1 Introduction
Applying pressure is regarded as a clean and reversible approach to induce superconductivity in 3D quantum materials without introducing impurities. The compound can always return to its initial non-superconducting state after the removal of pressure. The element crystal of Li becomes superconducting under 48 GPa with superconducting transition temperature (
) reaching 20 K [
1]. Black phosphorus undergoes a structural transformation from orthorhombic A17 phase to rhombohedral A7 phase at 5 GPa, accompanied by an occurrence of superconductivity [
2]. The stripe-type antiferromagnetic order in Mott insulator BaFe
S
is destroyed by pressure, with
reaching 17 K at 13.5 GPa [
3,
4]. The cubic alkali metal fulleride Cs
C
can be turned into a high-
superconductor with pressure close to 1 GPa [
5]. The fascinating discovery of novel hydrogen-rich compounds, such as H
S [
6,
7], LaH
[
8–
11], CeH
[
12], CaH
[
13–
15], (Ca,Y)H
[
16–
18], LaBe
H
[
19,
20], LaB
H
[
21], and LaSc
H
[
22,
23], provides a pathway to realize room-temperature superconductivity under high-pressure condition. Theoretical calculations play an important role in searching for high-
superconductors in the enormous phase space of compressed ternary hydrogen-rich compounds [
24–
28]. Although kagome metal
Ti
Bi
(
= Cs, Rb) are not superconducting at ambient pressure, double-dome superconductivity is observed in both compounds under pressure [
29]. Very recently, a pressure of 14 GPa triggers a structural phase transition from ambient-pressure
phase to a high-pressure
or
phase in bilayer nickelate La
Ni
O
, resulting in a superconducting state with
achieving 80 K at 18 GPa [
30–
32].
Acting as a role similar to pressure in the 3D case, strain engineering in 2D system can regulate the in-plane lattice parameters and related electronic properties, providing opportunity for the occurrence or enhancement of superconductivity. FeSe films deposited on SrTiO
substrate exhibit a dramatic increase of
[
33], which is closely related to lattice mismatch, charge transfer, and interfacial coupling between electrons of FeSe and high-frequency optical phonons of substrate [
34,
35]. Instead of high pressure, La
Ni
O
, La
Pr
Ni
O
, and La
PrNi
O
thin films facilitated by the application of epitaxial compressive strain show a superconducting transition at ambient pressure [
36–
38]. Hole doping that introduced by ozone annealing and interfacial diffusion, resulting in the formation of
pockets at the Fermi surface, is critical to induce superconductivity [
39,
40]. For infinite-layer cuprates Sr
Eu
CuO
, the dome shape of
versus doping level of Eu is evidently modulated by tensile strain imposed by KTaO
substrate [
41]. Obviously, purely strain-driven transitions from a non-superconducting to a superconducting state in 2D systems remain extremely rare. Traditional research on 2D superconductivity often relies on doping, substrate effects, or interface engineering. It is quite interesting to find novel 2D materials, in which the superconducting transition can be solely controlled by strain engineering without doping.
Within the framework of electron−phonon coupling (EPC), materials composed of a single light element readily undergo a transition from a non-superconducting to a superconducting state under strain modulation. In terms of electronic structure, single-element systems possess high symmetry and relatively simple band structures, rendering the density of states near the Fermi level extremely sensitive to lattice constant variations. From the perspective of phonons, light-element materials exhibit inherently high phonon frequencies, which can be significantly softened by applied tensile strain. Pristine graphene is a semimetal with vanishing density of states at the Dirac point and exhibits no superconductivity. Theoretical calculation predicted that the
of graphene reaches 30 K under hole doping of
4
10
cm
and 16.5% BTS [
42]. Therefore, to achieve a strain-induced superconducting transition without chemical doping, it is essential to identify 2D metallic materials composed of a single light element.
