Influence of lining cavity characteristics on structural joint leakage behavior in urban tunnels

Pengfei LI , Yi LI , Qing XU , Junjie ZENG , Sulei ZHANG

Front. Struct. Civ. Eng. ›› 2025, Vol. 19 ›› Issue (11) : 1884 -1906.

PDF (8419KB)
Front. Struct. Civ. Eng. ›› 2025, Vol. 19 ›› Issue (11) : 1884 -1906. DOI: 10.1007/s11709-025-1246-8
RESEARCH ARTICLE

Influence of lining cavity characteristics on structural joint leakage behavior in urban tunnels

Author information +
History +
PDF (8419KB)

Abstract

Leakage at tunnel structural joints represents a critical vulnerability in tunnel waterproofing systems. The interaction between secondary lining cavity development and waterproofing system failure creates a vicious cycle that accelerates tunnel structural joint leakage instability risks. Forty physical model tests were conducted to investigate and quantify the impacts of cavity depth, dimension, and spatial distribution on joint leakage under varying hydraulic heads. The study employed a self-developed tunnel lining leakage defect simulation apparatus. Experimental investigation elucidates the coupled hydro-mechanical mechanisms governing seepage evolution and stress redistribution in defective lining structures. Key findings indicate that water pressure progressively accumulates at the lining with increasing hydraulic head height, while cavity zones maintain consistently lower pressure due to pressure relief effects. This pressure distribution causes the water pressure sharing ratio η to increase with higher head height, while gradually decreasing as cavity breakage becomes more severe. Cavity extent expansion demonstrates the most significant influence, decreasing vault earth pressure by 23.8% compared to 15.8% and 19.5% reductions from depth extension and spatial redistribution. Cavity depth expansion resulted in a 25.4% increase in the axial force at the vault, along with a 3-fold increase in the bending moment. Expansion of the cavity extent mainly led to a 40.3% increase in axial force and a 1.8-fold increase in bending moment. These findings provide quantitative insights for optimizing waterproofing design and developing targeted maintenance strategies for cavity-affected tunnel structures.

Graphical abstract

Keywords

model experiments / lining cavities / structural joints leakage / seepage field distribution / stress field distribution

Cite this article

Download citation ▾
Pengfei LI, Yi LI, Qing XU, Junjie ZENG, Sulei ZHANG. Influence of lining cavity characteristics on structural joint leakage behavior in urban tunnels. Front. Struct. Civ. Eng., 2025, 19(11): 1884-1906 DOI:10.1007/s11709-025-1246-8

登录浏览全文

4963

注册一个新账户 忘记密码

References

[1]

Bilfinger W . Impermeabilization versus drainage: Some considerations regarding lining loads. Felsbau Rock and Soil Engineering, 2005, 3: 55–61

[2]

Yoo C . Interaction between tunneling and groundwater—Numerical investigation using three dimensional stress–pore pressure coupled analysis. Journal of Geotechnical and Geoenvironmental Engineering, 2005, 131(2): 240–250

[3]

YangJYinZ YZhangD M. A coupled hydro-mechanical modeling of tunnel leakage in sand layer. In: Proceedings of GeoShanghai 2018 International Conference: Tunnelling and Underground Construction. Singapore: Springer, 2018, 506–514

[4]

Gattinoni P , Scesi L . The groundwater rise in the urban area of Milan (Italy) and its interactions with underground structures and infrastructures. Tunnelling and Underground Space Technology, 2017, 62: 103–114

[5]

Li S , Liu H , Li L , Zhang Q , Wang K , Wang K . Large scale three-dimensional seepage analysis model test and numerical simulation research on undersea tunnel. Applied Ocean Research, 2016, 59: 510–520

[6]

Lai J , Qiu J , Fan H , Chen J , Hu Z , Zhang Q , Wang J . Structural safety assessment of existing multiarch tunnel: A case study. Advances in Materials Science and Engineering, 2017, 2017(1): 1697041

[7]

