1 Introduction
Violent explosion events are ubiquitous in astronomy, including supernovae, gamma-ray bursts (GRBs), and mergers of compact objects (white dwarfs, neutron stars, and black holes) [
1–
4]. According to the modern theory of cosmology, the Universe started from an extremely powerful explosion event — the Big Bang [
5–
7]. But of course, the Big Bang happened only once (at least in the Universe that we are living in, to our knowledge so far).
In many of the above mentioned cases, the explosion processes produce a spherical or quasi-spherical (at least to the first order approximation) matter that expands rapidly. In some extreme cases, the expansion speed of the sphere can be trans-relativistic (e.g., mergers of neutron stars) or even ultra-relativistic (e.g., GRBs). The Big Bang is also a relativistic process, since relative to a fixed position in space the cosmic expansion speed can be close to the speed of light at a very far distance [
5].
In this paper we investigate the photon diffusion process in a relativistically expanding sphere. The expanding sphere can arise from GRBs [
8,
9], hypernovae [10, 11, a type of supernovae with extremely large explosion energy] or mergers of neutron stars [
1]. The sphere can also be a part of an expanding Milne universe [
12]. The expansion can be either trans-relativistic, super-relativistic, or sub-relativistic. In other words, we take a general treatment of the expansion speed, including the non-relativistic expansion as a specific case.
Understanding of the photon diffusion process in a relativistic expanding sphere is essential for determination of the radiation properties of the expanding sphere, including the luminosity and the spectra of emissions of the above mentioned transient astrophysical systems.
In our treatment, we assume that the expanding sphere has a kinetic energy much larger than the gravitational binding energy so that the particles in the sphere move freely. This approximation is valid for an explosion process in the stage when the initial acceleration process has finished but the later deceleration process has not begun yet. This is a difference between our model and a real universe since in a real universe the gravity of matter (and radiation in a very early universe) plays an important role.
The paper is organized as follows. In Section 2, we describe the kinematics of a uniform and relativistically expanding sphere, including its similarity to an expanding Milne universe. In Section 3, we study the random walk process for photons in the sphere under the scattering interaction with free electrons. This is the basis for understanding the physics of the photon diffusion process. In Section 4, we describe the definition of a photosphere surface, which is a key concept for understanding the blackbody radiation from the sphere and the cosmic microwave background (CMB) in a universe. In Section 5, we discuss photon diffusion and the relation between the effective temperature of the emerging blackbody radiation and the temperature of the radiation at the sphere center. In Section 6, we present the formulas for calculating the energy spectral density flux for the blackbody radiation emerging from the sphere surface.
Finally, in Section 7 we summarize the results and deliver the conclusion of this research.
2 Kinematics of an expanding sphere
In this paper, we assume that a spherical matter produced by some kind of explosion events expands with a velocity proportional to the distance to the explosion center and constant in time, with mass and radiation distributed uniformly within the sphere to the first order approximation. The electromagnetic emission from the surface of the sphere contributes a small perturbation to the adiabatic expansion of the radiation inside the sphere.
The geometry of a freely expanding, homogeneous, and spherically symmetric matter sphere is like a Milne universe (see, e.g., Ref. [
12])
†, except that the matter sphere has a finite volume and a surface boundary but the Milne universe has an infinite volume and no boundary in the comoving frame. In other words, the expanding sphere investigated in this paper to the first order can be considered as a part of the Milne universe.
In fact, if the expansion speed of the outer surface of the sphere approaches the speed of light, then the spatial volume in the comoving frame becomes infinite [see Eqs. (6) and (12) below] and the sphere becomes a Milne universe.
Let us denote the time in the rest frame at the center of the sphere by t, and the spherical coordinates by . The center of the expanding sphere is at . The mass and energy density inside the sphere are assumed to be low enough to allow us ignore the effect of general relativity. Then, the spacetime metric is just the Minkowski metric
where
is the metric on a two-dimensional sphere of a unit radius.
Define the coordinates η and ξ by
the metric can then be rewritten as the Milne metric
A particle comoving with the expanding sphere has a constant velocity (). The world line of the particle is a straight line defined by
Eq. (5) demonstrates that, at any moment of constant t, we have . This is a characteristic velocity profile for a typical spherical explosion event.
