in the geometrical picture driving variations in the Lagrangian of the Lagrange–Hamilton dynamics. We may therefore think of the geometrical picture in terms of an underlying geometry for the standard Langrange–Hamilton mechanics.
The Hamilton equations
applied to the Gutzwiller Hamiltonian (1.2), provide the relations
and
where we have used the identity
Then since, from (1.6), we have
Using (1.7) for and taking onto account the symmetry of , one obtains (with some rearrangement of indices) the geodesic equation
where the coefficients have the structure of the usual connection form (here, is the inverse of )
This connection form is compatible with the metric by construction, i.e., the covariant derivative constructed with the of of vanishes, and we recognize that the dynamics generated on the manifold is a geodesic flow. It can carry, moreover, a tensor structure which may be inferred from the invariance of the form under local coordinate transformations (to be discussed below). In this framework, the definitions and correspond to a special choice of coordinates.
However, this geodesic flow does not precisely follow the form of the orbits generated by
when the special choice of coordinates is used for which
and
are valid. It has been shown that in the conformal case which we are considering, a change in scale along the orbits suffices to bring the motions into correspondence [
9] and achieve the stability criterion of Ref. [
1] within a single manifold. For many physical applications, however, it is important to have both sets of variables available (see, for example, [
10] and [
11] in application to the theory of Milgrom [
12], Bekenstein [
13] and Bekenstein and Sanders [
14]).
As we shall show, the requirement that the momenta and are equal for all times is sufficient to determine the function in an open analytic set in terms of nonlinear functions of and its derivatives, and conversely, if is known, to determine (and therefore ), in an open analytic set, by the same method. The existence of these analytic expansions demonstrates the coexistence and correspondence of the coordinates on the two manifolds.
The relation
as we shall show in Section 3, follows immediately from the requirement of dynamical equivalence of the two pictures.† The relation
which could be considered as implied by , is clearly not integrable, so that one may not directly construct a global one to one correspondence between the two manifolds using this relation. One may, however, integrate it along a smooth geodesic curve, a procedure which will be adequate for our purposes. Substituting into the geodesic formula , one obtains the geodesic type relation
where
As we have remarked above, the coordinates may carry local diffeomorphisms; transforms (as we discuss in Section 2) under these diffeomorphisms as a (contravariant) vector. In the special set of coordinates for which holds, the relation reduces to precisely the Hamilton equation
Therefore, the result
constitutes a
geometric embedding of the original Hamiltonian motion into a manifold, which we shall call the
Hamiltonian manifold , to which we assign, for simplicity in notation, the same symbol as the coordinates for the original Hamiltonian since it is a direct embedding (with the special choice of coordinates for which
is valid). As was shown in Ref. [
1] and subsequent studies [
4], the computation of the geodesic deviation of the orbits described by
are remarkably predictive of instability in the original Hamiltonian motion, and have provided a new and effective criterion for the occurrence of such instabilities. Before demonstrating the relation of the functions
and
, we prove in the next section that the quantity
is a valid connection form, i.e., under local diffeomorphisms, it provides the proper compensation terms to insure that
is a covariant relation.
2 Covariance of the embedded Hamiltonian motion
In this section, we study the covariance of the dynamical equation representing the embedded Hamiltonian motion.
It follows from the Hamiltion equations for the geometrical Hamiltonian that
or, using the assumption that is invertible with inverse ,
Substituting this back into the Hamiltonian, one obtains
This form is srongly suggestive of the existence of a local diffeomorphism invariance for the manifold of the (contravariant) form†
Requiring HG to be invariant under such diffeomorphisms, we see that the metric must transform as
We remark that from the result and the transformation property , one obtains (with inverse Jacobian)
from which the inverse metric can be easily seen to transform as
It follows from , and the transformation law that there is a diffeomorphism induced on the manifold of the form
which appears to be covariant from the point of view of the manifold, but is contravariant on .
