INTRODUCTION
Diabetes mellitus (DM) is a rapidly growing major global health problem, portending an increased risk of cardiovascular events, heart failure and death (
Greene et al., 2018;
Wang et al., 2018;
Zelniker and Braunwald, 2018). Although hyperglycemia is a strong risk factor for microvascular complications associated with DM, the consequences of intensive glycemic control on macrovascular complications remain unproven. It took more than 10 years for prospective studies to demonstrate a significant reduction in myocardial infarction and death with metformin (
Holman et al., 2008). In fact, various glucose-lowering agents increase the risk of hospitalization for heart failure (
Nassif and Kosiborod, 2018). Initial concerns about the cardiovascular safety of Rosiglitazone (
Nissen and Wolski, 2007) led the U.S. Food and Drug Administration (FDA) in 2008 (followed by the European Medicines Agency) to mandate that new glucose-lowering agents be tested for cardiovascular safety post-marketing. During the last decade, double-blind, placebo-controlled trials for Sitagliptin and Saxagliptin several were conducted, with neutral effects on cardiovascular outcomes (
Scirica et al., 2013;
Green et al., 2015). These were followed by the identification of unanticipated cardiovascular benefits with some newer generation drugs, including the sodium-glucose co-transporter-2 (SGLT2) inhibitors.
Empagliflozin (EMPA), an SGLT2 inhibitor, approved by the FDA in 2014, significantly reduced cardiovascular mortality and heart failure hospitalization (
Zinman et al., 2015). Since then, other SGLT2 inhibitors, Canagliflozin (
Neal et al., 2017) and Dapagliflozin (
Wiviott et al., 2019), have been found to have cardiovascular protection in patients with type 2 diabetes mellitus (
Zelniker et al., 2019). As such, the 2018 updated US and European treatment guidelines for diabetes mellitus incorporated SGLT2 inhibitors as second line glucose lowering agents after metformin. A very recent clinical trial (DAPA-HF Trial) demonstrated that in patients with heart failure and reduced ejection fraction, the risk of worsening heart failure or death from cardiovascular causes was lower in those who received SGLT2 inhibitor dapagliflozin than in those who received placebo, regardless of the presence or absence of diabetes (
McMurray et al., 2019;
Nassif et al., 2019). Whether the effect of SGLT2 inhibition on outcomes in non-diabetic heart failure patients is class effect or drug-specific effect remains unclear (
Packer et al., 2017;
Maack et al., 2018;
Santos-Gallego et al., 2019;
Yurista et al., 2019). In addition, although well tolerated, there are known adverse effects with SGLT2 inhibitors that require clinical monitoring, such as genital mycotic infections, diabetic ketoacidosis, volume depletion particularly in the setting of concomitant diuretic use, and lower limb amputations (with canagliflozin) (
Taylor et al., 2015;
Ueda et al., 2018;
Zheng et al., 2018;
Perry et al., 2019).
SGLT2 inhibitors mainly act on the kidney SGLT2, excreting excess glucose. However, they also significantly reduces cardiovascular mortality and heart failure admission rate, through an unknown mechanism independent of glucose (
Bell and Yellon, 2018;
Nassif and Kosiborod, 2018). Given that cardiomyocytes do not express SGLT2, whether the drug acts directly on the heart to produce cardioprotection and related direct protective molecular mechanisms need to be elucidated.
Na
+/H
+ exchanger 1 (NHE1) is mainly expressed in cardiomyocytes, and its activity is significantly increased under the pathological conditions of diabetes, heart failure and acute ischemia-reperfusion injury (
Packer, 2017). Activation of NHE1 increases cardiomyocyte intracellular sodium load, resulting in calcium overload during ischemia-reperfusion and aggravates reperfusion injury. Consistently, NHE1 knockout mice exhibited myocardial ischemia-reperfusion injury tolerance (
Wang et al., 2003). In contrast, cardiomyocyte-specific overexpression of NHE1 induced cardiac hypertrophy and heart failure in mice (
Nakamura et al., 2008). Recent proposed hypothesis for the mechanism of cardioprotection of SGLT2 inhibitors suggest it may be through induction of autophagy (
Avogaro et al., 2020;
Packer, 2020a,
b). We set out to establish the protective effects of EMPA during MI.
