RESEARCH ARTICLE

Off-axis two-mirror laser communication antenna designed using differential equations

  • Chunqiu XIA , 1,2 ,
  • Xing ZHONG 1,3
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  • 1. Changchun Institute of Optics and Fine Mechanics, Chinese Academy of Sciences, Changchun 130033, China
  • 2. University of Chinese Academy of Sciences, Beijing 100049, China
  • 3. Chang Guang Satellite Technology Co. Ltd., Changchun 130033, China

Received date: 06 Mar 2017

Accepted date: 04 May 2017

Published date: 05 Jul 2017

Copyright

2017 Higher Education Press and Springer-Verlag Berlin Heidelberg

Abstract

In satellite laser communication technology, which is built between planets and between a planet and the Earth, the optical antenna is the key point. Thus, research on optical system design is important. The off-axis reflective system has no obscuration and hence possesses a high efficiency for energy transfer. This study proposes a novel method for designing a free-form off-axis reflective imaging system. This study also introduces differential equations that depend on Fermat’s principle and sine condition. Finally, a free-form off-axis two-mirror optical system was designed by using the differential equation method. This system includes one intermediate image plane, in which the field of view (FOV) is −5° to −4° in the y-axis and −1° to 0° in the x-axis. The modulation transfer function was greater than 0.7 at 50 lp/mm, and the efficiency of energy transmission was high. The free-form off-axis two-mirror optical system involves a wide range of application prospects in the optical antenna used in the satellite laser communication systems. Moreover, the design method that used differential equations was proven simple and effective.

Cite this article

Chunqiu XIA , Xing ZHONG . Off-axis two-mirror laser communication antenna designed using differential equations[J]. Frontiers of Optoelectronics, 2017 , 10(2) : 166 -173 . DOI: 10.1007/s12200-017-0710-z

Introduction

Satellite laser communication technology, which includes a laser as carrier, is a communication link with high speed and large capacity. This type of technology is built between planets and between a planet and the Earth. For point-to-point satellite laser communication, the optical antenna is the key point in satellite laser communication technology, which affects the laser link directly. Thus, research on optical system design is important [1].
Given the requirements of the launch cost, the working environment, and the working life, the performance of optical antenna terminals for satellite laser communication usually includes the following characteristics [2]. 1) The first characteristic is the high-efficiency energy transmission and reception. Satellite laser communication technology deals with the weak signal between remote distances, and the terminal is strictly limited by the satellite platform. Therefore, the transmitting and receiving systems are needed to achieve high-efficiency energy transmission. 2) Second, the receiving field of view (FOV) is larger than 1° × 1° . Satellite laser communication technology usually needs to complete the real-time dynamic laser communication between two high-speed laser communication terminals. Therefore, the receiving terminal is required to possess a large receiving FOV to improve the aiming and capturing efficiency. 3) The third attribute involves a high image quality. Although the optical antenna of satellite laser communication is a non-imaging system, the concentration of energy and the shape and size of the spot on the photodetector still significantly influences the transmission efficiency. 4) Lastly, the terminals are characterized by light weight, stable structure, and high reliability.
Generally, the reflective system is nondispersive and could handle a wide spectrum compared with the lens system. Thus, most laser commutation systems applied reflective systems, such as the Cassegrain reflective system. However, the traditional communication system (Fig. 1) includes a co-axis system, which has a central obstruction and hardly achieves a wide FOV and a high efficiency for energy transfer. At the same time, the traditional communication system needs lenses for imaging the beams at the detector. Theses lenses could bring in additional stray light to influence the efficiency of communication. Therefore, the FOV with high efficiency for energy transfer of the traditional communication system is usually less than 1° .
Fig.1 Construction of the traditional communication system