As noted in the Introduction, the model defined above applies only when the explosion event is in the free-expansion stage.
By Eq. (3), along the worldline of the particle, we have
and
where
is the Lorentz factor of the particle.
Therefore, η represents the proper time in the rest frame of the particle, and ξ measures the spatial velocity of the particle. The spatial hypersurface defined by is a homogeneous and isotropic 3-dimensional space with a negative curvature, which is just the surface of simultaneity of an observer comoving with the particle. By Eq. (4), on the spatial distance measured in the radial direction is
In Fig. 1, we show the spacetime diagram of the expanding sphere. The sphere has an outer boundary at , where the expansion velocity is , and the Lorentz factor at the surface boundary of the sphere is
The area of a sphere of radius ξ with the center at is
The total spatial volume of the sphere, defined on the spatial hypersurface , is
When (i.e., ), the Newtonian limit applies, and we have
Therefore we can define a factor
or equivalently
then we have
It can be checked that for any , and , .
The total rest mass contained in the sphere (which is a conserved quantity) is
where is the rest mass density measured in a frame comoving with the spherical fluid. From Eq. (17) we get
It can be derived that
In non-relativistic limit , we get
While in the ultra-relativistic limit , we get
3 Random walks in an expanding sphere
We write the spacetime metric in a more familiar cosmological metric form:
where is the cosmological scale factor, and for the Milne universe
Consider that a photon takes a random walk in a Milne universe under the interaction of electron scattering. The photon then has a zigzag-shaped world line, with each segment being a null geodesic. The i-th segment of the world line starts at time and ends at time (), with the proper spatial length
where is the rest mass density of the medium at time , and κ is the medium opacity for photons.
The length li is measured in a frame comoving with a fluid particle at moment . To add all the movement properly, we map each spatial segment onto the spatial hypersurface defined by , the moment when the photon starts to move (Fig. 2). On , the length of the i-th segment is
Because the photon is scattered into a random direction during each step of random walk, on the mean square displacement traveled by the photon is
where , , , and
Assuming that within each cycle of time evolving of the expansion (e.g., the scale expands by a factor of 2), the photon has taken many steps of random walks (this is necessary for local thermalization to be possible in an expanding medium). Then the summation can be replaced by an integral
Now, mapping the distance onto the spatial hypersurface defined by at the moment when the photon arrives at a surface sphere at moment η, we get the square mean displacement of the photon measured on
where we have used the fact that (conservation of mass).
Now let us calculate the total number of scattering during the whole process of random walks. Differentiation of Eq. (26) with respect to the total number of scattering, N, leads to
where . Hence, we have
By Eq. (28),
Hence, we have
Since , we have
where in the last step we have again used the fact that .
It is quite simple to understand Eq. (34). During each time interval , the photon has in total traveled a distance of along a zigzag-shaped path, during which the total number of scatterings is simply equal to since during the time interval the expansion of the sphere can be ignored.
The equations derived above [Eqs. (29) and (34)] apply to any Friedmann cosmological models. For example, Gunn and Peterson [
13] used Eq. (34) to calculate the “optical depth” for Lyman-alpha photons emitted by quasars to constrain the density of neutral hydrogen in intergalactic space.
For the expanding sphere discussed in this paper with the Milne metric, we have , hence
and
We assume that the photon scattering process in the expanding sphere is due to the Thompson scattering with free electrons [
14], then the opacity is equal to the constant Thompson opacity
Then we have
and
where .
