1. Xingzhi College, Zhejiang Normal University, Lanxi 321100, China
2. Department of Physics, Zhejiang Normal University, Jinhua 321004, China
chengsj@zjnu.edu.cn
gaoxl@zjnu.edu.cn
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Received
Accepted
Published Online
2025-12-29
2026-04-09
2026-05-06
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Abstract
We investigate a one-dimensional system featuring simultaneous off-diagonal and diagonal quasiperiodic modulations. By analyzing the fractal dimension, we map out the delocalization−localization phase diagram. We demonstrate that delocalized and localized states can be distinguished via the Wigner distribution, while extended, critical, and localized phases are separated using the Wigner entropy. Furthermore, we explore the quantum thermodynamic properties, revealing that localized states facilitate the emergence of a quantum heater mode, alongside the appearance of a refrigerator mode. In addition, the efficiency of the quantum engine and the coefficient of performance of the quantum refrigerator are analyzed and discussed. These findings enhance our understanding of localization phenomena and expand the thermodynamic applications of quasiperiodic systems.
Shan Suo, Ao Zhou, Yanting Chen, Shujie Cheng, Xianlong Gao.
Wigner distribution, Wigner entropy, and quantum refrigerator of a one-dimensional system with off-diagonal and diagonal quasiperiodic modulations.
Front. Phys., 2026, 21(12): 125206 DOI:10.15302/frontphys.2026.125206
Anderson localization constitutes a fundamental quantum effect in condensed-matter physics, shaping our comprehension of electron dynamics within disordered or quasiperiodic structures [1]. According to scaling theory, three-dimensional systems exhibit a metal−insulator transition that separates an extended phase-allowing free electron propagation-from a localized regime where electronic motion is spatially restricted [2, 3]. Investigations into this phenomenon are essential for deciphering how particles behave in complex disordered environments and for guiding the design and measurement approaches in optical lattice experiments [4–6]. Experimental confirmations of Anderson localization have been achieved across multiple physical setups. For example, ultracold atomic gases offer tunable disorder through precise manipulation of interactions and potentials, enabling direct observation of the transition between delocalized and localized states [6–16]. Similarly, photonic quasicrystals demonstrate localization behavior, with such studies aiding the understanding of light propagation and supporting the creation of advanced optical devices [17–24].
Depending on the underlying physical mechanisms, Anderson localization manifests in different ways. In quasiperiodic systems, once the quasiperiodic potential surpasses a critical threshold, all quantum states become spatially confined [2]. For quasiperiodic models incorporating short- or long-range hoppings [25–30], shallow modulations [31], as well as generalized quasiperiodic modulations [31–42], localization arises only at certain energy levels; these are separated from delocalized states by mobility edges. This results in an intermediate phase that is neither entirely extended nor fully localized. Recent studies have revealed a hidden self-duality property in certain quasiperiodically modulated systems, deepening theoretical insight into Anderson localization and the formation of mobility edges [43–45].
Despite the established use of inverse participation ratios and fractal dimensions as tools to distinguish quantum phases in quasiperiodic systems, the Wigner distribution [46–52] has emerged as a powerful phase-space framework to differentiate delocalized and localized quantum states [53]. This approach leverages the phase-space representation of quantum states, encoding both position and momentum correlations, which are inaccessible to traditional real-space or momentum-space analyses. The Wigner distribution’s inherent ability to capture quantum interference effects — manifested through negative regions in its phase-space density — provides a unique fingerprint for non-classical states, such as those exhibiting Anderson localization or critical behavior. Building on this foundation, the concept of Wigner entropy, defined as the Shannon entropy of the Wigner distribution’s magnitude, [54] has been developed to quantify the complexity of mobility edges in phase space [53]. These advances motivate further inquiry into whether Wigner entropy could also help classify different quantum phases, such as extended, critical, and localized phases. Beyond fundamental localization properties, research into quasiperiodic structures has extended to functional applications. Systems featuring mobility edges and intermediate phases, for instance, have been proposed for engineering energy current rectification [55–57] and designing superradiant light sources [58]. Recent work further shows that the extended phase in such systems can support the construction of quantum heat engines [59], whereas the critical phase appears more suitable for implementing quantum heater [59]. Both extended and critical phases also offer advantages for realizing quantum accelerator [59]. This raises an intriguing question: what role might the localized phase play in the development of quantum thermodynamic devices? In addition, quantum thermal cycles employing quasiperiodic systems as the working medium, particularly in the context of quantum refrigerator modes, remain unexplored. If a quasiperiodic system encompassing extended, critical, and localized phases serves as the working medium for a quantum Otto thermal cycle, could a refrigerator mode emerge?
