New pseudo-dynamic analysis of two-layered cohesive-friction soil slope and its numerical validation

Suman HAZARI , Sima GHOSH , Richi Prasad SHARMA

Front. Struct. Civ. Eng. ›› 2020, Vol. 14 ›› Issue (6) : 1492 -1508.

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Front. Struct. Civ. Eng. ›› 2020, Vol. 14 ›› Issue (6) : 1492 -1508. DOI: 10.1007/s11709-020-0679-3
RESEARCH ARTICLE
RESEARCH ARTICLE

New pseudo-dynamic analysis of two-layered cohesive-friction soil slope and its numerical validation

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Abstract

Natural slopes consist of non-homogeneous soil profiles with distinct characteristics from slopes made of homogeneous soil. In this study, the limit equilibrium modified pseudo-dynamic method is used to analyze the stability of two-layered c-φ soil slopes in which the failure surface is assumed to be a logarithmic spiral. The zero-stress boundary condition at the ground surface under the seismic loading condition is satisfied. New formulations derived from an analytical method are proposed for the predicting the seismic response in two-layered soil. A detailed parametric study was performed in which various parameters (seismic accelerations, damping, cohesion, and angle of internal friction) were varied. The results of the present method were compared with those in the available literature. The present analytical analysis was also verified against the finite element analysis results.

Keywords

layered soil / limit equilibrium method / seismic analysis / damping / PLAXIS

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Suman HAZARI, Sima GHOSH, Richi Prasad SHARMA. New pseudo-dynamic analysis of two-layered cohesive-friction soil slope and its numerical validation. Front. Struct. Civ. Eng., 2020, 14(6): 1492-1508 DOI:10.1007/s11709-020-0679-3

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Introduction

In geotechnical earthquake engineering, checking the stability of a slope is very important and the capacity of the slope to sustain the additional load due to earthquake shaking should be ensured during the design of the soil slope. Several researchers have developed various methods to analyze the stability of slopes under earthquake loading conditions. The slope is subjected to an additional force due to the seismic load during an earthquake. Hence, the evaluation of slope stability under seismic loading conditions is an important topic of research. The limit equilibrium method, in which the failure surface is assumed to be circular, has been widely adopted to assess slope stability [13]. This approach has been applied by several researchers to analyze the slope stability in nonlinear failure surfaces [4,5].

An earthquake has significant effects on the stability of a slope. To introduce the effect of the earthquake on the slope, the pseudo-static approach has been adopted to analyze the slope stability. In this approach, the earthquake loadings are considered as equivalent inertia forces, and the dynamic behavior of the slope is determined on the basis of static equilibrium considerations. The earliest method for analyzing the slope stability under earthquake loading conditions was developed by Terzaghi [6]. Terzaghi pointed out that landslides affect the slope stability. Several researchers have adopted the method by assuming circular failure surfaces to analyze the stability of slopes [710]. Using the same pseudo-static approach, the slope stability analysis was extended to consider a logarithmic spiral rupture surface [11]. However, the seismic behavior of earthquakes is very roughly approximated in the pseudo-static approach, which may not reproduce the actual seismic effects on the slope. To overcome this drawback, a pseudo-dynamic approach was introduced [12] to account for the effects of time and phase differences due to earthquake loading. This approach has been applied by several researchers [1316] on some common geotechnical structures. However, this pseudo-dynamic approach has some limitations. (a) The method regards the wave as propagating upwards through the soil medium. This does not satisfy the zero-stress boundary condition at the free surface. (b) The method does not consider damping in the soil. (c) This method requires an amplification factor to be introduced. To overcome these limitations, a modified pseudo-dynamic approach was suggested [17]. This approach was later extended for predicting the active and passive earth pressure on the retaining wall [18]. A similar method was used to predict the stability of the slope considering logarithmic spiral failure surfaces [19].