Fan H , Zhu Z , Song Y , Zhang S , Zhu Y , Gao X , Hu Z , Guo J , Han Z . Water pressure evolution and structural failure characteristics of tunnel lining under hydrodynamic pressure. Engineering Failure Analysis, 2021, 130: 105747

[8]

Li R , Lei H , Ma C . The development of sand erosion induced by shield-tunnel joint leakage. Engineering Failure Analysis, 2023, 148: 107068

[9]

Chen Z , Zhuang D , Yu B , Ning Z , Zhan H , He C . Seepage interaction mechanism of crossing tunnels and existing tunnels: Model test and numerical analysis. Transportation Geotechnics, 2024, 46: 101269

[10]

Chen Z , Li Z , He C , Ma C , Li X , Chen K , Zhang H , Liu M . Investigation on seepage field distribution and structural safety performance of small interval tunnel in water-rich region. Tunnelling and Underground Space Technology, 2023, 138: 105172

[11]

Arjnoi P , Jeong J H , Kim C Y , Park K H . Effect of drainage conditions on porewater pressure distributions and lining stresses in drained tunnels. Tunnelling and Underground Space Technology, 2009, 24(4): 376–389

[12]

Li D , Li X , Li C C , Huang B , Gong F , Zhang W . Case studies of groundwater flow into tunnels and an innovative water-gathering system for water drainage. Tunnelling and Underground Space Technology, 2009, 24(3): 260–268

[13]

Nikvar Hassani N , Farhadian H , Katibeh H . A comparative study on evaluation of steady-state groundwater inflow into a circular shallow tunnel. Tunnelling and Underground Space Technology, 2018, 73: 15–25

[14]

Chang X , Li M , Han H , Duan P , Kong Y , Qin Z , Zhu J , Li Y . Experimental and numerical research of hydrogen-blended natural gas leakage and diffusion in utility tunnels. Tunnelling and Underground Space Technology, 2025, 161: 106578

[15]

Tan Y , Smith J V , Li C Q , Currell M , Wu Y . Predicting external water pressure and cracking of a tunnel lining by measuring water inflow rate. Tunnelling and Underground Space Technology, 2018, 71: 115–125

[16]

Li Z , He C , Chen Z , Yang S , Ding J , Pen Y . Study of seepage field distribution and its influence on urban tunnels in water-rich regions. Bulletin of Engineering Geology and the Environment, 2019, 78(6): 4035–4045

[17]

Farhadian H , Nikvar-Hassani A . Water flow into tunnels in discontinuous rock: A short critical review of the analytical solution of the art. Bulletin of Engineering Geology and the Environment, 2019, 78(5): 3833–3849

[18]

Meye S M , Shen Z . Retracted: Comparative analysis of tunnel seepage field under different waterproof and drainage system using analytical methods. Engineering, 2020, 12(6): 401–423

[19]

FengC CWangZ LWangJ GLuZ TLiS Y. A thermo-mechanical damage constitutive model for deep rock considering brittleness-ductility transition characteristics. Journal of Central South University, 2024, 31(7): 2379–2392 (in Chinese)

[20]

Wang L , Niu X , Zhao Y , Li W , Song W , Zhang C . Study on the mechanism and rapid treatment method of leakage disease at the junction between the shaft and shield tunnel. Engineering Failure Analysis, 2023, 154: 107639

[21]

Li Z , Chen Z , He C , Chen K , Zhang H , Ma C , Li X , Liu M . Experimental simulation of seepage field distribution for small interval tunnel under varying-head infiltration. Transportation Geotechnics, 2023, 41: 101029

[22]

Feng Z , Li D , Wang F , Zhang L , Wang S . Field test and numerical simulation study on water pressure distribution and lining deformation law in water-rich tunnel crossing fault zones. Applied Sciences, 2024, 14(16): 7110

[23]

Gao C , Zhou Z , Yang W , Lin C , Li L , Wang J . Model test and numerical simulation research of water leakage in operating tunnels passing through intersecting faults. Tunnelling and Underground Space Technology, 2019, 94: 103134

