Experimental review of the ϒ(1S,2S,3S) physics at e+e− colliders and the LHC

Sen Jia , Xingyu Zhou , Chengping Shen

Front. Phys. ›› 2020, Vol. 15 ›› Issue (6) : 64301

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Front. Phys. ›› 2020, Vol. 15 ›› Issue (6) :64301 DOI: 10.1007/s11467-020-0978-0
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Experimental review of the ϒ(1S,2S,3S) physics at e+e− colliders and the LHC
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Abstract

The three lowest-lying ϒ states, i.e., ϒ(1S), ϒ(2S), and ϒ(3S), composed of bb¯ pairs and below the BB¯ threshold, provide a good platform for the researches of hadronic physics and physics beyond the Standard Model. They can be produced directly in e+e− colliding experiments, such as CLEO, Babar, and Belle, with low continuum backgrounds. In these experiments, many measurements of the exclusive ϒ(1S) and ϒ(2S) decays into light hadrons, which shed light on the “80% rule" for the Okubo–Zweig–Iizuka suppressed decays in the bottomonium sector, were carried out. Meanwhile, many studies of the charmonium and bottomonium productions in ϒ(1S,2S,3S) decays were performed, to distinguish different Quantum Chromodynamics (QCD) models. Besides, exotic states and new physics were also extensively explored in ϒ(1S,2S,3S) decays at CLEO, BaBar, and Belle. The ϒ(1S,2S,3S) states can also be produced in pp collisions and in collisions involving heavy ions. The precision measurements of their cross sections and polarizations at the large hadron collider (LHC), especially in the CMS, ATLAS, and LHCb experiments, help to understand ϒ production mechanisms in pp collisions. The observation of the sequential ϒ suppression in heavy ion collisions at CMS, LHCb, and ALICE is of great importance for verifying the quark–gluon plasma predicted by QCD. In this article, we review the experimental results on ϒ(1S,2S,3S) at e+e− colliders and the LHC, and summarize their prospects at Belle II and the LHC.

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ϒ(1S,2S,3S) / hadronic decay / radiative decay / exotic states / new physics / cross section / polarization / quark–gluon plasma

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Sen Jia, Xingyu Zhou, Chengping Shen. Experimental review of the ϒ(1S,2S,3S) physics at e+e− colliders and the LHC. Front. Phys., 2020, 15 (6) : 64301 DOI:10.1007/s11467-020-0978-0

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1 Introduction

The first ϒ resonance, namely ϒ(1S), was discovered in 1977 in the bombardment of a beam of high energy protons to a stationary nuclear target [1, 2]. Soon, in the e+e− collisions to the μ+μ− final state, ϒ(1S) was confirmed, and ϒ(2S) and ϒ(3S) were also observed [3-5]. The discovery of ϒ(1S,2S,3S) opens a door to the study of the bottomonium spectrum. In the following decades many different experiments, at lepton, hadron, and ion colliders, reported the fruitful results on these ϒ states.

Because b quark is almost 3 times heavier than c quark, the bb¯ system is more non-relativistic than the cc¯ system. Since non-relativistic systems are easier to describe theoretically, the ϒ system as a representative of bottomonium family plays an important role in the studies of strong interactions. Although the tt¯ system is completely non-relativistic, experimental studies of strong interaction phenomena with tt¯ are very difficult because the t quark decays by weak interactions.

Unlike the ϒ states above the BB¯ threshold, the intrinsic widths of ϒ(1S,2S,3S) are quite narrow [6], merely 20–50 keV. This can be explained by the Okubo–Zweig–Iizuka (OZI) rules [7-10]. For ϒ(4S) and other ϒ states with higher masses, they are allowed to decay via a typical strong interaction into a pair of heavy quark mesons: (bb¯)→(bq¯)(qb¯) (q=u,d,c), e.g., ϒ(4S)→BB¯, which results in a large natural width. Below the BB¯ threshold, ϒ(1S,2S,3S) cannot decay via this OZI-favored way, thus leading to a narrow natural width. However, they can still decay by strong interactions with the bb¯ pair annihilation via three gluons into hadrons.

In the process of e+e−→γ*→ϒ(1S,2S,3S), the entire center-of-mass (C.M.) energy of the initial e+e− turns into the rest mass of the ϒ state. The C.M. energy was matched to the resonance mass; thus only one ϒ resonance was produced at a time. Accordingly, a particularly clean environment for studies of the properties of the ϒ states is provided by e+e− colliders at B-factories (Belle and BaBar) and CLEO. The hadronic and radiative decays of the ϒ(1S,2S,3S) resonances have been extensively studied at B-factories and CLEO to test various theoretical predictions by potential models [11-16], effective field approaches [17, 18], lattice gauge calculations [19, 20], etc. The bottomonium spectroscopy has also been greatly enriched in the past decades.

In the hadronic or radiative decays of ϒ(1S,2S,3S), the searches for exotic states and new physics (NP) are very promising at B-factories and CLEO. The ample gluons in the hadronic decays of ϒ(1S,2S,3S) provide an entry to many potential exotic states, including the glueballs, charmoniumlike states (so-called XYZ states), and stable six-quark states. The ϒ(1S,2S,3S) decays also provide a good platform to explore the dark sector physics. In the Standard Model (SM), invisible decays of ϒ(1S) involving neutrinos in the final states are produced with B[ϒ(1S)→νν¯] ~ 10-5 [21]. Low mass dark matter (DM) particle (χ), if it exists, should enhance the invisible decays of ϒ(1S) [22]. The χ can also be produced in interactions of SM particles through the exchange of a CP-odd Higgs boson A0, which is part of the Next-to-Minimal Super-symmetric Model (NMSSM) [23]. Such A0 states in the final states of χχ (invisible), μ+μ−, τ+τ−, and hadrons have been searched for in the radiative decays of ϒ(1S,2S,3S) at Belle, BaBar, and CLEO.

Historically, the ϒ(1S,2S,3S) productions in pp collisions were poorly understood. Several effective QCD models, such as the color-singlet model [24, 25], the color-octet mechanism [26], and the color-evaporation model [27], predict different cross sections and polarizations. A precise measurement of ϒ(1S,2S,3S) production cross sections is thus crucial for distinguishing these models. Thanks to the good momentum resolutions of the detectors, the experiments at the LHC, especially the CMS, ATLAS, and LHCb experiments, have the ability to distinguish the three ϒ(1S,2S,3S) structures in the dimuon decay channel. The ϒ(1S,2S,3S) cross sections in pp collisions have been provided by CMS, ATLAS, and LHCb at different C.M. energies, within the complementary rapidity and momentum coverages. The ϒ(1S,2S,3S) polarizations in pp collisions have also been explored at the LHC.

QCD predicts that strongly interacting matter at a critical temperature undergoes a phase transition to a deconfined state, often referred to as quark–gluon plasma (QGP), in which quarks and gluons are no longer bounded within hadrons in the medium. If QGP is formed in heavy-ion collisions, it is expected to screen the confining potential of heavy quark–antiquark pairs, leading to the melting of charmonia and bottomonia [28]. The dissociation of the quarkonium states depends on the temperature of the medium, and is expected to occur sequentially, along the increasing values of their binding energies [29]. For example, the loosely bound states ϒ(2S) and ϒ(3S) are more likely to unbind than the tightly bound state ϒ(1S). Up to now, the pattern of QGP in ϒ(1S,2S,3S) states has been established at CMS, LHCb, and ALICE by observing a sequential suppression of their yields in PbPb and pPb collisions.

In this review, studies on ϒ(1S,2S,3S) at e+e− colliders and the LHC are summarized. With regard to e+e− colliders, we discuss the hadronic and radiative decays of ϒ(1S,2S,3S), especially those for exotic states and NP, and the transitions between the ϒ(1S,2S,3S) and other ϒ states with higher masses. Several effective models of QCD were compared with and challenged by these measurements. The ϒ(1S,2S,3S) cross sections and polarizations in pp collisions were studied at the LHC. The QGP formation predicted by QCD was probed by comparing the ϒ(1S,2S,3S) yields from different types of collisions.

2 ϒ(1S, 2S, 3S) studies at e+e- colliders

2.1 The ϒ(1S, 2S, 3S) datasets at e+e- colliders

Table 1 summaries the data samples collected at the ϒ(1S,2S,3S) resonances in the CLEO, BaBar, and Belle experiments [30]. From this table, Belle owns the largest ϒ(1S) and ϒ(2S) samples, and Babar has the biggest ϒ(3S) sample. These datasets provide a solid platform for investigating the ϒ(1S,2S,3S) decays.

2.2 Hadronic and radiative decays of ϒ(1S, 2S, 3S)

2.2.1 Study of gluon fragmentation in ϒ(1S, 2S, 3S)→ggg and ϒ(1S, 2S, 3S)→γgg

Below the BB¯ threshold, the ϒ(1S,2S,3S) states decay in the OZI-suppressed manner. To be specific, they can decay via three gluons (ggg) or two gluons plus a photon (ggγ). The ratio of these two decay rates was predicted by perturbative quantum chromodynamics (pQCD) [31]:

Rγ=ΓggγΓggg=385qb2αemαs[1+(2.2±0.8)αs/π],

where qb=−1/3 is the electric charge of b-quark. Therefore, one can estimate the strong coupling constant αs according to the formula with Rγ from experimental measurements.

The exclusive productions of ggg and ggγ in the ϒ(1S,2S,3S) decays were studied by CLEO [32-34], ARGUS [35], and Crystal Ball [36]. The recent results of ϒ(1S,2S,3S)→ggγ were given by CLEO [34] in the measurements of the direct photon momentum spectrum. The signal yield of ϒ(1S,2S,3S)→ggγ is determined in the xγ=pγ/Ebeam spectrum after excluding all possible backgrounds, where pγ is the momentum of the isolated photon in the e+e− C.M. frame, and Ebeam is the beam energy. Two main backgrounds are photons that come from initial state radiation (ISR), which are the dominant background at the highest photon energy (xγ>0.65), while at lower energies (xγ<0.65) the dominant background comes from photons resulting from π0 decays. The ISR background is well simulated by the jet–set 7.4 [37] event generator. A data-driven method is used to estimate the background contribution from π0 decays. Continuum processes have been subtracted using an off-resonance data sample. By importing the branching fractions of ϒ(1S,2S,3S)→ggg from PDG [6], the Rγ ratios are obtained to be Rγ(1S)=(2.70±0.01±0.13±0.24)%, Rγ(2S)=(3.18±0.04±0.22±0.41)%, and Rγ(3S)=(2.72±0.06±0.32±0.37)%, where the first, second, and third uncertainties are statistical, systematic, and theoretical model dependent [38-41], respectively. Hereinafter if there are two and more uncertainties in the formulae, the first one is statistical and the second is systematic. The above values of Rγ(1S), Rγ(2S), and Rγ(3S) imply the strong coupling constant αs=0.1114±0.0002±0.0029±0.0053, 0.1026±0.0007±0.0041±0.0077, and 0.113±0.001±0.0007±0.008 at the ϒ(1S), ϒ(2S), and ϒ(3S) resonances, respectively [34]. Considering the strong coupling constant αs can be written as a function of the QCD scale parameter ΛMS¯, defined in the modified minimal subtraction scheme [6], we can determine the value of ΛMS¯ further.