Since keeps constant as the sphere expands, we can define a critical time scale
Then Eqs. (38) and (39) can be written as
and
Define a geometrically mean time by
Then,
and
Then we get
Then, by Eqs. (38) and (39), we get
and
Assume that a photon is generated at the center of the sphere when the explosion begins (). Now let us calculate the time when it emerges from the surface of the expanding sphere. By setting in Eqs. (41) and (42), we get
and
Since is equal to the radius of the sphere measured at the moment of η when the photon appears from the surface of the sphere, measured on the spatial hypersurface , we have
where is the ξ-value on the surface of the sphere (i.e., the world tube of the sphere surface is defined by ). The radius of the sphere measured in the rest frame is
Submitting Eq. (51) into Eq. (49), we get
In non-relativistic limit, we have , , , then by Eq. (40)
By Eq. (53), the time when the photon emerges from the surface of the expanding sphere is
In ultra-relativistic limit, we have , , , , then by equation (40)
By Eq. (53), the time when the photon emerges from the surface of the expanding sphere is
4 The photosphere
A photosphere is the surface where a photon emitted at some depth scatters only once before it emerges from the surface of the sphere. If a photon is inside a photosphere, it needs to take random walks to reach the surface of the sphere. Hence, the photosphere is a boundary separating the opaque (with respect to a remote observer) region from the transparent region. In the 4-dimensional spacetime diagram, a photosphere is a 3-dimensional hypersurface: two space dimensions (θ and φ) plus one time dimension (η or t) or one spatial dimension (ξ or r), depending on whether the photosphere surface is timelike or spacelike.
Consider a photosphere defined by . The outer surface of the expanding sphere is at . Assuming a photon is emitted at time η on the photosphere, and arrive the surface at time . Then, by Eqs. (41) and (42), we have
and
Here is the spatial distance between the point where the photon is emitted and the point when the photon reaches the surface of the sphere, measured on the 3-dimensional spatial surface , and N is the number of random walks that the photon has taken.
According to the definition of photosphere, . N is the total number of scatterings encountered by a photon emitted at coordinate . Then Eqs. (58) and (59) can be rewritten as
and
The ratio of the above two equations leads to
Submitting it to Eq. (60), we get
Hence, the photosphere is determined by†
When (i.e., ), the photosphere equation becomes
which is just the last scattering surface in a Milne universe.
The shape of the photosphere hypersurface for various speed of expansion is shown in Fig. 3 (and Fig. 1; note that, ). When , we have . The size of the photosphere shrinks to zero () at a maximum η:
As (), we have . As (), we have .
For any (i.e., ), the photosphere hypersurface becomes spacelike when .
In the Newtonian limit , we have and thus , hence, by Eq. (63), on the photosphere we must have . Then the photosphere equation becomes
Or, in terms of the coordinates t and r,
where is the expansion speed of the sphere surface. The photosphere shrinks to a zero size at .
We note that, the photosphere equation derived here only applies to the free expansion phase of the sphere. In the acceleration phase a photosphere can also exist if the dimensionless entropy in the expanding sphere is large enough, like in some GRB fireball models [
15]. In this acceleration regime the treatment presented here is not adequate.
5 Photon diffusion
Assuming that the expanding sphere contains uniform and isotropic blackbody radiation that adiabatically expands with the fluid. On each spatial hypersurface , the radiation has a temperature . Radiation escapes from the surface of the sphere, which contributes a small perturbation to the adiabatic evolution of the radiation.
With the diffusion approximation, which requires that the scale over which the temperatures changes is much larger than the mean-free path of a photon, in the comoving frame at the surface of the sphere the emergent flux vector is [
16]
where is the Rosseland mean opacity, aa is the four-acceleration vector of the fluid particles, and is the inverted spatial metric on
For the problem discussed here, the acceleration aa vanishes, and
Of course, relative to , is only a small perturbation. Then we get
where is the magnitude of the flux density in the frame comoving with the fluid matter. Hence
Let , then
where the optical depth
On the other hand, we have
where is the effective temperature on the surface of the sphere. By Eqs. (74) and (76), we get
Now let us derive the above equation with random walking.
Consider at moment an amount of thermal radiation of temperature T0 inside a spherical shell bounded by radii ξ and . After many scatterings, the radiation arrives at the surface at moment interval — η (photons at larger radii arrive earlier). Setting , by Eq. (41) we get
At moment , the total energy of the radiation contained in the spherical shell as measured by a observer comoving with the fluid at ξ and is
As the radiation approaches the surface at moment η, after many scatterings, the total energy of the radiation as measured by a comoving observer at and η is
This is because that the number of photons is conserved but the energy of each photon is red-shifted by a factor .
