1. School of Science, China University of Mining and Technology (Beijing), Beijing 100083, China
2. School of Applied Science, Beijing Information Science and Technology University, Beijing 100192, China
min.zhang.math@gmail.com
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Abstract
Let N be a sufficiently large integer. In this paper, it is proved that with at most exceptions, all positive integers satisfying some necessary congruence conditions up to N can be represented in the form , where are prime numbers.
Jinjiang LI, Min ZHANG.
On the Waring-Goldbach problem for one cube and nine biquadrates.
Front. Math. China, 2024, 19(4): 229-246 DOI:10.3868/s140-DDD-024-0014-x
In the study of number theory and everyday teaching practice, the problem of additive prime number theory involving the sum of low-order powers of natural numbers provides a convenient way to develop and explore new techniques in the Hardy-Littlewood method (see [1‒5]). Specifically, based on the research progress in the Waring problem for cubes and biquadrates, many scholars have achieved fruitful results in the study of the Waring problem concerning the representation of sufficiently large integers as sums of mixed powers of cubes and biquadrates.
For each natural number r, let B(r) denote the smallest positive integer s such that all sufficiently large integers can be represented as the sum of r cubes and s biquadrates. In the study of this problem, when , the estimates of upper bounds for B(r) were first obtained by Kawada and Wooley [8], who provided
For the cases , the results were currently given by Brüdern [4, 5]:
For , according to Linnik’s classical result [10], which states that any sufficiently large integer can be expressed as the sum of cubes of seven positive integers, it follows that . The conclusion for cannot be directly obtained from the existing literature. However, according to Brüdern [4], almost all sufficiently large positive integers can be expressed as the sum of three cubes and one biquadrate; combined with the conclusion of Kawada and Wooley [8], which states that sufficiently large even integers can be represented as the sum of one cube and four biquadrates, it can be deduced that . Later, Brüdern and Wooley [6] improved the result for and obtained .
Based on the above results, it is natural to consider the Waring-Goldbach problem for corresponding powers, but current methods in number theory cannot solve these problems. This paper will consider the problem of representing sufficiently large positive integers, which satisfy certain congruence conditions, as the additive prime of one prime cube and nine prime biquadrates, and will provide an upper bound estimate for the exceptional set corresponding to this representation method.
Theorem 1.1Let E(N) denote the number of positive integers n that satisfy the congruence conditions ), , , do not exceed N and cannot be represented as
Then, for any , we have
Note We will use the Hardy-Littlewood method to prove Theorem 1.1. For the estimation of the minor arc integrals, we will adopt the approach of Kawada and Wooley [9] and incorporate the exponent and estimates of Zhao [14]. For the integrals over the major arcs, we will perform a secondary subdivision and estimate each part separately. Detailed steps will be provided in the subsequent sections.
2 Outline of the proof of Theorem 1.1
Let N be a sufficiently large positive integer. According to the dichotomy method, we only need to consider positive integers n that satisfy the congruence conditions , , and . To apply the Hardy-Littlewood method, we define an appropriate Farey subdivision of the unit interval.
Let be a sufficiently large constant, whose value will be determined at the end of the proof. Define
According to Dirichlet’s rational approximation theorem (see Vaughan [12, Lemma 2.1]), each can be represented as
where a and q are integers satisfying and . Define
With the above subdivisions, we obtain a Farey subdivision of the unit interval:
For , let
where . Define
According to (2.2), we have
To prove Theorem 1.1, we need the following two propositions.
Proposition 2.1For , we have
whereis the singular series defined by (4.1). For positive integersn satisfying theconditions,, and, there exists a constantsuch that
In addition, is defined by Eq. (4.5) and satisfies
The proof of Eq. (2.3) in Proposition 2.1 will be given in Section 4. The properties of the singular series described in (2.4) will be proven in Section 5 (Lemma 5.6(ii)).
Proposition 2.2LetZ(N) represent the number of positive integersthat satisfythe congruence conditions , , and , for which thefollowing estimate holds
Then, we have
The proof of Proposition 2.2 will be given in Section 6. In the remaining part of this section, we will focus on using Proposition 2.1 and Proposition 2.2 to prove Theorem 1.1.