This study explores the localization and thermodynamic properties of one-dimensional off-diagonal quasicrystalline systems, which exhibit both diagonal and off-diagonal quasiperiodic modulation characteristics. By analyzing the fractal dimension, we have constructed a phase diagram that distinguishes between extended, critical, and localized phases. We demonstrate that the Wigner distribution can effectively distinguish between delocalized and localized states, while the Wigner entropy (which is maximum in the critical phase, intermediate in the extended phase, and minimum in the localized phase) serves as a reliable tool for classifying these quantum phases. Furthermore, when the system is used as a working medium in a quantum non-adiabatic cycle, we find that the extended phase supports a quantum heat engine mode, while the localized phase tends more towards a heater mode; whereas when the system is used as a working medium in a quantum Otto cycle, a refrigerator mode emerges. These findings enhance our understanding of the phase space approach in quasiperiodic systems and highlight its potential in thermodynamic applications.
This work is organized as follows. Section 2 studies the off-diagonal quasicrystal with both diagonal and off-diagonal modulations and gives out the localization phase diagram by the fractal dimension. Section 3 studies Wigner distributions and the Wigner entropy. Section 4 studies the thermodynamical applications of the quantum non-adiabatic and adiabatic Otto cycle and analyze the efficiency of quantum heat engine and the coefficient of performance of the quantum refrigerator. A summary is presented in Section 5.
2 Model and localization phase diagram
A one-dimensional system with both off-diagonal and diagonal quasiperiodic modulations is studied, and its Hamiltonian is given by
where and . is the unit of energy. and are tunable hopping parameter and potential amplitude, respectively. is the incommensurate number which leads to the term ‘quasiperiodic modulation’.
The inverse participation ratio (IPR) is a commonly used tool for determining the localization and delocalization properties of wave functions of a system. For a normalized wave function , where is the index of the energy level which is arranged in ascending order, the associated is given by
For the extended states, critical states, and localized states, their corresponding respectively have the following characteristics: (which tends to zero under large system size), , and [27, 60]. By averaging the of all energy levels, we can obtain the mean inverse participation ratio (MIPR), which is defined as . With , we can distinguish among extended phase, critical phase and localized phase. In the following, we will employ the scaling index of , i.e., the fractal dimension [61–63] to characterize the potential quantum phases of the system, and it is defined as . According to the characteristics of inverse participation ratio, the corresponding MIPR of extended phase also scales as , so the corresponding fractal dimension tends to . The of the critical phase is still within the interval , so the corresponding to the critical phase is within . The corresponding to the localized phase tends to , so the corresponding to the localized phase tends to .
Choosing the system size , the phase diagram illustrating the fractal dimension in − parameter space is plotted in Fig. 1, in which the color represents the fractal dimension . In fact, the earlier studies have established that the system undergoes a phase transition between the extended phase and the critical phase for the case [64]. It can be observed from Fig. 1(a) that at , the fractal dimension corresponding to the extended phase approaches , whereas the value associated with the critical phase converges to . Drawing on this finding, we may deduce that under the condition of finite , the quarter-elliptic region where is close to corresponds to the extended phase. In contrast, the area outside this region exhibits a value that tends toward , which indicates that it belongs to the localized phase.
In contrast to the non-Hermitian case [65], the restoration of the system’s Hermiticity enlarges the region of the extended phase. To identify the phase boundary of the extended-localized transition, we introduce the transformation where . For the system with , the plots of against under various values are presented in Fig. 2(a). It is intuitively observable that for all distinct , the − curves that characterize the extended-localized (critical) transition all exhibit an abrupt jump at the critical value . This critical condition corresponds to the phase boundary , which is depicted as the red dashed line in Fig. 1.