In this study, we focus on a theoretically proposed 2D carbon allotrope THO-graphene, which was also named as Irida-graphene due to its similarity with the flower Iridaceae [
43]. Based on the density functional theory (DFT) first-principles calculations, we find that the EPC of free-standing THO-graphene is too weak to induce superconductivity. After actualizing biaxial tensile strain (BTS), defined by
with
and
being the in-plane lattice constants for free-standing and strained case, the strength of EPC is gradually enhanced. THO-graphene undergoes a superconducting transition at BTS about 6%, with
being 0.1 K. Further increasing BTS to 12%, the EPC constant
is substantially elevated to 1.07, owing to softened phonons and enlarged density of states (DOS) at the Fermi level, accompanied by a dramatic elevation of
to 45 K. The
of THO-graphene predicted in this study sets a new record for 2D elemental superconductor. While the enhancement of the EPC matrix elements has a certain effect on raising the
, it is phonon softening that plays the decisive role. Possible routine for the synthesis of THO-graphene is discussed. The electronic structure, lattice dynamics, EPC, and superconductivity of 12%-strained THO-graphene are given in the main text, results for the intermediate BTS and high-order corrections are included in the supplemental material.
2 Calculation methods
In our calculations, the first-principles plane-wave package, QUANTUM-ESPRESSO, is adopted [
44]. A vacuum layer of 20 Å is added along the
axis to avoid the coupling between adjacent THO-graphene sheets. We calculate the electronic states by using the generalized gradient approximation (GGA) of Perdew−Burke−Ernzerhof formula [
45] and the optimized norm-conserving Vanderbilt pseudopotentials [
46]. After full convergence test, the kinetic energy cutoff and the charge density cutoff are set to 80 Ry and 320 Ry, respectively. The charge densities are determined self-consistently on an unshifted mesh of 24
24
1 points with a Methfessel-Paxton smearing [
47] of 0.02 Ry. The dynamical matrices and perturbation potentials are calculated on a
-centered mesh of 8
8
1 points, within the framework of density-functional perturbation theory [
48].
The maximally localized Wannier functions (MLWFs) [
49] of strained THO-graphene are constructed on a 8
8
1 grid within the Brillouin zone. We used thirty Wannier functions to describe the band structure of THO-graphene around the Fermi level. More specifically, 12 Wannier functions correspond to the
orbitals of carbon atoms, other 18 Wannier functions are
-like states localized in the middle of carbon-carbon bonds. After minimization, the maximal spatial extension of these MLWFs is smaller than 1.1 Å
, showing excellent localization. Fine electron (240
240
1, 160
160
1, 80
80
1) and phonon (80
80
1) grids are employed to interpolate the EPC constant with the Wannier90 and EPW codes [
50]. Dirac
-functions for electrons and phonons were replaced by smearing functions with widths of 20 and 0.5 meV, respectively. The convergence test of EPC constant and spatial localities of electronic Hamiltonian and EPC matrix elements are shown in Fig. S1. The superconducting properties of THO-graphene are extensively examined by solving the anisotropic Eliashberg equations [
50] using 80
80
1 mesh for both electrons and phonons.
3 Results and discussion
THO-graphene crystallizes in space group P6/mmm, where a regular hexagon is surrounded by six octagons, as shown in Fig. 1. For free-standing case, the in-place lattice constant is optimized as 6.315 Å. The two inequivalent carbon atoms locate at Wyckoff positions 6 (0.869, 0.737, 0.000) and 6 (0.741, 0.481, 0.000). Three different types of carbon−carbon bonds serve to link three specific pairs of polygons: octagon with hexagon, two octagons, and octagon with triangle, respectively. The bond lengths are determined to be 1.402 Å, 1.437 Å, and 1.399 Å, respectively. THO-graphene can withstand a maximum biaxial tensile strain of 12% with the lattice constant being 7.073 Å, before losing its dynamical stability. At this critical BTS, the coordinates of the two inequivalent carbon atoms slight shift to 6 (0.866, 0.733, 0.000) and 6 (0.737, 0.475, 0.000). There types of C−C bonds are elongated to 1.637 Å, 1.580 Å, and 1.501 Å, increasing by 13.92%, 12.94%, and 7.06%, respectively, with respect to the strain-free case.
