The 20 most important core concerns for novices in endoscopic spinal surgery among Chinese doctors: An exploratory sequential mixed-methods study

Can Liu , Hongling Chu , Xiaoguang Liu , Bao Hai , Bin Zhu

Spine Research ›› 2025, Vol. 1 ›› Issue (2) : 90 -98.

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Spine Research ›› 2025, Vol. 1 ›› Issue (2) :90 -98. DOI: 10.1097/br9.0000000000000009
Original Research
The 20 most important core concerns for novices in endoscopic spinal surgery among Chinese doctors: An exploratory sequential mixed-methods study
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Abstract

Background

Spinal endoscopic surgery has been the most rapidly developing subspecialty in the field of spinal surgery in the past decade, with explosive growth in the number of operations. The learning curve of spinal endoscopic surgery is steep, and the issues of concern at the beginning of training are not clear.

Materials and methods

This study utilized an exploratory sequential mixed-methods design in 2 stages. In phase 1, concerns were collected by openly and qualitatively listing questions from their stance among 110 novices in endoscopic spinal surgery and were analyzed by using the content analysis approach with the assistance of Nvivo software. In phase 2, qualitative results were sequentially transformed into constructs and items for the Delphi survey questionnaire. Two rounds of e-Delphi were conducted among Chinese experts in endoscopic spinal surgery to identify the 20 most important core concerns of novices.

Results

The 20 most important core questions were mainly focused on facet arthroplasty (2 items), structural identification under a microscope (2 items), lateral treatment of spinal stenosis (6 items), and judgment of nucleus pulposus removal (4 items). The average score of the importance of each question ranged from 8.57 to 8.93 points.

Conclusions

The 20 most important core questions in the early stage of endoscopic spinal surgery were identified by a panel of spinal endoscopic surgery doctors with rich surgical experience and a stellar reputation in China, including surgical procedures and details, as well as the indications of spinal endoscopy, perioperative management, retreatment of postoperative symptoms, and even the treatment of cervical spondylosis and degenerative spinal diseases such as lumbar spinal stenosis.

Abbreviation

CV = coefficient of variation.

Keywords

Delphi method / endoscopic spinal surgery / novice

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Can Liu, Hongling Chu, Xiaoguang Liu, Bao Hai, Bin Zhu. The 20 most important core concerns for novices in endoscopic spinal surgery among Chinese doctors: An exploratory sequential mixed-methods study. Spine Research, 2025, 1(2): 90-98 DOI:10.1097/br9.0000000000000009

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1 Introduction

Minimally invasive and endoscopic surgery is the inevitable trend of development. Spinal endoscopic surgery has been the most rapidly developing subspecialty in the field of spinal surgery in the past decade, with explosive growth in the number of operations. The indications for such surgery have gradually expanded from lumbar disc herniation to cervical, thoracic, and lumbar degenerative diseases. The annual volume and depth of spinal endoscopic surgery performed by Chinese doctors far surpasses that in other countries worldwide.[1,2]

However, in the process of rapid development, many problems such as the following need to be addressed: (1) Orthopedic, neurosurgery, pain medicine, interventional medicine, and other disciplines perform such surgeries individually, which causes the understanding of technology and training methods to vary greatly; (2) the single-person operation mode of spinal endoscopic surgery and the lack of an ideal teaching and training model makes the learning curve uniquely “steep”; and (3) in the period of rapid development of the discipline, top experts focus on new technologies and methods and pay less attention to the core problems and “traps” in the initial stage of technology development.[38]

To address this situation, we organized experts who had experience comprising many years and a large number of spinal endoscopic surgeries in the Chinese mainland to carry out a survey integrating qualitative listing and quantitative 2 rounds of E-Delphi letter consultation to identify the 20 most important questions for the early development of spinal endoscopic surgery that would be beneficial for “novices” to smoothly cross the curve and provide direction for the follow-up education and training courses of experts.

2 Methods

An exploratory sequential mixed-methods design was utilized in this study to reach consensus on the 20 most important core questions in the early stage of endoscopic spinal surgery.[9] As mentioned in the published protocol, in phase 1, the concerns for novices in endoscopic spinal surgery were collected by openly and qualitatively listing questions from their stance and then analyzed by using an inductive content analysis approach. In phase 2, qualitative results were sequentially transformed into survey components, constructs, and items for the Delphi survey questionnaire. Two rounds of e-Delphi were conducted among Chinese experts who had performed endoscopic spinal surgery for a long period comprising a large number of surgeries to identify the 20 most core concerns from novices. Detailed methods, including the participants, sample size, data collection, and analysis, were conducted following the previously published protocol.[9]

2.1 Qualitative data collection and analysis

Qualitative data were collected by openly listing the participants’ concerns regarding full-endoscopic spinal surgery from 110 spinal endoscopic surgery novices working at Peking University Third Hospital and other areas in Chinese mainland. Qualitative data were analyzed using content analysis approach to develop a categorized database with assistant of NVivo software[10] (NVivo 11 pro). Each question was classified into the same category by key nodes, and then merged into 1 question item according to the same meaning of each one. Themes and questions were constructed to form the questionnaire for sequentially Delphi survey in stage 2.

