A data envelopment analysis of agricultural technical efficiency of Northwest Arid Areas in China
Yubao WANG, Lijie SHI, Haojie ZHANG, Shikun SUN
A data envelopment analysis of agricultural technical efficiency of Northwest Arid Areas in China
Severe resource shortage and waste of resource in agricultural production make it necessary to assess efficiency to increase productivity with high efficiency and ensure sustainable agricultural development. This paper adopted an input-oriented data envelopment analysis (DEA) method with the assumption of variable returns to scale to evaluate agricultural production efficiency of 100 major irrigation districts in Northwest China in 2010. Major findings of this paper were as follows: firstly, the average value of total technical efficiency, pure technical efficiency and scale efficiency of those irrigation districts in Northwest China were 0.770, 0.825 and 0.931, respectively; secondly, 30% of irrigation districts were technically efficient, while 42% and 32% of them showed pure technical and scale efficiency respectively. Among inefficient decision-making units, total technical efficiency score varied from 0.313 to 0.966, showing significant geographical differences, but geographical differences of pure technical efficiency was more consistent with that of total technical efficiency; thirdly, input redundancy was evident. Inputs of agricultural population, irrigation area, green water, blue water, consumption of fertilizer and agricultural machinery could be reduced by 34.88%, 40.19%, 43.85%, 47.10%, 41.53% and 42.21% respectively without reducing agricultural outputs. Furthermore, irrigation area, green water and blue water had relatively high slack movement though Northwest China which is short of water resources. Based on these results, this paper drew the following conclusions: First, there is huge potential for Northwest China to improve its agricultural production efficiency, and agro-technology not input scale had greater influence on improvement. Second, farmers needed proper guidance in order to reduce agricultural inputs and it is time to centralize agricultural management for overall agricultural inputs regulation and control.
agricultural production efficiency / DEA model / input redundancy / irrigation districts / Northwest Arid Areas in China
[1] |
Piao S, Ciais P, Huang Y, Shen Z, Peng S, Li J, Zhou L, Liu H, Ma Y, Ding Y, Friedlingstein P, Liu C, Tan K, Yu Y, Zhang T, Fang J. The impacts of climate change on water resources and agriculture in China. Nature, 2010, 467(7311): 43–51
CrossRef
Google scholar
|
[2] |
Fan S G, Brzeska J. Feeding more people on an increasingly fragile planet: China’s food and nutrition security in a national and global context. Journal of Integrative Agriculture, 2014, 13(6): 1193–1205
CrossRef
Google scholar
|
[3] |
Brown L R. Who will feed China? Make up call for a small planet. New York: The World Watch Institute, 1995
|
[4] |
International Institute for Applied Systems Analysis. Can China feed itself? A system for evaluation of policy options.
|
[5] |
He C Y, Liu Z F, Xu M, Ma Q, Dou Y Y. Urban expansion brought stress to food security in China: evidence from decreased cropland net primary productivity. Science of the Total Environment, 2017, 576(15): 660–670
CrossRef
Google scholar
|
[6] |
Cheeseman J. Food security in the face of salinity, drought, climate change, and population growth. In: Khan M A, Ozturk M, Gul B, Ahmed M Z, 1st ed. Halophytes for Food Security in Dry Lands, 1st ed. Amsterdam: Elsevier-Academic Press, 2016, 111–123
|
[7] |
Sun S K, Wu P T, Wang Y B, Zhao X N, Liu J, Zhang X H. The impacts of interannual climate variability and agricultural inputs on water footprints of crop production in an irrigation district of China. Science of the Total Environment, 2013, 444(2): 498–507
CrossRef
Google scholar
|
[8] |
Lu Y L, Song S, Wang R S, Liu Z Y, Meng J, Sweetman A J, Jenkins A, Ferrier R C, Li H, Luo W, Wang T Y. Impacts of soil and water pollution on food safety and health risks in China. Environment International, 2015, 77: 5–15
CrossRef
Google scholar
|
[9] |
Wei X, Zhang Z, Shi P J, Wang P, Chen Y, Song X, Tao F L. Is yield increase sufficient to achieve food security in China? PLoS One, 2015, 10(2): e0116430
CrossRef
Google scholar