At the initiation of our studies, we sought to use pharmacological, genetic and unbiast screening approaches to determine the molecular mechanisms for SGLT2 inhibitor, EMPA, on improved cardiac function and remodeling after MI. Using genetic mouse models, we demonstrated that SGLT2 inhibitor improved cardiac function and survival post MI. Based on a screen of membrane transporter/ion channel compound library, molecular docking prediction and pharmacological testing of drug targets, we demonstrated that NHE1 is the main target of SGLT2 inhibitors on cardiomyocytes. We further demonstrated that EMPA’s cardioprotective effects are through NHE1 mediated downregulation of excessive autophagic flux. Autophagy is a complex evolutionarily conserved intracellular process in response to a variety of stimuli, including cellular stress, ischemic injury and nutritional starvation. Both insufficient activation of autophagy and excessive autophagy may be harmful, particularly in the setting of myocardial infarction (
Liu et al., 2018;
Santulli, 2018;
Sciarretta et al., 2018c). EMPA appears to regulate and optimize this important autophagy mechanism in the heart.
RESULTS
Effects of empagliflozin on diabetic and non-diabetic mice with myocardial infarction
Prompted by recent reports that EMPA promotes reverse cardiac remodeling in patients with type 2 diabetes (T2DM), we sought to determine the effect of SGLT2 inhibitor EMPA on infarcted diabetic murine hearts. To this end, we systematically performed sham or left anterior descending (LAD) coronary artery ligation on a total of 56 db/db mice (T2DM model). In addition to a sham group, the LAD-operated mice were randomized to groups pretreated with either DMSO (vehicle control), EMPA, Metformin or post-treatment EMPA (Fig. S1A and S1C). At one week after surgery, administration of EMPA before LAD surgery significantly improved db/db mice survival compared to DMSO (87.5 % vs. 23.8%, P = 0.0002) or Metformin treatment (87.5% vs. 50%, P = 0.0334) (Fig. 1A). Survival in the MI-Metformin and the MI-DMSO (50% vs. 23.8%) were not statistically significant (Fig. 1A). More importantly, although there was a marked reduction in left ventricular systolic function following MI in both groups (MI-DMSO and MI-EMPA), significant improvement of systolic function was observed only in the EMPA group. (Fig. 1B–D and Table S1). Consistently, heart weight to body weight ratio in the EMPA-treated mice was significantly decreased compared to that of the mice in the other treatment groups (Fig. 1E). We further determined the effect of EMPA treatment on cardiac structural remodeling and functional performance. Histological analysis and quantification of the scar showed that the EMPA-treated hearts had significant reduction in fibrotic scar size (Fig. 1F and 1G) and increased LV wall thickness (Fig. 1H). In addition, EMPA-treated hearts demonstrated a significant decrease in cardiomyocyte size in the MI border zone, but not the remote zone, indicative of an attenuated hypertrophic response Fig. 1I and 1K).
We then examined whether EMPA alleviated cardiac dysfunction in LAD ligation-operated Streptozotocin (STZ)-induced diabetic mice (mimic type 1 diabetes, n = 43) (Fig. S1B and S1D). Consistent with what we have observed with db/db diabetic model, administration of EMPA resulted in the improvement of survival 1 week after MI compared with MI-DMSO groups (91.7% vs. 55.0%, P = 0.0325) (Fig. 1A) decreased heart weight to body weight ratio (Fig. 1E), reduced fibrotic scars (Fig. 1F and 1G), and increased LV wall thickness (Fig. 1H). In addition, in EMPA-treated hearts, there was a significant decrease in cardiomyocyte size in the MI border zone, but not the remote zone (Fig. 1J and 1L). These studies further reinforce the beneficial effects of EMPA in multiple DM models.
As SGLT2 inhibitors confer clinical cardiovascular benefits in heart failure patients with or without diabetes (
McMurray et al., 2019;
Nassif et al., 2019), we next examined whether EMPA reduced cardiac damage in LAD ligation-operated WT mice (
n = 75 WT 10–12 week mice) (Fig. S2A). Administration of EMPA also improved the survival of LAD-ligation-operated WT mice (Fig. 2A), and suppressed myocardial infarction-induced adverse cardiac remodeling and dysfunction (Fig. 2B–J and Table S2).
Apart from utilizing LAD ligation-operated WT mice, we also compared the myocardial infarction size in response to ischemia/reperfusion (I/R) in WT mice treated with EMPA 1 week and 24 h prior to infarction (Figs. 2K and S2D). Remarkably, we observed that administration of EMPA to WT mice (1 week or 24 h prior to I/R), resulted in a significant reduction in infarct size as % of risk area (Fig. 2L and 2M). This observation further supports a myocardial protective role for EMPA for both diabetic and non-diabetic mice.
