College of Physics and Materials Science, Tianjin Normal University, Tianiin 300387, China
zhangxz@tjnu.edu.cn
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Received
Accepted
Published
2025-07-15
2025-09-10
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Revised Date
2025-09-26
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Abstract
Nonreciprocity plays a pivotal role in the design of optical and quantum devices. A key mechanism for achieving it lies in the breaking of Lorentz reciprocity. In this paper, we systematically investigate the scattering properties of a non-Hermitian system composed of an arbitrary-dimensional scattering center coupled to two semi-infinite leads. We first propose a general theorem that elucidates how symmetry constrains the transmission and reflection amplitudes. We show that parity−time () symmetric systems can still exhibit reciprocal transmission despite the presence of non-Hermitian terms. The introduction of a magnetic flux that preserves parity symmetry and flux inversion symmetry can break Lorentz reciprocity and thus enable nonreciprocal transport. Based on detailed symmetry analysis, we construct a series of minimal models that demonstrate unidirectional transmission. Our results provide new insights into the mechanisms of nonreciprocal scattering and offer a theoretical foundation for the development of optical diodes and quantum isolators in non-Hermitian systems.
Nonreciprocal transport, where a system exhibits asymmetric transmission properties for waves incident from opposite directions, has garnered growing attention in recent years due to its fundamental significance and broad technological applications [1–8]. In contrast to reciprocal systems, where the transmission properties are symmetric with respect to the direction of incidence, nonreciprocal systems allow for the selective control of wave propagation. This property is pivotal for the development of next-generation photonic and quantum devices, including isolators, circulators, unidirectional amplifiers, and topological lasers [9–14]. Achieving robust nonreciprocity is thus crucial for realizing advanced information processing, protected signal routing, and enhanced device functionality in both classical and quantum domains.
Recent experimental progress has brought nonreciprocal physics to the forefront of photonics and quantum technology [15–20]. In photonic systems, synthetic magnetic fields and temporal modulation have been used to break Lorentz reciprocity, enabling unidirectional wave propagation in optical resonators, photonic lattices, and metamaterials [21–27]. Similarly, in quantum platforms such as superconducting circuits and ultracold atoms, engineered dissipation and non-Hermitian Hamiltonians have been employed to realize controllable gain and loss, leading to nonreciprocal transport at the quantum level [28–33]. These advancements not only expand the scope of controllable transport phenomena but also open new avenues for the realization of symmetry-protected non-Hermitian dynamics.
In this work, we systematically investigate the scattering behavior of a class of non-Hermitian systems composed of a finite scattering center and two semi-infinite tight-binding leads. By introducing complex on-site potentials and a tunable magnetic flux into the scattering center, we explore how various symmetry constraints, particularly parity−time () and parity-magnetic-flux reversal () symmetries, govern the reciprocity of transmission and reflection. Here, we define the parity–flux-reversal () symmetry as the invariance of the system under the combined operation of spatial inversion () and magnetic flux reversal (). Our analysis leads to several key findings. We rigorously prove a general relation between the symmetry of the system and the reciprocity of scattering amplitudes. Importantly, we demonstrate that the presence of symmetry does not necessarily guarantee nonreciprocal transport, highlighting the need for symmetry breaking beyond traditional paradigms. Furthermore, we identify a series of microscopic configurations that allow for perfect unidirectional transmission and amplification under specific parameter conditions.
Unlike previous studies that focused primarily on -symmetric non-Hermitian systems, our results highlight that even systems with the combined parity–flux-reversal () symmetry can display nonreciprocal transport. This demonstrates that symmetry provides a new route beyond constraints,enriching the overall understanding of directional scattering.
The paper is organized as follows. In Section 2, we present a general theoretical framework for symmetry analysis in non-Hermitian scattering systems and derive constraints on the scattering amplitudes. In Section 3, we construct a minimal tight-binding model with tunable complex potentials and magnetic flux, and analyze its scattering properties under various symmetry classes. Section 4 explores multiple representative configurations where nonreciprocity emerges, supported by both analytical expressions and numerical simulations. Finally, Section 5 summarizes the main results and discusses their implications for designing nonreciprocal quantum and photonic devices.