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On the basis of the deficiency of the traditional communication system, this study focuses on the off-axis reflective systems without lens. These systems include no obstruction and possesses a strong ability to eliminate stray light. Moreover, the off-axis reflective system without obstruction could handle a wide FOV. From the aforementioned reasons, the off-axis reflective system is a better alternative in satellite laser communication.
Nevertheless, a disadvantage of the off-axis mirror is the emergence of high-order aberration. Thus, additional designers apply the high degree of free-form surface to solve the aberration and reduce the number of mirrors [35]. The traditional design method was intended to symmetric and coaxial systems; after calculating the construction of the co-axis system, the reflective system was established by optimizing the off-axis mirror and the degree of free-form surfaces using the software Zemax or Code V [68]. However, the difference between initial co-axis construction and final off-axis system was relatively large that the optimization process usually wasted a considerable amount of time, and the optimal results were difficult to obtain.
Therefore, additional researchers focused their attention on the direct design method of the off-axis reflective system [911]. One important method was to establish the differential equations on the basis of the incident and exit rays, which determined the shape of the surfaces. The points on the surface can be calculated, and the free-form surfaces can be generated by surface fitting [1214]. This design method is simple and effective in imaging optics. However, it is limited in its ability to manage only a single FOV of the system.
In this study, one off-axis two-mirror system with free-form surface was designed by using the improved differential equation method. The two-mirror system included one intermediate image plane, which attained the advantage to align and reduce stray light. At the same time, the number of mirrors was only two, such that the energy loss can be reduced. The improved design method initially determined the relationship between different ray bundles with different incident angles, as well as that of different imaging positions with different optical path lengths. Then, this method was used to calculate the one off-axis initial construction with free-form surface and multiple FOVs using differential equations, which depend on the sine condition and Fermat’s principle. The initial construction was simply optimized for high imaging quality. Finally, this study designed one off-axis two-mirror system with a free-form surface, including one intermediate image plane, which achieved the FOV of −5° to −4° in the y-axis and −1° to 0° in the x-axis, with a high efficiency for energy transmission.

Method

Principle of the differential equations

This section explains how the differential equations, which depend on Fermat’s principle and sine condition, were established. First, the initial conditions, which included the entrance pupil, the position of the imaging points, and the sampling FOVs, were defined. Given that the satellite laser communication system operates in space, suppressing stray light, such as sunlight or reflected light from the Earth, is necessary. Therefore, the entrance pupil of the optical antenna is generally situated at the aperture before the system. The entrance pupil sets the positions of the starting points. Then, the directions of the rays emitted from the starting points of the entrance pupil are set. The construction of the entrance pupil is shown in Fig. 2. Figure 2(a) shows the uniform sampling points on the entrance pupil, and Fig. 2(b) shows the rays emitted from the points with different sampling FOVs. Each ray bundle with one direction arrives at an imaging point, where the positions of the corresponding imaging points are set.
Fig.2 Schematic of the points on the entrance pupil and the rays emitted from those points. (a) Uniform sampling points on the entrance pupil; (b) rays emitted from the points with different sampling FOVs

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Figure 3(a) shows the diagram of one ray tracing between n − 1 mirrors. The ray from the starting point (x0, y0, z0) on the entrance pupil goes through n − 1 mirrors and arrives at the imaging points (xn, yn, zn).
The optical path length of one ray from the entrance pupil to the imaging points could be expressed as follows [1]:
w=Σ0n(xkxk1)2+(ykyk1)2+(zkzk1)2.
Figure 3(b) shows that two rays form one starting point with different incident directions and finally arrive at different imaging points. In fact, the optical path lengths of the two rays are different. Notably, in the ray tracing process, all rays belonging to different FOVs correspond to different imaging points and different optical path lengths.
Fig.3 Schematic of one ray tracing between n − 1 mirrors. (a) Diagram of one ray tracing between n − 1 mirrors; (b) two rays form one starting point with different incident directions and finally arrive at different imaging points