It should be noted that the above-mentioned works investigated geotechnical structures with homogeneous (i.e., single-layered) soil profiles. However, slopes are sometimes made up of two or three different layers depending on the requirements. In fact, both the soil properties and distribution of seismic loads vary non-uniformly with the depth. A non-homogeneous slope stability analysis has been performed [20] using the limit equilibrium framework. A number of researchers have used the Morgenstern and Price method [4] and the Spencer method [5] to model slopes made up of non-homogeneous soil. An expression was given [21] for the safety factor of a c-f soil slope based on limit analysis considering the log-spiral failure mechanism and soil non-homogeneity. A stability analysis of a non-homogeneous slope was performed [22] for purely cohesive soils exhibiting a linear variation of the cohesion with depth. The stability of the slope was studied [23] in homogeneous and layered soil considering the effects of rapid drawdown, crack location, and undrained clay soils. A three-dimensional slope stability analysis was presented [24] for anisotropic and non-homogeneous slopes using the upper bound limit analysis approach. A stability chart was proposed [25] for two-layered cohesive slopes using finite element upper and lower bound limit analysis methods. Finite element upper and lower bound limit analysis methods were used [26] to investigate the three-dimensional slope stability of two-layered undrained clay slopes. A series of laboratory tests were conducted [27] on two-layered model slopes subjected to surcharge loads. A stability analysis of a non-homogeneous slope [28] made up of different soil combinations was performed using limit equilibrium and finite element methods.

There are very few studies in the literature [29,30] that analyzed the stability of two-layered slopes using static and pseudo-static methods. As the pseudo-static method provides only very approximate solutions for earthquake-related problems, the pseudo-dynamic method was introduced and was further improved by introducing the effects of significant factor damping and imposing the zero-stress boundary condition at the ground surface. The solution for a two-layered soil slope using this new pseudo-dynamic method has yet to be determined. Therefore, the pseudo-dynamic limit equilibrium method is used to solve two-layered soil slopes in the present study, and the zero-stress boundary condition and soil damping are also considered. The failure surface is considered to be a logarithmic spiral failure surface. Several relevant parameters are optimized through MATLAB, and the variation of these parameters due to seismic waves at different soil layers is also considered in this analysis. To verify the proposed model, the results obtained from the method are compared with those obtained by numerical analysis and earlier studies.

Method of analysis

Assumptions

1) Each soil layer is homogeneous, isotropic, semi-infinite, and dry with constant values of c and f.

2) Both the horizontal and vertical seismic inertial forces are sinusoidal and act at the center of gravity of each strip.

3) The slope fails due to the forces acting on the slope under seismic loading conditions. It is assumed that the logarithmic spiral failure surface generated passes through the toe of the slope.

Problem definition

The failure surface in field conditions is neither linear nor circular, and may be nonlinear. To better model this situation, a more realistic logarithmic spiral failure surface is considered for the analysis [2931]. Let us consider an arbitrary c-f soil slope with two different horizontal layers, as shown in Fig. 1. The top layer is defined by the thickness H1, cohesion c1, angle of internal friction f1, and unit weight g1. Similarly, the bottom layer is defined by the thickness H2, cohesion c2, angle of internal friction f2, and unit weight g2.The logarithmic sloping surface is inclined at an angle b to the horizontal.

Collapse Mechanism

The failure surface is assumed to be a combination of logarithmic spiral arcs (shown in Fig. 1) passing through the toe of the slope with the focus O. From the plot, it can be seen that the log-spiral curve portions ODPE and OAME are governed by the respective heights of the soil slopes H1 and H2. q1 and q2 are the angles, respectively, subtended by the logarithmic spiral curves ODPE and OAME at the center, and qb is the angle at the center subtended by a line passing through the center and point D of the curve and a horizontal line OO1 passing through the center.

Problem analysis

The generalized expressions for the logarithmic spiral curve based on the friction angle in the layer are given byr1=r0eθ1tanϕ1,r2=r1eθ2tanϕ2,where r0 is the initial radius OD, r1is the final radius OE at the top layer, andr2is the final radius OA at the bottom layer.

The initial radius r0is given by
r0=Hcosec(θa+θb)e(θ1tanφ1+θ2tanφ2)sinθbsin(θa+θ)b,
whereθa=θ1+θ2.

The width of the soil surface,
CD=bs=r0sinθasin(θa+θ)b+Hcot(θa+θb)Hcotβ.

Mass of the wedges

For the top layer, the total mass of the potential wedge is calculated by dividing the potential wedge into n strips (Fig. 2).