2 Scattering states and symmetry constraints
We consider a one-dimensional scattering system with only two channels, corresponding to left and right incidence. The scattering center may have arbitrary spatial dimension, but only one-dimensional asymptotic channels are assumed as sketched in Fig.1. The two linearly independent scattering eigenstates are given by
By taking linear combinations of degenerate states [6], we derive the relations
2.1 Parity symmetry
Under the action of the parity operator
applying to and comparing with gives:
These relations reflect the intrinsic symmetry of space and hold irrespective of probability conservation.
2.2 Time-reversal symmetry
For a system with time-reversal symmetry, the operator satisfies . Comparing with leads to
Together with probability conservation,
this yields
implying reciprocal transport in any time-reversal symmetric Hermitian system.
2.3 symmetry
For a -symmetric scatterer, acting on and comparing with yields
Combining with Eq. (3), we find
indicating that transmission remains reciprocal even when probability is not conserved, as in non-Hermitian systems.
2.4 Breaking reciprocity via magnetic flux
To break reciprocity, we introduce a Hermitian magnetic flux that breaks time-reversal symmetry. We define the magnetic-flux-reversal operator such that
The operator acts only on the magnetic flux, while leaving the time coordinate unchanged. When combined with parity , the joint symmetry imposes nontrivial constraints on scattering amplitudes. The Hamiltonian then transforms as
The invariance under implies that the transformed wavefunctions must also be physical solutions of . Applying to the left-incident wave
and comparing with , we find
When , Eq. (16) still holds.
Eq. (16) shows that the transmission and reflection amplitudes at flux are related to those at flux by parity exchange, independent of time-reversal invariance. We define systems satisfying Eq. (16) as possessing symmetry.
In the next section, we explore the impact of introducing flux into a non-Hermitian scattering center and demonstrate how varying the position and magnitude of the complex potential enables controllable nonreciprocal transport, including perfect unidirectional reflectionless transmission at specific flux values.
3 Model hamiltonian and scattering solutions
We now consider a tight-binding model consisting of a one-dimensional chain with nearest-neighbor hopping. The full Hamiltonian is given by
where and describe the semi-infinite leads (scattering channels) on the left and right of the scattering center, respectively, while captures the scattering center with possibly non-Hermitian on-site potentials and synthetic magnetic flux . The lead Hamiltonians take the standard form:
The scattering center is modeled by
where the on-site potentials () can be complex-valued, introducing non-Hermiticity into the system. The operators () and () create (annihilate) bosons or fermions on the leads and center sites, respectively. The notation H.c. denotes Hermitian conjugates of the hopping terms, and () are real hopping amplitudes. The magnetic flux is embedded into the hopping terms via the phase factor . In particular, notice that the parameter represents an effective magnetic flux that can be physically realized in different platforms. For instance, in photonic lattices can be engineered by introducing phase delays in ring resonator arrays [34], in ultracold atom systems it can be simulated through laser-assisted tunneling that induces synthetic gauge fields [35], and in superconducting circuits it naturally arises from externally applied magnetic fluxes [36, 37]. These examples illustrate that the flux parameter in our model is not merely a mathematical abstraction, but has concrete realizations in a variety of experimental settings.
We solve this system using the Bethe Ansatz method. The single-particle eigenstate satisfies
with plane-wave dispersion in the leads. The general form of the wavefunction reads
where and denote amplitudes on the scattering channels and scattering center, respectively. The asymptotic form of follows Eqs. (1) and (2). Substituting the ansatz into Eq. (21), we obtain the following coupled equations:
By solving the coupled equations Eq. (23) to eliminate the central state amplitudes , equations for are obtained, from which the analytical expressions for the reflection and transmission amplitudes can be derived.
Here we define:
Under flux reversal
wavevector inversion
4 Transmission under different on-site potential configurations
Building on the above symmetry analysis, we now investigate how different choices of the complex onsite potentials affect the transmission coefficients. In particular, we propose schemes for achieving nonreciprocal transport by appropriately engineering the scattering center. Unless otherwise stated, we set all hopping amplitudes to unity: .
4.1 Reciprocity and symmetry breaking
First, we assume that all potentials are real-valued (denoted ), the system is Hermitian. The Hamiltonian simplifies to
In this case, the system exhibits reciprocal transport, i.e., , regardless of the value of , due to the underlying symmetry.
Next, consider a non-Hermitian case with and complex symmetric potentials , , leading to
This system satisfies , and hence also exhibits reciprocal transmission.