2.2.2 Exclusive ϒ(1S, 2S) decays into light hadrons

The OZI-suppressed decays of J/ψ and ψ′ to hadrons proceed via the annihilation of the charm–anticharm pair into three gluons, or two gluons together with a photon. For both cases, pQCD predicts [42, 43]

Qψ=Bψ′→hadronsBJ/ψ→hadrons=Bψ′→e+e−BJ/ψ→e+e−≈12%,

which is referred to as the “12% rule” and is expected to apply with reasonable accuracy to both inclusive and exclusive decays. However, the rule was found to be severely violated for ρπ and other Vector–Pseudoscalar (VP) and Vector–Tensor (VT) final states [44, 45]. This is the so-called “ρπ puzzle". None of the many existing theoretical explanations that have been proposed is able to accommodate all of the measurements reported to date [46-48]. A similar rule can be derived for OZI-suppressed bottomonium decays, in which case we expect

Qϒ=Bϒ(2S)→hadronsBϒ(1S)→hadrons=Bϒ(2S)→e+e−Bϒ(1S)→e+e−=0.80±0.08.

This rule should hold better than the “12% rule" for charmonium decays, since the bottomonium states have higher mass, pQCD and the potential models should be more applicable, as demonstrated in the calculations of the bb¯ meson spectrum.

To verify the “80% rule", Belle measured the exclusive ϒ(1S) and ϒ(2S) decays into light hadrons, including two-body VT, VP and Axial–vector–Pseudoscalar (AP) final states, three-body final states, and four-body final states [49, 50]. Among these decay modes, the evidences of both ϒ(1S) and ϒ(2S) are found in the K*(892)0K¯2*(1430)0, ϕK+K−, K*(892)0K−π+, π+π−π0π0, and KS0K+π− final states, as demonstrated in Figs. 1, 2, and 3. Note that charge-conjugate modes are implied throughout this review.

In the K*(892)0K¯2*(1430)0 mode, the numbers of signal events are extracted by performing unbinned two-dimensional maximum likelihood fits to the invariant mass distributions for K*(892)0 candidates and K¯2*(1430)0 candidates; they are 42.2±9.5 and 32±11 with statistical significances of 5.4σ and 3.3σ for ϒ(1S) and ϒ(2S) decays, respectively.

For three-body and four-body final states, a requirement on the energy conservation variable XT=ΣhEh/s is imposed to extract the signals, where Eh is the energy of the final-state particle h in the e+e− C.M. frame, and s is the C.M. energy. The XT distributions for ϒ(1S,2S)→ϕK+K−, K*(892)0K−π+, KS0K+π−, and π+π−π0π0 are shown in Figs. 2 and 3. For ϒ(1S,2S)→KS0K+π− and π+π−π0π0, unbinned simultaneous maximum likelihood fits to the XT distributions are performed to extract the signal and background yields in the ϒ(1S,2S) and continuum data samples, as shown by the open histograms in Fig. 3. For ϒ(1S,2S)→ϕK+K− and K*(892)0K−π+, unbinned simultaneous maximum likelihood fits to the K+K− and K+π− invariant mass spectra for φ and K*(892)0 candidates are applied to extract the signal and background yields after requiring events within the XT signal range of [0.985, 1.015]. The statistical signal significances for ϒ(1S) (ϒ(2S)) →ϕK+K−, K*(892)0K−π+, KS0K+π−, and π+π−π0π0 are 8.6σ (6.5σ), 11σ (6.4σ), 6.2σ (4.0σ), and 7.1σ (7.4σ), respectively. The branching fractions for these decays are obtained for the first time.

With 1.09 fb-1 ϒ(1S) and 1.28 fb-1 ϒ(2S) events of CLEO, the authors in Ref. [51] measured the branching fractions for a number of exclusive decays into different final states consisting of 4 – 10 light hadrons, pions, kaons, and protons [51]. Significance strength (significance > 2σ) is found in 17 decay modes for both ϒ(1S) and ϒ(2S), with branching fractions ranging from 1.3 × 10-5 to 109.5 × 10-5.

The detailed branching fractions and the ratios Qϒ corresponding to them [49-51] are listed in Table 2, and displayed in Fig. 4. From Fig. 4, the Qϒ values measured by Belle [49, 50] are close to the “80% rule" line. However, most of the Qϒ values from the measurements using CLEO data [51] are below the “80% rule" line. More precise measurements are needed to understand the large discrepancy.

2.2.3 Charmonium and bottomonium productions in ϒ(1S,2S,3S) decays

● ϒ(1S,2S) → charmonium + anything

Although the cc¯ systems have been studied for decades, their production mechanisms, especially in gluon-rich environments, have not yet been fully understood. Several theoretical papers suggested that J/ψ can be produced abundantly in the ϒ(1S) decay via the color-singlet [52] or color-octet mechanism [53-55]. In both mechanisms, the branching fraction of ϒ(1S)→J/ψ+anything is predicted to be about a few times 10-4. However, the momentum distributions given by the two scenarios are significantly different. In the color-octet mechanism, the J/ψ momentum is expected to be accumulated near the kinematic end point. In contrast, the process with color-singlet mechanism inherently results in a soft J/ψ momentum spectrum because of the two additional charm quarks in the final states.

CLEO analyzed ϒ(1S)→J/ψ+anything using its ϒ(1S) data sample [56]. To determine the differential branching fractions, MC and data samples are partitioned according to the scaled momentum x=pJ/ψ*/[12s×(s−mJ/ψ2)], where pJ/ψ* is the momentum of the J/ψ candidate in the e+e− C.M. frame, and mJ/ψ is the J/ψ nominal mass [6]. The value of 12s×(s−mJ/ψ2) is the value of pJ/ψ* for the case where the J/ψ candidate recoils against a massless particle. The branching fraction for ϒ(1S)→J/ψ+anything in the whole momentum region is measured to be (6.4±0.4±0.6)×10−4, which is consistent with the predictions of both the color-octet and color-singlet mechanisms [52-55]. The feed-down contributions of ψ′, χc1 and χc2 to ϒ(1S)→J/ψ+anything are B(ϒ(1S)→ψ′/χc1/χc2+anything)B(ψ′/χc1/χc2→J/ψ+anything)/B(ϒ(1S)→J/ψ+anything)=(24±6±5)%/(11±3±2)%/(10±2±2)%, which are larger than the predictions in either the color-singlet [52] or color-octet model [53]. The differential cross sections in x for ϒ(1S)→J/ψ+anything from CLEO is shown in Fig. 5(a) [56]. With a larger ϒ(1S) data sample, Belle reported B(ϒ(1S)→J/ψ+anything)=(5.25±0.13±0.25)×10−4 and B(ϒ(1S)→ψ′+anything)=(1.23±0.17±0.11)×10−4, with substantially improved precisions [57]. The differential branching fractions of ϒ(1S) inclusive decays into J/ψ and ψ′ are shown in Fig. 5(b). From Fig. 5, the scaled momentum spectra for ϒ(1S)→J/ψ+anything from both experiments are relatively soft, peaking around x∼0.3, which favor the expectation of the color-singlet process [52], and are in sharp contrast to the prediction of the color-octet model [53, 54]. The study of ϒ(1S)→charmonium+anything therefore provides a powerful platform for distinguishing the roles of color-singlet versus color-octet mechanisms.

Besides these charmonium productions in ϒ(1S) decays, Belle also studied the χc1 and χc2 productions in ϒ(2S) decays, and corresponding branching fractions B(ϒ(2S)→χc1+anything) and B(ϒ(2S)→χc2+anything) were measured to be (2.24±0.44±0.20)×10−4 and (2.28±0.73±0.34)×10−4 [58], respectively. In addition, it is worth mentioning that, similar to ϒ(1S)→χc1+anything, the scaled momentum spectrum for ϒ(2S)→χc1+anything also peaks around x∼0.3 [58].

● ϒ(1S) → double charmonia

The double charmonium production at B-factories is still a matter of debate. The cross sections of the processes e+e−→J/ψηc, J/ψηc(2S), ψ′ηc, ψ′ηc(2S), J/ψχc0, and ψ′χc0 measured by Belle [59, 60] and BaBar [61] exceeded the nonrelativistic quantum chromodynamics (NRQCD) calculations by approximately an order of magnitude [62-67]. Taking into account the next-to-leading order (NLO) correction to NRQCD, the discrepancy between theory and experiment can be largely removed [68, 69]. Inspired by the unexpectedly high double-charmonium production in e+e− annihilation, interest has turned to the double charmonium states produced in bottomonium decays. Comprehensive studies of the exclusive decay of ϒ(1S,2S,3S) into double charmonia have been performed using the NRQCD factorization approach [70, 71]. The branching fractions are predicted to be of order 10-6 for ϒ(1S,2S,3S)→J/ψ(ψ′)+ηc(ηc(2S)) [70]. For the J/ψ+χc0/χc1/χc2 decay modes, the branching fractions are calculated at the lowest order; that of ϒ(1S,2S,3S)→J/ψ+χc1 is the largest, about a few times 10-6, while that of J/ψ+χc2 is only of order 10-7 [71].

Belle searched for double charmonia J/ψ(ψ′)+X, where X is the ηc, χcJ (J = 0, 1, 2), or ηc(2S), in ϒ(1S) and ϒ(2S) decays [72]. To increase the signal detection efficiencies, only the J/ψ or ψ′ candidate is fully reconstructed, and the other charmonium state X is searched for in the recoil mass distribution of the fully reconstructed J/ψ or ψ′. The evidence for ϒ(1S)→J/ψ+χc1 was found with a signal significance of 4.6σ, as indicated by the dots with error bars in Fig. 6. The measured branching fraction is (3.90±1.21±0.23)×10−6. For other cases, considering the significances are less than 3σ, the 90% confidence level (C.L.) upper limits on the branching fractions are determined; they are mostly at the level of 10-6. The results are basically consistent with the theoretical calculations using the NRQCD factorization approach [70, 71].

● ϒ(1S,2S)→γ+charmonium

The χcJ (J = 0, 1, 2) and ηc productions in ϒ(1S,2S) radiative decays were studied by Belle [73, 74]. The χcJ states are reconstructed via their E1 transitions to J/ψ. The ηc is reconstructed using the following five hadronic decay modes: KS0K+π−, π+π−K+K−, 2(K+K−), 2(π+π−), and 3(π+π−). To suppress the ISR background e+e−→γISRψ′→γISRγmissχcJ(→γJ/ψ) in ϒ(1S,2S)→γ+χcJ, the square of the missing mass of the photon from χcJ and lepton pair is required to be between -0.5 GeV2/c4 and 0.5 GeV2/c4 since this background has at least two missing photons (γISR and γmiss) and the missing mass tends to be large. Figure 7 shows the γJ/ψ invariant mass distributions and invariant mass spectra for ηc candidates in the ϒ(1S,2S) data samples. No significant χcJ or ηc signal is observed in the analyses. The upper limits at 90% C.L. on the branching fractions for ϒ(1S,2S)→γχcJ are within a range of (3.6–100)×10-6 and for ϒ(1S,2S)→γηc within (2.7–5.7)×10-6, which are consistent with the NRQCD predictions [75].

