RESEARCH ARTICLE

Structure formation dynamics in drawing silica photonic crystal fibres

  • Wenyu WANG , 1 ,
  • Ghazal Fallah TAFTI 1 ,
  • Mingjie DING 1 ,
  • Yanhua LUO 1 ,
  • Yuan TIAN 1 ,
  • Shuai WANG 1,2 ,
  • Tomasz KARPISZ 3 ,
  • John CANNING 1,4 ,
  • Kevin COOK 1,4 ,
  • Gang-Ding PENG , 1
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  • 1. Photonics and Optical Communications, School of Electrical Engineering and Telecommunications, University of New South Wales (UNSW) Sydney, 2052, Australia
  • 2. Henan Key Laboratory of Laser and Opto-Electric Information Technology, School of Information Engineering, Zhengzhou University, Zhengzhou 450052, China
  • 3. Warsaw University of Technology, 00-665, Warsaw, Poland
  • 4. interdisciplinary Photonics Laboratories (iPL), School of Electrical and Data Engineering, University of Technology Sydney, and School of Chemistry, The University of Sydney, NSW 2007 & 2006, Australia

Received date: 12 Dec 2017

Accepted date: 28 Dec 2017

Published date: 02 Apr 2018

Copyright

2018 Higher Education Press and Springer-Verlag GmbH Germany, part of Springer Nature

Abstract

The special features of photonic crystal fibres (PCFs) are achieved by their air hole structures. PCF structure is determined and formed by its origin preform design and drawing process. Therefore, structure formation dynamics in drawing PCF is important for the fabrication of PCF achieving desirable structure and thus the intended feature. This paper will investigate structure formation dynamics of PCF drawing in relation to key parameters and conditions, such as hole dimension, temperature, pressure, etc.

Cite this article

Wenyu WANG , Ghazal Fallah TAFTI , Mingjie DING , Yanhua LUO , Yuan TIAN , Shuai WANG , Tomasz KARPISZ , John CANNING , Kevin COOK , Gang-Ding PENG . Structure formation dynamics in drawing silica photonic crystal fibres[J]. Frontiers of Optoelectronics, 2018 , 11(1) : 69 -76 . DOI: 10.1007/s12200-018-0775-3

Introduction

Photonic crystal fibres (PCFs) have attracted lots of interest as they could provide special features that conventional fibres cannot achieve [1], such as near-endlessly single mode [2], strong optical nonlinear effects [3] and high-birefringence [4]. Therefore, they are widely used in (but not limited to) fibre lasers [57], fibre sensors [8,9], and nonlinear devices [3,10].
PCF features are mainly determined by the geometry structure of the air holes such as hole dimension, hole shape and hole position [2]. However, hole deformation may happen in the drawing process due to the viscosity and surface tension of the material. Therefore, it is essential to understand the structure formation dynamics in drawing PCF to achieve the original hole structure in the preform by accurate controlling drawing conditions like furnace temperature Td, drawing pressure Pd, feeding rate Vf, and drawing rate Vd.
To understand the structure formation in drawing process, much theoretical analysis work has been done. The drawing process modeling of PCF [11,12] related to hole collapse was setup in Ref. [13]. Fitt et al. [14,15]carried out the single capillary drawing approach under isothermal condition, and the stability of drawing capillaries has been reported in Refs. [16,17]. The control of hole expansion was theoretically studied [18] and the method of predicting hole dimension disregarding viscosity was provided [19]. Furthermore, in the drawing process, the transverse radiative heat transfer inside the silica preform was numerically analyzed [12,20,21]. In addition to these theoretical studies, several experiments were carried out to explore proper PCF drawing parameters. For example, the relationships of the hole dimension and the spacing pitch between pressure [22], temperature, feeding rate, feeding time, and capillary wall thickness were reported [2326]. However, directly taking advantage of these results is not practical due to the structural and design differences in drawing facilities. Thus, in order to customize the PCF drawing in our own draw tower, the relationship between the structure formation dynamics and pressure Pd at different Td was primarily studied for the normal PCF and the high-birefringence PCF [27,28]. Following the previous work, this paper will provide a further analysis of the structure formation dynamics including hole position and hole centre shift in the drawing process.