[24]

Peng H , Li Y , Niu X , Tang H , Meng X , Li Z , Wan K , Li W , Song W . Characteristics analysis of leakage diseases of Beijing underground subway stations based on the field investigation and data statistics. Transportation Geotechnics, 2024, 48: 101317

[25]

DongFFangQNiuX K. Analysis on defects of operational metro tunnels in Beijing. Civil Engineering Journal, 2017, 50: 104–113 (in Chinese)

[26]

DingL YWuX G. Research on standard for construction safety assessment of metro engineering. Civil Engineering Journal, 2011, 44: 121–127 (in Chinese)

[27]

Gong C , Ding W , Soga K , Mosalam K M . Failure mechanism of joint waterproofing in precast segmental tunnel linings. Tunnelling and Underground Space Technology, 2019, 84: 334–352

[28]

Xu G , He C , Chen Z , Liu C , Wang B , Zou Y . Mechanical behavior of secondary tunnel lining with longitudinal crack. Engineering Failure Analysis, 2020, 113: 104543

[29]

Ding W , Gong C , Mosalam K M , Soga K . Development and application of the integrated sealant test apparatus for sealing gaskets in tunnel segmental joints. Tunnelling and Underground Space Technology, 2017, 63: 54–68

[30]

TaniguchiYAgemiN. Structural improvement of the construction joint of the cut and cover tunnels. In: High Tech Concrete: Where Technology and Engineering Meet: Proceedings of the 2017 fib Symposium. Cham: Springer Nature, 2018: 1985–1993

[31]

Wang H , Huang H , Feng Y , Zhang D . Characterization of crack and leakage defects of concrete linings of road tunnels in China. ASCE-ASME Journal of Risk and Uncertainty in Engineering Systems, Part A: Civil Engineering, 2018, 4(4): 04018041

[32]

Deng H S , Fu H L , Chen W , Zhao Y B , Yi H D . Study on deterioration, cracking mechanism and treatment measures of plain concrete lining with cold joints in high-speed railroad tunnel. Case Studies in Construction Materials, 2023, 18: e01895

[33]

KawataKOkawaRNakazatoR. Influence of construction joints on the mechanical behavior of linings in mountain tunnels acted on by external forces. In: Expanding Underground-Knowledge and Passion to Make a Positive Impact on the World. Boca Raton: CRC Press, 2023, 646–654

[34]

He Y , Zhao C , Xiao Z , Lei M , Jia C . Influence mechanism of confining pressure on morphology of concrete crack surfaces. Materials, 2025, 18(13): 3158

[35]

Gong C , Wang Y , Peng Y , Ding W , Lei M , Da Z , Shi C . Three-dimensional coupled hydromechanical analysis of localized joint leakage in segmental tunnel linings. Tunnelling and Underground Space Technology, 2022, 130: 104726

[36]

Wang C , Friedman M , Wu W , Zhang D , Li Z . Hydraulic influences on the long-term performance of tunnels: A review. Transportation Geotechnics, 2024, 48: 101329

[37]

Wang F , Huang H . Theoretical analysis of the joint leakage in shield tunnel considering the typical deformation mode. International Journal of Geomechanics, 2020, 20(12): 04020218

[38]

Gong C , Xie C , Zhu H , Ding W , Song J , Ge Y . Time-varying compressive properties and constitutive model of EPDM rubber materials for tunnel gasketed joint. Construction and Building Materials, 2024, 433: 136734

[39]

Wang F , Zhang D , Huang H , Huang Q . A phase-field-based multi-physics coupling numerical method and its application in soil–water inrush accident of shield tunnel. Tunnelling and Underground Space Technology, 2023, 140: 105233

[40]

Liu Y , Y W , Wu Q , Li R , Zhang J , Liu W . Development of a water leakage model test system and investigation of the water leakage behavior in subsea shield tunnels during operation. Measuremen, 2024, 233: 114691

[41]