Very recently, Belle reported the first observation of the radiative decay of ϒ(1S) into a charmonium state, i.e., ϒ(1S)→γχc1 [76]. Unlike the previous Belle analysis using the ϒ(1S) data sample [73], the authors use the ϒ(2S) data sample and tag ϒ(1S) via the ϒ(2S)→ϒ(1S)π+π− transition. Although the number of tagged ϒ(1S) events is several times smaller than the number of directly produced ϒ(1S) events used in the previous analysis, the tagging procedure drastically suppresses the backgrounds, especially those from the processes with ISR or final-state radiation (FSR), which have an event topology similar to that of the signal. Moreover, two extra pion tracks increase a trigger efficiency for low-multiplicity final states of the charmonium decay. In order to estimate the statistical significance of the observed signal, a simultaneous unbinned likelihood fit to γJ/ψ mass spectra in Mrec (the mass recoiling against a pion pair) signal, and J/ψ and Mrec sidebands regions is performed, as illustrated in Fig. 8. The fit yields the number of signal events to be 5.0−1.9+2.5, and the estimated background contribution in the signal region is less than 0.1. The significance of the χc1 signal is 7.5σ. Finally, the branching fraction is calculated to be B(ϒ(1S)→γχc1)=(4.7−1.8 −0.5+2.4 +0.4)×10−5. The obtained result is slightly higher than the previous upper limit [73] and much higher than the theoretical expectation [75]. However, the recent observation of production in the process e+e−→γχc1 with a large cross section [77] perhaps indicates a similarity of the mechanism of χc1 formation from the initial vector state with emission of a photon.

● ϒ(1S,2S,3S)→γ+bottomonium

Long-lived bb¯ states are especially suited for testing lattice QCD calculations [78], potential models [79-81], and effective field theories [82-85]. Electron–positron colliders can directly produce the narrow S-wave states ϒ(2S) and ϒ(3S), whose radiative decays provide access to the triplet P-wave states χbJ(1P) and χbJ(2P) with J = 0, 1, 2. The precise measurements for ϒ(2S)→γχbJ(1P) and ϒ(3S)→γχbJ(2P) were performed by CLEO [86]. The signals were searched for in the inclusive photon spectra in decays of these narrow resonances. The energy spectra of photons in ϒ(2S) and ϒ(3S) decays are shown in Fig. 9, where the bottom shows the distributions in data after subtracting the backgrounds. Three peaks are obvious, indicated as χb2(1P)/χb1(1P)/χb0(1P) and χb2(2P)/χb1(2P)/χb0(2P) (from left to right), in ϒ(2S) and ϒ(3S) decays. The measured branching fractions for ϒ(2S)→γχbJ(1P) and ϒ(3S)→γχbJ(2P) (J = 0, 1, 2) transitions are listed in Table 3. These branching fractions are basically consistent with previous measurements [84-94]. It is worth mentioning that the transition ϒ(3S)→γχbJ(1P) with J = 0, 1, 2 was also studied in Refs. [86, 89, 95, 96]. In comparison with the ϒ(nS)→γχbJ[(n−1)P] for n = 2 and 3, the measured branching fraction of ϒ(3S)→γχbJ(1P) decreases by one order of magnitude.

With the substantial productions of χbJ states in the ϒ(2S,3S) radiative decays, the exclusive decays of the χbJ states into light hadron final states and double charmonia can be studied further. CLEO presented the observations of 14 exclusive final states of light hadrons in both χbJ(1P) and χbJ(2P) decays [97]. Later, Belle used 74 hadronic final states to reconstruct χbJ(1P) states, where 41 modes are observed with at least five standard deviation significance [98]. These measurements enriched the understanding of the χbJ states. Belle searched for the first time for double charmonium decays of χbJ states (ϒ(2S)→γχbJ,χbJ→J/ψJ/ψ,J/ψψ′,ψ′ψ′) [99]. No significant χbJ signal is observed in the double charmonium mass spectra. The upper limits at 90% C.L. on the branching fractions of χbJ decays were determined to be at the level of 10-5, except for B(χc0→J/ψψ′)<1.2×10−4. These upper limits are much lower than the central values predicted by the light cone formalism [100, 101] and pQCD calculation [102], but are consistent with calculations using the NRQCD factorization approach [103, 104].

Besides the triplet P-wave states χbJ(1P) and χbJ(2P), another interest in ϒ radiative decays is to search for the spin-singlet pseudoscalar partner — ηb(nS) state. Measurement of the hyperfine mass splittings between the triplet and singlet quarkonium states is critical for understanding the role of spin-spin interactions in quarkonium models and for testing QCD calculations. BaBar reported the first observation of ηb(1S) in the radiative decay of ϒ(3S) [105]. The signal of ϒ(3S)→γηb(1S) is extracted from a fit to the inclusive photon energy spectrum in the e+e− C.M. frame, as shown in Fig. 10. A peak is observed at Eγ=(921.2−2.8+2.1±2.4) MeV with a significance of 10σ, which corresponds to an ηb(1S) mass of (9388.9−2.3+3.1±2.7) MeV/c2. The branching fraction for this radiative ϒ(3S) decay is obtained to be (4.8±0.5±1.2)×10−4.

In the ϒ(2S) radiative decay, the searches for ηb(1S) were also performed by BaBar [106] and Belle [107]. The first observation of ϒ(2S)→γηb(1S) was reported by Belle [107]. The branching fraction for ϒ(2S)→γηb(1S) is (6.1−0.7+0.6 −0.6 +0.9)×10−4 [107]. It is compatible with the BaBar result (3.9±1.1−0.9+1.1)×10−4 [106] and also in agreement with the recent lattice NRQCD calculation (5.4±1.8)×10−4 [108].

In addition to the searches for the ηb(1S) state in the inclusive radiative transitions of ϒ(2S,3S) [105-107], the exclusive decays of ηb(1S) and ηb(2S) to 26 different hadronic final states were also studied [109]. The cascade decays ϒ(1S,2S)→γηb(nS), ηb(nS)→Xbb¯(Xbb¯=4,6,8,10π±,K±,p/p¯) were studied in Ref. [109] using CLEO data samples. Figure 11 shows the related distributions of ΔM≡M(Xbb¯γ)−M(Xbb¯). The enhancement around 70 MeV/c2 in the ϒ(1S) data corresponds to the ηb(1S) state with a mass of (9393.2±4.1) MeV/c2, and that around 50 MeV/c2 in the ϒ(2S) data corresponds to the ηb(2S) state with a mass of (9974.6±3.1) MeV/c2. The evidence for ηb(2S) and the transition of ϒ(1S)→γηb(1S) were reported for the first time. The products of the branching fractions B(ϒ(1S)→γηb(1S))B(ηb(1S)→Xbb¯) and B(ϒ(2S)→γηb(2S))B(ηb(2S)→Xbb¯) are measured to be (30.1−7.4+33.5±7.5)×10−6 and (46.2−14.2+29.7±10.6)×10−6, respectively.

With a much larger ϒ(2S) data sample, Belle also searched for ηb(2S) in the 26 exclusive hadronic final states as above [110]. Figure 12 shows the corresponding ΔM distribution [110]. No evidence for ηb(2S) was found, and a 90% C.L. upper limit on the branching fraction B(ϒ(2S)→γηb(2S))B(ηb(2S)→Xbb¯)<4.9×10−6 was obtained, which is an order of magnitude smaller than the result in Ref. [109]. This result disfavors the observation of ηb(2S) in ϒ(2S) exclusive decays in Ref. [109]. Previously, Belle reported the evidence for ηb(2S) in the hb(2P)→ηb(2S)γ transition using a 133.4 fb-1 data sample collected at energies near the ϒ(5S) resonance [111]. The measured mass of ηb(2S) is (9999.0±3.5−1.9+2.8) MeV/c2, which is far away from the mass reported in Ref. [109]. Therefore, the enhancement observed around 9974.6 MeV/c2 in Ref. [109] is likely attributed to statistical fluctuation.

2.2.4 Search for exotic states in ϒ(1S,2S,3S) decays

● Search for XYZ states in ϒ(1S,2S) radiative and inclusive decays

The radiative decays of the ϒ states below open-bottom threshold are used to search for charge-parity-even charmonium-like states. Searches for the X(3872), X(3915), and Y(4140) states in the ϒ(1S,2S) radiative decays were carried out by Belle [73, 74]. The X(3872) is reconstructed in the π+π−J/ψ and π+π−π0J/ψ final states, and X(3915) and Y(4140) are reconstructed in ωJ/ψ and ϕJ/ψ. No X(3872), X(3915), or Y(4140) signals are observed, and the corresponding production rates of the π+π−J/ψ and π+π−π0J/ψ, ωJ/ψ, or ϕJ/ψ modes are found to be less than a few times 10-6 at 90% C.L..

Belle reported a search for some XYZ states in ϒ(1S) inclusive decays using the world’s largest ϒ(1S) data sample [57]. The XYZ states include the X(3872), X(4350), Y(4140), Y(4260), Y(4360), Y(4660), Zc(3900)±, Zc(4050)±, Zc(4200)±, Zc(4430)±, and Zcs± [6, 112, 113]. They are studied in the final states that contain a J/ψ(ψ′) and up to two charged light hadrons (K±/π±). No significant signal is found in any of the studied modes and 90% C.L. upper limits on the product branching fractions, i.e., B(ϒ(1S)→XYZ+anything)B(XYZ→J/ψ(ψ′)+hadrons), are set, which are at or below the level of 10-5.

Considerable efforts in theory have been devoted to interpreting the charged charmonium-like states (Zc) as tetraquarks, molecules, hybrids, or hadrocharmonia [46, 47, 114-117]. To distinguish among these explanations, experimental input is needed, especially that on the double Zc± production in e+e− annihilation. For e+e−→Zc+Zc−, the dependence on the squared e+e− C.M. energy, s, of the electromagnetic form factor, FZc+Zc−, is 1/s3 for a Zc state with tetraquark structure or 1/s for a Zc system of two tightly bound diquarks [118, 119]. However, it remains unclear from which values of s onwards this scaling is applicable. Belle searched for doubly charged charmonium-like state productions using the largest data samples of ϒ(1S) and ϒ(2S) [120]. No significant signals are observed in any of the studied modes, and the 90% C.L. upper limits on B(ϒ(1S,2S)→Zc+Zc(′)−)×B(Zc+→π++cc¯)(cc¯=J/ψ,χc1(1P),ψ′) are in the range of (1−50)×10−6. Here, Zc refers to Zc(3900) and Zc(4200) observed in the πJ/ψ final state, Zc1(4050) and Zc2(4250) in the πχc1 final state, and Zc(4050) and Zc(4430) in the πψ′ final state.