Therefore, the area of the ith strip in the top layer is given by
Ai=H1n[{r0e(i1)θ1ntanφ1sin[θa+θb+(i1)θ1n]sin[θa(i1)θ1n]+[H(i1)H1n]cot(θa+θb)[H(i1)H1n]cot(β)}+{r0e(2i1)θ1ntanφ1sin[θa+θb+(2i1)θ1n]sin[θa(2i1)θ1n]+[H(2i1)H1n]cot(θa+θb)[H(2i1)H1n]cot(β)}].

The mass of the potential wedge in the top layer is therefore given by
mI(z1,t)=γ1gi=1nAi.

Similarly, the area of the jth strip in the bottom layer is given by
Aj=H2n[{r0e[θ1tanφ1+(j1)θ2ntanφ2]sin[θa+θb+(j1)θ2n]sin[θ2(j1)θ2n]+[H(j1)H2n]cot(θa+θb)[H(j1)H2n]cot(β)}+{r0e[θ1tanφ1+(2j1)θ2ntanφ2]sin[θa+θb+(2j1)θ1n]sin[θ2(2j1)θ2n][H(2j1)H1n]cot(θa+θb)[H(2j1)H1n]cot(β)}],
where j denotes the strip number on the bottom layer.

Accordingly, the mass of the potential wedge in the bottom layer is given by
mII(z2,t)=γ2gj=1nAj.

Formulation of visco-elastic soil media

Consider a harmonic stress wave traveling through two-layer soil deposits and approaching an interface between the two layers with different soil properties, as shown in Fig. 2. Practical ground response problems usually involve soil deposit layers with different damping characteristics. Because the wave is traveling toward the interface, it is referred to as the incident wave (AI). When the incident wave reaches the interface, part of its energy is transmitted through the interface and continues to travel through the top layer to form the transmitted wave (At). The remaining wave energy is reflected at the interface and travels back through the bottom layer as the reflected wave (Ar). The dynamic response of the soil is described by the behavior of viscoelastic materials, which exhibit both elastic and viscous behavior. In the soil, part of the absorbed energy is converted to the equivalent damping ratio (D), which is a dimensional measure that describes how the oscillation in a system decays after a disturbance. It is assumed that each layer of soil behaves as a Kelvin-Voigt model. This model is represented by a purely viscous damper and a purely elastic spring connected in parallel.

The equation of motion of the Kelvin-Voigt visco-elastic medium in vectorial form [32] is given by
ρ2Ut2={(λ+G)+(η1+ηs)t}grad(θ)+(G+ηst)2U,
where ρis the density of the soil material, λis the Lame elastic modulus, G is the shear modulus,η1andηsare the viscosities of the slope soil, U is the displacement with components ux,uy, and uz, andθ=div(U).

Considering wave propagation along the z-axis in the Kelvin-Voigt model, the solution of Eq. (9) is given by
ρ2uht2=G2uhz2+ηs3uhz2t,
ρ2uvt2=(λ+2G)2uvz2+(η1+2ηs)3uvz2t.

In the present analysis, the base of the slope is considered to be rigid. Therefore, any downward-traveling waves in the soil are completely reflected back toward the ground surface by the rigid base.

Top layer

The equation of motion for harmonic waves may be written as
uI(z1,t)=Atei*(ωt+ks*z1)+Arei*(ωtks*z1),
where i* is an imaginary number.

To satisfy the zero-stress boundary condition at the ground surface, At = Ar.

The equation of motion for harmonic waves in the top layer thus yields
uI(z1,t)=At{ei*(ωt+ks*z1)+ei*(ωtks*z1)}.

The displacement amplitude of the transmitted wave is given by
At=2(1+αz)AI,
where the impedance ratioαz=ρ2v2ρ1v1. r1 and r2 are the densities of the top and bottom soil layers, respectively, and vs1 and vs2 the corresponding shear wave velocities.

The complex wave number can be written as
ks*=ks1+iks2,
where ks1=ωs1vs1{(1+4Ds12)12+12(1+4Ds12)12}12and ks2=ωs1vs1{(1+4Ds12)1212(1+4Ds12)12}12.