2.2 Quantitative data collection and analysis

In the first-round survey, 115 experts and 210 junior spinal endoscopic doctors (introduced by 115 experts. They have been able to perform spinal endoscopic surgery independently, but not very much.) were invited to participate. A total of 83 experts representatively distributed throughout Chinese mainland were invited to participate in the second-round survey.

Expert selection criteria (first round)

1. Engaged in spinal endoscopy for more than 5 years and with a certain reputation in the field of spinal endoscopy.

2. More than 100 endoscopic operations performed in 1 year.

3. Support and willingness to participate in this research.

4. Completion of multiple rounds of correspondence.

Expert selection criteria (second round)

1. More than 200 endoscopic operations were performed in 1 year.

2. The rest of the criteria are the same as in the first round.

2.3 First-round survey

The first-round instrument comprised the invitation letter and the questionnaire. The invitation letter extended a warm invitation to the consultation panelists and briefly introduced the significance, scheme, and matters for attention in this consultation project. The questionnaire was composed of 2 sections. The first section included basic information and professional discipline of the participant. The second section consists of refined questions from qualitative data.

The panelists were asked to assess the importance of each question using a 9-point Likert scale, with 0 indicating definitely not important and 9 indicating definitely important.[11] Blank areas were left for participants to suggest other necessary question items. We clearly defined the meaning of the “most important core” as follows: a higher score meant that the evidence-based answer to this question would be crucial for novices of Full Endoscopic Spine Surgery to successfully complete the learning curve and avoid risks in the actual operation. The working group sent and recycled questionnaires by e-mail. In both rounds, we sent up to 3 reminders in cases of nonresponse.

The first-round survey was conducted from March 15 to May 20 in 2021.

2.4 Second-round survey

The second-round survey took place between June 10, 2021, and August 15, 2021. Participants who completed the first round were invited to the second-round survey. The questionnaire consisted of 50 questions chosen by at least 20% of panelists in the first round.

The items were sorted from highest to lowest by frequency of the full score (9 points) for each round. Kendall’s coefficient (W) was calculated by SPSS 25.0 to analyze the agreement among the panelists in terms of the most important questions.[9]

3 Results

3.1 Demographics of experts in each phase of this study

A total of 110 participants in phase 1 were novices in spinal endoscopic surgery, and all decided to pursue a career in spinal endoscopy. They had a certain understanding and concept of endoscopic spine surgery. Two-thirds of them had participated in the surgery, very few of them could operate independently, but with number of operation less than 20. There are 115 experts, 210 junior spinal endoscopy doctors participated in the first-round consultation, and 83 experts participated in the second round. The basic information included demographic data, professional information, practice status and practice environment (Table 1). The average age of experts in 2 rounds was 45.5 and 45.2 years, and the average years of working in spinal endoscopy were more than 8.22 and 8.47 years, respectively. The effective response rates in the 2 rounds of expert evaluation were 93.91% and 80.72%, respectively, and the average authority level was 0.96.

3.2 Qualitative result

In total, 591 questions were collected from open lists among 110 spinal endoscopic surgery novices. Twenty-seven themes (Table 2) and 145 questions were refined by using content analysis approach to sequentially form the Delphi survey questionnaire.

3.3 Quantitative result from Delphi survey

3.3.1 Active degree of experts

The effective response rates of expert questionnaires in 2 rounds were 93.91% and 80.72%, respectively. In the first round, 210 junior physicians’ questionnaires were collected, with 204 valid questionnaires. Invalid questionnaires were referred to be with no outline, large areas of the same outline or missing outlines. In addition, self-filled information from experts that did not meet the selection criteria, such as insufficient annual surgical volume, has also been deemed invalid (Table 1). Overall, the invited experts were highly motivated.

3.3.2 Degree of expert authority

The average authority coefficients of experts in the 2 rounds were 0.96 ± 0.104 and 0.96 ± 0.052, respectively, and that of junior physicians was 0.83 ± 0.063, indicating that participants in this study had a high degree of authority and high credibility (Table 1).