● Search for glueballs and light tetraquarks in ϒ(1S,2S) decays

The existence of glueballs, with a rich spectroscopy and a complex phenomenology, is one of the early predictions of QCD [121]. However, despite many years of experimental efforts, none of these gluonic states has been established unambiguously. In the experimental aspect, the most outstanding obstacle is the isolation of glueballs from ordinary hadrons.

Recently Belle utilized the data samples of 102M ϒ(1S) and 158M ϒ(2S) events to search for 0-- glueballs (G0−−) with quantum numbers incompatible with quark-antiquark bound states [58]. Two 0-- glueballs are predicted using QCD sum rules [122] with masses of (3.81±0.12) GeV/c2 and (4.33±0.13) GeV/c2, and a 0-- glueball calculated using the dynamical holographic QCD model has a mass of 3.817 GeV/c2 [123]. Belle searched for such G0−− in ϒ(1S,2S)→χc1/f1(1285)+G0−− and χb1→J/ψ/ω+G0−− processes [58]. No evident signal is found at the predicted masses in all the studied processes, and 90% C.L. upper limits are set on their branching fractions. As an example, Fig. 13 shows the 90% C.L. upper limits on the branching fractions of ϒ(1S)/ϒ(2S)→χc1+G0−− as a function of the G0−− width. Interestingly, a signal at 3.92 GeV/c2 is evident in ϒ(1S)→f1(1285)+G0−− with a significance of 3.7σ, which is consistent with the prediction in Ref. [122] within uncertainty.

Following the above searches for G0−−, Belle utilized the low side of the recoil mass spectra of χc1, f1(1285), J/ψ, and ω from Ref. [58] to search for Xtetra in ϒ(1S,2S)→χc1/f1(1285)+Xtetra and χb1→J/ψ/ω+Xtetra [124]. Here, the Xtetra is a four-quark state with JPC = 0-- or 1+- calculated by Laplace sum rules and finite-energy sum rules using tetraquark-like currents [125]. No evident signal is found below 3 GeV/c2 in these processes, and 90% C.L. upper limits on the branching fractions are set with Xtetra masses from 1.16 to 2.46 GeV/c2 and widths from 0.0 and 0.3 GeV/c2; those are found to a few times 10-4 or 10-5.

● Search for six-quark states in ϒ(1S,2S,3S) decays

While the vast majority of known hadrons can be described as either quark-antiquark, three-quark, or three-antiquark combinations, other possibilities are allowed by QCD. Among those, the six-quark configuration uuddss is of particular interest, as its spatial wave function is completely symmetric. Generic arguments imply that it should be the most tightly bound six-quark state [126]. This property was already noticed by Jaffe in 1977 [127]. He predicted the existence of a loosely bound uuddss state with a mass below the 2mΛ threshold by about 80 MeV/c2, dubbed the H dibaryon. Recently, the motivation to search for H has been strengthened by lattice QCD [128-130] and chiral constituent model calculations [131]. With its mass approaching the 2mΛ threshold from below (above), H would behave more and more like a ΛΛ analog of deuteron (dineutron), independent of its dynamical origin [132]. If its mass is below 2mΛ, H would predominantly decay via ΔS=+1 weak transitions to the Λn, Σ−p, Σ0n or Λpπ− final states. If its mass is above 2mΛ, but below mΞ0+mn(2mΛ+23.1MeV/c2), it would decay via strong interactions to ΛΛ completely.

Belle reported a search for H in the inclusive processes ϒ(1S,2S)→H+anything, H→Λpπ− and ΛΛ [133]. The signals are extracted by a sequence of binned minimum fits to the distributions of M(Λpπ−)−2mΛ and M(ΛΛ)−2mΛ. In the fits, the signal peak position is confined to a 4 MeV/c2 window that is scanned in 4 MeV/c2 steps across the ranges (mΛ+mp+mπ−)≤M(Λpπ−)≤2mΛ and 2mΛ≤M(ΛΛ)≤(2mΛ+28 MeV/c2). None of the fits exhibits a positive signal with the significance greater than 3σ. The fit results are translated into 90% C.L. upper limits on the signal yield, then used to determine upper limits on the inclusive product branching fractions [B(ϒ(1S,2S)→H+anything)B(H→Λpπ−/ΛΛ)], as shown in Fig. 14. The reported results are some of the most stringent constraints to date on the existence of H.

A stable sexaquark, denoted as S, with the six-quark uuddss component was proposed to be discovered in ϒ→SΛ¯Λ¯ decays [134]. If S really exists, then S is a good DM candidate. BaBar investigated such a state in ϒ(2S) and ϒ(3S) decays [135]. Considering the S is undetected, the total energy of clusters in the electromagnetic calorimeter not associated with charged particles, Eextra, is required to be less than 0.5 GeV to remove hadronic events containing several strange baryons and additional charged and neutral particles. The mass of the unseen S can be identified with the square of the mass recoiling against the ΛΛ system. As a result, no significant signal is observed, and 90% C.L. upper limits on the ϒ(2S,3S)→SΛ¯Λ¯ branching fractions, scanning S masses in the range 0 < mS < 2.05 GeV/c2 in steps of 50 MeV/c2 (approximately half the signal resolution), are derived, which are shown in Fig. 15 for the ϒ(2S,3S) datasets, as well as the combined sample assuming the same partial width. These results set stringent bounds on the existence of the S state.

2.2.5 Search for new physics in ϒ(1S,2S,3S) decays

● Invisible decay of ϒ(1S)

In the invisible decay modes, the final state particles interact so weakly with the detectors that they are not observable. In the SM, the invisible decay of the ϒ(1S) meson into a νν¯ pair is predicted to have a branching fraction of (9.9±0.5)×10−6 [21]. If the observed branching fraction is significantly larger than the SM prediction, physics beyond the SM will be implied. For instance, the low-mass DM candidates could couple weakly to the SM particles to enhance the branching fraction to be about 6.0×10−3 [22].

Belle reported a search for the ϒ(1S) invisible decay via the ϒ(3S)→π+π−ϒ(1S) transition using the ϒ(3S) data sample [136]. For the selection of the invisible decay candidates, two oppositely charged tracks π+π− are required in the event. Considering the products from ϒ(1S) decay may go outside of the detector acceptance, the recoil mass distribution against two pions in ϒ(3S) data, Mπ+π−recoil, still peaks at the ϒ(1S) mass and becomes a peaking background to the invisible decay signal. Expected numbers of peaking background events based on MC calculations for ϒ(1S)→μ+μ−, e+e−, τ+τ−, and νν¯ are 77.3±12.0, 50.3±8.2, 5.2±1.0, and 0.4±0.1 assuming the world-average values of B(ϒ(1S)→μ+μ−/e+e−/τ+τ−) from PDG [6], and B(ϒ(1S)→νν¯)=(9.9±0.5)×10−6 [21]. Figure 16 shows the Mπ+π−recoil distribution. The extracted signal yield, 38±39 events, is consistent with zero. The dot-dashed line shows the expected signal for B(ϒ(1S)→χχ)=6.0×10−3 [22]. The resulting B(ϒ(1S)→invisible)<2.5×10−3 was obtained at 90% C.L. This result disfavors the prediction in Ref. [22] for the ϒ(1S) decay to a pair of DM particles lighter than the b quark.

CLEO [137] and BaBar [138] also measured the branching fraction of the invisible ϒ(1S) decay. To provide a clean sample of ϒ(1S) decays, the events in the transitions of ϒ(2S)→π+π− and ϒ(3S)→π+π− are selected by CLEO [137] and BaBar [138]. The invisible ϒ(1S) decay is also searched for in the mass recoiling against the dipion system. The resulting limits at 90% C.L. are B(ϒ(1S)→invisible)<3.9×10−3 and B(ϒ(1S)→invisible)<3.0×10−4 from CLEO [137] and BaBar [138], respectively. Notably, the limit from BaBar is almost an order of magnitude closer to the SM prediction than the limits from Belle and CLEO.

● ϒ(1S,2S,3S)→γ+A0

A low mass DM particle, χ, is predicted to be produced in interactions of SM particles via the exchange of a CP-odd Higgs boson A0 [139, 140], which is part of the NMSSM [23]. Transitions ϒ(2S)→π+π−ϒ(1S) and ϒ(3S)→π+π−ϒ(1S) offer a way to cleanly detect the production of ϒ(1S) mesons, and enable searches for A0 in the radiative decay of ϒ(1S). The B(ϒ(1S)→γA0) is predicted to be as large as 5×10−4, depending on mA0 and couplings [141, 142]. For the multi-body ϒ(1S)→γχχ decay, the branching fraction is suppressed by O(α) in comparison with B(ϒ(1S)→χχ), and the range 10-5–10-4 is expected [143]. The SM process ϒ(1S)→γνν¯ has the same final state as the signal, but is predicted to have a branching fraction of the order of 10-9 [143], which is three orders of magnitude below our experimental sensitivity.

Very recently, Belle searched for A0 in the final states with a single photon and missing energy [144]. Since the mass of A0 is unknown, two processes are considered: the on-shell process ϒ(1S)→γA0 with A0→χχ; and the off-shell process ϒ(1S)→γχχ. The ϒ(1S) is tagged via the dipion transition ϒ(2S)→ϒ(1S)π+π−. Both signal processes produce only three detectable particles: two charged pions, which have low transverse momenta, and a photon, which has the highest energy in the C.M. frame. Two observables are used to extract the signals: the invariant recoil mass of the dipion system (Mrecoil) and the energy of photon in the ϒ(1S) frame (Eγ*). Distributions of Mrecoil and Eγ* are shown in Fig. 17. Irreducible backgrounds can be categorized into four event types: tau-pair productions ϒ(2S)→τ+τ−, continuum, leptonic decays ϒ(1S)→l+l−, and hadronic decays ϒ(1S)→γhh. Tau-pair productions from the ϒ(2S) and continuum backgrounds do not peak either in the recoil mass distribution nor in the photon energy spectrum; therefore, they are combined, as shown by the cyan dashed curve in Fig. 17. The background contributions from leptonic decays and hadronic decays of ϒ(1S) are predicted to be 20.0±2.8 and 1.2±0.7 events, which are combined as shown by the magenta dashed curves in Fig. 17.