For the final model, we consider a configuration with onsite potentials and . The corresponding Hamiltonian of the scattering center is given by
This Hamiltonian is invariant under the combined transformation, i.e., , which guarantees the relation , as dictated by the symmetry constraint Eq. (16). To illustrate this point, we evaluate the scattering amplitudes analytically at the specific wavevector . The resulting reflection and transmission coefficients are
Here we define:
It is evident that under , the relation holds, confirming the symmetry constraint. Nevertheless, we also find that
which indicates that the system may still exhibit symmetric transmission even when constrained by symmetry. This is because Eq. (16) only imposes that the transmission amplitudes are equivalent under magnetic flux sign reversal, rather than strictly requiring . Therefore, symmetry serves as a permissive condition rather than a determinative one for achieving nonreciprocal transport: it enables the possibility of directionality but cannot guarantee its occurrence. In Fig.2, we demonstrate this point by comparing and for the same magnetic flux.
While symmetry by itself does not guarantee non-reciprocal transmission, it can accommodate reciprocity breaking under specific conditions. In particular, reciprocity breaking emerges when the microscopic implementation of symmetry is combined with mechanisms that inherently distinguish forward and backward propagation. Two such mechanisms are:
i) Magnetic flux
A nonzero Peierls phase (magnetic flux) modifies the complex hopping amplitudes in a -symmetric system without violating the combined parity–charge-conjugation constraint. This flux breaks time-reversal symmetry, which is a sufficient condition for the scattering matrix to become non-reciprocal in general.
ii) Spatial distribution of gain/loss
In non-Hermitian systems, balanced gain and loss can be arranged in a manner that preserves symmetry but changes the relative amplification/attenuation experienced by waves traveling in opposite directions. The effect is especially pronounced when the gain/loss profile is asymmetric with respect to the system’s scattering center, even though the transformation maps the Hamiltonian to its negative complex conjugate.
The interplay of these two ingredients — magnetic flux and asymmetric gain/loss — allows -symmetric systems to support non-reciprocal and even amplified transport. Importantly, symmetry constrains the structure of the scattering matrix but does not enforce its reciprocity.
To realize the non-reciprocal transmission, we will consider five representative configurations of the scattering center to illustrate how synthetic magnetic flux and complex potentials cooperatively influence reciprocity.
4.2 Nonreciprocal transport under symmetry and complex potentials
4.2.1 Symmetric complex potentials with nonzero flux
i) Model with uniform loss:
The scattering center Hamiltonian takes the form
where the complex potentials are symmetrically distributed about the central site. For the specific case , the analytical expressions for the scattering amplitudes are obtained as
These results satisfy the symmetry relation in Eq. (16), and confirm that the reflection probabilities for left and right incidence are always identical. Fig.4(a) and (b) show the reflection probabilities for left and right incident wave packets, respectively, while Fig.4(c) and (d) display the corresponding transmission probabilities.
Although the non-Hermiticity is -symmetric, the presence of magnetic flux breaks Lorentz reciprocity, resulting in direction-dependent transport. Notably, along the blue curve in Fig.4(a), both reflection amplitudes vanish, . At these parameter values, one can always identify situations in the transmission plots where one transmission probability is unity while the other is zero. For instance, for , and , we find , and indicating perfect transmission from the left and complete suppression from the right. Conversely, for with vanishing reflection, we observe , and . We refer to this phenomenon as unidirectional reflectionless transport, where the wave is fully transmitted from one side while being completely blocked from the other. Such behavior provides a mechanism for robust direction-selective control of wave propagation. We further verify this feature numerically for various wavevectors and . As shown in Fig.5, the scattering amplitudes clearly display the effect of non-Hermitian potentials. In the Hermitian limit, the system conserves energy for all values of , satisfying . In the non-Hermitian regime, however, complex potentials generally induce partial absorption or amplification, so that for generic . Remarkably, there exist discrete parameter points (e.g., ), where the effective absorption vanishes. Each of these points corresponds to a configuration in which transmission is completely suppressed from one side while perfect transmission occurs from the other. In such cases, the system satisfies probability conservation.