PCF structure and structure parameters

Basic structure parameters

The cross section images of the PCF and its preform are shown in Figs. 1(a) and 1(c) and the structural parameters of the PCF and its preform are described in Figs. 1(b) and 1(d). The hole diameters of fibre and preform are defined as 2rh,f and 2rh,p. The radii of fibre and preform are denoted as ro,f and ro,p. rf is the distance between the centre of the fibre and that of the hole, and rp is the distance between the centre of the preform and that of the hole. The hexagonal rings from inner to outer are named as Ring 1, Ring 2, Ring 3, and Ring 4, respectively. Since some holes in Ring 4 are fully collapsed, only the holes in Ring 1, 2 and 3 will be considered and described in this work. Three red circled holes marked as H1, H2 and H3 at Ring 1, 2 and 3 in Figs. 1(b) and 1(d) are typically selected to represent the structure formation of the holes in each ring.
Fig.1 Cross section images of a fabricated PCF (a) and its preform (c). The basic structural parameters are labeled in (b) for the PCF and (d) for the preform. The colors of (b) and (d) are calibrated for clearer views

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Scale factor of hole-outer diameter ratio of fibre to preform R

For describing the collapse degree of the air hole, a scale factor R is defined as
R = 2r h,f/(2r o,f) 2r h,p/(2r o,p)= rh,f/r o,f rh,p/(2 ro,p),
where numerator term represents the hole-outer diameter ratio of fibre, and denominator term is the hole-outer diameter ratio of preform. According to the definition in Eq. (1), the change of air holes in PCF has the following four cases:
when R = 0, holes are fully collapsed and rh,f = 0;
when R<1, holes are partially collapsed;
when R>1, holes are expanded;
when R = 1, holes keeps the same ratio as those in the preform without any collapse or expansion (internal air pressure is balanced with the surface tension and drawing shear force). Here, Pd is defined as the optimal pressure, Po.

Relative position of the hole in fibre Rf

To study the relationship between the structure formation and hole position, the relative position of the hole in fibre Rf is defined in Eq. (2):
Rf = rfr o,f.

Relative position of the hole in preform Rp

Similarly, the relative position of the hole in preform (Rp) is defined in Eq. (3):
Rp = rpr o,p.

PCF fabrication results and discussion

The PCF preform used was assembled by stacking a series of capillaries forming the hexagon shape with four rings and jacketing these capillaries with a silica tube. The inner diameter Dinner and outer diameter Dtube of the jacket tube are 18.93 and 24.97 mm, and the ratio of outer to inner diameter of the capillary is 1.32. The space between the capillaries and jacket tube was filled with solid rods for two reasons: 1) stabilizing the stacked hexagon PCF structure; 2) avoiding an excessive collapse of the holes at Ring 4 caused by high temperature at outer layer in the drawing process [1]. Then the stacked preform was fused on a lathe to relax the tolerance in drawing process by removing the interstitial area so that only lattice structure was concerned. The outer diameter of the fused preform Dpreform is 21.5 mm which means 25.8% of preform was collapsed (the area of cross section). Finally, the fused preform was drawn into fibres with furnace temperature Td = 1860°C and Td = 1870°C, drawing pressure Pd = 2.8–18.5 mbar, feeding rate Vf = 0.5 mm/min, and drawing rate Vd = 15 m/min.