An unbinned extended likelihood fit in the two-dimensional (Mrecoil, Eγ*) space is performed to estimate the yields of different event types. The fit is repeated for each value of MA0 or Mχ in the mass ranges 0<MA0<8.97 GeV/c2 (on-shell process) or 0 < 0<Mχ<4.44 GeV/c2 (off-shell process). For the on-shell case, the photon energy is scaned in 353 steps that correspond to half the photon energy resolution, and step size in the range from 25 MeV/c2 to 4 MeV/c2. For the off-shell case, 45 scan points with a fixed step size of 100 MeV/c2 are used. When MA0=2.946 GeV/c2, the local significance of 2.1σ is largest; see Fig. 17. No statistically significant signal is observed, and the upper limits (90% C.L.) on the branching fractions of the on-shell and the off-shell signals are given by NUL/[Nϒ(2S)×B(ϒ(2S)→ϒ(1S)π+π−)×ε], where NUL an upper limit at 90% C.L. on the signal yield and ε is the signal efficiency, as shown in Fig. 18.

BaBar also searched for the single-photon decays of ϒ(1S): ϒ(1S)→γA0 and ϒ(1S)→γχχ [145]. Two kinematic variables are used to extract the signals: the recoil mass of π+π− and the missing mass squared of π+π−γ. The yields of signal events are extracted as a function of mA0(mχ) in the interval 0≤mA0≤9.2 GeV/c2 (0≤mχ≤4.5 GeV/c2) by performing a series of unbinned extended maximum likelihood scans. No evidence for the single-photon decay ϒ(1S)→γ+invisible was found, and the 90% C.L. upper limits on B(ϒ(1S)→γA0)B(A0→invisible) and B(ϒ(1S)→γχχ) were obtained; see Fig. 18. The results from Belle [144] and BaBar [145] improve the existing limits by an order of magnitude or more, and significantly constrain light Higgs boson [141, 142] and light DM [143] models. The limits from Belle are more stringent than BaBar, especially for the off-shell case. Instead of A0→invisible, BaBar and CLEO searched for A0 via the μ+μ− [146-148], τ+τ− [146, 149, 150], and hadronic final states [151, 152], but did not see any significant signal in these final states. The most conservative upper limits at 90% C.L. on B(ϒ(1S)/ϒ(2S)/ϒ(3S)→γA0)B(A0→μ+μ−/τ+τ−/hadrons) are summarized in Table 4 [146-150, 152]. These measurements improve the constraints on the parameters of the NMSSM and similar theories with low-mass scalar degrees of freedom.

● Tests of lepton flavor universality in ϒ(1S,2S,3S) decays

The measurements of the ratios Rτμ(ϒ(nS))=B(ϒ(nS)→τ+τ−)/B(ϒ(nS)→μ+μ−) (n = 1, 2, 3) are motivated as tests of the lepton flavor universality (LFU). In the SM these ratios are expected to be close to 1. Any significant deviations would violate LFU and could be introduced by the coupling to a light pseudoscalar Higgs boson in supersymmetry, or leptoquarks and compositeness models. The values of Rτμ(ϒ(1S)), Rτμ(ϒ(2S)), and Rτμ(ϒ(3S)) obtained by CLEO are 1.02±0.02±0.05, 1.04±0.04±0.05, and 1.05±0.08±0.05 [153], which are consistent with the expectations from the SM. Recently, BaBar reported a value of Rτμ(ϒ(3S)) to be (0.996±0.008±0.014) [154]. The uncertainty in this result is almost an order of magnitude smaller than that in the CLEO result. BaBar also tested LFU in the decays ϒ(3S)→ϒ(1S)π+π−, ϒ(1S)→l+l−, where l=μ, τ [155]. The resulting Rτμ(ϒ(1S)) is found to be 1.005±0.013±0.022 with improved precision. No significant deviation of Rτμ(ϒ(1S)) from the SM expectation is observed.

The lepton flavor violating (LFV) processes were searched for by CLEO [156] and BaBar [157]. No significant signal was observed. The 95% C.L. upper limits on the branching fractions for ϒ(1S)→μ±τ∓, ϒ(2S)→μ±τ∓, and ϒ(3S)→μ±τ∓ are 6.0×10−6, 14.4×10−6, and 20.3×10−6 from CLEO [156]. The more stringent constraints were given by BaBar [157]. The 90% C.L. upper limits on the branching fractions for ϒ(2S)→e±τ∓, ϒ(2S)→μ±τ∓, ϒ(3S)→e±τ∓, and ϒ(3S)→μ±τ∓ are 3.2×10−6, 3.3×10−6, 4.2×10−6, and 3.1×10−6. Effective field theory allows one to relate the above fractions to the mass scale Λlτ of LFV beyond the SM physics using αlτ2/Λlτ4(B(ϒ(nS)→l±τ∓)/B(ϒ(nS)→l+l−))(2qb2α2/(mϒ(nS))4) (n = 1, 2, 3) [158, 159], where l denotes e or μ, αlτ is the NP coupling constant, qb = -1/3 is the charge of b quark, and α≡α(mϒ(nS)) is the fine structure constant at the ϒ(nS) mass. Assuming αeτ=αμτ=1, the branching fractions above can be translated to the 90% C.L. lower limits Λeτ>1.6 TeV and Λμτ>1.7 TeV from BaBar [157], and the 95% C.L. lower limit Λμτ>1.34 TeV from CLEO [156].

2.3 Transitions between ϒ(mS) and ϒ(nS) (m>n)

● ϒ(2S,3S)→ϒ(1S)+η/π+π−

The QCD multipole expansion (QCDME) model can be used to describe the hadronic transitions between heavy quarkonia [160]. It has succeeded in explaining the hadronic transitions between charmonia, e.g., the relative rate of ψ′→ηJ/ψ to ψ′→π+π−J/ψ [161]. It also predicts that the transitions between bottomonium states involving an η or π0 meson are highly suppressed, since they require a spin flip of the heavy quark [160, 162, 163].

The first process involving a b-quark spin flip, ϒ(2S)→ηϒ(1S), was observed by CLEO with a statistical significance of 5.3σ [164]. Its branching fraction was measured to be (2.1−0.6+0.7±0.3)×10−4 [164]. The transition was later confirmed by BaBar with a more precise branching fraction of (2.39±0.31±0.14)×10−4 [165]. Meanwhile, the ratio B(ϒ(2S)→ηϒ(1S))/B(ϒ(2S)→π+π−ϒ(1S)) was measured to be (1.35±0.17±0.08)×10−3 [165]. With a larger ϒ(2S) data sample, Belle reported a larger branching fraction B(ϒ(2S)→ηϒ(1S))=(3.57±0.25±0.21)×10−4 and a larger ratio B(ϒ(2S)→ηϒ(1S))/B(ϒ(2S)→π+π−ϒ(1S))=(1.99±0.14±0.11)×10−3 [166]. These branching fractions obtained from CLEO, BaBar, and Belle are all slightly below the values predicted by QCDME in Ref. [160]. Up to now, the transition of ϒ(3S)→ηϒ(1S) has not yet been observed. The upper limits on B(ϒ(3S)→ηϒ(1S)) at 90% C.L. in units of 10-4 are 1.8 from CLEO [164] and 1.0 from BaBar [165].

● ϒ(4S)→ϒ(1S)+π+π−/η

The hadronic transitions ϒ(4S)→ϒ(1S)+π+π−/η were studied by BaBar [167] and Belle [168]. The signature of ϒ(4S)→π+π−ϒ(1S) events is an invariant mass difference ΔM=Mππll−Mll compatible with the difference between the masses of ϒ(4S) and ϒ(1S), where Mππll is the π+π−l+l− invariant mass, and Mll is the l+l− invariant mass. For ϒ(4S)→ηϒ(1S), the signal events are identified by the invariant mass difference, ΔMη=M3πll−Mll−M3π compatible with M(ϒ(4S))−M(ϒ(1S))−M(η), where M3πll is the π+π−π0l+l− invariant mass, and M3π is π+π−π0 invariant mass. The ΔM and ΔMη distributions from Belle are shown in Fig. 19. Clear signals are observed in both ϒ(4S)→π+π−ϒ(1S) and ϒ(4S)→ηϒ(1S). The ratio of their branching fractions is determined to be 2.07±0.30±0.11. From BaBar, the corresponding ratio is 2.41±0.40±0.12. These results strongly disfavor the prediction by QCDME in Ref. [160]. This implies additional implementations for QCDME.

● ϒ(4S)→ϒ(1S)+η′

The kinematically allowed transition ϒ(4S)→ϒ(1S)+η′ is expected to be as strong as ϒ(4S)→ϒ(1S)+η [169]. The relative strength of the η′ to η transitions depends on the relative uu¯+dd¯ content of the mesons, and is predicted to range between 20% and 60%. Belle reported the observation of ϒ(4S)→ϒ(1S)+η′ with a significance of 5.7σ [170]. The ϒ(1S) meson is reconstructed via its decay to two muons, which is considerably cleaner than the dielectron mode. The η′ meson is reconstructed via the ρ0(→π+π−)γ and η(→γγ)π+π− final states.

The signal events are identified by the variable ΔMη′=M(ϒ(4S))−M(ϒ(1S))−M(η′), where M(η′)=M(π+π−γ) or M(γγπ+π−), M(ϒ(1S))=M(μ+μ−), and M(ϒ(4S))=M(μ+μ−π+π−γ) or M(μ+μ−γγπ+π−). The signal and background yields are determined by an unbinned maximum likelihood fit to the ΔMη′ distributions, as shown in Fig. 20. With a simultaneous fit to these ΔMη′ distributions, the statistical significance is estimated to be 5.8σ. It is reduced to 5.7σ with the systematic uncertainty included. The resulting branching fraction B(ϒ(4S)→ϒ(1S)+η′) is (3.43±0.88±0.21)×10−5. In addition, the ratios B(ϒ(4S)→ϒ(1S)+η′)/B(ϒ(4S)→ϒ(1S)+η) and B(ϒ(4S)→ϒ(1S)+η′)/B(ϒ(4S)→ϒ(1S)+π+π−) are obtained to be 0.20±0.06 and 0.42±0.11, where the uncertainties include both systematic and statistical uncertainties. The former ratio, in particular, is in agreement with the expected value in the picture of ϒ(4S) as an admixture of a state containing light quarks in addition to the bb¯ pair [169]. The measurements of the η′ transition may shed light on the puzzle of hadronic transitions between heavy quarkonia.

● ϒ(5S)→ϒ(1S,2S,3S)+π+π−/K+K−

Besides the hadronic transitions between lower ϒ resonances, the π+π− and K+K− transitions from ϒ(5S) to ϒ(1S,2S,3S) were also studied by Belle [171]. The ΔM=M(μμππ/μμKK)−M(μμ) distributions for ϒ(5S)→ϒ(1S)π+π−, ϒ(5S)→ϒ(2S)π+π−, ϒ(5S)→ϒ(3S)π+π−, and ϒ(5S)→ϒ(1S)K+K− are shown in Fig. 21. The branching fractions of these four decays are measured to be (0.53±0.03±0.05)%, (0.78±0.06±0.11)%, (0.48−0.15+0.18±0.07)%, and (0.061−0.014+0.016±0.010)%, respectively. Notably, these values exceed their counterparts between lower ϒ resonances by more than 2 orders of magnitude [167, 168]. The unexpectedly large branching fractions disagree with the expectation of a pure bb¯ state for the ϒ(5S) resonance, unless there is a new mechanism to enhance the decay rate. The later observations of Zb(10610) and Zb(10650) [172] decaying into πϒ(1S), πϒ(2S) and πϒ(3S) are supposed to contribute to the enhancements in the dipion transitions of ϒ(5S).