We now study the covariance of Eq. , writing it as
where
Formally dividing by on both sides and differentiating with respect to t, one obtains
Clearly, does not transform as a tensor; such a transformation law would involve only the last term of . We now show that the connection form develops a compensating term which returns the geodesic equation to its form before the transformation, up to a factor , i.e., the diffeomorphism induced by the transformation. Replacing by in the first term on the right, we have
We now note that
so that
It is, however, an identity, using
that
Then, we see that the first term of cancels with the addition of , so that
i.e., the geodesic equation transforms as a tensor under this diffeomorphism. This expression correseponds to what we shall define as a covariant derivative, to be discussed further in Section 4.
The connection is, however, not compatible with the metric , and therefore one cannot construct a locally flat space (i.e., an equivalence principle) in the Hamilton framework, consistent with the fact that there is no equivalence principle in standard Hamilton mechanics. Eq. is therefore, although covariant, not a geodesic equation in the sense that it could be derived from a minimum path length principle constructed with the metric . It maintains, however, the local diffeomorphism covariance derived from the underlying Gutzwiller manifold, and therefore the resulting geodesic type equation corresponds to a proper geometric embedding of the Hamiltonian motion.
Although the dynamics represented by
does not have an equivalence principle, parallel transport carried out in the Gutzwiller manifold
, with transformation back to the Hamilton space
results in precisely the truncated connection form
[
1]. We shall see that this argument applies as well to the covariant derivative discussed in Section 4. Applying the method of geodesic deviation to the orbits described in terms of the geometric embedding
results in a stability criterion that has been found to be remarkably effective in detecting chaotic behavior in Hamiltonian systems [
1,
4].
We shall discuss the nature of this embedding further in the next section.
3 Relation between and
In this section we show systematically that all derivatives of the function are determined by and its derivatives, and, conversely, that if is known, all derivatives of are determined by by requiring that the momenta and are equal for all times. We shall call this requirement dynamical equivalence. In a sufficiently analytic domain, the two functions can therefore be put into correspondence.
In the following, we shall use the explicit form of the metric for the geometric Hamiltonian in the special coordinate choice for which is valid, and for which†
Since
the Hamilton equation for the time derivative of the momentum is
For the geometric dynamics,
It follows from and that (using the fact that )
For the time derivatives of the coordinates, we have, setting ,
and†
We therefore see that the relation
taken to be defined along a geodesic curve in
xj, is a necessary consequence of the dynamical equivalence of the two systems (see Ref. [
9] for an alternative, but eventually equivalent, approach).
Proceeding to the second derivatives, we have
With and we may rewrite these equations as
Comparing coefficients of , we find
This result provides the equivalence to second order in the power series expansions of the functions and .
Explicitly, carrying out the derivatives, one obtains
Substituting into the the first term on the right hand side, one obtains one half of the first term on the left; after cancellation, one obtains
This procedure can evidently be continued, and we therefore conclude that, in a domain of mutual analyticity, the Taylor series expansions of the two functions can be put into correspondence. We derive in the following a general formula.
It is convenient to write in the form
Differentiating with respect to t, one obtains
Subtracting the two expressions, the last terms in each cancel by , so that we have, carrying out the derivatives in t to obtain factors of and ,
We therefore have the condition
where implies symmetrization.
Taking further derivatives with respect to t of provides higher derivatives of the condition (with symmetrization), since derivatives of the momenta do not contribute due to the vanishing of the remaining factor (as sufficient conditions). One then finds the condition for the fourth order that
It is clear that higher derivatives then obey the relation (as can easily be proved by induction)
These relations between the coefficients of the Taylor expansion in the neighborhood of a given point in x and q, are not, in general, integrable, but provide a relation between the functions and in analytic domains. We emphasize that the differentiability in t that we have used was restricted to geodesic curves on x. We remark that this process may alternatively be carried out to provide formulas for the derivatives to all orders of in terms of the function and its derivatives.