Considering the damping as a function of Ds=ηsωs2G, the real and imaginary parts of the horizontal displacement at any depth z1 can be obtained as
uhI(z1,t)=At{cosh(ks2z1)+sinh(ks2z1)}{cos(2πtTks1z1)cos(2πtT+ks1z1)},(real part)
uhII(z1,t)=At{cosh(ks2z1)+sinh(ks2z)}{sin(2πtTks1z1)sin(2πtT+ks1z1)}.(imaginarypart)

Similarly, considering the damping as a function ofDp=ηpωp2(λ+2G) whereηp=(η1+2ηs), the real and imaginary parts of the vertical displacement can be expressed as

uvI(z1,t)=At{cosh(kp2z1)+sinh(kp2z1)}{cos(2πtTkp1z1)cos(2πtT+kp1z1)},(realpart)

uvII(z1,t)=At{cosh(kp2z1)+sinh(kp2z)}{sin(2πtTkp1z1)sin(2πtT+kp1z1)}.(imaginarypart)

In this analysis, only the real part is considered. Differentiating Eq. (18) twice, the horizontal acceleration in the top layer at any depth zi can be obtained as
ahI(zi,t)=khgAt[2ks1ks2[{cosh(ks2zi)sinh(ks2zi)}sin(ωt+ks1zi)]+[{cosh(ks2zi)+sinh(ks2zi)}sin(ωtk1zi)](ks12ks22)[{cosh(ks2zi)sinh(ks2zi)}cos(ωt+ks1zi)]+[{cosh(ks2zi)+sinh(ks2zi)}cos(ωtks1zi)]].

Accordingly, the vertical acceleration in the top layer is expressed as
avI(zi,t)=kvgAt[2kp1kp2[{cosh(kp2zi)sinh(kp2zi)}sin(ωt+kp1zi)]+[{cosh(kp2zi)+sinh(kp2zi)}sin(ωtk1zi)](ks12kp22)[{cosh(kp2zi)sinh(kp2zi)}cos(ωt+kp1zi)]+[{cosh(kp2zi)+sinh(kp2zi)}cos(ωtkp1zi)]],
wherezi=[(2i12)H1n].

Bottom layer

Note that the displacements at the layer boundaries must be compatible, that is, the displacement at the top of the bottom layer must be equal to the displacement at the bottom of the top layer. Applying the compatibility requirement at the interface, the real and imaginary parts of the horizontal displacement in the bottom layer can be expressed as
uhII=At2[(1+αz)I1+(1αz)I2],(realpart)
uhII=At2[(1+αz)I3+(1αz)I4].(imaginarypart)

The detailed expressions of I1, I2, I3, and I4 are given in the appendix.

The horizontal acceleration in the bottom layer can be obtained as
ahII(zj,t)=khgAt(1+αz)[[{(ks12ks22)(ys2ys4)2ks1ks2(ys1ys3)}{sinh(ks2zj)cosh(ks2zj)}]sin(ωt+ks1zj)[{(ks12ks22)(ys2+ys4)2ks1ks2(ys1+ys3)}{sinh(ks2zj)+cosh(ks2zj)}]sin(ωtks1zj)+[{(ks12ks22)(ys1ys3)+2ks1ks2(ys2ys4)}{sinh(ks2zj)cosh(ks2zj)}]cos(ωt+ks1zj)[{(ks12ks22)(ys1+ys3)+2ks1ks2(ys2+ys4)}{sinh(ks2zj)+cosh(ks2zj)}]cos(ωtks1zj)],
whereys1=cos(ks1H1)cosh(ks1H1),