3 ϒ(1S,2S,3S) measurements at the LHC

3.1 The pp, pPb, and PbPb datasets at the LHC

The integrated luminosities of the pp colliding data recorded by LHCb, CMS, and ATLAS in the past decade are displayed in Fig. 22 [173]. The total integrated luminosities are up to hundreds of fb-1 in CMS and ATLAS, and only a few fb-1 in LHCb. The data samples were collected in a wide C.M. energy range from a few to 13 TeV. With these samples, LHCb, CMS, and ATLAS are able to measure the ϒ(1S,2S,3S) cross sections and polarizations precisely. In addition to the pp colliding data, ALICE and CMS collected both pPb and PbPb colliding data, and LHCb collected pPb colliding data, to probe the QGP mechanism by comparing the ϒ(1S,2S,3S) yields from pPb and pPb collisions with those from pp collisions. The total luminosities recorded in pp, pPb, and PbPb collisions at the LHC are summarized in Table 5.

The experiments at the LHC have different features in detecting muons. At LHCb, muons are identified by a system composed of alternating layers of iron and multiwire proportional chambers [174, 175]. The trigger system of LHCb consists of a hardware stage based on information from the muon systems, followed by a software stage, which employs a full event reconstruction [176]. With high trigger efficiencies and good resolutions, the measurements consisting muon final states at LHCb are very promising. ATLAS [177] and CMS [178] own the muon spectrometers equipped with drift tubes, cathode strip chambers, and resistive plate chambers (CMS only). Owing to a larger magnetic field intensity (2 T at ATLAS and 3.8 T at CMS) and extra resistive plate chambers, the performances on the efficiency and resolution for muons at CMS, especially in the low momentum region, are better than those at ATLAS. The muon identification at ALICE utilizes a front absorber and an iron wall located between the tracking and trigger systems [179]. The performances on the efficiency and resolution for muons at ALICE are not very good compared to LHCb, ATLAS, and CMS. The features of the performances in ϒ→μ+μ− measurements at the LHC are shown in Table 5, which are summarized from the related public webs at CERN [173], technical design reports [174-179], and published papers [180-183]. We note that, the rapidity, transverse momentum, and resolution denote the related parameters of ϒ, while the trigger efficiency applies to a single muon.

3.2 ϒ(1S,2S,3S) productions in pp collisions

3.2.1 ϒ(1S,2S,3S) cross sections

Using data samples of 3.1 pb-1, 1.13 pb-1, and 25 pb-1, the ϒ(1S,2S,3S) production cross sections in pp collisions at s=7 TeV were measured by CMS [180], ATLAS [184], and LHCb [182], respectively. The ϒ(1S,2S,3S) states are typically reconstructed via the dimuon decay channel: ϒ(1S,2S,3S)→μ+μ−. To ensure that the trigger and muon reconstruction efficiencies are high and not rapidly changing within the acceptance window, muon candidates are required to satisfy: pTμ>3.5 GeV/c for |ημ|<1.6 and pTμ>2.5 GeV/c for 1.6<|ημ| < 2.4 at CMS [180], and pTμ>4 GeV/c for |ημ|<2.5 at ATLAS [184], where pTμ and ημ are transverse momentum and pseudorapidity of the muon. The dimuon invariant mass distributions in ranges of pT<30 GeV/c and |y|<2 < 2 at CMS, 2<pT<4 GeV/c and |y|<1.2 at ATLAS, and pT<15 GeV/c and 2 < |y|<4.5 at LHCb are shown in Fig. 23. Here, pT is the dimuon transverse-momentum, and y=12ln(E+p||E−p||) is the rapidity, where E is the energy and p|| is the momentum parallel to the beam axis of the muon pair. The ϒ(1S,2S,3S) resonances are clearly visible and fully resolved at CMS and LHCb. Assuming unpolarized ϒ(1S,2S,3S) production, the products of the ϒ(1S,2S,3S) cross sections and dimuon branching fractions in pp collisions from CMS [180] and LHCb [182] are summarized in Table 6.

The ϒ(nS) (n = 1, 2, 3) differential cross section is computed as [180]

d2σ(pp→ϒ(nS)X)dpTdyB(ϒ(nS)→μ+μ−)=Nϒ(nS)(A,ε)LΔpTΔy,

where Nϒ(nS) is the signal yield corrected by the dimuon event weights given by the inverse product of the detector acceptance A and the reconstruction efficiency ε, L is the integrated luminosity, and ΔpT and Δy are the widths of the bins in transverse momentum (pT) and rapidity (y). The symbol X is used to indicate that the measurements include the feed-down contributions originating from higher-mass states, such as the χb family and ϒ(3S). The differential ϒ(1S) cross sections as a function of rapidity y within y < 2 were given by CMS, as illustrated in Fig. 24(a) [180]. As a complement to the phase-space coverage of CMS, LHCb studied the ϒ(1S) cross sections over the range of 2.0 < y < 4.5 in proton-proton collisions at s=7 TeV [see Fig. 24(b)] [186]. The thick lines in Fig. 24(b) show the fit results with NRQCD color-octet model predictions from Refs. [187, 188] in the region of 2.0 < y < 4.0, and dashed lines show the extrapolations to the full region of 2.0 < y < 4.5. From Fig. 24, the rapidity y dependence of the cross section shows a slight decline towards the higher side.

With the increase of pT, several theoretical models with higher-order corrections become more sensitive. Therefore, the cross section measurement in high pT is of great importance for distinguishing among the models. Using a pp collision data sample of 1.8 fb-1 at s=7 TeV, ATLAS measured the production cross sections of ϒ(1S,2S,3S) mesons in a larger momentum region of pT<70 GeV/c and in the rapidity interval of y < 2.25 [181]. Figure 25 shows the measured differential cross sections of ϒ(1S) as a function of pT, in comparison with theoretical calculations. By varying the spin-alignment assumption from the nominal isotropic assumption for muons, the derived difference is shown by the cyan bands in Fig. 25. The predictions from the next-to-next-to-leading-order (NNLO) QCD-based calculations using the color-singlet mechanism (CSM) [189-194] and the color evaporation model (CEM) [195-200] are indicated by the orange bands and cross hatched violet bands. Apparently, the discrepancy between the predictions from CSM and data points is large if one extends the CSM calculations to the higher pT region. It is probably because CSM does not take into account the ϒ productions that arise from higher ϒ or χbJ(nP) decays, which mostly occur at modest rates.

CMS extended the maximum of pT to 100 GeV/c to study the pT dependence using a 4.9 fb-1 pp collision data sample at s=7 TeV [201]. The ϒ(1S,2S,3S) differential cross sections times dimuon branching fractions for |y|<1.2 are shown in Fig. 26. The results are consistent with the measurements within pT<70 GeV/c by ATLAS [181]. The solid lines are the NLO NRQCD color-octet calculations from Ref. [202] and extended by the authors to cover the range pT<100 GeV/c. A similar measurement [203] was performed using a data set of 2.7 fb-1, but at a higher energy of s=13 TeV. In order to perform the measurement in a kinematical region where muon acceptance is high, the requirements are applied as pTμ>4.5 GeV/c for |ημ|<0.3 and pTμ>40 GeV/c for 0.3 < |ημ|<1.4. Figure 27 shows the differential cross sections times dimuon branching fractions for 13 TeV CMS data, together with a comparison of the ϒ(1S,2S,3S) differential cross sections for the 7 and 13 TeV data sets. The differential cross sections times dimuon branching fractions for 13 TeV are well described by NLO NRQCD [204, 205]. The cross sections of all the three ϒ states at 13 TeV are factors of 2 to 3 larger than the corresponding cross sections at 7 TeV, changing slowly as a function of pT.

The measurements of the ϒ(1S,2S,3S) cross sections in pp collisions at a lower C.M. energy, i.e., s=2.76 TeV were investigated by LHCb using a data sample of 3.3 pb-1 [206]. The differential cross sections times dimuon branching fractions as functions of pT and y were presented in Ref. [206]. The theoretical predictions, based on the NLO NRQCD calculation [26], provide a good description of the data in the higher kinematic region. The products of the ϒ(1S,2S,3S) cross sections and dimuon branching fractions in the regions of pT<15 GeV/c and 2.0 < y < 4.5, assuming unpolarised production, are listed in Table 7. The results at s=2.76 TeV are approximately half of those at s=7 TeV [182]. These results, together with the comparison between s=7 TeV and s=13 TeV from CMS [203], provide useful information for characterizing the s-dependence of ϒ(1S,2S,3S) cross sections in pp collisions.

3.2.2 ϒ(1S,2S,3S) polarizations

Measurements of the ϒ(1S,2S,3S) polarizations, complementing their cross section measurements, provide important information on their production mechanisms. CMS carried out these measurements by studying the angular distribution of the leptons produced in the ϒ→μ+μ− decay [207, 208]:

W(θ,ϕ)∝13+λθ(1+λθcos2θ+λϕsin2θcos2ϕ+λθϕsin2θcosϕ),

where θ and ϕ are the polar and azimuthal angles of the outgoing leptons with respect to the quantization axis of the chosen polarization frame; λ is the set of polarization parameters; the parameter λθ is 0 (1) for fully longitudinal (transverse) polarization. The polarization parameters depend on the reference frame in which they are measured. The three most commonly used reference frames are the helicity (HX) [209], Collins–Soper (CS) [210], and perpendicular helicity (PX) [211] frames. In the HX frame, the z axis is defined as the direction of the ϒ momentum in the C.M. frame of the colliding protons. In the CS frame, the z axis is defined such that it bisects the angle between p→1 and −p→2 in the rest frame of the ϒ meson, where p→1 and p→2 are the three-momenta of the colliding protons in the rest frame of the ϒ meson. The PX frame is orthogonal to the CS frame. The y axis is always taken along the direction of the vector product of the two beam directions in the ϒ rest frame. The x axis is defined to complete a right-handed coordinate system.

In the previous measurements from CDF [212] and D0 [213], only the λθ parameter in a single polarization frame was extracted. CMS measured all the polarization parameters λθ, λϕ, and λθϕ, in all the three polarization frames mentioned above, plus the frame-invariant quantity λ˜=(λθ+3λϕ)/(1−λϕ), using a pp data sample of 4.9 fb-1 at s=7 TeV [214]. As an example, Fig. 28 shows the λθ, λϕ, and λθϕ measurements as functions of pT in the rapidity range of |y|<0.6 in the HX frame. All polarization parameters are compatible with zero or have small values in the three polarization frames.