It follows directly from this analysis that the Poisson bracket structure on the two manifolds is identical. To see this, we start with the time derivative of a function on the geometrical manifold:
Since we are assuming Hamilton equations for the geometrical Hamiltonian HG, this result is a Poisson bracket with the usual symplectic symmetry:
On the other hand, from , the Poisson bracket becomes
Since the Poisson bracket is formed by following the flow in phase space, the motion in xi follows a geodesic; therefore is projected by along a geodesic curve, and we can set
in Eq. , where is equal to f considered a function of . Furthermore, , so that becomes, with our requirement that the momenta p and π and all derivatives are equal,
Therefore, we have
establishing the equivalence of the Poisson brackets in both representations.
4 Covariant derivatives on
We have shown in the above that a geometric Hamiltonian of the form with conformal metric can be constructed which has properties closely related to the original Hamiltonian motion. The geodesics of the geometrical Hamiltonian HG, in the special coordinate system for which the correspondence is constructed, do not follow the orbits of the original Hamiltonian, but the local mapping along the geodesic curve, required by the dynamical equivalence of the two pictures provides the modified geodesic type motion which, in this special choice of coordinates, precisely coincides with the equations of motion generated by the original Hamiltonian, as in . We have, moreover, shown that the modified connection form is a good connection form, in the sense that the diffeomorphisms induced on the manifold denoted by by diffeomorphisms on leave the geodesic type equation invariant in form. In fact, Eq. can be written as the vanishing of a covariant derivative
The notion of covariant derivative in terms of parallel transport may be considered as parallel transport in the manifold
and transformation back to the manifold
in two steps, first from the tangent space of the geometric manifold to the manifold
, and then to
[
1]. The vanishing of the covariant derivative
of
carries this geometrical interpretation, i.e., it effectively carries the motion along the tangent space of
. We would therefore expect that the second covariant derivative of
, and in fact, all covariant derivatives, would vanish as well.
It is straightforward to compute the second covariant derivative:
where we have used the replacement along the geodesic curve. In the special choice of coordinates, one then obtains
From , which follows from equating the momenta, one may carry out the derivatives as in (3.11)–(3.12) and divide by m to show that the expression for the second covariant derivative vanishes. We infer that all covariant derivatives (for smooth motion) vanish, indicating that the mechanism forming the geodesic motion on the geometrically embedded manifold is effectively associated with parallel transport on the geometric manifold .
We emphasize that the vanishing of covariant derivatives is not the trivial result of differentiating a quantity that is identically zero; the covariant derivative is not an ordinary derivative, but contains information on the connection form so that the operation acts essentially on the tangent space. Since, in the geometrical embedding, the connection is not compatible with the metric, this result demonstrates that the covariant derivative acts effectively, as we have pointed out before, on the tangent space of the underlying geometrical manifold.
5 Variational correspondence
In order to establish a variational orrespondence we now turn to the local relation between the functions and . We wish to study the result of a variation in q due to a variation in x along a geodesic path. The relation imposed by dynamical equivalence is not sufficient to comprise a small but finite variation since for any small transport along a geodesic curve, the function varies. We therefore define a variation generated locally by the transport of a point x along a geodesic as
where we take ξ to be an affine parameter along a small segment of the geodesic curve, which we approximate as a straight line with constant direction given by the unit vector . Since the upper limit on ξ is small, we can expand in Taylor series to obtain
carrying out the integral over the affine paramter ξ, the resulting powers of match the occurrence of the unit vectors, so we may write the result as
We remark that since the derivative of occurs symmetrically in in , the second term is essentially complementary to the truncated connection with respect to a complete connection form of the type . Thus the variation in qi is not along a geodesic curve in corresponding to the geodesic curve in on which the variation is generated.