The area of the sphere surface at time η is . Hence, as measured in the comoving frame, the flux density of energy emerging from the sphere surface is
By Eq. (78),
where the optical depth
Hence we get
where is the temperature of the radiation at time η. Then we get
where
Let us define a value so that the volume inside a sphere of radius is half of the total volume of the sphere of radius . When , we have and . When , we have , , and . (Indeed, when , we have and .) Hence, is not a bad approximation. Considering the fact that when , perhaps a better approximation is
where when . (This is equivalent to setting in Eq. (73) when , considering the fact that in this relativistic limit half of radiation is contained in a spherical shell with radius from to .)
The photosphere is determined by Eq. (64). The whole sphere is opaque (optically thick) when , where when , and when . Then, the opaque condition leads to
for any value of . This then leads to . Hence, when the sphere is opaque (a photon emitted from the center on must undergo scatterings before emerging from the surface), we must have . But the reversed statement is not necessarily correct when is large.
When , the photosphere Eq. (64) becomes Eq. (67), which is equivalent to the equation . [Hence, in non-relativistic case , the photosphere is just determined by the equation .]
6 The energy flux density on the surface of the sphere
To simplify the expression of equations, let us define
Then Eq. (87) becomes
The quantity as , and as .
With the above notations, the flux density on the surface of the sphere is
where ζ is defined in Eq. (15).
But note, the above equations hold only for , i.e., when the photosphere has a radius almost equal to the sphere radius. When η is not small, the size of the photosphere shrinks and is smaller than the size of the sphere surface, then both and F should be evaluated on the photosphere surface. So, we modify Eq. (90) to
where
where is defined by Eq. (64); and
is the optical depth from the sphere center to the photosphere.
In Eq. (92), a unit number “1” is added to the optical depth to make as the size of the photosphere shrinks to zero at (then ).
Then, the energy flux density on the surface of the photosphere is
In the non-relativistic limit, the luminosity of the emissions from the expanding sphere is simply , i.e. the flux density multiplied by the area of the photosphere surface. However, in the relativistic case, the calculation of the luminosity is somewhat complicated, the following effects must be taken into account:
i) Relativistic beaming [
17]. In the frame comoving with the surface of photon emission (the photosphere), the forward-moving photons span a solid angle
; however, in the rest frame those forward-moving photons span a solid angle
(
when
);
ii) Relativistic Doppler effect. For a photon moving toward an observer, with the angle between the direction of photon propagation and the direction of motion of the particle emitting the photon being θ (measured in the observer’s frame), the observed frequency of the photon is related to the emitted frequency by .
iii) Relativistic time lapse. If the particle emits two photons in the direction of the observer in a time interval in the frame of the particle, the two photons will arrive at the observer in a time interval in the frame of the observer (just the inverse of the relativistic Doppler effect).
Of course, if the source of emission — the expanding sphere — is at a cosmological distance, cosmological effects must also been taken into account for calculation of the luminosity.
Formulas for computing the luminosity as measured by a distant observer in the relativistic case is presented in Ref. [
9] (except that the correct photosphere equation derived in this paper should be used instead of the photosphere equation derived in Ref. [
9]). We will not repeat them here.
7 Summary and conclusions
In this paper we have investigated the random walks and the diffusion process of photons in a relativistically expanding sphere, with the assumption that the matter and radiation in the sphere are uniformly distributed and local thermal equilibrium holds. In our treatment, we have considered only the interaction of photons with free electrons through the Thompson scattering, which should be valid when the plasma in the sphere is hot.
It has also been assumed that the internal energy of the radiation is not large enough to affect the dynamics of the sphere and the gravitational potential energy of the sphere is negligible compared to the large kinetic energy, so that the sphere expands freely, and the blackbody radiation inside the sphere expands adiabatically with the emerging energy flux of radiation at the surface of the sphere behaving as a small perturbation to the evolution of the radiation.
We have derived formulas for the total number of scatterings undertaken by a photon when it moves from one place to another inside the sphere, the mean square displacement traveled by a photon for a given number of scatterings, the equation of the photosphere, the relation between the effective temperature on the photosphere and the temperature of the blackbody inside the photosphere, and the energy flux density on the surface of the sphere (or on the photosphere).
These formulas and equations will find their applications in relativistic explosion processes in astrophysics, like GRBs, hypernovae, mergers of compact objects, and the Big Bang universe.
Higher Education Press and Springer-Verlag Berlin Heidelberg 2013