Novel method to determine effective length of quantum confinement using fractional-dimension space approach

Hua Li , Bing-Can Liu , Bing-Xin Shi , Si-Yu Dong , Qiang Tian

Front. Phys. ›› 2015, Vol. 10 ›› Issue (4) : 107302

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Front. Phys. ›› 2015, Vol. 10 ›› Issue (4) :107302 DOI: 10.1007/s11467-015-0472-2
RESEARCH ARTICLE
Novel method to determine effective length of quantum confinement using fractional-dimension space approach
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Abstract

The binding energy and effective mass of a polaron confined in a GaAs film deposited on an AlxGa1-xAs substrate are investigated, for different film thickness values and aluminum concentrations and within the framework of the fractional-dimensional space approach. Using this scheme, we propose a new method to define the effective length of the quantum confinement. The limitations of the definition of the original effective well width are discussed, and the binding energy and effective mass of a polaron confined in a GaAs film are obtained. The fractional-dimensional theoretical results are shown to be in good agreement with previous, more detailed calculations based on second-order perturbation theory.

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fractional-dimensional approach / effective length of quantum confinement / polaron effect / GaAs film

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Hua Li, Bing-Can Liu, Bing-Xin Shi, Si-Yu Dong, Qiang Tian. Novel method to determine effective length of quantum confinement using fractional-dimension space approach. Front. Phys., 2015, 10 (4) : 107302 DOI:10.1007/s11467-015-0472-2

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1 Introduction

A considerable amount of research has been devoted to the study of the physical phenomena occurring in low-dimensional systems, such as quantum wells, core-shell structures, and quantum dots. One phenomenon that has attracted considerable research attention is the polaron effect. It is well known that the electron-longitudinal optical (LO) phonon interaction leading to the polaron effect may be modified significantly through confinement. Such modifications to the polaron effect can strongly influence the optical and transport properties of polar low-dimensional systems; this is particularly true for certain commonly used quantum wells (QW’s), such as GaAs film deposited on an AlxGa1-xAs substrate. Consequently, polarons in bulk material have been investigated and a wide variety of theoretical models have been proposed by various researchers. However, the majority of these models involve tedious calculations with high computational cost [1–3]. We perform our present work using the fractional-dimensional space framework developed by Stillinger [4], He [5], Mathieu et al. [6], and Lefebvre et al. [7–9]. In the fractional-dimensional space approach, anisotropic interactions in the real three-dimensional (3D) space are treated as isotropic interactions in an effective fractional-dimensional system, the dimension of which constitutes a measure of the degree of anisotropy of the actual physical system. Thus, all anisotropy-related information can be introduced through a single value, i.e., the dimensionality. Through consideration of this simple value, the real system can be modeled in a simple analytical manner. In recent years, the fractional-dimensional space approach has been successfully applied to the modeling of excitons [7, 8, 10, 12], polarons [13, 17], and impurity states [18–21] in semiconductor hetero-structures.

In this study, we examine the application of the fractional-dimensional space approach to the polaron in a GaAs film deposited on an AlxGa1-xAs substrate [22, 23]. Hence, the polaron binding energy E, fractional dimension D, and the polaron effective mass m* are calculated as functions of the film thickness Lw. However, we find that a problem arises as a result of the definition of the original effective well width Lw* Specifically, a deformation divergence is exhibited for the GaAs film deposited on the AlxGa1-xAs substrate if the method proposed in previous literature is applied [22, 23]. When that approach is adopted, the E and D curves inevitably exhibit significant mutation. In this paper, we propose a new approach to defining the effective length of the quantum confinement Lw*, because of the abovementioned limitations of the definition of the original effective a. The E, D, and m* of a polaron confined in a GaAs film deposited on an AlxGa1-xAs substrate are then obtained. This paper is organized as follows. In Section 2, the theoretical basis of the fractional-dimensional model for polarons in symmetric [13-15] and asymmetric [16] quantum wells is extended to the case of polarons confined in our GaAs-AlxGa1-xAs system. The definition ofLw*is discussed in Section 3, and numerical results and discussion are provided in Section 4.

2 Fractional-dimensional space approach

We consider the problem of a polaron confined in a GaAs film deposited on an AlxGa1-xAs substrate, and assume that no electron can escape from the system. The system potential is characterized by

(1)V⁢(z)={Vw(=0),if⁢0⩽z⩽Lw,Vb,if⁢Lw<z⩽Lw+Lb,∞,otherwise

where Lb represents the substrate thickness. The subscripts w and b indicate the film (GaAs, the quantum well material) and substrate (AlxGa1-xAs, barrier material) regions, respectively. This system possesses a small electron-phonon coupling constant (α≪1); consequently, we restrict our study to the weak-coupling case. The potentials of the electrons as functions of the structure are shown in Fig. 1.

Within the fractional-dimensional space approach, the actual confined polaron is modeled through an unconfined effective fractional-dimensional polaron. The fractional-dimensional polaronic corrections were previously calculated in Refs. [8, 11], using second-order perturbation theory, and the polaron energy shift was found to be given by

(2)Δ⁢E=α⁢ℏ⁢ωLO⁢G1⁢(D),

with

(3)m*=m1−α⁢G2⁢(D).