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In this system, the ray arrived at the surface Mk on (xk, yk, zk) and at the surface Mk+ 1 on (xk+ 1, yk+ 1, zk+ 1). From the Abbe sine condition, the relationship between the points (xk− 1, yk− 1, zk− 1), (xk, yk, zk), and (xk+ 1, yk+ 1, zk+ 1) [14] can be translated as follows:
zk+1zkyk+1yk=(1yz)2(zkzk1)+2(ykyk1)yz2(zkzk1)yz+(ykyk1)(1yz)2,
zk+1zkxk+1xk=(1xz)2(zkzk1)+2(xkxk1)xz2(zkzk1)xz+(xkxk1)(1xz)2.
The partial differential equations yz denote the tangential conic of mirror Mk, and xz denotes the sagittal conic of mirror Mk. (zk+1zk)/(yk+1yk)denotes the direction of the ray from mirror Mk to mirror Mk+1. This equation indicates that the propagation of the ray between the mirrors Mk and Mk+1 depends on the surface of Mk and the direction of the ray from the mirror Mk−1 to the mirror Mk. If the surface Mk+1 is an unknown surface, the surface Mk+1 can be designed using Eqs. (1) to (3) by setting the mode of the differential equations as follows:
[zk+1zkyk+1yk=[1(yz)2](zkzk1)2(ykyk1)yz2(zkzk1)yz+(ykyk1)[1(yz)2],zk+1zkxk+1xk=[1(xz)2](zkzk1)2(xkxk1)xz2(zkzk1)xz+(xkxk1)[1(xz)2],w= 0n(xk+1xk)2+(yk+1yk)2+(zk+1zk)2. 
The differential equations (Eq. (4)) are three equations with the unknown factors xk, yk, zk. The values of other parameters are provided, and the unknown factors are calculated as the position values of one point on the unknown surface Mk+1. The corresponding imaging points and corresponding optical path lengths of all incident rays were fitted to obtain the surface form.

Method used to design the off-axis two-mirror system with multiple FOVs

The laser commutation system is aimed at obtaining two free-form surfaces. For a two-mirror system, the information of the incident rays and imaging points of the first mirror is determined (Fig. 4(a)). In Fig. 4(a), two rays with different incident directions starting from (x0, y0,z0) arrive at the known surface (x11,y11,z11) and (x12, y12, z12). These rays can be reflected on the next unknown surface (x21,y21,z21) and (x22,y22,z22) and then arrived at their corresponding imaging points (xm1, ym1, zm1) and (xm2, ym2, zm2). We designed the M2 first depending on the initial condition, and then designed the new M1 depending on the new surface M2. The entire workflow is shown in Fig. 5.
Fig.4 Diagram of ray tracing between two mirrors. (a) M2 is an unknown surface; (b) M1 is an unknown surface with a new M2

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Fig.5 Workflow of the design process for two mirrors

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The steps are described as follows. ① The original initial structure, such as the sampling FOV, the initial surface form of M1, and the different imaging points (xm, ym, zm) with different sampling FOVs, was set. ② The initial conditions, including the points (x1, y1, z1) and the optical path length w with different FOVs, were calculated with the optical path length w. In the process, the position of the unknown surface was determined, and the value was calculated depending on where the surface should be situated. ③ The points (x2, y2, z2) on surface M2 was calculated using the differential equation expressed in Eq. (5). ④ The surface M2 was fitted using the points (x2, y2, z2). When the second mirror is known, the information of the incident rays and imaging points (Fig. 3(b)) and the starting positions and incident directions of the incident rays (Eqs. (6) and (7)) exhibit the relationship between the values of x1 and x2. ⑤ The new surface M2 was brought into the two-mirror system, and the value of z1 of the new surface M1 was calculated using (x2, y2, z2) and the starting points (x0, y0, z0) and imaging points (xm, ym, zm) using the optical path lengths. The values of x1 and x2 were calculated using Eqs. (6) and (7). ⑥ The surface M1 was fitted using points (x1, y1, z1), and the new initial construction of the two-mirror system with free-form surface was obtained. ⑦ The initial construction for high imaging quality was also optimized. In this process, the points could be fitted for the free-form surface, such as Zernike polynomial or xy polynomial.
{z2z1y2y1=(1yz)2(z2z0)+2(y1y0)yz2(z1z0)yz+(y1y0)(1yz)2z2z1x2x1=(1xz)2(z1z0)+2(x1x0)xz2(z1z0)xz+(x1x0)(1xz)2w= 0n(xkxk1)2+(ykyk1)2+(zkzk1)2},
x1=x0+(z1z0)*arcsin(xFOV/cos(yFOV)),
y1=y0+(z1z0)*arcsin(yFOV).
In Eqs. (6) and (7), the xFOV and yFOV denote the projection plane of the included angles between the incident ray and the z-axis in the YOZ and XOZ planes, respectively.