ys2=sin(ks1H1)sinh(ks1H1),
ys3=cos(ks1H1)sinh(ks1H1),
ys4=sin(ks1H1)sinh(ks1H1),

Similarly, the vertical acceleration in layer II at any depth zj can be expressed as
avII(zj,t)=kvgAt(1+αz)[[{(kp12kp22)(yp2yp4)2kp1kp2(yp1yp3)}{sinh(kp2zj)cosh(kp2zj)}]sin(ωt+kp1zj)[{(kp12kp22)(yp2+yp4)2kp1kp2(yp1+yp3)}{sinh(kp2zj)+cosh(kp2zj)}]sin(ωtkp1zj)+[{(kp12kp22)(yp1yp3)+2kp1kp2(yp2yp4)}{sinh(kp2zj)cosh(kp2zj)}]cos(ωt+kp1zj)[{(kp12kp22)(yp1+yp3)+2kp1kp2(yp2+yp4)}{sinh(kp2zj)+cosh(kp2zj)}]cos(ωtkp1zj)]
+At(1αz)[[{(kp12kp22)(yp2+yp4)2kp1kp2(yp1+yp3)}{sinh(kp2zj)cosh(kp2zj)}]sin(ωt+kp1zj)[{(kp12kp22)(yp2yp4)2kp1kp2(yp1yp3)}{sinh(kp2zj)+cosh(kp2zj)}]sin(ωtkp1zj)+[{(kp12kp22)(yp1+yp3)+2kp1kp2(yp2+yp4)}{sinh(kp2zj)cosh(kp2zj)}]cos(ωt+kp1zj)[{(kp12kp22)(yp1yp3)+2kp1kp2(yp2yp4)}{sinh(kp2zj)+cosh(kp2zj)}]cos(ωtkp1zj)]
where zj=H1+[(2j12)H2n],

yp1=cos(kp1H1)cosh(kp1H1),

yp2=sin(kp1H1)sinh(kp1H1),

yp3=cos(kp1H1)sinh(kp1H1),

yp4=sin(kp1H1)cosh(kp1H1).

Calculation of horizontal and vertical inertia forces

The horizontal inertia force QhIacting on the top layer can be expressed as
QhI=γ1khi=1nmI(zi)ahI(zi,t).

On the other hand, the horizontal inertia force QhIIacting on the bottom layer is given by
QhII=γ2khj=1nmII(zj)ahII(zj,t).

Therefore, the total horizontal inertia force Qhacting on the failure wedge is given by
Qh=kh{γ1i=1nmI(zi)ahI(zi,t)+γ2j=1nmII(zj)ahII(zj,t)}.

Similarly, the total vertical inertia force Qvacting on the failure wedge is given by
Qv=kv{γ1i=1nmI(zi)avI(zi,t)+γ2j=1nmII(zj)avII(zj,t)}.

The disturbing moments at the top and bottom layers due to horizontal forces are given by
(Mh)1=QhI×y¯1,
(Mh)2=QhII×y¯2.

The disturbing moments at the top and bottom layers due to vertical forces are given by

(Mv)1=QvI×x¯1,

(Mv)2=QvII×x¯2,
where x1,y1and x2,y2are respectively the horizontal and vertical distances of the centers of gravity from the centers of the logarithmic arcs for the two layers, and can be expressed as

x¯1=MODPE+MBEE1MODD1MCD1E1wODPE+wBEE1wODD1wCD1E1,

y¯1=MODPE+MBEE1MODD1MCD1E1wODPE+wBEE1wODD1wCD1E1,

x¯2=MOAMEMBEE1MACJMOD1JwOAMEwBEE1wACJwOD1J,

y¯2=MOAMEMBEE1MACJMOD1JwOAMEwBEE1wACJwOD1J,
wODPE,wBEE1,wODD1,wCD1E1,wOAME,wACJ, and wOD1J are the weights of portions ODPE, BEE1, ODD1, CD1E1, OAME, ACJ, and OD1J, respectively. MODPE,MBEE1,MODD1,MCD1E1,MOAME,MACJ,MOD1J,MODPE,MBEE1,MODD1,MCD1E1,MOAME,MACJ, and MOD1J are the moments of portions ODPE, BEE1, ODD1, OAME, ACJ, and OD1J, respectively. The detailed expressions of these terms are given in the appendix.

The moment of force due to the cohesive force acting on the top layer is given by

(Mcm)I=cm12tanφm1(r12r02).

The moment of force due to the cohesive force acting on the bottom layer is given by

(Mcm)II=cm2 2tanφm2(r22r12).

The moment of force due to the reaction force acting on the top layer is given by

(MRm)I=wBCDEBr0sinφm1+tan2φm[{(cos(θb+θ1)sin(θb+θ1)tanφm)}eθ2tanφm{cos(θb+θ1+θ2)sin(θb+θ1+θ2)tanφm}].

The moment of force due to the reaction force acting on the bottom layer is given by

(MRm)II=wABEMAr0sinφm1+tan2φm[(cosθbsinθbtanφm)eθ1tanφm{cos(θb+θ1)sin(θb+θ1)tanφm}],
where m denotes the mobilization factor.