The polarizations of the ϒ(1S,2S,3S) mesons produced in pp collisions at s=7 and 8 TeV in the complementary rapidity region of 2.2 < y < 4.5 were measured by LHCb using 1 and 2 fb-1 data samples, respectively [215]. The measurements were performed in three polarization frames: HX, CS, and Gottfried-Jackson (GJ) [216] frames. In the GJ frame, the z axis is defined as the direction of p→1 in the rest frame of the ϒ meson. Figure 29 shows the polarization parameters λθ, λθϕ, and λϕ measured in the HX frame for the ϒ(1S) state in different bins of pT and rapidity region of 2.2 < y < 4.5, for data collected at s=7 and 8 TeV. Similar cases are found for ϒ(2S) and ϒ(3S) states. No large polarization is observed.

The bottomonium states are heavier and approximately non-relativistic systems, allowing the application of theoretical tools that simplify and constrain the analyses of nonperturbative effects [46, 47]. However, the corresponding predictions [217] of strong transverse polarizations are in stark contrast with the negligible polarizations observed by the experiments [212-215]. Accordingly, the measurements of ϒ polarization have led to new theoretical interpretations for the quarkonium puzzle. For instance, in Ref. [218], global fits using both cross section and polarization measurements are performed to determine the nonperturbative parameters of bound-state formation. This study reveals unexpected hierarchies in the phenomenological long-distance parameters, which brings a new understanding of the bound-state formation mechanism in QCD.

3.3 Sequential ϒ suppression in heavy ion collisions

3.3.1 ϒ suppression in PbPb collisions

The first indication of ϒ suppression in heavy ion collisions was reported by CMS at s=2.76 TeV [219]. The integrated luminosity used in this measurement corresponds to 7.28 μb-1 for PbPb and 225 nb-1 for pp collisions, the latter corresponding approximately to the equivalent nucleon-nucleon luminosity of the PbPb run. Thanks to the good momentum resolution of the CMS detector, the three ϒ resonances in the dimuon mass spectrum can be well resolved. The same reconstruction algorithm and analysis criteria are applied to both data sets. The results are shown in Fig. 30, where the three ϒ peaks are clearly observed in the pp case, but ϒ(2S) and ϒ(3S) are not significant in the PbPb case. The suppression effects for ϒ(2S) and ϒ(3S) in PbPb collisions are more obvious than that for ϒ(1S). The ratio on the production rates of ϒ(2S+3S) and ϒ(1S) in PbPb and pp collisions can be derived according to the ϒ(2S+3S) and ϒ(1S) signal yields directly since the acceptance and efficiency differences among the reconstructed resonances are cancelled. An extended unbinned maximum likelihood fit to the two invariant mass distributions of Fig. 30 gives the double ratio of the observed signal yields

 Nobs(ϒ(2S+3S))/Nobs(ϒ(1S))|PbPbNobs(ϒ(2S+3S))/Nobs(ϒ(1S))|pp=0.31−0.15+0.19±0.03,

in the kinematic region of pTμ>4 GeV and |ημ|<2.4. The statistical significance of the effect was evaluated to be 2.4σ using an ensemble of 1×106 pseudoexperiments.

In 2011, CMS collected a number of pp and PbPb data samples at s=2.76 TeV to measure the sequential ϒ suppression [220]. The total integrated luminosity of the data samples is 150 μb-1, which is approximately 20 times larger than those used in Ref. [219]. The resultant dimuon invariant mass spectra are shown in Fig. 31 for the pp and PbPb datasets. The three ϒ peaks are clearly observed in the pp case; the ϒ(3S) peak is not prominent in the PbPb case. The simultaneous fit to the dimuon invariant mass spectra in the PbPb and pp datasets gives the double ratios of the observed signal yields

Nobs(ϒ(2S))/Nobs(ϒ(1S))|PbPbNobs(ϒ(2S))/Nobs(ϒ(1S))|pp=0.21±0.07±0.02

and

Nobs(ϒ(3S))/Nobs(ϒ(1S))|PbPbNobs(ϒ(3S))/Nobs(ϒ(1S))|pp=0.06±0.06±0.06(<0.17at95%C.L.).

The measured values are considerably smaller than unity. The significance of the observed suppression exceeds 5σ.

In addition, the absolute suppressions of all three individual ϒ states are also studied using the nuclear modification factor, RAA, defined as the yield per nucleon-nucleon collision in PbPb relative to that in pp. The RAA observable,

RAA=LppTAANMBNobs(ϒ(nS))|PbPbNobs(ϒ(nS))|ppεppεPbPb,

is evaluated from the ratio of total ϒ(nS) yields in PbPb and pp collisions corrected for the difference in efficiencies εpp and εPbPb, with the average nuclear overlap function TAA, number of minimum-bias events sampled by the event selection NMB, and integrated luminosity of the pp dataset Lpp accounting for the normalization. The values of the RAA are determined to be

RAA(ϒ(1S))=0.56±0.08±0.07,RAA(ϒ(2S))=0.12±0.04±0.02,

and

RAA(ϒ(3S))<0.10(95%C.L.).

Centrality is an important parameter for the QGP formation since it is directly related to the overlap region of the colliding nuclei. The extensive forward calorimetry of the CMS apparatus provides a good chance for the centrality determination in PbPb collisions. The event centrality observable corresponds to the fraction of the total inelastic cross section, starting at 0 for the most central collisions. The centrality classes used in this study are (50–100)%, (40–50)%, (30–40)%, (20–30)%, (10–20)%, (5–10)%, and (0–5)%, ordered from the lowest to the highest energy deposit. Using a Glauber-model calculation as described in Ref. [221], the centrality variable can be expressed by the average number of nucleons participating in the collisions (Npart). The double ratio of the observed signal yields Nobs(ϒ(2S))/Nobs(ϒ(1S))|PbPbNobs(ϒ(2S))/Nobs(ϒ(1S))|pp and RAA for ϒ(1S) and ϒ(2S) as a function of Npart are shown in Fig. 32 [220]. From Fig. 32(a), the double ratio dependence on centrality is not pronounced. While in Fig. 32(b), the ϒ(1S) and ϒ(2S) suppressions are observed to increase with collision centrality. These results indicate a significant suppression of the ϒ states in heavy-ion collisions compared to pp collisions at the same per-nucleon-pair energy. The ϒ(1S) is the least suppressed and the ϒ(3S) is the most suppressed of the three states, which supports the hypothesis of increased suppression of less strongly bound states.

The ϒ suppression in PbPb collisions at a higher C.M. energy, i.e., s=5.02 TeV, was studied by CMS [222]. The double ratio [ϒ(nS)/ϒ(1S)]PbPb/[ϒ(nS)/ϒ(1S)]pp was measured to be 0.308±0.055±0.019 for ϒ(2S) and less than 0.26 at 95% C.L. for ϒ(3S). The double ratio for ϒ(2S) was studied as a function of collision centrality, as well as the ϒ transverse momentum and rapidity, as shown in Fig. 33. Predictions of ϒ suppression from Krouppa and Strickland [223], incorporating color-screening effects on the bottomonium family and reflecting feed-down contributions from decays of heavy quarkonia, are in overall agreement with the ϒ(2S) double ratio results presented in Fig. 33. In this model, the dynamical evolution is treated using anisotropic hydrodynamics, where the relevant initial conditions are changed by varying the viscosity to entropy ratio, η/s, and the initial momentum-space anisotropy. Another theoretical curve from Du et al. in Ref. [224], based on a kinetic-rate equation approach and containing a small component of regenerated bottomonia, shows a similar level of agreement with the data. No significant variations with pT (middle) or |y| (right) in Fig. 33 are observed. Predictions of ϒ suppression as functions of pT [223, 224] and |y| [223] are in overall agreement with the data.

The ϒ suppressions at s=2.76 TeV and s=5.02 TeV were also explored by ALICE in a complementary rapidity range of 2.5 < y < 4 [183, 225]. The integrated luminosities of the data samples used for s=2.76 TeV and s=5.02 TeV are 68.8 μb-1 and 225 μb-1, respectively. The obtained values of RAA for ϒ(1S) as a function of centrality, pT, and y are shown in Fig. 34. ALICE has no ability to measure the cross sections of ϒ in pp collisions. Therefore, they applied an interpolation method utilizing the LHCb measurements in Ref. [206]. From Fig. 34, RAA decreases with increasing centrality, and no significant dependencies on pT and y are seen. The suppressions of the ϒ(1S) state on the centrality and y at s=5.02 TeV are slightly weaker than those measured at s=2.76 TeV, which is not consistent with our expectations since the bound state is more likely to dissolve at higher temperatures. Two transport models (TM1 and TM2) [224, 226] and one hydro-dynamical model [227] are compared with data points. Though TM1 and TM2 use different rate equations, both of them take account of the feed-down contributions from higher-mass bottomonia to ϒ(1S). Deviation between TM1 (TM2) and data is 2σ (1.4σ). The trends of RAA as a function of centrality, pT, and y can be described by the hydro-dynamical model to some extent.

The elliptic flow coefficient, denoted by ν2 [228], reflects the response of the QGP medium to the initial anisotropy in non-central PbPb collisions. Using a PbPb collision data sample of 750 μb-1 at s=5.02 TeV, ALICE performed the first measurement of the ν2 coefficient of ϒ(1S) in the forward rapidity region of 2.5 < y < 4 [229]. The ϒ mesons are reconstructed via their μ+μ− decay channel. The dimuon ν2 coefficient was determined using the scalar product method [230, 231], correlating the reconstructed dimuons with the second-order harmonic event flow vector [228, 232]. Figure 35 shows the graph of ν2(Mμμ) as well as the fitted result, where a negative yield around ϒ(1S) mass is observed. Here, only 5%-60% centrality interval is considered since the eccentricity of the initial collision geometry is small for the central collision (0%-5%), and the signal yield is low for the peripheral collision (60%-100%). Figure 36 shows the ν2 coefficient of ϒ(1S) as a function of transverse momentum. The results are compatible with 0 and consistent with the small positive values predicted by the available theoretical models within uncertainties. The values of ν2 for ϒ(1S) are lower than those for J/ψ by 2.6 standard deviations, which indicates the limited dissociation for ϒ(1S) in the early PbPb collision stage, and an additional regeneration component needed for J/ψ.

3.3.2 ϒ suppression in pPb collisions

In addition to hot-nuclear-matter (HNM) effects, regarding the QGP formation, the differences in quarkonium production between PbPb and pp collisions can also arise from cold-nuclear-matter (CNM) effects [233]. Therefore, it is necessary to study ϒ(1S,2S,3S) productions in pPb collisions in order to study the CNM effect separately. This knowledge can be extrapolated into PbPb collisions so that the fraction of the suppression due to HNM in PbPb collisions can be determined [234].