Formally, the structure continues to higher order (with the next term proportional to )), but since we have approximated the geodesic curve by a straight line, we do not expect the result to be accurate to high orders; the second order term is sufficient for our present purposes.†
We then substitute this result into ; in the expansion of this function, one uses , i.e.,
Comparison of the first order term with the expansion of yields (recalling that and contracting the δ’s) the relation , which also follows from equating the first derivatives of the momenta π and p. Keeping, moreover, second order terms from the first order part of the expansion, and adding them to the second order terms from the second order part of the expansion, one may compare with the second order part of the expansion of . One finds (contracting the δ’s) precisely the result .†
The second order result we have obtained is sufficient for our purposes. What we have shown is that the functions and can be put locally into correspondence pointwise, establishing a relation between the manifolds and along geodesic curves; this relation is, furthermore, consistent with the condition of dynamical equivalence of the motions generated by the two Hamiltonians. We have therefore established a basis for the correspondence between small variations in the two manifolds.
6 Variational principles of Hamilton– Lagrange
In this section we recast the analytic mechanics of Hamilton and Lagrange in the Hamilton space in terms of variations generated in an underlying geometrical manifold . We start with the Lagrangian obtained from the Legendre transform of , i.e.,
Since , one obtains
The variation of the action is then (leaving out the overall factor )
We now replace by and integrate by parts the time derivative on to obtain an integral with coefficient :
Using the identity
in the first term of , we see that the first two terms cancel; setting the coefficient of the arbitrary variation to zero, one obtains the equation for the embedded Hamiltonian dynamics .
The final form of the embedded Lagrangian can now be inferred, using our previous results, in the special coordinate system for which is valid, that is, writing (we delete an overall sign)
and using for , we find
The result then becomes, with ,
clearly equivalent to taking a Lagrangian of the form
The variation of the associated action can be performed with respect to , and is therefore arbitrary (we have assumed implicitly that is along a geodesic curve; the arbitrariness of then depends on the existence of a dense set of geodesics through the point x). We have therefore recovered the standard Hamiltonian theory which was embedded in the manifold .
7 Summary and conclusions
We have considered Hamiltonian mechanics on essentially three levels, the first, the standard potential model theory based on the Hamilton equations applied to a Hamiltonian
H of the form
, the second, an essentially equivalent geometric Hamiltonan
HG, and the third, a mapping to a geometric embedding of the original Hamiltonian motion. While methods of computing Lyapunov exponents, and the application of the Jacobi metric (cited under [
1]) are effective in many cases, there are notable exceptions, for example, in the analysis of Yahalom
et al. [
5] of the work of Ref. [
15]. A method was developed in 2007 [
1] involving the study of a geometric Hamiltonian [
2,
3], which was put into dynamical equivalence with the standard Hamiltonian form by defining a conformal metric. On this level, one finds that the motion generated by the geometric Hamiltonian
HG of
can be transformed to a motion, defined by a connection form, on a geometric embedding of the original Hamiltonian motion. In this representation, found in [
1], the geodesic deviation results in a formula with remarkable predictive capability for the stability of the original Hamiltonian motion.
The mapping from the motion generated by HG to this geometric embedding, Eq. , is a necessary condition for the dynamical equivalence (defined by setting for all t) of the two pictures, thus establishing the basis for the geometrical embedding. This mapping cannot, clearly, be understood as a relation between closed one-forms, but only as a map in the tangent space along geodesic curves. There is therefore not a direct constructive global relation between the manifolds and . However, we have shown that the functions and are related in suitable analytic domains on and by well-defined relations between the coefficients of the Taylor series expansions of each of the functions around selected points and . The Poisson bracket is, moreover, invariant under the mapping from the variables x to q.
The Lagrangian formulation of the dynamics of these systems makes explicit an intrinsic equivalence, thus accounting for the relation of the easily demonstrable instability (or stability) of the embedded motion to that induced by the original Hamiltonian.
Higher Education Press and Springer-Verlag Berlin Heidelberg 2017