The factor of safety (FOS) of the slope is thus

FOS=(Mcm)I+(MRm)I+(Mcm)II+(MRm)II(Mh+Mv)I+(Mh+Mv)II.

Results and discussions

From Eq. (42), it can be seen that for a particular layered slope under a particular seismic loading condition, all the variables are constant except for q1, q2, qb, m, and t/T. To locate the critical logarithmic spiral failure surfaces, an optimization technique was implemented in MATLAB [33] to obtain the corresponding values of the FOS with respect to q1, q2, qb, m, and t/T. The details of the optimization algorithm are shown in Fig. 3. The results of the analytical solution are given in tabular form in Table 1.

For the two-layered soil slopes, the following typical parameters are used: g1 = 16 kN/m3; g2 = 16 kN/m3; f1 = 30°; f2 = 18°; c1 = 10 kN/m3; c2 = 25 kN/m3; kh = 0.1, 0.2, and 0.3; kv = 0, kh/2, and kh; b = 10° –50°; D1/D2 = 0.25, 0.5 and 1.0; Ai = 100 kN/m2 and vp/vs = 1.87 for m = 0.3.

For simplicity, it is assumed that D= Ds= Dp. The influence of the damping ratio on the slope stability is demonstrated in Fig. 4. Here, D1 is the damping ratio of the bottom layer and D2 is the damping ratio of the bottom layer. Keeping the damping ratio of the bottom layer constant, the damping ratio of the top layer is increased such that the ratio D1/D2 increases. So, it is obvious that when the damping ratio increases, the FOS will also increase. For example, at f2/f1 = 0.6, b = 30°, kh = 0.1, kv = kh/2, c1/c2 = 0.4, g1/g2 = 1.0, and H1/H2 = 0.6, the FOS increases by 32.9% when D increases from 10% to 20%.

The effects of the horizontal and vertical seismic accelerations on the slope stability are plotted in Fig. 5 and 6, respectively. The results indicate that the FOS decreases with the increase of both the horizontal and vertical seismic accelerations. It is noted that the effect of horizontal seismic accelerationsis more prominant than that of vertical seismic accelerations. It is well established that the seismic accelerations increase with the earthquake magnitudes, which in turn increase the shear strains or the amplification of the soil layers, and hence decrease the FOS. For example, at f2/f1 = 0.6, b = 30°, D1/D2 = 0.5, kv= kh/2, c1/c2 = 0.4, g1/g2 = 1.0, and H1/H2 = 0.6, the FOS decreases by 16.23% at kh = 0.1 when kh increases from 0.1 to 0.3. Similarly, for the same slope and kh = 0.1, if kv increases from kh/2 to kh, the FOS decreases by approximately 5.89% at kv = kh/2.

As discussed above, it is also observed that with the increase of the slope angle, the FOS decreases because of the increase in the driving force in the slope. The slope may become unstable if the FOS<1.

Figure 7 shows the variation in the FOS for different ratios of c1/c2at b = 30°, f2/f1 = 0.6, kh = 0.1, kv = kh/2, D1/D2 = 0.5, g1/g2 = 1.0, and H1/H2 = 0.6. It is observed that the FOS increases with the ratio of c1/c2 because the cohesion increases the attraction between the soil particles, which in turn increases the shear strength of the soil. For example, the FOS increases by approximately 11% and 19.5% when the ratio of c1/c2 increases from 0.4 to 0.6 and from 0.4 to 1.0, respectively, for c1/c2 = 0.4. Here, the ratio of c1/c2 is increased by keeping the value of c2 constant.

Figure 8 presents the influence of f2/f1 on the slope stability. Here, the ratio of f2/f1 is increased by keeping f1 constant. It can be seen that the FOS increases with an increase in the ratio of f2/f1. This clearly suggests that the slope stability is significantly affected by the soil friction angle and that a better compacting effect in the slope leads to a higher soil friction angle. For example, the FOS increases by approximately 34% when f2/f1 increases from 0.6 to 0.8 atD1/D2 = 0.5, b = 30°, kh = 0.1, kv = kh/2, c1/c2 = 0.4, g1/g2 = 1.0, and H1/H2 = 0.6.