System parameters and the initial condition

Given the requirements of optical antenna terminals for satellite laser communication, the parameter sets of this system are given in Table 1.
Tab.1 Parameters of the optical antenna for satellite laser communication
Parametersspecification
FOV−5° to −4° in the y-axis and −1° to 0° in the x-axis
diameter of the entrance pupil100 mm
distance between the entrance pupil and the image plane400 mm
efficiency of energy transmissionhigher than 90% at the 20 µm imaging spots
geometric imaging spotsdiameter is less than 50 µm
Given the parameter requirements listed in Table 1, the system with intermediate image plane surface possesses the advantage of eliminating stray light and aligns the satellite laser communication system. For easy installation of the system, the initial conditions are set as follows:
1) The size of the entrance aperture is 100 mm.
2) The FOVs are (0°, −5°), (0°, −4°), (−0.5°, −5°), (−0.5°, −4°), (−1°, −5°), and (−1°, −4°).
3) The distance of the entrance aperture from the first mirror or the second mirror is 400 mm.
4) If the system is a two-mirror system with intermediate image plane, the distance of M1 and M2 should be larger than the focal length of M1. Thus, the initial radius of M1 should satisfy this condition.
The radius of the first mirror was set as −400 mm, decentered by −100 mm in the y-axis, and expressed as follows:
z=c[x2+(y+100)2]1(1+k)c2[x2+(y+100)2],(c=400,k=3).
The initial conditions only provide the position and relationship of the two mirrors, and distributing the focal power of M2 is unnecessary. M2 is set as the plane mirror without tilt. The diagram of the initial conditions is shown in Fig. 6.
Fig.6 Diagram of the initial conditions of the two-mirror system

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5) The imaging positions are (0, −160, 400), (0, −150, 400), (4, −160, 400), (4, −150, 400), (8, −160, 400), and (8, −150, 400).
6) The optical lengths are 1265, 1257, 1250, 1242, 1236, and 1227 mm.

Results and discussion

Figure 7 shows the results of the calculation of the differential equations, where Fig. 7(a) shows the calculated points of M2, and Fig. 7(b) shows the calculated points of M1. After surface fitting, the initial two-mirror system was obtained using the xy polynomial.
z=p1+p2*x+p3*y+p4*x2+p5*x*y+p6*y2+p7*x3+p8*x2*y+.
The surface expression is given in Eq. (9). The system with limitations on the positions of the imaging points was optimized for better imaging quality in the software Code V. The parameters of the final system are shown in Table 2. The surfaces of M1 and M2 were xy polynomial surface types. The xypolynomial surface could be tested using the computer-generated hologram method [15], which can achieve high-precision detection of free-form surfaces and has a wide range of application prospects. The construction of the optimized system is shown in Fig. 8.
Fig.7 Results of the calculation of the differential equations. (a) Points on M2 calculated using the differential equations; (b) points on M1 calculated using the differential equations

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Fig.8 Final construction of the off-axis two-mirror system