To further verify the above mentioned conclusions we have drawn, we perform the finite size analysis on . We consider a system where the system size equals the -th Fibonacci number and the incommensurate parameter is replaced by . In the limit of (extrapolation limit), indicates a localized state, points to a critical state, and signifies an extended state. We choose representative parameter points in various phases to compute . As depicted in Fig. 2(b), we observe that the relevant approaches at the parameter sites and . This observations confirm that the system resides in the extended phase under these conditions. As anticipated, the corresponding values fall within the interval in the thermodynamic limit when and . These results clearly reveal the system’s critical-phase characteristics in such parameter regimes. When and , the associated extrapolates to . This outcome identifies that the system is in the localized phase at these parameter points.
3 Wigner distribution and Wigner entropy
A recent investigation [53] revealed that the quantum phase space representation, specifically the Wigner distribution, is capable of distinguishing among the extended state, the critical state, and the localized state. Building on the Wigner distribution, the Wigner entropy can be further derived; subsequent findings indicate that the Wigner entropy of critical states is the largest, that of extended states falls in the middle range, and that of localized states is the smallest. Leveraging this characteristic, the mobility edge can also be identified. These findings offer valuable insights for our subsequent research into whether the Wigner entropy can be employed to discriminate among the extended phase, the critical phase, and the localized phase.
For a given wave function , the Wigner distribution function can be derived via the integral expression presented below [46–52]:
where and represent the coordinate and momentum in phase space, respectively; denotes the reduced Planck constant, and is the density matrix. The Wigner distribution function can simultaneously describe the position and momentum information of particles, and it is a quasi-probability distribution function. Building on the Wigner distribution, the Wigner entropy (denoted as ) can be further derived [54]. Taking into account the negativity of , the final calculation of adopts the following definition:
where the integral range for is , and the corresponding integral interval for is .
In principle, the localized, critical, and extended properties of wave functions can be better distinguished for larger system sizes. For the Wigner distribution, however, these three quantum states can be well distinguished even with a smaller system size [53]. In addition, the smaller system size can save the cost of computing time. We follow the strategy outlined in Ref. [53], taking a relatively small system size , the Wigner distribution of a typical extended state is depicted in Fig. 3(a), that of a typical critical state is presented in Fig. 3(b), and the Wigner distribution corresponding to a typical localized state is plotted in Fig. 3(c). Here, the typical states are the ground states. It can be observed that the of the extended state remains extended along the branch, while it is relatively concentrated in the direction, primarily localized around . We briefly explain why the Wigner distribution for extended states is concentrated mainly at . At first, the system possesses time-reversal symmetry, which endows the wave function with complex conjugation symmetry, namely . From the Fourier transformation, the momentum-space wave function satisfies even conjugation symmetry, i.e., , which directly leads to an even-symmetric probability distribution in momentum space, . Integrating over the coordinate yields the momentum-space probability density, , whose even symmetry directly reflects that is symmetric about . Furthermore, for extended states, the in the branch is distributed across the entire system, the position uncertainty is maximized. According to the Heisenberg uncertainty relation , the branch should have a minimal momentum uncertainty , therefore, for extended states is concentrated mainly at .
For the critical state, the exists on both the branch and branch, exhibiting a certain level of broadening. In contrast, the of the localized state remains localized along the branch yet appears extended along the branch. These features can be understood by the Heisenberg uncertainty relation as well. Under the condition of constant error, the distribution of the wave function in the critical state is sub-extended. Its position uncertainty is smaller than that of the extended state, but its momentum uncertainty is relatively larger than that of the extended state. This means that the Wigner distribution of the critical state presents a sub-extended distribution state on both the and branches. The wave function distribution of the localized state is highly concentrated, and its position uncertainty is the smallest among the three states, so its momentum uncertainty is the largest among these three states. Therefore, it can be understood that the of the localized state is localized on the branch and extended on the branch. For a wave function, we can obtain the Wigner entropy corresponding to different wave functions by statistically analyzing the Wigner distribution, thereby distinguishing different wave functions. It should be noted that for a quantum phase, the characteristics of the wave functions corresponding to all energy levels and the Wigner distribution are similar. Thus, we can utilize the physical quantity that characterizes the common features of the wave function and the Wigner distribution, namely the mean Wigner entropy , i.e., , to represent different quantum phases, thereby characterizing the Anderson localization phase transition. Considering different values, the variation curves of the mean Wigner entropy with respect to are shown in Fig. 3(d). It can be observed that the undergoes a jump at . The of the critical phase is the largest, followed by the extended phase, and the localized phase is the smallest. These findings support the fact that Wigner entropy can not only distinguish wave functions with different properties, but also quantum phases with different properties.