Figure 9 shows the variation in the FOS with respect to the slope angle for different ratios of g1/g2 at D1/D2 = 0.5, b = 30°, kh = 0.1, kv = kh/2, c1/c2 = 0.4, f2/f1 = 0.6, and H1/H2 = 0.6. From the plot, it is observed that the FOS increases with the g1/g2 ratio. For example, the FOS increases by approximately 8.5% when the g1/g2 ratio varies from 0.6 to1.0. An increase in the g1/g2 ratio implies the tightening of the soil particles, which results in an increase in the shear strength of the soil and thus, the FOS. Here, the ratio of g1/g2 is increased by keeping g2 constant.

Figure 10 depicts the variation in the FOS with the H1/H2 ratio at D1/D2 = 0.5, b = 30°, kh = 0.1, kv = kh/2, c1/c2 = 0.4, f2/f1 = 0.6, and g1/g2 = 1.0. Here, H1 is increased while H2 is kept constant. From the plot, it is noticed that the FOS increases with the ratio of H1/H2. For example, the FOS decreases by approximately 12.5% when the H1/H2 ratio changes from 0.6 to1.0.The increase in the H1/H2 ratio decreases the self-weight of the slope, which may decrease the driving forces acting on the slope and hence increase the FOS.

Numerical analysis

To perform the analysis, a two-dimensional finite element model of the theoretical slope model during an earthquake was developed and analyzed using PLAXIS 2D [34]. Slope stability analysis using the finite element method has been reported by several researchers [3539]. For the standard boundaries of the slope, the base was set at a depth 13m below the top level of the slope and rollers were placed on the two vertical sides; one vertical side passes through the center line of the slope and the other at a distance of 25 m from the toe of the slope. The rollers are such that they only allow vertical movement of the slope material. A full fixed boundary condition was considered at the base of the slope. The slope within these boundaries was divided into a number of 6-node triangular elements. The geometry of the finite element slope model and the mesh arrangement are depicted in Fig. 11. A sensitivity analysis was performed to understand how the size of the mesh affected the results obtained by the numerical analysis. Figure 12 shows that with the decrease in the element size, the FOS of the slope also decreased up to an element size of 0.5 m. When the element size was further reduced to less than 0.5 m, no considerable FOS reduction was observed. Therefore, a mesh size of 0.5 m was used in the present numerical analysis and the soils were discretized with 378 triangular elements.

The numerical study considered the propagated shear and primary waves transmitted through the soil medium. The maximum size of the finite element mesh also satisfies the condition that the size of the element should not be greater than 20% of the wavelength of a shear wave [40]. According to Bakr and Ahmad [41], if lmin and vs denote the wavelength and shear wave velocity, respectively, and fmax is the maximum frequency of the seismic input motion, the height of the finite element mesh should be less than or equal to hemax:

hemax=λmin5=vs5fmax.

To ascertain the generation of the free failure surface without any obstruction, the boundary of the model was extended beyond than the size of the actual model in both the horizontal and vertical directions, that is, along the x and y-axes. The slope was initially considered to be at rest. Hence, the coefficient of initial effective stress (K0), which is equal to the coefficient of earth pressure at rest condition, was calculated using Jaky’s formula K0 = 1-sinf, where f is the angle of internal friction of the soil and the initial stresses of the top and bottom layers were taken to be 0.837 and 0.636, respectively.The analysis was performed for dry soil.

Soil models

For finite element analysis, the behavior of soils may be modeled using various models, such as the Mohr–Coulomb model, hardening-soil model, soft-soil-creep model, and soft soil model. In the present analysis, the soft-soil-creep model (SSC) was adopted because of the analytic consideration of the viscous effect. The SSC model is a slight extension of the Mohr-Coulomb model. When soils are modeled with the SSC model, the initial conditions for the Mohr-Coulomb model are also required. The input parameters used in the finite element analysis are listed in Table 2.

Calculation phases

The numerical analysis was performed in three phases.

1) In the first phase, a static load was applied, which would act along with the dynamic load to satisfy plastic equilibrium.

2) The second phase included dynamic analysis in which accelerogram earthquake data was applied at the base in the horizontal direction (Fig. 13) to predict the possible failure of the slope during the earthquake.