Scale factor R vs. drawing pressure Pd at different furnace temperature Td

In our previous work [27], the relationship between drawing pressure Pd and scale factor R was discussed according to the cross section image scanned by the electron microscope shown in Figs. 2(a) and 2(b). Seen from Fig. 2(a), when Pd = 2.8 mbar, the R of H1, H2 and H3 are measured to be 0.43, 0.36 and 0.29 at Td = 1860°C. These less than one R values indicate the collapse of the holes. With the rise of Pd to 9 mbar, the R of each hole grows close to 1, which means a balanced pressure is nearly provided at the boundary between the air hole and the glass. Finally, when Pd is changed up to 12 mbar, the R of each hole surpasses 1. In this case, the holes are supposed to be expanded according to the definition of R. Therefore, the rule of R vs. Pd can be concluded as: 1) when Pd is set in a low region, the scale factor R moves towards zero due to insufficient drawing pressure to resist the collapse tension; 2) when increasing the Pd, the high drawing pressure will overcome the collapse tension and blow up the hole, resulting in the increase of R.
Fig.2 Dependences of the scale factor R on the drawing pressure Pd for holes H1, H2 and H3. The results are shown for two furnace temperatures: (a) 1860°C and (b) 1870°C. Cross-section images of the preform and four PCFs with different drawing conditions are illustrated. The green dash lines represent R = 1. The optimal pressures of holes H1, H2 and H3 are marked as Po1, Po2, Po3

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In addition, it has been found that the optimal pressure Po increases with the radial distance from the centre, which is H1 (8.5 mbar)<H2 (9.1 mbar)<H3 (10.2 mbar). Normally lower viscosity under higher Td leads to more collapse. As a result of a thermal gradient, a hole in the outer ring has a significantly higher temperature environment and a lower viscosity than the one in the inner ring. So that, as the experimental results show, a hole in the outer ring requires considerably increased Pd to maintain the structure. Besides, a strong temperature dependence of Po is confirmed by comparing the optimal pressure Po in Figs. 2(a) and 2(b): when the furnace temperature Td increased by 10°C, the Po of each hole increases by the ratio of 1.77–1.89 [27].

Relative position of hole in fibre Rf vs. drawing pressure Pd at different furnace temperature Td

Fig.3 Dependences of relative position of the hole in PCF (Rf) upon the drawing pressure Pd for holes H1, H2 and H3 at different temperature: 1860°C (left part to the dotted line) and 1870°C (right part to the dotted line). The orange dash lines represent the relative position of holes in the preform (Rp). m is the slope of Rf to Pd

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The optimum PCF drawing is to achieve the targeted structure directly scaled down from its preform. However, the material migration always exists in PCF drawing due to the un-balance between the drawing pressure and the collapse tension. It will not only change the hole dimension, but also the position of hole in PCF regarding with that in the preform. The variation of the position of hole in PCF regarding with that in preform means that the movement of a hole in PCF is not in the proposition to the position of the hole in preform. In order to have a better control of the position of the holes in the PCF drawing process, the relative position of hole in fibre (Rf) is introduced as Eq. (2) and its dependences on the drawing pressure and furnace temperature is further studied.
In Fig. 3, the Rf of three tracked holes as a function of the drawing pressure Pd of 2.8–18.5 mbar at different furnace temperature Td are plotted. The Rf of all three holes is almost increased (i.e., moving away from the center) with the increase of Pd. The H3 hole has the most significant movement with the Pd because it has the largest slope m of Rf to Pd. Compared with the relative position of hole in preform Rp (indicated as orange dash lines), the movement of the hole in the inner layer is less. Such phenomena might be attributed to two reasons: 1) the effect of hole H3 located in the outer ring includes the additive effect from the inner rings; 2) the holes in the outer ring have less restraint than those in the inner rings. For the latter reason, the hole H1 needs to push hole H2 and H3 if it tends to move outward, meanwhile, it is restricted by the high material viscosity in the centre of the PCF when it is going to move towards the centre of the fibre.
When the Pd is increased to 9 mbar at Td = 1860°C, an optimal condition is obtained for the hole H2, because the Rf of hole H2 is 0.338, which is only 0.005 larger than the relative position in preform Rp. In the meantime, the difference between the Rf (0.169) and the Rp (0.167) of H1 is very small at this drawing condition as well. When the temperature is increased by 10°C, the Rf is found to be lower than that at 1860°C with the same Pd = 12 mbar. Considering that the optical property in PCF is largely decided by the inner layers [29], the optimal drawing condition at 1870°C is suggested to be 15 mbar according to the Rf of H1 and H2. Hence, drawing conditions of 9 mbar at 1860°C and 15 mbar at 1870°C are favorable settings for maintaining the hole positions in preform after PCF drawing.