ii) Model with uniform loss:
The Hamiltonian of the scattering center is given as
Obviously, it respects the combined symmetry. For , the corresponding scattering amplitudes are obtained as
These expressions satisfy the -symmetric relation of Eq. (16). Numerical simulations of the scattering behavior are shown in Fig.6. As in the previous model, a unidirectional reflectionless phenomenon is again observed along the blue contour in Fig.7, where . However, in contrast to Model , here the transmission is imperfect even when reflection vanishes. Specifically, at points along the zero-reflection contour, one transmission amplitude is zero while the other is less than unity, i.e., and (or vice versa). This indicates that part of the incident energy is absorbed by the scattering center, thereby diminishing the efficiency of unidirectional transport. Moreover, we observe that within a finite neighborhood of the blue contour in Fig.6(a), the transmission remains strongly asymmetric and nearly reflectionless. This behavior implies a degree of robustness to parameter fluctuations. For instance, as shown in Fig.7, at , and , the system exhibits , , and , confirming the presence of an imperfect but clearly directional scattering process.
iii) Model with central gain and edge loss:
In this case, the Hamiltonian of the scattering center is given as
The Hamiltonian satisfies the symmetry condition as given in Eq. (14). The corresponding scattering amplitudes are calculated as
These expressions satisfy the -symmetric constraint in accordance with Eq. (16). Numerical results are presented in Fig.8, where the blue contour again marks the condition . From the figure, we observe a striking unidirectional transport regime in which an incoming wave packet from one side experiences no reflection and no transmission, while from the opposite side, the wave is fully transmitted without reflection. Specifically, for and along the blue curve, this unidirectional behavior is clearly manifested.
Notably, in this model, when and , the transmission amplitude satisfies , and the system exhibits amplification, a hallmark of non-Hermitian scattering in active media. In contrast to Hermitian scattering, where the S-matrix is unitary and total scattering probability is conserved, non-Hermitian systems with gain break unitarity, allowing the sum to exceed unity. This excess corresponds to the net energy injected into the scattering channels by the active elements within the scattering center. From an energy-flow perspective, the amplification is sustained by the gain components, which supply energy to the propagating modes. In our model , the interplay between spatially distributed gain/loss and magnetic flux creates interference conditions that enable both perfect transmission and net energy amplification. Such behavior aligns with the general framework of non-Hermitian scattering theory, where reciprocity and conservation are no longer guaranteed, and amplification can be engineered via the symmetry-controlled balance of coherent transport and active energy input. Such a configuration can serve as a quantum diode with gain, enabling signal propagation in a single direction while simultaneously amplifying it without backscattering. As shown in Fig.9, this perfect diode behavior is most pronounced at , and .
The non-reciprocity in the above three models all arises from the combined effect of the breaking of time-reversal symmetry (by magnetic flux) and the directional imbalance in dissipation/amplification, both of which are compatible with symmetry. The phase directly modulates the interference of scattering paths and controls the degree of asymmetry between and. Depending on the specific distribution of non-Hermitian potentials, the strength of nonreciprocity can be either enhanced or suppressed.
4.2.2 Asymmetric complex potentials
iv) Model with asymmetric loss:
The scattering center Hamiltonian in this configuration is given by
which explicitly breaks both and symmetries. As a result, symmetry arguments alone cannot determine whether this scattering center supports nonreciprocal transport. From the schematic structure, it is evident that the left- and right-incident waves experience asymmetric gain and loss distributions. This suggests that the presence of a magnetic flux, combined with the asymmetric complex potential, may lead to a complete breakdown of reciprocal transmission. To verify this hypothesis, we analytically compute the scattering amplitudes as follows. Eq. (28) is transformed into
Under flux reversal Here we define
The resulting reflection and transmission coefficients are
Despite the absence of symmetry constraints, this model exhibits pronounced nonreciprocal behavior, with the degree of asymmetry strongly dependent on both the flux and the complex potential parameter . At the specific parameter values and , we find
This result demonstrates a perfect unidirectional transmission: a wave incident from the left is fully transmitted with no reflection, while a wave incident from the right is completely blocked. This behavior is illustrated in Fig.10, where the transmission and reflection probabilities are plotted as functions of the system parameters.
v) Model with purely imaginary antisymmetric gain/loss:
Again, the last model dose not possess symmetry, the considered scattering center is given as
where the hopping part remains identical to previous models. However, this model has symmetry and is subject to the constraint of Eq. (11). To this end, we give the sacattering solution as
where
Under flux reversal. Clearly,
This result is consistent with the constraint of symmetry. Numerical simulations are presented in Fig.11, which reveal distinctive features compared to the previously discussed models. Notably, the left and right transmission probabilities are always equal across the entire parameter space. Moreover, when the parameters fall along the blue curve in the left reflection plot [Fig.11(a)], the system exhibits symmetric transport. In contrast, when the parameters lie in the yellow region of the right reflection plot [Fig.11(b)], pronounced nonreciprocal transmission emerges. This asymmetry originates from the action of the non-Hermitian phase, consistent with the fact that symmetry does not constrain reflection.