3.3.3 Degree of expert coordination

Kendall’s coefficients were 0.22 (p < 0.05, Table, Supplemental Digital Content, https://links.lww.com/SPRES/A2) and 0.17 (p < 0.05, Table, Supplemental Digital Content, https://links.lww.com/SPRES/A2) in the first round of expert and junior physician letter consultation, and the coefficient of variation (CV) of each item was 0.15 to 0.34 (Table 3) and 0.2 to 0.31 (Table 4), respectively. Kendall’s coefficient and CV for each item were 0.45 (p < 0.05, Table, Supplemental Digital Content, https://links.lww.com/SPRES/A2) and 0.04 to 0.11 (Table 5) in the second round.

3.3.4 Result of consultation on the relevant provisions

The highest frequency of the top 20 questions in the first round of expert correspondence results (9 points) was 51, while the main high-frequency items were concentrated in categories 1 (2 items), 6 (5 items), 8 (5 items), and 14 (2 items) (Table 4). The highest frequency of the top 20 questions in the first round of low seniority physician correspondence results (9 points) was 95, and the main high-frequency items were concentrated in categories 2 (2 items), 6 (4 items), 8 (5 items), 12 (2 items), 14 (2 items), and 25 (2 items) (Table 4). The highest frequency of the top 20 questions in the second round of expert correspondence results (9 points) was 63, while the main high-frequency items were concentrated in categories 1 (2 items), 6 (4 items), 8 (6 items), and 17 (2 items) (Table 5).

4 Discussion

As the most promising and fastest-growing minimally invasive spine technology, [12,13] percutaneous endoscopic spine surgery has witnessed a blowout growth in the number of operations after decades of development, from Yeung Endoscopic Spine System[14] technology and Transforaminal Endoscopic Spine System[15] technology to Full Endoscopic Spine Surgery technique, [16] and its indications also range from simple lumbar disc herniation to the treatment of spinal degenerative diseases such as spinal canal stenosis, lumbar instability and cervical spondylosis.[1719] Although hospitals at all levels in China carry out such operations, [20] the volume and scale are small. As seen from the statistical data of this study, a large number of surgeries in China are still concentrated in some departments of large tertiary hospitals, accounting for more than 90% of all endoscopic spine surgeries (Table 2). Therefore, for more specialists in small and medium-sized hospitals, there are still technical bottlenecks encountered when carrying out a large number of surgeries, especially regarding the technical specifications, training system and access system that are not perfect, [21,22] which makes it more difficult to complete the learning curve.

We define novices of spinal endoscopy as those who are still on the learning curve, that is, between the initial 20 to 60 surgeries.[5,23] This study discussed the technology from 2 angles combined with the practical problems of novices and experienced surgeons to reach a more objective, real, and clinically meaningful understanding of Chinese endoscopic spinal surgeons. The findings can not only promote the improvement of the novices’ learning curve but also provide a foundation for the construction of spinal endoscopic surgery training and access systems, thereby promoting the development of minimally invasive spinal surgery.

The Delphi method is an anonymous method to widely solicit experts’ opinions. After the application of many questionnaire surveys, it was utilized, modified and gradually summarized to form a basically consistent view of experts to develop a predictive and evaluative method combining qualitative and quantitative analyses for the evaluated problems.[24,25] In this study, correspondence experts were selected according to the specific operation volume, highlighting the professional authority and representativeness of experts in this field to ensure the authenticity and reliability of the correspondence results. The valid response rates of the 2 rounds of expert correspondence were 93.91% and 80.72%, and both authority coefficients were 0.9, which reflected a high level of expert enthusiasm and professionalism, indicating that the experts’ judgment and opinions were based on rich theory and practice and had high reliability. The expert coordination coefficient of the second round was significantly higher than that of the first round, and the CV each item was at a relatively low level, which indicated that there was considerable consistency in the results, especially with so many experts consulted by letter.[26] The average score of the 20 most important questions in the 2 rounds of results was the lowest at 6.73, and especially all the average scores in the second round were above 8, which also showed the high level of consistency of expert opinions. It should be noted that during the first round of correspondence in this study, each expert introduced 2 junior physicians engaged in spinal endoscopy to complete the same questionnaire to compare the importance of the same problem and different problems between junior physicians and experienced surgeons. Due to the large number of expert correspondence teams, the same design was not used in the second round of correspondence.