4 Thermodynamical applications
Recently, it has been revealed that quasiperiodic systems have rich thermodynamic applications, such as quantum heat engine, quantum heater and quantum accelerator. In particular, it has been proven that the extended phase serves to sustain the working mode of quantum heat engine, while the critical phase is beneficial for maintaining the working modes of quantum heater [59]. In the present section, we focus on exploring the thermodynamic applications of this generalized Aubry−André (AA) model incorporating both diagonal and off-diagonal quasiperiodic modulations. Our core objectives are to verify whether the extended phase of this model still contributes to preserving the working mode of quantum heat engine, and to clarify which specific working mode the localized phase tends to favor, as well as to explore whether there exists a fourth thermodynamic working mode, namely the quantum refrigerator.
Compared to the quantum Otto cycle analyzed later, its lattice site occupation probability during heat exchange and thermal equilibrium satisfies the canonical ensemble, and the lattice site occupation probability during expansion and compression is influenced by the instantaneous wave function. Therefore, this cycle can significantly reflect the influence of localization effects. This is why we specifically included it in our study. The first (④ ①) and third (② ③) strokes take place under thermal contact with high-temperature () heat baths. These strokes proceed in the absence of external driving forces or particle exchange. From a thermodynamic perspective, the second (① ②) and fourth (③ ④) strokes are isolated from the thermal sources. However, they may not be strictly adiabatic in the quantum-mechanical sense, as quantum transitions can arise during the practical evolutionary process. After the working medium undergoes this complete cycle, we can determine the heat absorbed () from the source, the heat released () to the source, and the net work done by the working medium, where . Here, , , , and are the energies of the four stages, i.e., ①, ②, ③, and ④, respectively. Notably, the heat cycle process complies with the Clausius inequality, which serves as a fundamental cornerstone of thermodynamics. Based on the specific values of , , and , the engine that employs the extended-localized (critical) quasiperiodic system as its working medium demonstrates distinct operational modes [66, 67]:
1) Heat engine: , , and ;
2) Refrigerator: , , and ;
3) Heater: , , and ;
4) Accelerator: , , and .
In the first stroke, the working medium, which is characterized by the Hamiltonian , will ultimately attain thermal equilibrium and relax into a Gibbs state. The density matrix of this state is expressed as , where ( denotes the Boltzmann constant) and represents the partition function. Therefore, at thermal equilibrium, the system energy is given by . In the third stroke, the medium with is brought into contact with a heat source featuring . Consequently, the corresponding Gibbs state is , with the partition function defined as . The energy of the medium at this stage is then .
For the second and fourth strokes, we first consider the non-adiabatic scenario, where the density matrix remains approximately unchanged throughout the evolutionary process. This idea can be realized in the future by making use of the continuously developing quantum feedback technology [68–73]. During the second stroke, the Hamiltonian parameter is switched from to . In this stroke, heat exchange and work exchange occur simultaneously. The Gibbs state in this stroke remains approximately unaltered, i.e., , we adopt in actual analysis, while the energy is updated to . The fourth stroke can be interpreted as a thermal annealing process. In this process, the hopping parameter of the medium is switched back from to ; however, the Gibbs state remains approximately equal to () and we adopt in actual analysis. Thus, the energy of the medium becomes .