The proposal of these two types of models further confirms that nonreciprocal transport is not exclusive to systems with symmetry, and -symmetric systems are only one of the ways to achieve nonreciprocity.
Based on the analysis of five representative configurations, we conclude that systems with general complex potentials can exhibit nonreciprocal transport through the interference between the non-Hermitian phase and the magnetic flux. A robust realization of nonreciprocity, however, requires the cooperative action of spatial symmetry breaking and the non-Hermitian phase. Within this framework, the symmetry plays the role of a permissive condition: it enables the possibility of directional transport but does not guarantee its occurrence. By selectively positioning gain and loss at different lattice sites, the system exhibits distinct transport behaviors, including regimes of perfect unidirectional transparency or amplification. These results highlight the critical role of spatial symmetry breaking in engineering nonreciprocal scattering and open new possibilities for controlling light transport in non-Hermitian systems. Our findings provide a theoretical foundation for the design of novel photonic devices such as unidirectional invisible channels and non-Hermitian optical amplifiers.
5 Summary
In this work, we systematically studied the conditions under which nonreciprocal transmission emerges in a class of non-Hermitian lattice systems with finite scattering centers. By introducing complex on-site potentials and magnetic flux into the tight-binding scattering center, we explored how different symmetry classes, especially and symmetries, affect the transmission and reflection amplitudes for left and right incident waves.
We first established symmetry-based constraint relations for the scattering matrix and clarified that: while symmetry can exhibit nonreciprocity under certain conditions, it is not sufficient to guarantee complete nonreciprocal transport. Nonreciprocity is not ensured by a single symmetry breaking, but arises from the interplay between magnetic flux, non-Hermitian phases, and spatial asymmetry. Notably, systems with symmetry demonstrate that symmetric configurations can still support asymmetric transport, which extends the traditional understanding established in -symmetric systems.
To validate this, we constructed and analyzed five representative models with different spatial distributions of the complex potentials. By tuning system parameters such as the phase of the magnetic flux and the magnitude of the complex potential, we identified parameter regimes where perfect unidirectional transmission occurs, including reflectionless transmission from one side and complete suppression from the other. In some configurations, we also observed non-Hermitian amplification, which enables gain-assisted diode-like behavior.
It is worth noting that the breaking of the symmetry can naturally be linked to the emergence of exceptional points (EPs). In the unbroken phase, the S-matrix eigenvalues remain symmetric with respect to , and the corresponding eigenstates preserve the structure, leading to balanced nonreciprocity. Once the symmetry is spontaneously broken, however, eigenstates lose this constraint and acquire chirality, which strongly enhances directional transport. This suggests that EPs associated with symmetry breaking may serve as a robust mechanism to control and amplify nonreciprocal effects. While a detailed study of this phenomenon lies beyond the scope of the present work, we expect that similar physics may be realized in more complex non-Hermitian platforms, providing a promising direction for future investigations.
6 Appendix A: Full derivation of scattering amplitudes
For completeness, we detail here the derivation of the left- and right-incident scattering amplitudes. Throughout this appendix we keep the notation and parameter definitions used in the main text. The coupled equations for the amplitudes read
Here the lead dispersion is .
Solving Eqs. (A3) and (A4) for and gives
Substituting these into Eqs. (A1), (A2) and (A5), and rearranging, yields three relations for .
7 Left incidence
For left incidence we use the asymptotic ansatz
Equating Eqs. (A8) and (A9) and substituting Eq. (A11), one obtains
For convenience, introduce the shorthand
The previous relation then reads
Next, equate Eqs. (A9) and (A10). Defining
we obtain
This yields
Equating Eqs. (A17) and (A20) gives
Substituting Eq. (A22) back into Eq. (A17) yields the transmission amplitude
Collecting, we obtain the left-incident scattering amplitudes
8 Right incidence
For right incidence we use
Proceeding in complete analogy to the left-incident case, we arrive at
9 Parameter mapping under and
In the shorthand definitions given in Eq. (A16), one can verify the mapping
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