The electronic structures of free-standing THO-graphene and those under critical BTS of 12% are presented in Fig. 2. THO-graphene is metallic, with two energy bands across the Fermi level [Fig. 2(a)], giving rise to Fermi surfaces that composed of a hexagonal electron Fermi sheet close to the point and a hole Fermi sheet around the point [see insert in Fig. 2(a)]. Around the Fermi level, the DOS is dominated by orbital of carbon atom [Fig. 2(b)]. This means that states associated with in-plane -hybridized bonds shrink well below the Fermi level and has no contribution to conductivity. To ambiguously determine the bonding nature of THO-graphene in the vicinity of the Fermi level, we further calculate the integrated local DOS from −0.1 eV to 0.1 eV. As revealed, the Fermi surface states stem from -bonding states surrounding the triangles. Consequently, two inequivalent carbon atoms have almost the same weight for the DOS around the Fermi level [Fig. 2(b)]. Under BTS, although the Fermi surfaces are almost unchanged [Fig. 2(c)], the bandwidths are significantly narrowed, leading to an enlarged DOS [Fig. 2(d)]. For example, , DOS at the Fermi level, increases by 45.6% in comparison with the strain-free case, which may be beneficial to superconductivity.
The phonon spectra and DOS
for strain-free and 12%-strained THO-graphene are given in Figs. 3(a)−(d). Although several tiny imaginary frequencies near the
point are observed in free-standing THO-graphene [Fig. 3(a)], which disappear in the strained case [Fig. 3(c)]. Beside those imaginary modes, other phonon modes have positive frequencies. This phenomenon does not correspond to dynamical instability of the lattice [
51], and is commonly found in 2D materials simulations, such as in borophene [
52–
54], arsenene [
55,
56], and honeycomb structures of group-IV elements and III-V binary compounds [
57]. We further perform
molecular dynamics simulation at 300 K to confirm the stability of this material under realistic conditions. The results evidently demonstrated that the structure remains intact up to 5 ps, with atoms oscillating around their equilibrium positions without any bond breaking or phase transition [Fig. S2], consistent with previous calculation obtained at 1000 K [
43]. This provides strong evidence for the dynamical and thermal stability of the material at finite temperatures. The highest phonon frequency of unstrained THO-graphene reaches 231.05 meV, even higher than that of graphene [
58,
59]. This is probably related to the short bond length in the carbon triangle. Due to weakening of interatomic force constants induced by BTS, the maximal phonon frequency decreases to 152.44 meV for BTS being 12%, indicating a clear phonon softening. Similarly, the phonon DOS peak shifts from 171.37 meV to 83.93 meV.
To investigate the EPC properties, we calculate the Eliashberg spectral function
. As revealed by
shown in Fig. 3(b), only high-frequency phonons above 130 meV have contribution to the EPC in free-standing THO-graphene. The consistency of
and
in the high-frequency region indicates that the EPC matrix elements are almost uniformly distributed for these phonons. When the Eliashberg spectral function
has substantial weight in the high-frequency region, the resulting EPC constant
tends to be smaller, since
. As a result,
equals to 0.15 for unstrained THO-graphene. And no superconductivity can be found by setting the Coulomb pseudopotential
to 0.1. Interestingly,
is markedly red-shifted by applying 12% BTS. Several phonon modes make significant contributions to EPC, including the acoustic
and
modes, and two optical
modes around 63.96 meV and 86.33 meV [Fig. 3(d)]. The phonon displacements of these strongly-coupled optical modes are depicted in Fig. 3(e), which correspond to the in-plane vibrations of carbon atoms. The EPC constant
is dramatically enhanced to 1.07, about seven times that of the unstrained case, benefiting from phonon softening. Although, the logarithmic average frequency
decreases to 39.45 meV, the superconducting
is raised to 35.2 K, as roughly estimated by the McMillan-Allen-Dynes formula (
) [
60,
61]. The key physical parameters of THO-graphene under intermediate BTS are summarized in Table 1. The evolutions of phonons,
,
, and
under BTS of 8%, 9%, 10% and 11% are given in Fig. S3.