For a system with size and , after analyzing the values of , and , the corresponding working modes of the four-stroke cycle under different and are plotted in Figs. 5(a)−(f), respectively. It can be observed that this cycle exhibits a diverse range of working modes. The brown regions represent the Heat engine mode. The yellow regions correspond to the Accelerator mode, while the green regions indicate the Heater working mode. It is noted from Figs. 5(a)−(d) that when and are below the critical value , the Heat engine mode appears. This suggests that similar to the results of the critical-extended quasiperiodic system [59], for the quasiperiodic system under a finite , its extended phase is favorable for the design of a quantum heat engine as well. As increases and surpasses the critical values , the system enters the localized phase. From Figs. 5(e) and (f), we can see that regions representing the Heater mode expand. This indicates that the localized phase is more conducive to the realization of a quantum heater. Additionally, it is clear that there are extensive parameter ranges corresponding to the Accelerator mode, regardless of whether the system is in the extended phase or the localized phase. Combining with previous research on extended-critical quasiperiodic system [59], we draw a conclusion that all the extended, critical and localized phases facilitate the realization of a quantum accelerator, and both the localized and critical phases are conducive to the realization of quantum heater.
Moreover, the results shown in Fig. 5 offer strategies for regulating the working mode of the four-stroke cycle. The transition between different working modes can be achieved by tuning , , and . For example, when is much smaller than [see Figs. 5(a) and (b)], there are two working modes. Within a certain range of kBTh, increasing ri can switch the system’s working mode between Accelerator and Heat engine, or vice versa. When is close to but still less than and is small [refer to Figs. 5(c) and (d)], there are three working modes. Thus, the cycle’s working mode will change from Heater to Accelerator and then to Heat engine when we gradually increase . When is larger than , the cycle can be toggled between Heater and Accelerator modes by tuning or .
Figure 6 depicts the variation of the efficiency of a non-adiabatic heat engine with and under different values of and . The definition of reads
The results on the left and right panels of Fig. 6 are obtained at and respectively. It can be seen that the efficiency distribution has a common feature: the efficiency is the highest when is relatively low and is close to . However, it cannot be denied that the efficiency of quantum heat engines still has a certain gap compared with the Carnot efficiency (). Besides, we can observe that the efficiency variation exhibits anisotropic characteristics: under the same value of , the peak efficiency at is slightly higher than that at . When , it can be seen that the peak efficiency shows a gradually increasing trend. However, in the case of , it can be seen that the peak efficiency firstly decreases and then increases.
Next, we study the adiabatic process. The calculation steps for energy in the first stroke and energy in the third stroke are almost consistent with those in the non-adiabatic case, the only difference lies in the fact that when the working substance exchanges heat with a large heat source and reaches thermal equilibrium, the system satisfies the grand canonical ensemble statistics, and the chemical potential has been set to . In the second stroke, we assume that the system evolves from the state to the state in the quantum adiabatic form. Therefore, the occupation probability of the particles remains unchanged. By using the method of statistical mechanics, the partition function is derived as , where , and denotes -th energy level of the working medium in the state. Further, the energy is obtained as , where denotes the -th energy level of the working medium in the state and = represents the Fermi-Dirac distribution function. Similarly, in the fourth stroke, we assume that the system also evolves from the state to the state in the form of quantum adiabatic. Thus, during the evolutionary process, the occupation probability of particles at each energy level remains unchanged. By using the method of statistical physics, the partition function , where , is obtained. Further, we obtain the energy as , where is the Fermi−Dirac distribution function.
Still taking system size and , the working modes of four-stroke cycles under different and are shown in Figs. 7(a)−(d). It is readily seen that similar to the non-adiabatic case, the Accelerator mode occupies the vast majority of the parameter space and is almost independent of the selection of and , indicating that the Accelerator mode does not depend on the properties of the system. The left working modes show obvious parameter dependencies. It can be seen from Figs. 7(a) and (b) that the Heat engine mode only exists in the extended phase regime. However, compared with the non-adiabatic case, the Heat engine mode in the adiabatic case is more sensitive to changes in the parameter . As can be seen from Figs. 7(a)−(d), when is slightly increased, the heat engine mode disappears. Moreover, it can be seen that the adiabatic condition compresses the high-temperature threshold of the Heat engine mode, making the Heat engine in the adiabatic condition only operate at a lower heat source temperature. As can be seen from Figs. 7(e) and (f), as the working medium in contact with the low-temperature heat source enters the scope of the localized phase, the working area of the Heater mode increases, indicating that the localized phase is conducive to the existence of the Heater mode. However, compared with the non-adiabatic case, the working area slightly decreases. Surprisingly, after taking into account the adiabatic process, the Refrigerator mode emerges in the extended phase regime, as shown in the green areas in Figs. 7(a) and (b). However, the Refrigerator is also parameter-sensitive. As increases, the Refrigerator mode disappears. Moreover, a higher heat source temperature is also not conducive to the emergence of the Refrigerator. But at least, these findings indicates that the adiabatic evolution process and appropriate parameter settings can trigger the Refrigerator mode.