|
[10] |
Yan T T, Wang J X, Huang J K. Urbanization agricultural water use and regional and national crop production in China. Ecological Modelling, 2015, 318(24): 226–235
CrossRef
Google scholar
|
[11] |
Food and Agriculture Organization of the United Nations (FAO).The state of food insecurity in the world: economic crises—impacts and lessons learned 8–12. Rome: FAO, 2009
|
[12] |
Food and Agriculture Organization of the United Nations (FAO). The state of food insecurity in the world: addressing food insecurity in protracted crises. Rome: FAO, 2010, 62
|
[13] |
Kang S Z, Hao X M, Du T S, Tong L, Su X L, Lu H N, Li X L, Huo Z L, Li S E, Ding R S. Improving agricultural water productivity to ensure food security in China under changing environment: From research to practice. Agricultural Water Management, 2017, 179(1): 5–17
CrossRef
Google scholar
|
[14] |
Li J. Water shortages loom as northern China’s aquifers are sucked dry. Science, 2010, 328(5985): 1462–1463
CrossRef
Google scholar
|
[15] |
Lilienfeld A, Asmild M. Estimation of excess water use in irrigated agriculture: a data envelopment analysis approach. Agricultural Water Management, 2007, 94(1-3): 73–82
CrossRef
Google scholar
|
[16] |
Guo J H, Liu X J, Zhang Y, Shen J L, Han W X, Zhang W F, Christie P, Goulding K W T, Vitousek P M, Zhang F S. Significant acidification in major Chinese croplands. Science, 2010, 327(5968): 1008–1010
CrossRef
Google scholar
|
[17] |
Foley J A, Ramankutty N, Brauman K A, Cassidy E S, Gerber J S, Johnston M, Mueller N D, O’Connell C, Ray D K, West P C, Balzer C, Bennett E M, Carpenter S R, Hill J, Monfreda C, Polasky S, Rockström J, Sheehan J, Siebert S, Tilman D, Zaks D P. Solutions for a cultivated planet. Nature, 2011, 478(7369): 337–342
CrossRef
Google scholar
|
[18] |
Bastiaanssen W G M, Steduto P. The water productivity score (WPS) at global and regional level: Methodology and first results from remote sensing measurements of wheat, rice and maize. Science of the Total Environment, 2017, 575(1): 595–611
CrossRef
Google scholar
|
[19] |
Huang J K, Yan G L. Understanding recent challenges and new food policy in China. Global Food Security, 2017, 12: 119–126
CrossRef
Google scholar
|
[20] |
Cassman K G. Ecological intensification of cereal production systems: Yield potential, soil quality, and precision agriculture. Proceedings of the National Academy of Sciences of the United States of America, 1999, 96(11): 5952–5959
CrossRef
Google scholar
|
[21] |
Deng X Z, Gibson J, Wang P. Management of trade-offs between cultivated land conversions and land productivity in Shandong Province. Journal of Cleaner Production, 2017, 142(2): 767–774
CrossRef
Google scholar
|
[22] |
Sun S, Wang Y, Liu J, Cai H, Wu P, Geng Q, Xu L. Sustainability assessment of regional water resources under the DPSIR framework. Journal of Hydrology, 2016, 532(1): 140–148
CrossRef
Google scholar
|
[23] |
Gao X H. Study on the difference in farmland use efficiency based on DEA. Dissertation for the Master Degree. Wuhan: Huazhong Agricultural University, 2010 (in Chinese)
|
[24] |
Wang X S, Guo Z X. Farmland conversion efficiency based on the DEA model. Journal of Natural Resources, 2014, 29(6): 944–955 (in Chinese)
|
[25] |
Pellicer-Martínez F, Martínez-Paz J M. The water footprint as an indicator of environmental sustainability in water use at the river basin level. Science of the Total Environment, 2016, 571: 561–574
CrossRef
Google scholar
|
[26] |
Fan M S, Shen J B, Yuan L X, Jiang R F, Chen X P, Davies W J, Zhang F S. Improving crop productivity and resource use efficiency to ensure food security and environmental quality in China. Journal of Experimental Botany, 2012, 63(1): 13–24
CrossRef
Google scholar
|
[27] |
Cao X C, Wu P T, Wang Y B, Zhao X N. Assessing blue and green water utilization in wheat production of China from the perspectives of water footprint and total water use. Hydrology and Earth System Sciences, 2014, 18(8): 3165–3178
CrossRef
Google scholar
|
[28] |
Cao X C, Wang Y B, Wu P T, Zhao X N, Wang J. An evaluation of the water utilization and grain production of irrigated and rain-fed croplands in China. Science of the Total Environment, 2015, 529: 10–20
CrossRef
Google scholar
|
[29] |