In Eqs. (2) and (3), α is the Fröhlich constant, ωLO is the LO-phonon limit frequency in the non-dispersive approximation, and m is the electron effective mass. The D-dependent functions, G1⁢(D) and G2⁢(D), are given by

(4a)G1(D)=π2Γ[(D−1)/2]Γ[D/2],

(4b)G1(D)=π4Γ[(D−1)/2]Γ[D/2],

respectively. In Eqs. (4), Γ⁢(x) represents the Gamma function. D, which guarantees the mapping of the actual system into the fractional-dimensional environment, can be calculated through the relation [8, 11–13]

(5)D=3−exp⁡[−Lw*2⁢Rp],

where 2RP (polaron radius RP=ℏ/(2⁢m)⁢ωLO) is the polaron diameter.

The Schrödinger equation

(6)[−ℏ22⁢dd⁢z⁢(1m⁢(z)⁢dd⁢z)+Vz]⁢Ψ⁢(z)=E⁢Ψ⁢(z),

which describes the motion of the single electron confined in V⁢(z) [Eq. (1)] can be solved, whereE represents the electron ground-state energy in the GaAs-AlxGa1-xAs system and m⁢(z) represents the electron z-dependent effective mass. Note that

(7)mz={mw,if⁢0⩽z⩽Lw,mb,if⁢Lw<z<Lw+Lb.

In a GaAs film deposited on an AlxGa1-xAs substrate system, the material parameters that characterize the polaron properties differ when passing from the film to the substrate region. To take this fact into consideration, we assign average values of the material parameters over all the polaron positions to the effective fractional-dimensional bulk. If one considers the polaron as a phonon cloud around the electron, the polaron position is determined, essentially, by the electron position. The mean values of the material parameters that characterize the fractional-dimensional electron-phonon interaction can therefore be expressed as [15]

(8)m−1=∑i=w,bPimi,

(9)ωLO=∑i=w,bωi⁢Pi,

and

(10)α=[∑i=w,b(Pi⁢ωiωLO⁢αi⁢m⁢ωLOmi⁢ωi)]2,

(11a)Rp=[∑i=w,b(Pi⁢ωiωLO⁢αi⁢Rp⁢iα)]2,

(11b)Rp⁢i=ℏ2⁢mi⁢ωi.

In Eqs. (8)–(11), αi and ωi represent the Fröhlich constants and the phonon frequencies in the different regions, respectively, and

(12a)Pw=∫0Lw|Ψ⁢(z)|2⁢dz,

(12b)Pb=1−Pw,

denote the probabilities of finding the single electron in the film (GaAs, the well material) and substrate (AlxGa1-xAs, the barrier material) regions, respectively. The E and m* of a polaron confined in a GaAs film deposited on an AlxGa1-xAs substrate can then be computed in a very simple manner from Eqs. (2), (3), and (5), assuming the material parameter mean values defined in Eqs. (8)–(12). E and m* can also be calculated as functions of Lw. The numerical results and discussion related to this case have already been given [22, 23].

3 Discussion of the effective length of the quantum confinement

Note that D in Eq. (5) is significantly influenced by the definition of the electron Lw*. A large number of studies [6, 13–16] present the following definition

(13)Lw*=Lw+1kb,

where kb represents the electron wave vector in the substrate. By solving the Schrödinger equation (6), the values of kb can be obtained from the relation

(14)kb=2⁢mb⁢(Vb−E)ℏ,

where ℏ is the reduced Planck constant. Because E is a function of the Lw of the GaAs film deposited on the AlxGa1-xAs substrate, E varies in response to changing Lw. We note that kb in the substrate tends to zero if E=Vb when Lw has a certain value. Then, Lw* tends to infinity and D appears to have an outburst value. After solving Eqs. (13) and (5), the values of Lw* and D, respectively, are obtained for our system. However, these results are unphysical because of the outburst value. This is the problem affecting the application of the traditional fractional-dimensional space approach to the case of a GaAs film deposited on an AlxGa1-xAs substrate.

As we know, E and a in a one-dimensional infinite potential are related by

(15)E=π2⁢ℏ22⁢me⁢a2.

By solving the Schrödinger equation (6), the eigenenergy E in our system can be found, and we obtain a from Eq. (15). Then, we can define Lw*≡a. Through this new approach to determining Lw*, the outburst value problem is solved directly, and the Lw* and D values of our system can also be obtained. To summarize the motivation and justification for the new method presented here, we propose to use the equivalent width of the structure as the electron Lw*. The equivalent width is defined as the width at which the E of the electrons in the actual structure are equal to an energy level of a of the infinite-depth potential well; thus, a is the electron Lw*, as given by Eq. (15).