We further solve the anisotropic Eliashberg equations to obtain a reasonable value of and have a insight into the distribution of superconducting gaps for BTS being 12%. Here, the truncated frequency for the sum over Matsubara frequencies is selected as 1.5 eV, about 10 times that of the highest phonon frequency of THO-graphene under BTS of 12%. Figure 4(a) shows the normalized superconducting gap distribution at different temperatures. The superconducting energy gaps grouped together, suggesting a single-gap nature. The highest temperature with nonvanished , i.e., , is calculated to be 45 K. At 10 K, the average superconducting gap for THO-graphene is 7.17 meV. The anisotropy ratio of superconducting gap, , defined by (−)/ = (7.22−7.09)/7.17 = 1.81%. The single-gap characteristic is also confirmed by the quasiparticle density of states [see Fig. 4(c)]. The distribution of superconducting gap on the Fermi surface at 10 K is given in Fig. 4(b), in which the gaps on hexagon-shaped Fermi surface around the point are slightly larger. This is also the case for the distribution of on the Fermi surface [Fig. 4(d)].
Intuitively, hole doping can increase , which is beneficial for superconductivity. Our calculations show that at a BTS of 12% and a hole doping concentration of 1.0 hole/cell, a van Hove singularity can be aligned with the Fermi level, leading to a significant increase in (Fig. S4). However, phonon calculation reveals that under such doping concentration, the system exhibits pronounced dynamical instability, as evidenced by the appearance of extensive imaginary frequencies in the phonon spectrum [Fig. S5(a)]. This is also the case for 0.5 hole/cell doping [Fig. S5(b)]. Through systematic testing, we eventually identified that at a doping concentration of 0.3 hole/cell, the phonon spectrum shows dynamical stability [Fig. S5(c)]. We further perform Wannier interpolation to evaluate EPC strength, which significantly increase to 3.53 (Tabel 1), resulting a as high as 71 K (Fig. S6). Comparing the undoped and doped cases, increases by only 15.1%, which is insufficient to account for a more than threefold increase in the EPC constant. From another perspective, hole doping can reduce the occupation of bonding states and the bond energy, thereby leading to phonon softening and an increase in EPC strength. Notably, softens to one-third of undoped case, the enhancement of EPC and the most likely originate from phonon softening.
To figure out the underlying mechanism for enhanced EPC, we calculate the Fermi surface nesting function , EPC matrix elements weighted Fermi surface nesting function , and wavevector-resolved EPC constant , with definitions shown in Fig. 5. Since the superconducting transition occurs at a critical biaxial tensile strain of 6%, we compare above three quantities between 6%- and 12%-strained cases. With respect to that under 6% strain, increase by 21.7% in 12%-strained case. In general, enlarged is beneficial to superconductivity. But the rise of results from bandwidth narrowing induced by BTS, while the shape of the Fermi surface remains unchanged. This leads to small variation in the Fermi surface nesting function [Fig. 5(a)]. Therefore, the increase in does not play a decisive role in enhancing the EPC and the occurrence of superconductivity. After considering the EPC matrix elements on the Fermi surface, discrepancy in becomes obvious [Fig. 5(b)], indicating that the enhancement of EPC matrix elements play an important role in the increase of EPC constant . Moreover, the difference in exhibits significant amplification, suggesting that enhanced EPC can be mainly attributed to phonon softening [Fig. 5(c)].