3) For the design of the slope, it is important to consider not only the stability but also the final stability during construction. Therefore, the global safety factor of the slope was computed after the first and second phases. The global safety factor of the model slope was calculated in the last phase using the shear strength reduction technique or phi-c reduction analysis to assess the safety factor of the model slope after plastic equilibrium was attained. In this phase, the cohesion and friction angle of the soil mass were reduced until a collapse mechanism and the corresponding FOS were determined.

Results comparison

Figure 14 shows that the peak ground acceleration found is 0.93 m/s2. In the analytical method, the peak applied value is given by
PGA=(kh×g)=(0.1×9.81)=0.981m/s2.

Hence, the PGA value calculated in the numerical analysis agrees well with the value obtained in the analytical solution.

A comparison of the failure surfaces obtained from the present analytical method and the numerical analysis are shown in Figs. 15(a) and 15(b). From the plot, it can be seen that the patterns of the failure surfaces obtained from both the analytical and numerical methods have the same trends, and the shape of the failure surface is nonlinear. Figure 16 shows a comparison of both the analytical and numerical failure surfaces obtained from the present analysis at H1/H = 0 with the failure surface obtained from a 1D slope on a shake Table [42]. From the comparison, it can be seen that the failure surface obtained from the analytical study lies between the experimental and numerical failure surfaces. A comparison of the results obtained from the proposed analytical method and numerical analysis is shown in Table 3. The FOS results obtained from the analytical solution are in good agreement with the FOS obtained from the numerical solution. A limitation of the numerical solution is that it does not show any value for the FOS if the the FOS is less than one but only indicates that the FOS is less than one if the soil fails.

To verify the present analytical approach, the values obtained from the present analysis were compared with those reported by Chatterjee and Krishna [28]. Table 4 compares the values obtained from the present analysis with those obtained from the available literature. It is noticed that at the static condition, the present FOS values are in good agreement with those reported by Chatterjee and Krishna [28]. However, under seismic loading conditions, the FOS values obtained from the present study are much lower than those obtained by Chatterjee and Krishna [28]. This is because the slopes are more vulnerable to instability when subjected to earthquake loading, and hence, the FOS decreases.

The stability number values obtained from the present pseudo-dynamic analysis were also compared with the values obtained by Kumar and Samui [29] and Sarkar and Chakraborty [31]. Table 5 presents a comparison of the values of stability number at kv = 0 and c1/c2 = 1. From the comparison, it is noted that the stability number obtained from the present pseudo-dynamic method are much greater than the stability numbers obtained by Kumar and Samui [29] and Sarkar and Chakraborty [31]. Kumar and Samui [29] have used static and pseudo-static analysis, whereas Sarkar and Chakraboty [31] used the pseudo-static approach for the slope stability analysis.

However, the present analysis is performed using the pseudo-dynamic method which also considers the damping of the slope soil. It can be seen that stability number values obtained from the analytical solution are very close to the values obtained from the numerical analysis. Thecomparison therefore demonstrates the accuracy of the analytical solution.

Conclusions

In this study, two-layered cohesive-frictional soil slopes were analyzed using a modified pseudo-dynamic method in which the damping of the soil is also considered. The logarithmic spiral failure surface was considered for the analysis. The same problem was solved numerically using the PLAXIS 2D model, and the results were compared. From the analysis, it was seen that increasing the damping ratio, cohesion, angle of internal friction, unit weight, and height of the top soil layer increase the FOS of the slope, whereas the FOS of the slope decreases with an increase in the seismic acceleration and the slope inclination. The results obtained from the analytical solution are in good agreement with both the numerical and experimental results. Hence, the FOS obtained from the analytical solution can be easily used for practical problems.

The assumptions made in the problem solution result in a number of limitations. The erratic earthquake forces were assumed to be sinusoidal and the effects of waves other than the shear and primary waves ignored. The assumption of a logarithmic spiral surface passing through the toe of the slope may also result in deviations of the solution from actual field situations. Future studies will be needed to address these limitations.

In addition, in future works, the phase-field model (PFM) will be useful for numerically quantifying the gradually evolving failure surface and damage region in the two-layered slope, and for considering the effect of seepage on the slope stability [4347]. A more detailed study of the artificial neural network method [48], deep collocation method [49], peridynamics modeling [50], and meshfree method [51] are possible avenues for research on the two-layered slope problem.

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