Scale factor R vs. relative position of hole in fibre Rf

As discussed above, both of the scale factor R and relative position of hole in fibre Rf can be significantly affected by the drawing pressure and furnace temperature. Thereby, it is meaningful to investigate how these two parameters react to the drawing condition correspondingly and search for a drawing condition to optimize R and Rf simultaneously. In Fig. 4, the relationship of R and Rf calculated for H1, H2 and H3 are plotted with different drawing conditions.
Under the same drawing pressure Pd and furnace temperature Td, the R drops with increasing Rf, which means the hole at inner layer has less collapse (0<R<1) or more expansion (R>1) than that at outer layer. Such correlation between the R and Rf holds for any investigated drawing condition shown in Figs. 4(a) and 4(b). Knowing that the optimal R is 1 and the optimal Rf equals to the relative position of hole in the preform Rp, the optimal R and Rf are plotted by dash lines accordingly. Thus, it is easy to understand that three intersections are the optimal points for three holes in Figs. 4(a) and 4(b). Therefore, an optimal drawing condition is Pd = 9 mbar and Td = 1860°C, where all R values of three holes have the smallest difference with each other, and the Rf of H1 and H2 locate close to their best position.
In an ideal situation, the R and Rf should fulfill all optimal conditions. However, the scale factor R has more or less dependence on the Rf, indicating that it is difficult to make all of the R in each ring equal to one at the same time. Hence, one strategy to solve this problem is to reduce the dependence of R on Rf. In Fig. 5, the slope s of the R to the Rf with same drawing condition is calculated to represent the degree of the dependence of the R on the Rf. At both Td, slope s tends to decrease with increasing Pd and is likely to converge to some range (0.3–0.35 at 1860°C). This result implies that the strength of the dependence of R on Rf can be reduced by increasing the Pd. In other words, the holes at each ring will have a similar deformation behavior under high drawing pressure. Moreover, by decreasing the temperature from 1870°C to 1860°C, the s drops significantly from 0.82 to 0.35 with drawing pressure of 12 mbar showing a great dependence of s on the furnace temperature. Based on these analyses, one can have a low R dependence on Rf by carefully lowering the furnace temperature and obtain an optimal R by adjusting the Pd afterward. However, attention on the corresponding variation of Rf on the Pd needs to be paid as well.
Fig.4 Dependence of scale factor R on the relative position of hole in the fibre Rf for holes H1, H2 and H3 at (a) Td = 1860°C and (b) Td = 1870°C. The orange dash lines represent the relative position of hole in the preform Rp. The green dash lines represent R = 1

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Fig.5 Dependence of the slope s of the scale factor R to the relative position of hole in the fibre Rf upon the drawing pressure Pd for holes H1, H2 and H3 at different furnace temperatures

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Conclusion

Optical features of PCFs are determined by the air hole structure, formed by its preform design and the following control of the conditions in PCF drawing process. Two new structure parameters-scale factor R and relative position of hole in fibre Rf have been introduced to assess the structure formation compared with its preform. The relationships between scale factor R, relative position of hole in fibre Rf and drawing conditions, including drawing pressure Pd and furnace temperature Td, have further been investigated by a series of PCFs drawn under different drawing conditions. To maintain the PCF structure, the optimal pressure is required, which shows a strong temperature dependence, while to maintain the hole position of PCF as the preform, two sets of the drawing conditions are favorable. This investigation predicts that there exists an optimal condition to achieve perfect PCF structure without hole collapse/expansion as well as hole shift as the design.

Acknowledgement

We thank AFRL, HEL-JTO and AFOSR/AOARD for providing the funding for this work under grant number FA2386-16-1-4031. T. K. thanks the support of the European Community project–PANTHER (Pacific Atlantic Network for Technical Higher Education and Research).
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