We can verify the rationality of Eq. (15) as follows. Taking Vb= 0 in the system shown in Fig. 1, the E of our system is equal to the energy level of the well width Lw+Lb of the infinite-depth potential well. Then, the electron Lw* is also Lw+Lb. If Vb=∞ in the setup shown in Fig. 1, the E of our system is equal to the energy level of the well width Lw of the infinite-depth potential well, and the electron Lw* is also Lw. Finally, if Vb is between 0 and infinity, the electron Lw* is between Lw and Lw+Lb. So, it is appropriate to replace Eq. (13) with Eq. (15) when calculating D and E. Therefore, the calculated results of Lw*, D, and Efor our system should change monotonously within the range of the potential well width.

In order to compare results calculated using the method proposed in this paper with those reported in Refs. [16, 22, 23], we have used the same set of material parameters as in Ref. [16]. Further, we consider Lw*, D, and E as functions of the Lw of the GaAs film deposited on the AlxGa1-xAs substrate, for Lb=2 nm and x=0.3. The calculated results for these functions are presented in Figs. 2, 3, and 4, respectively. In these figures, the dashed lines correspond to the results of our calculations using the traditional fractional-dimensional space approach [16], while the solid lines represent the results of calculations performed using the proposed new method. It is obvious from the dashed line in Fig. 2 that Lw* decreases as Lw decreases from a wide well width. With a continued decrease in Lw, Lw* exhibits a sudden increase near Lw=4.0 nm according to the dashed lines, and then decreases suddenly near Lw=3.6 nm. That is to say, the entire curve exhibits a significant mutation as Lw decreases from a wide well width to zero. This exemplifies the problem that renders the traditional fractional-dimensional space approach unsuitable for our actual physical system. In contrast, the solid line indicating the results calculated using our new method decreases monotonously as Lw decreases, for the entire range of Lw values. One can observe that Lw* is always slightly larger than Lw, at any position on the graph. It is easily understood that, as Lw decreases, the system becomes increasingly confined, and the polaron in turn becomes increasingly compressed. Thus, Lw* also decreases monotonously. However, at the critical interface between the film and the substrate, the polaron wave function penetrates the substrate so that Lw* varies more quickly than Lw.

Within the range of the potential well width, the solid line in Fig. 4, which represents the values of D calculated using the proposed approach, increases monotonously for continuously increasing Lw. However, the dashed line indicating the results obtained using the traditional method exhibits a significant mutation. In the same manner, the solid line in Fig. 5, which represents the E calculated using our approach, decreases monotonously for continuously increasing Lw, while the dashed line exhibits a corresponding significant mutation.

4 Numerical results and discussion

Above, the value of D as a function of the Lw of the GaAs film deposited on the AlxGa1-xAs substrate was calculated using our new method, for Lb=20 Å and x=0.3. The results are displayed in Fig. 3 (solid line). It can be seen that, as Lw increases from zero to a wide well width, D increases monotonously for a given aluminum concentration.

In Figs. 5 and 6, E and m* decrease in the GaAs film deposited on the AlxGa1-xAs substrate with increasing Lw and Lb=20 Å. The results exhibit the same tendencies for different aluminum concentrations, as shown in these figures. It is remarkable that the different values of aluminum concentration obviously influence E and m* for cases of narrow and medium Lw, but have no significant influence in cases of large Lw. To understand the E and m* results more clearly, we consider the case of varying E. As the analysis of the variation in m* is quite similar, we omit this discussion. In order to understand the origin of the changes in E, we first review Eq. (2), which indicates that E depends on the factor α⁢ℏ⁢ωLO, and also on G1⁢(D). We know that α⁢ℏ⁢ωLO depends on the material parameters only, and that it varies slowly and monotonously with Lw. In contrast, G1⁢(D) depends on the dimensionality of the effective system and varies monotonously, but rapidly, if Lw<4.6 nm. In other regions, G1⁢(D) varies slowly. This behavior leads to the curved shape of Efor different aluminum concentrations and narrow or medium Lw, as shown in Fig. 6.

In summary, we extended the fractional-dimensional space approach to the study of polarons confined in a GaAs film deposited on an AlxGa1-xAs substrate. We defined the effective length of the quantum confinement in order to solve the problem of the mutating polaron dimensional parameter reported in the literature. Because the electron ground-state energy and barrier height are approximately equal at certain film thicknesses, the electron wave vector becomes equal to zero and its reciprocal becomes infinite. Thus, the dimensional parameter exhibits significant mutation in response to changes in the film thickness. The definition of the effective length of the quantum confinement is based on the determination of the effective length of the quantum confinement of the sandwich structure. When the ground-state energy of our system is equivalent to the energy of the infinite-depth potential well, the width of the infinite-depth potential well is defined as the effective length of the quantum confinement. And furthermore, we find dimensional parameter D is different for different aluminum concentrations at a certain film thickness. That leads to the curves shape of the binding energy E and polaron effective mass m* corresponding changes.

The fractional-dimensional space approach allows the well-width dependence of the polaron binding energy and the polaron effective mass to be estimated in a very simple manner, avoiding the tedious and complicated calculations arising in the standard treatments. However, the behavior of polarons in thin film differs from that in sandwich structures. In this article, through application of different definitions of the effective length of the quantum confinement, the characteristics of polarons in thin films were calculated, and their responses to changes in the film thickness were examined. This approach has reference value to the field of thin film electronics and to optoelectronic devices.

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