To analyze the efficiency of the quantum Otto heat engine in the adiabatic case, we select the same parameters as those used in Fig. 6. The results of of the heat engine mode are plotted in Figs. 8(a)−(h). Similar to the previous non-adiabatic case, the peak efficiency of the heat engine in the adiabatic case still has a certain gap from . Furthermore, as in the non-adiabatic case, the high efficiency of the heat engine in the adiabatic case also occurs at relatively small . Moreover, for relatively large , the peak efficiency is also attained when is close to . A notable difference, however, is that for relatively small , the distribution of high efficiency in the adiabatic case is broader. Similarly, the efficiency variation under adiabatic conditions remains anisotropic, consistent with the non-adiabatic situation. The distinction lies in the trend of peak efficiency with angle: at , the adiabatic peak efficiency first rises and then falls, whereas at it exhibits a gradual decline.
In the following, we analyze the coefficient of performance () of the refrigerator mode, and the is defined as
Conventional wisdom suggests that the performance of a refrigerator should not exceed the Carnot coefficient of performance (denoted by ) corresponding to the ideal Carnot refrigerator cycle, which is given by
When approaches infinitely, this indicator tends to infinity, but at this point, the refrigerator loses its functional significance in reversibly transporting heat.
Figures 9(a)−(f) present the of the refrigerator modes. Similar to the distribution of thermal engine efficiency, high mainly occurs when is relatively small. And when and are close, the reaches its peak. Unlike the variation of thermal engine efficiency, has no significant influence on the variation law of . It can be seen that whether or , the peak of monotonically decreases with the increase of .
To compare and , we introduce the reduced coefficient of performance, i.e, , which is defined as
Taking the same system parameter as those used in Fig. 9, the resulting are shown in Fig. 10. It can be seen that takes relatively large values in the regions with low and moderate . Nevertheless, it is undeniable that the of the Otto cycle is somewhat lower than of the Carnot cycle. However, from the peak evolution trends of and , smaller and can yield performance comparable to that of the Carnot cycle.
5 Summary
In conclusion, we have investigated the localization and thermodynamic properties of a quasicrystal system featuring simultaneous diagonal and off-diagonal quasiperiodic modulations. We demonstrate that extended, critical, and localized phases can be distinguished not only through the fractal dimension of wave functions but also via quantum phase-space methods, including the Wigner distribution and Wigner entropy. Notably, the Wigner entropy is largest in the critical phase, intermediate in the extended phase, and smallest in the localized phase, offering new insights into localization phenomena in quasiperiodic and disordered systems. Employing this quasicrystal as the working medium in a quantum non-adiabatic cycle, we confirm that the extended phase enables a quantum heat engine mode, while the localized phase supports a heater mode. Surprisingly, through introducing the adiabatic process and constructing a quantum Otto heat cycle, we uncover a fourth operational mode in this system: a quantum refrigerator mode. In addition, we have made detailed analyses on the efficiency of heat engines and the coefficient of performance of refrigerators. From the results, the efficiency of the heat engine and the performance of the refrigerator still show a certain gap relative to the Carnot cycle, and the high-efficiency regime is mainly concentrated in the region of small . In future work, we will strive to explore optimized cycle mechanisms, such as using different working mediums and rate-controllable cycle process, to further improve the heat engine efficiency and cooling performance, as well as to broaden the high-efficiency operating regime. These results will contribute to the development and utilization of quasiperiodic systems in thermodynamics.
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