Proof of Theorem 1.1 According to Proposition 2.2, with at most exceptions, all positive integers that satisfy the congruence conditions , , and also satisfy
Combining this with Proposition 2.1, we know that with at most exceptions, all positive integers that satisfy the congruence conditions , , and can be expressed as , where are primes. Using the dichotomy method, we obtain
This completes the proof of Theorem 1.1. □
3 Some preliminary lemmas
Lemma 3.1Letαbe a real number such that satisfieswith.Define . Then we have
Proof Let’s denote the left-hand side of Eq. (5.1) by S. According to Lemma 5.2, we have
If for some , then . If this is not the case, then
From Lemma 5.2, we know that the number of terms in the outer sums does not exceed . For each of these terms, we have
Since each of these terms
is a Dirichlet character χ (mod p), the inner sum is
Noting that for the principal character χ0 mod p, we always have , so
Combining all these discussions, we obtain:
This completes the proof of Lemma 5.3. □
Lemma 5.4Letdenote the number of solutions to the following congruence equation
.
Then, for , , and , we have .
Proof Using the orthogonality of exponential functions, we know that
where
According to Lemma 5.2, we have
It is easy to verify that holds for. Hence, we know that when . For under the congruence conditions , , and , we can directly verify one by one that . □
Lemma 5.5Multiplicativity ofwith respect toq.
Proof According to the definition of in Eq. (4.1), we only need to prove that is multiplicative with respect to q. Let that satisfies . Then we have
When , for , we have
Substituting (5.3) into (5.2) gives
This completes the proof of Lemma 5.5. □
Lemma 5.6Letbe defined by Eq. (4.1). Then
(i) we have
(ii) there exists an absolute constant , such that for , , and ,
Proof According to Lemma 5.5, we know that is multiplicative with respect to q. Hence, we have
From Eq. (5.5) and Lemma 5.1, we see that or 0, depending on whether q is square-free. Thus, we obtain
Let
Then,
By applying Lemma 4.1 and noting that , we have and thus . Therefore, the second term on the right side of Eq. (5.7) is . On the other hand, according to Lemma 5.3, the first term on the right side of Eq. (5.7) is . Let . Then we obtain that when ,
In addition, if we directly apply Lemma 4.1, we get
from which we get
Let . Then for square-free q, we have
Therefore, from Eq. (5.6), we obtain
which proves Eq. (5.4) and demonstrates the absolute convergence of .
To prove Lemma 5.6(ii), according to Lemma 5.5, we have
According to (5.8), we have
From (5.9), we have
On the other hand, it is easy to see that
According to Lemma 5.4, when , , and , holds for all prime numbers p. Therefore, , and thus
Combining equations (5.10) to (5.13) and setting , we conclude that
Furthermore, from (5.8) and (5.9), we have
This completes the proof of Lemma 5.6. □
6 Proof of Proposition 2.2
In this section, we will present the proof of Proposition 2.2. We denote by the set of positive integers n satisfying , , , and such that
For convenience, we denote the cardinality of by . Furthermore, for , we define the complex number via the equation
And if , then . Clearly, whenever is not equal to 0. Therefore, we have
where the exponential sum is defined as
For , let
According to Eqs. (6.1)‒(6.3), we have
According to Kawada and Wooley [9, Lemma 2.1] (where and ), we have
for . Using the Cauchy inequality, VauGhan [12, Lemma 2.5], Lemma 3.3, and Eq. (6.5), we obtain
From Eqs. (6.4) and (6.6), we get
from which we deduce
Next, we estimate an upper bound for . According to Eq. (3.2), we have
For , either or holds. Thus, according to Lemma 3.1, we have
Noting that , where I is defined in Eq. (3.1), and using the Cauchy inequality, it is evident that . From Hua [7, Theorem 4, p.19], Lemma 3.4 and (6.9), we obtain
where the parameter A is chosen to be sufficiently large for the above upper bound to hold. Furthermore, using the Cauchy inequality, Eq. (6.5), and Hua [7, Theorem 4, p.19], we obtain
Combining Eqs. (6.4), (6.8), (6.10), and (6.11), we obtain
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