Fu H , Hu K , Wu Y , He W . Experiment-based study on three dimensional seepage at tunnel junction of parts constructed by different methods. Tunnelling and Underground Space Technology, 2025, 164: 106773

[42]

Bagnoli P , Bonfanti M , Della Vecchia G , Lualdi M , Sgambi L . A method to estimate concrete hydraulic conductivity of underground tunnel to assess lining degradation. Tunnelling and Underground Space Technology, 2015, 50: 415–423

[43]

Shi Y , Chen Z , Wei D , Zhang T , Zhou X , Zhao X , Hu J , Zhou Y . Analysis of structural response of subway shield tunnel lining under the influence of cavities. Advances in Civil Engineering, 2021, 2021(1): 3326595

[44]

Wang J , Huang H , Xie X , Bobet A . Void-induced liner deformation and stress redistribution. Tunnelling and Underground Space Technology, 2014, 40: 263–276

[45]

Liu C , Lei M , Peng L , Shi C . Cavity influence on fatigue performance of heavy haul railway Tunnel’s bottom structure. Construction and Building Materials, 2020, 251: 118886

[46]

Zhang Y , Shi Y , Zhao Y , Yang J . Damage in concrete lining of an operational tunnel. Journal of Performance of Constructed Facilities, 2017, 31(4): 06017002

[47]

Fu J , Xie J , Wang S , Yang J , Yang F , Pu H . Cracking performance of an operational tunnel lining due to local construction defects. International Journal of Geomechanics, 2019, 19(4): 04019019

[48]

Fang Y , Guo J , Grasmick J , Mooney M . The effect of external water pressure on the liner behavior of large cross-section tunnels. Tunnelling and Underground Space Technology, 2016, 60: 80–95

[49]

Zhao C , Lei M , Jia C , Wu C , Yang Z , Shi Y . Influence mechanism of initial mechanical damage on concrete permeability and tunnel lining leakage. Engineering Fracture Mechanics, 2024, 310: 110531

[50]

Quan X J , Gao J H , Wang B , Xu J H , Zhang Q Z . Damage mechanisms of soft rock tunnels in the western China: A case study on the Dujiashan tunnel. Structural Engineering International, 2022, 32(3): 369–377

[51]

FumagalliE. Statical and Geomechanical Models. Berlin: Springer Science and Business Media, 2013

[52]

Zheng H , Li P , Ma G , Zhang Q . Experimental investigation of mechanical characteristics for linings of twins tunnels with asymmetric cross-section. Tunnelling and Underground Space Technology, 2022, 119: 104209

[53]

Xu Q , Zhang S , Li P , Liu C , Bao T . Lining failure performance of highway tunnels induced by the drainage system deterioration. Engineering Failure Analysis, 2023, 149: 107236

[54]

Xu Q , Li P , Xu C , Wang S , Zhang S . Investigation of the spatial distribution of tunnel seepage under varying drainage capacities in water-abundant regions. Underground Space, 2025, 23: 343–361

[55]

Yu B , Chen Z , Li Z , Chen K , Zhang H , He C . Analysis of water pressure distribution and optimization of waterproof-drainage system for tunnels in water-rich region. Bulletin of Engineering Geology and the Environment, 2024, 83(4): 137

[56]

Gao Y , Jiang Y , Li B . Voids delineation behind tunnel lining based on the vibration intensity of microtremors. Tunnelling and Underground Space Technology, 2016, 51: 338–345

[57]

He B G , Liu E R , Zhang Z Q , Zhang Y . Failure modes of highway tunnel with voids behind the lining roof. Tunnelling and Underground Space Technology, 2021, 117: 104147

[58]

Min B , Zhang C , Zhang X , Wang H , Li P , Zhang D . Cracking performance of asymmetric double-arch tunnels due to the voids behind linings. Thin-walled Structures, 2020, 154: 106856

RIGHTS & PERMISSIONS

Higher Education Press

AI Summary AI Mindmap
PDF (8419KB)

174

Accesses

0

Citation

Detail

Sections
Recommended

AI思维导图

/