In the results of the first round of correspondence, 14 of the 20 most important questions determined by experts and junior physicians were the same (Table 3): up to 70%, including “6. about the end of surgery criteria” (4 in total) and “8. about spinal stenosis” (4 in total). The most prominent was the question “1-2. What skills are involved in the joint process?” (Table 4). The full score frequency and ranking were 51, 1st and 90, 2nd, respectively. Experts and junior physicians both believed that it was very important to improve the learning curve. Other issues that were considered to be very important included “How to determine puncture points for different approaches?, ” “How to deal with intraoperative nerve root injury?” and “ How to deal with infection after spinal endoscopy?.” The full frequency division and ranking are relatively high (Table 3), suggesting that these issues were important and needed more consideration, speculation, and practice by novices and even their participation in some standardized training because orderly and targeted training was very meaningful for novices.[22,23] For example, the proper level of force between the instrument and the tissue was always difficult to measure in microsurgery[27] and could only be learned by the surgeon. In particular, the operation of minimally invasive devices in the spinal canal requires more practical training.

The difference was that, for example, “the problem of the puncture point” was the initial key step of the operation[28,29]; the ranking of the 2 parts of the correspondence results was different, ranking relatively lower in the expert results (17th), while the ranking of the correspondence results of junior physicians was higher (6th). That is, the degree of emphasis was different. However, for the whole operation, whether the puncture is correct or not, it directly affects the steps of catheterization, shaping and decompression.[30] If the imaging data can be read in detail and measured carefully before the operation to fully understand the prominent position of the nucleus pulposus, whether the patient is obese or thin, the height of the iliac crest and other factors, this can facilitate successful completion of the puncture step.[7,30,31] Of course, the experience of the surgeon was also very important. After the completion of the second round of expert correspondence, among the 20 most important questions identified (Table 4), question “1-2” related to articular process shaping still ranked the highest, while the above 2 major aspects of “6.” and “8.” still ranked as the most important. Four items belonging to “6. about the end of surgery criteria, ” including the release of nerve roots, the removal of the ligamentum flavum and the removal of the nucleus pulposus, were finally selected as the most important among the 20, which should also indicate a more basic, detailed but truly important problem in the novices’ learning curve. Six items belonging to “8. “Spinal stenosis” were listed as the most important among the 20 patients, which should pertain to the relatively high-level stage or the later stage of the learning curve. In addition, there were certain details and steps such as “How to prevent and manage myeloid hypotension-like syndrome during the operation, ” “How to prevent dural sac injury, ” and “How to manage getting lost after initiating surgery?” and “How can the nerve root and dural sac be identified during the operation, and how can the ligamentum flavum and intervertebral space, vertebral body and pedicle be identified?, ” which need to be improved through a certain amount of case training and experience involving a considerable amount of surgery.[32] Superb surgical techniques and reasonable perioperative management were also the keys to reducing the complications of spinal endoscopic surgery.[33] The questions “What are the indications for endoscopic treatment of cervical spondylosis?” and “What are the principles and skills of endoscopic endplate treatment?” ranked 11th and 20th, respectively, which were also relatively high-level problems. Surgery involving endoscopic fusion and internal fixation should not be problematic for novices in the spine endoscopy learning-curve stage but may be challenging for practitioners at a more skilled stage.[34] However, this was indeed the direction of everyone’s attention and efforts. On the one hand, the development of spinal endoscopy expands the indications. On the other hand, this also suggests the application of spinal endoscopy in the treatment of cervical spondylosis and lumbar spinal stenosis in the current field of spinal surgery.[35,36] This kind of spinal degenerative disease has been routine, and it is also part of the higher level learning curve that spinal endoscopists should improve. Especially in the elderly population, there is an increasing number of patients with lumbar spinal stenosis, and the demand for minimally invasive spinal endoscopy to treat lumbar spinal stenosis will be increasingly greater, especially for patients with complications.[37,38]

5 Conclusions

In general, through the results of 2 rounds of expert letters, 20 core concerns for the early development of spinal endoscopic surgery were finally identified, including surgical procedures and details, as well as the indications of spinal endoscopy, perioperative management, retreatment of postoperative symptoms, and even the treatment of cervical spondylosis and degenerative spinal diseases such as lumbar spinal stenosis. Very clear and specific questions indicated the importance of improving the learning curve and the necessity of training during the learning curve.[23,39,40] Therefore, the findings also provided a framework and content direction for training in spinal endoscopic surgery. This is also a reminder that these important issues should become the focus of assessment when a spinal endoscopy access system is established. Of course, the more important work is that in the next step, we will organize experienced experts and scholars to systematically and carefully answer and discuss these questions to more specifically and practically solve the technical difficulties and doubts of novices. Providing a feasible model for the promotion of other new technologies will be an additional benefit.

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