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Tab.2 Final construction of M2
typeM1M2
position/mm400-13.8081
X-0.01017806829457910.0218755242575204
Y-0.187787552438620.310394559158681
X2-0.001406341002791950.00164599920358782
XY7.40989422792883e−0062.37286235345416e−005
Y2-0.001371832879853370.00181687918117691
X31.99906773762904e−0081.13658182868091e−007
X2Y3.41306778799434e−0091.6843233366858e−006
XY22.02348777306767e−0081.78683536317886e−007
Y3-4.73230885524817e−0091.98757830856979e−006
X4-1.32168346394334e−0094.06208751422954e−009
X3Y2.89312385059487e−0113.78983199531588e−010
X2Y2-2.51065003043903e−0091.16899196243512e−008
XY34.08432779113874e−0115.22623915732657e−010
Y4-1.35471359891913e−0097.84826112392608e−009
X56.45843781562083e−0147.13864490652392e−013
X4Y5.89221403345031e−0131.2489373339076e−011
X3Y24.24405464367715e−0131.86632949847675e−012
X2Y31.5669170279279e−0122.92561406404347e−011
XY44.80712856308573e−0131.32045372324571e−012
Y5-6.62286432667559e−0131.58797601008602e−011
Given that the performance of space laser communication is mainly related to the efficiency of energy transmission and the wave front quality, the imaging spots, the modulation transfer function (MTF), and the diffraction encircled energy were used as parameters for the performance evaluation method. Figure 9 shows the MTF curve of this system. The MTF of the final system was greater than 0.7 at 50 lp/mm and approached the diffraction limit. Thus, the imaging quality satisfied the requirements of laser communication. Figure 10 shows the spot diagram of the sampling FOV. All RMS were less than 7 µm, and the radius of 100% geometrical spots were less than 13 µm, meeting the requirements of laser communication. Table 3 shows the distribution of diffraction encircled energy, and when the efficiency of energy transfer was 90%, the diameters of the circles of all FOVs were less than 13 µm. The results of the free-form off-axis reflective imaging system prove that the differential equation method could be used to design the optical antenna for satellite laser communication with high imaging quality and efficiency of energy transfer.
Fig.9 MTF of the final system

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Fig.10 Spot diagram of the satellite laser

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Tab.3 Distribution of diffraction encircled energy
FOVdiameter of the circle/µm
(−1°, −5°)12.824
(−1°, −4°)12.961
(0°, −5°)12.758
(0°, −4°)12.681
(−0.5°, −5°)9.0993
(−0.5°, −4°)9.3251
In addition, the FOV is asymmetric with respect to the x- and y-axes, and the software Code V did not provide a correct distortion curve. Thus, the relative distortion in the y-axis was calculated by real ray tracing and ideal optical calculation to investigate whether the distortion of this free-form off-axis system can affect laser transmission.
The distortion of the off-axis system can be expressed as follows [16]:
σ=ywcosθf*tanw1.
In Eq. (10), yw denotes the real imaging height, θ denotes the off-axis angle of the light beam incident to the focal plane, w denotes the incident angle, and f denotes the focal length.
The results of real ray tracing and focal length are shown in Table 4.
Tab.4 Results of real ray tracing and focal length
parametervalue
focal length−540 mm
height of the imaging points of −5° FOV−150
height of the imaging points of −4° FOV−159.441
value of θ of −5° FOV2.5°
value of θ of −4° FOV1.14°
relative incident angle w
Depending on the values presented in Table 4 and Eq. (10), the relative distortions of −5° and −4° FOVs in the y-axis were 0.25% and 0.14%, respectively. These results showed that the distortions of this system had only a slight influence on laser communication.

Conclusion

This study proposed one off-axis two-mirror system with free-form surface and intermediate image plane for the optical antenna for satellite laser communication depending on the improved differential equations. In this method, mapping between different FOVs and different imaging points and the positions and status of the mirrors were set by the designer in advance by simplifying the off-axis and optimization processes. The free-form off-axis two-mirror optical system designed using this method has a large FOV and a high efficiency for energy transfer with only a few mirrors. The MTF of this system was greater than 0.7 at 50 lp/mm, which is close to the diffraction limit. When the efficiency of energy transfer was 90%, the diameters of the circles of all FOVs were less than 13 µm, satisfying the requirements of laser communication. Therefore, this kind of off-axis two-mirror system with multiple FOVs designed using differential equations for the optical antenna for satellite laser communication, which will involve a wide range of application prospects.

Acknowledgements

This study was supported by the Youth Innovation Promotion Association, Chinese Academy of Sciences and the National Science Foundation for Young Scholars of China (Grant No. 61505203).
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