We further consider high-level corrections beyond standard GGA, such as van der Waals (vdW) interaction [
62], hybrid functional impact [
63], and strong correlation effect [
64], to verify the robustness of our results. With vdW correction, the lattice constant is optimized to 6.312 Å, exhibiting a slight contraction about 0.003 Å. Moreover, the vdW correction almost has no effect on the band structures of THO-graphene for both unstrained and 12%-strained cases, as shown in Fig. S7. The differences between phonon spectra with and without vdW are indistinguishable, besides the slightly hardened 18th and 36th phonon modes under 12% BTS [Fig. S8]. Specifically, the frequency of the 18th mode at the
point increases from 71.16 meV to 72.31 meV after vdW correction. The EPC constant
,
, and
are determined to be 1.01, 41.03 meV, and 43 K for 12%-strained THO-graphene with vdW correction [Table 1 and Fig. S9]. Obviously, these minor variations mentioned above do not significantly affect the EPC and
of THO-graphene. The decrease of
can be interpreted by phonon hardening. The results obtained with the HSE06 hybrid functional show that THO-graphene remains metallic, and the positions where bands crosses the Fermi level do not change (Fig. S10), indicating that the higher-order hybrid functional correction does not alter the Fermi surface. We approximate the on-site Coulomb interaction within the DFT+
U framework (
U = 2 and 4 eV). The strong correlation primarily affects the energy bands approximately 3 eV below the Fermi level, leaving electronic states around the Fermi level unchanged [Figs. S11(a) and (b)]. Similarly, phonons only exhibit minor changes after the inclusion of Hubbard
U [Fig. S11(c)]. Considering electronic states around the Fermi level and phonons are not changed by HSE06 functional or Hubbard
U, we believe that the influence of hybrid functional or strong correlation on superconductivity is small, similar with the case in vdW correction.
Finding high-
2D elemental superconductor is an interesting topic. Beside predicted superconductivity in doped graphene [
42], it was reported that twisted bilayer graphene resides in an insulating state, but develops superconductivity with
to 1.7 K under electrostatic doping [
65]. Since then, the strong correlation and superconductivity in graphene moiré superlattice have drawn lots of attentions [
66–
68]. T-graphene, a carbon sheet with 4- and 8-membered rings, also named as Octagraphene, was suggested to be an intrinsic elemental superconductor with
up to 20.8 K [
69]. By disrupting the perfect Fermi surface nesting and long-range magnetic order via electron doping, Octagraphene may exhibit unconventional
superconductivity based on spin fluctuation [
70,
71]. Conventional and unconventional superconductivity in biphenylene was investigated, with
being 3.0 K and 1.7 K, respectively [
72]. Other theoretically studied 2D element superconductor, including silicene [
73], phosphorene [
74], borophene [
52–
54], and arsenene [
55,
56], were predicted with
no more than 31 K. In experiment, growing thin film structure through 3D superconducting noble metal is another strategy to obtain 2D elemental superconductor, for example, Nb [
75], Pb [
76,
77], Ga [
78], and Sn [
79] thin films. Therefore, the
of THO-graphene set a new record for 2D element superconductor.
For theoretical predictions, strain-induced superconducting transition from a non-superconducting phase is rarely reported. Strain modulation plays a role to enhance the
of 2D intrinsic superconductors that proposed theoretically. The transition temperature of monolayer MgB
is boosted from 20 K to 50 K under 4% tensile strain [
80]. After hydrogenation, the
of monolayer MgB
is further raised to 67 K due to the reduction of electron occupation in boron
-bands, and up to 100 K with strain tuning [
81]. Sandwich-like trilayer films, formed by two hexagonal BC sheets and a intercalation metal layer in between, e.g., LiB
C
and NaB
C
, are promising 2D high-
superconductors with the highest
achieving 150 K under BTS [
82–
85]. Strain heightens the EPC of hole-doped hexagonal monolayer BN, leading a maximal
of 41.6 K at 17.5% strain [
86]. Three-gap superconductivity was suggested in hydrogenated LiBC with
above 120 K under 3.59% tensile strain [
87]. Hydrogenated Janus 2H-MoSH displays an intrinsic
of 26.8 K, tunable to 36.7 K via strain and doping [
88]. Thus, THO-graphene can be regarded as an outstanding platform in which metal-superconductor transition is effectively controlled by applying strain.