Kummu M, De Moel H, Porkka M, Siebert S, Varis O, Ward P J. Lost food, wasted resources: global food supply chain losses and their impacts on freshwater, cropland, and fertiliser use. Science of the Total Environment, 2012, 438: 477–489
CrossRef
Google scholar
|
[30] |
Beddington J.Food security: contributions from science to a new and greener revolution. Philosophical Transactions of the Royal Society of London: Series B-Biological Sciences, 2010, 365(1537): 61–71
|
[31] |
Lake I R, Hooper L, Abdelhamid A, Bentham G, Boxall A B A, Draper A, Fairweather-Tait S, Hulme M, Hunter P R, Nichols G, Waldron K W. Climate change and food security: health impacts in developed countries. Environmental Health Perspectives, 2012, 120(11): 1520–1526
CrossRef
Google scholar
|
[32] |
Shen J B, Cui Z L, Miao Y X, Mi G H, Zhang H Y, Fan M S, Zhang C C, Jiang R F, Zhang W F, Li H G, Chen X P, Li X L, Zhang F S. Transforming agriculture in China: from solely high yield to both high yield and high resource use efficiency. Global Food Security, 2013, 2(1): 1–8
CrossRef
Google scholar
|
[33] |
Le C, Zha Y, Li Y, Sun D, Lu H, Yin B. Eutrophication of lake waters in China: cost, causes, and control. Environmental Management, 2010, 45(4): 662–668
CrossRef
Google scholar
|
[34] |
Lin H C, Hülsbergen K J. A new method for analyzing agricultural land-use efficiency, and its application in organic and conventional farming systems in southern Germany. European Journal of Agronomy, 2017, 83: 15–27
CrossRef
Google scholar
|
[35] |
Bai W, Sun Z X, Zheng J M, Du G J, Feng L S, Cai Q, Yang N, Feng C, Zhang Z, Evers J B, Van der Werf W, Zhang L Z. Mixing trees and crops increases land and water use efficiencies in a semi-arid area. Agricultural Water Management, 2016, 178: 281–290
CrossRef
Google scholar
|
[36] |
Gabriel J L, Alonso-Ayuso M, García-González I, Hontoria C, Quemada M. Nitrogen use efficiency and fertilizer fate in a long term experiment with winter cover crops. European Journal of Agronomy, 2016, 79: 14–22
CrossRef
Google scholar
|
[37] |
İşcan T B. Allocative inefficiency and sectoral allocation of labor: evidence from U.S. agriculture. Economic Modelling, 2014, 43: 305–320
CrossRef
Google scholar
|
[38] |
Wang Z Y. An introduction to efficiency and productivity analysis. 2nd ed. Beijing: China Renmin University Press, 2008
|
[39] |
Hu B D, McAleer M J. Estimation of Chinese agricultural production efficiencies with panel data. Mathematics and Computers in Simulation, 2005, 68(5–6): 474–483
CrossRef
Google scholar
|
[40] |
Chen Z, Song S. Efficiency and technology gap in China’s agriculture: a regional meta-frontier analysis. China Economic Review, 2008, 19(2): 287–296
CrossRef
Google scholar
|
[41] |
Li Z, Zhang H P. Productivity growth in China’s agriculture during 1985–2010. Journal of Integrative Agriculture, 2013, 12(10): 1896–1904
CrossRef
Google scholar
|
[42] |
Li D P, Nanseki T, Takeuchi S. Measurement of agricultural production efficiency and the determinants in China based on a DEA approach: a case study of 99 farms from Hebei Province. Journal of the Faculty of Agriculture, Kyushu University, 2012, 57(1): 235–244
|
[43] |
Liu J, Wu P T, Wang Y B, Zhao X N, Cao X C, Sun S K. Assessment of agricultural productive efficiency for Hetao Irrigation District based on data envelopment analysis. Transactions of the Chinese Society of Agricultural Engineering, 2014, 30(9): 110–118 (in Chinese)
|
[44] |
Geng Q L, Wu P T, Zhang Q F, Zhao X N, Wang Y B. Dry/wet climate zoning and delimitation of arid areas of Northwest China based on a data-driven fashion. Journal of Arid Land, 2014, 6(3): 287–299
CrossRef
Google scholar
|
[45] |
Charnes A, Cooper W W, Rhodes E. Measuring the efficiency of decision making units. European Journal of Operational Research, 1978, 2(6): 429–444
CrossRef
Google scholar
|
[46] |
Liu J S, Lu L Y Y, Lu W M, Lin B J Y. A survey of DEA applications. Omega, 2013, 41(5): 893–902
CrossRef
Google scholar
|
[47] |
Chen S Z, Oxley L, Xu Z, Wang Y Q, Ma H Y. The dynamic adjustment of factor inputs and its policy implications for major wheat producing areas in China. Economic Modelling, 2013, 33(2): 450–457
CrossRef
Google scholar
|
[48] |
Wan G H, Cheng E. Effects of land fragmentation and returns to scale in the Chinese farming sector. Applied Economics, 2001, 33(2): 183–194
CrossRef
Google scholar
|
/
〈 | 〉 |