The ϒ suppressions in pPb collisions at s=5.02 TeV were investigated by CMS [235], LHCb [236], and ALICE [237], using data samples of 31 nb-1, 1.6 nb-1, and 10.82 nb-1, respectively. The studied rapidity intervals in CMS, LHCb, and ALICE are |y| < 1.93, -5 < y < -2.5 (backward) && 1.5 < y < 4.0 (forward), and -4.46 < y < -2.96 (backward) && 2.03 < y < 3.53 (forward), respectively. By utilizing the results in pp collisions at s=2.76 TeV, CMS gave the pPb double ratios, which are shown in Fig. 37, together with their counterparts in PbPb collisions at s=2.76 TeV for comparison. Clearly, the pPb ratios are much larger than the corresponding PbPb ratios [220]. The nuclear modification RAA as a function of rapidity y was determined by LHCb [236] and ALICE [237] in both of their forward and backward regions, where the input cross sections of ϒ in pp collisions were obtained by a power-law interpolation from LHCb measurements [182, 206, 238]. The resulting RAA distributions are shown in Fig. 38 with the calculations from several theoretical models. The values of RAA for ϒ(1S) in the forward region from LHCb and forward and backward regions from ALICE are below 1, while the value of RAA for ϒ(1S) in the backward region from LHCb is above 1. The blue band in Fig. 38(a) shows the predicted results based on CSM at LO with EPS09 corrected parameter [239]. The calculation based on CEM at LO with EPS09 [240] is shown by the blue band in Fig. 38(b). The parton energy loss calculations with and without EPS09 at NLO [241] are shown by green and red bands in Fig. 38(b), respectively. All of the above theoretical predictions [239-241] favor the LHCb result that the value of RAA in the backward region is at least 1. The nuclear modification factors measured from LHCb also deliver information that the suppression for ϒ(1S) is smaller than that for J/ψ.

The ϒ suppressions in pPb collisions at a higher C.M. energy, i.e., s=8.16 TeV were studied by LHCb [242] and ALICE [243]. Particularly, the ϒ suppression performances with increasing transverse momentum pT were intensively investigated. Figure 39 shows the nuclear modification factor RAA for ϒ(1S) and ϒ(2S) as a function of pT in both the forward and backward regions. From the figure, the values of RAA increase with pT. The similar trends were also found in the RAA measurements from ALICE [243], as shown in Fig. 40. The predictions with EPPS16 [244-247] and nCTEQ15 [248-250], as two different nuclear parton distribution functions, are used to compare the experimental results. The calculations based on EPS09 NLO [251, 252] are also used to compare the ALICE result, as shown by the red bands in Fig. 40. A good agreement between experimental data and theoretical predictions is found in the forward region for both ϒ(1S) and ϒ(2S). While in the backward region, the values of RAA in data are mostly less than 1, different from theoretical predictions. Overall, the suppression effects are seen in pPb collisions, but much smaller than those in PbPb collisions, which indicates the presence of the CNM effect. Such contributions can make small corrections to the complete HNM suppression effects in PbPb collisions.

4 Summary and prospects

4.1 Summary at e+e- colliders and prospects at Belle II

Although the B-factories stopped taking data more than ten years ago, the Belle II as a next-generation B-factory experiment came back in March 2019. Datasets of ϒ(1S,2S,3S) collected at Belle II are expected to be about 200 fb-1 for each in the schedule [30], which offers a better chance to study ϒ(1S,2S,3S) decays further.

The measurements of exclusive ϒ(1S,2S) decays into light hadrons were performed by Belle and authors using CLEO data. From Belle, the evidences were found in K*(892)0K¯2*(1430)0, ϕK+K-, K*(892)0K−π+, π+π-π0π, and Ks0K−π+ final states in both ϒ(1S) and ϒ(2S) decays; from the measurements in Ref. [51], significance strengths were found in 17 decay modes consisting of 4–10 light hadrons, pions, kaons, and protons in both ϒ(1S) and ϒ(2S) decays. The Qϒ values measured by Belle are close to the “80% rule" line. However, most of Qϒ values from the measurements using CLEO data in Ref. [51] are below the “80% rule" line. The discrepancy is expected to be resolved by using a large number of ϒ(1S,2S) events collected at Belle II.

Abundant events of ϒ(1S)→J/ψ+anything were seen by CLEO and Belle, and the distribution of their momenta favors the expectation of the color-singlet process. So far, no double charmonium process is evident except for ϒ(1S)→J/ψ+χc1 with a significance of 4.6σ. This needs to be studied further at Belle II, in order to confirm the related calculations with the NRQCD factorization approach.

The radiative decays of ϒ(1S,2S,3S) to charmonia and bottomonia were systematically studied by CLEO, BaBar, and Belle. The first radiative decay of the ϒ(1S) into a charmonium state, i.e., ϒ(1S)→γχc1 was observed by Belle using a ϒ(1S) tagging technique. The branching fraction of ϒ(1S)→γχc1 was obtained with large uncertainties, and is slightly higher than the previous upper limit and much higher than the theoretical expectation from NRQCD. At Belle II, the precise measurement of ϒ(1S)→γχc1 and the searches for more ϒ(1S,2S,3S) radiative decays to a charmonium, including ϒ(1S,2S,3S)→γχc0/χc2/ηc(1S)/ηc(2S), are expected to be done. Among the photon transitions of ϒ(2S,3S) to χbJ, the branching fractions of ϒ(3S)→γχbJ(1P) decrease by one order of magnitude compared to those of ϒ(2S)→γχbJ(1P) and ϒ(3S)→γχbJ(2P). The ηb(1S) resonance was observed in the ϒ(2S,3S) radiative decays by Belle and CLEO in the inclusive photon energy spectra. However, the observations of ηb(1S) and ηb(2S) in the exclusive hadronic final states of the ϒ(1S) and ϒ(2S) radiative decays are much debated.

The charmonium-like states, exotic glueballs, light tetraquarks, and a stable six-quark state were searched for in ϒ(1S,2S,3S) inclusive or radiative decays. Unfortunately, no clear signals were observed in all the studied modes, and only the 90% C.L. upper limits on the production rates were determined. Nonetheless, searching for exotic states is still an important topic in hadronic physics. At Belle II, special attention should be paid to ϒ(1S)→f1(1285)+G0−− to check whether there is a peak around 3.92 GeV/c2. The other exotic glueballs with JPC = 0+-, 1-+, and 2+- predicted in Ref. [253] will also be searched for at Belle II. Related studies with the radiative decays of ϒ(1S,2S,3S) will be conducted further at Belle II.

The CLEO, Belle, and BaBar experiments studied the ϒ(1S)→invisible decay to search for low mass DM. No significant signal was observed in all these experiments. The most stringent upper limit was set by BaBar; it is B(ϒ(1S)→invisible)<3.0×10−4 at 90% C.L. With a tagging method, Belle and BaBar also set the upper limits at 90% C.L. on B(ϒ(1S)→γA0)B(A0→invisible)) and B(ϒ(1S)→γχχ)) to a few times 10-5 and a few times 10-4, respectively. At Belle II, one can expect a sensitivity of 1.3×10-5 at 90% C.L. for B(ϒ(1S)→invisible) which is comparable to the SM prediction B(ϒ(1S)→vv¯)=1.0×10−5 [21]. As to the search for ϒ(1S)→γ+invisible, Belle II has the possibility to discover an excess of events at 90% C.L. if B(ϒ(1S)→γA0)B(A0→invisible)>5×10−7 and B(ϒ(1S)→γχχ)>5×10−6.

Leptonic decays of ϒ(1S,2S,3S) can be used to test LFU. To date, the measured values of B(ϒ(1S,2S)→l+l−)(l=e, μ, τ) are consistent with each other, but with large uncertainties of a few percent. The LFV processes have not been observed, and the 95% C.L. upper limits on the branching fractions are determined to be at a level of 10-7 by CLEO and BaBar. Belle II experiment is expected to achieve better control of statistical and systematic effects, allowing improved determinations of B(ϒ(1S)→l+l−) and B(ϒ(1S)→l+l′−), where l+ and l′− are different types of leptons.

The transitions between ϒ(mS) and ϒ(nS) (m>n) were intensively investigated in e+e- collision experiments. The ratio B(ϒ(2S)→ηϒ(1S))/B(ϒ(2S)→π+π-ϒ(1S)) is slightly below the value predicted by QCDME, while B(ϒ(4S)→ηϒ(1S))/B(ϒ(4S)→π+π-ϒ(1S)) strongly disfavors the prediction from QCDME, which may imply additional implementations for QCDME are needed. The B(ϒ(4S)→η′ϒ(1S))/B(ϒ(4S)→ηϒ(1S)) was measured to be (0.20±0.06), which is in agreement with the expected value in the case of an admixture of a state containing light quarks in addition to the bb¯ pair for ϒ(4S). The production rates of ϒ(5S)→π+π-ϒ(1S,2S,3S) exceed those of the dipion transitions between lower resonances by more than two orders of magnitude, which indicates a new mechanism to enhance the decay rates. The latter observations of Zb(10610) and Zb(10650) decaying into πϒ(1S), πϒ(2S) and πϒ(3S) are supposed to contribute such enhancement in the dipion transitions of ϒ(5S).

4.2 Summary in pp, pPb, and PbPb collisions and outlook at the LHC

Measurements of the ϒ(1S,2S,3S) cross sections in pp collisions at the unprecedented C.M. energies of 2.76, 5.02, 7, 8, and 13 TeV have been undertaken, within the rapidity window of -2.0 < y < 4.5 and the dimuon momentum range of pT < 100 GeV/c. In addition, the angular distribution of the muons produced in the ϒ(1S,2S,3S) decays has been analyzed in different reference frames to determine the polarization parameters. From the results of CMS and LHCb, ϒ(1S,2S,3S) polarization parameters are all so close to zero that polarizations can be neglected. The measurements of these cross sections and polarizations have shed light on the ϒ(1S,2S,3S) production mechanisms in pp collisions. Analysis of new LHC data will extend the reach of the kinematics to test the NRQCD with higher-order corrections which becomes more sensitive with the increase of pT. Additional studies of other charmonia, bottomonia, and hadron jets are expected to be conducted at the LHC to gain a more complete understanding of the mechanisms of hadron productions.

The QGP formation is a hot topic in modern particle physics. One of its most striking characteristics is the suppression of quarkonium states. With the increased collision energy and detector capability, CMS, LHCb, and ALICE have established the pattern of sequential ϒ(1S,2S,3S) suppression in collisions involving heavy ions, where the excited states are more suppressed than the ground state. Besides, they proved that the ϒ(1S,2S,3S) suppression increases with the collision centrality and energy, and does not change along with the transverse momentum or rapidity. In addition to PbPb collisions, the ϒ(1S,2S,3S) suppression was also studied in pPb collisions by CMS, LHCb, and ALICE to distinguish the non-HNM effects in the QGP formation. The slight ϒ(1S,2S,3S) suppression observed in pPb collisions implies that both HNM and CNM can influence the QGP formation. In the future, the large datasets collected at the LHC will be used to explore the sequential suppression of P-wave bottomonia. New observables, such as azimuthal anisotropies and polarizations, will be also studied via angular analyses to figure out the properties of HNM in hadron collisions.

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