To figure out whether it’s possible to obtain THO-graphene experimentally, we compare its total energy with respect to four 2D carbon sheets that have been synthesized (Fig. 6), i.e., graphene [
89], graphdiyne [
90,
91],
-graphyne [
92,
93], and biphenylene [
94]. Although THO-graphene is less stable in comparison with graphene and biphenylene, it possesses a lower formation energy than
-graphyne and graphdiyne, with energy advantages being 105.5 meV/atom and 228.3 meV/atom, respectively. This strongly suggests that there is a probability to acquire THO-graphene in experiment.
Considering the hexagonal symmetry and the lattice constant, we propose a template-assisted epitaxial growth strategy. Particularly, the synthesis of THO-graphene on the MoS
and MoTe
substrates is highly reasonable. This idea is supported by the following two key factors. (i) Exceptional lattice matching. The freestanding THO-graphene exhibits a lattice constant of 6.315 Å. High-
state is achieved under a 12% tensile strain with lattice constant being 7.073 Å. These two values align perfectly with the 2
2 supercell lattice constants of 2H-phase MoS
and MoTe
, whereas the optimized lattice constants are 3.191 Å for MoS
and 3.531 Å for MoTe
. Consequently, their 2
2 supercells measure 6.382 Å and 7.062 Å, respectively, showing excellent coincidence with the unstrained and 12%-strained THO-graphene. This perfect lattice matching is crucial for reducing interfacial defects and strain energy, promoting high-quality epitaxial growth. (ii) Electronic inertness of the substrates. The 2H phases of MoS
and MoTe
are semiconducting [
95–
97]. The energy bandgaps ensure that the substrates are electronically inert, showing little hybridization with states of THO-graphene around the Fermi level. This electronic isolation preserves the intrinsic low-energy electronic structure of THO-graphene, allowing its superconducting properties to be examined without interference from the substrate.
We carry out a simulation with THO-graphene on MoTe substrate to verify above assumption. A slab model containing MoTe trilayer in the middle is adopted, whereas two THO-graphene sheets are included on both sides with mirror symmetry [Figs. 7(a)−(c)]. By fixing the in-plane lattice constant to the bulk value of MoTe, the deposition of THO-graphene will gain 62.7 meV/carbon atom, suggesting that the synthesis of THO-graphene on MoTe substrate is energetically favorable. As revealed by the band structure and Fermi surface, hole pocket around the point is observed [Fig. 7(d) and its insert]. Electronic states at point near the Fermi level stem from the MoTe substrate as shown by the charge density distributions [Figs. 7(b) and (c)]. Beside this hole pocket, other pieces of Fermi surface almost resemble those of free-standing THO-graphene (Fig. 2). Thus, MoTe not only provides an ideal substrate with target strained lattice constant, but also has little impact on the electronic structure of THO-graphene in the vicinity of the Fermi level. Consequently, the high- superconductivity can survive. Moreover, the hole pockets associated with MoTe may provide additional channels to pair electrons and boost the superconducting .
4 Conclusion
In summary, this study demonstrates the remarkable potential of strain engineering as a powerful and clean tool to induce superconductivity in two-dimensional elemental materials. Through systematic first-principles calculations, we have shown that THO-graphene, a metallic carbon monolayer composed of triangles, hexagons, and octagons, undergoes a dramatic transition from a non-superconducting state to a robust superconductor under applied biaxial tensile strain. The emergence of superconductivity is primarily driven by the synergistic effects of enhanced EPC matrix elements and softened phonons, whereas phonon softening plays a decisive role. These changes collectively enhance the electron-phonon coupling strength, enabling Cooper pair formation. Notably, at a strain of 12%, the calculated reaches 45 K, which represents the highest predicted temperature among purely elemental 2D superconductors reported to date. Further incorporating hole doping, the can be elevated to 71 K. This finding sets a new benchmark and highlights the unique responsiveness of carbon-based nanostructures to mechanical deformation. Furthermore, the energetic feasibility of THO-graphene relative to other synthesized carbon allotropes suggests promising prospects for its experimental realization. Moreover, a template-assisted epitaxial growth strategy with 2H-MoTe being the substrate is proposed to synthesize THO-graphene.