Empagliflozin protects cardiomyocytes from glucose deprivation and binds to cell surface proteins
With the benefits being observed within a short time window (24–48 h pretreatment), the protective effects of EMPA is unlikely through atherosclerosis reduction. To investigate whether EMPA directly interacts with cardiomyocytes to confer its beneficial effects against myocardial injury, we established an in vitro cell culture model to mimic myocardial ischemia and/or reperfusion stress. When cultured cardiomyocytes exposed to glucose deprivation (GD) for 24 h, 70%–80% cells succumbed to death (Figs. 3A and S3A). Remarkably, pretreatment with EMPA for 48 h significantly rescued the GD-induced cell death (Figs. 3B and S3B). Moreover, EMPA significantly inhibited the GD-induced cardiomyocytes apoptosis (Fig. S10A and S10B). In addition, the protective effects of EMPA were also observed in neonatal rat cardiomyocytes subjected to glucose deprivation (Fig. 3C and 3D). By contrast, EMPA exhibited no effect on proliferation and migration of endothelial cells (Fig. S4). We further demonstrated that it was EMPA itself rather than its metabolites (Fig. 3E), that conferred the protective effects on cardiomyocytes against starvation (Figs. 3F, 3G and S3C). Interestingly, in the GD-induced cell model, other SGLT2 inhibitors (including DAPA and CANA) also exhibited cardioprotective effects, indicative of common beneficial effects conferred by the entire class of SGLT2 inhibitors (Fig. 3H). In primary isolated cardiomyocytes, we further observed that EMPA improved myocyte contractility without affecting their beating frequency (Figs. 3I–K, S3F and S3G).
Since cardiomyocytes do not express SGLT2, EMPA must act on other target(s) to exert its beneficial effect on cardiomyocytes. We thus extracted the cellular fractions (membrane, cytoplasm, nucleus, etc.) and supernatants from the EMPA treated cell samples and utilized HPLC to analyze the distribution of EMPA in cultured cardiomyocytes (tamoxifen as control) (Fig. S5). We found that a large number of EMPA was associated with serum proteins in the culture medium and remained in the extracellular fluid whereas the remainder mostly bound to the cell membrane (Fig. 4A and 4B). Therefore, EMPA most likely acts on another membrane transporter/ion channel protein to elicit the cardioprotective effects. Utilizing the in vitro cell culture models mentioned above, we performed an unbiased pharmacological screen targeting potential membrane transporter/ion channel. As shown in Fig. 4C and 4D, inhibitors targeting potassium channel, sodium channel, proton pump, NHE1, P2X7 receptor and transient receptor potential A1 exhibited a comparable effect on cardiomyocytes in response to GD stress. Therefore, these specific membrane transporters and ion channels are potential candidate targets of SGLT2 inhibitors including EMPA expressed in cardiomyocytes.
Empagliflozin binds cardiomyocyte NHE1 in silico
We then conducted
in silico analysis of EMPA binding to the crystal structure (potassium channel [6C3O], sodium channel [6BUT], P2X7 [5U1L], and TRPA1 [3J9P]) or a structure model of NHE1 (Fig. 4D). The flowchart for alignment, homology modeling, fold recognition, evaluation and optimization of model, molecular docking and visualization was shown in Fig. S6. NHE1 appeared to be the most plausible candidate. Since homology below 30% sequence identity limits single-sequence based searches, the molecular modelling for human NHE1 was carried out by iterative threading ASSEmbly refinement (I-TASSER) server, an integrated platform for automated protein structure and function prediction based on the sequence-to-structure-to-function paradigm (
Todd et al., 2001;
Yang and Zhang, 2015). The predicted 3D model of NHE1 from I-TASSER (i), the optimized model using GROMACS (ii) and their alignment (iii) was shown in Fig. 4E. In addition, we applied ramachandran plot analysis of the NHE1 model from I-TASSER and the optimized model using GROMACS (Figs. 4F and S7). The predicted promising functional motifs present in NHE1 were depicted in Fig. 4G. As shown in Fig. 5A and 5B, all three SGLT2 inhibitors (Empagliflozin, Canagliflozin, Dapagliflozin) and one known NHE1 inhibitor Cariporide displayed high binding affinity to NHE1 with Goldscore fitness value of 59.98, 64.50, 61.93 and 50.48, respectively. Binding of a glucose molecule to the NHE1 structure model demonstrated that glucose bound in an identical orientation to the glucoside part of the SGLT2 inhibitors, but with a lower Goldscore fitness value of 39.05, suggesting the importance of the hydrophobic part of the SGLT2 inhibitors to ensure efficient binding (Fig. 5B). The binding pockets for the four SGLT2 inhibitors are shown in Fig. S8.
Empagliflozin targets NHE1 to confer cardioprotective effects
If the cardiac protective effect of EMPA is through inhibiting NHE1 activity, we would expect that previously identified NHE1 inhibitor could exert similar effect. Indeed, we found that the known NHE1 inhibitor cariporide protected cardiomyocytes from starvation-induced cell death (Fig. 6A and 6B). As activation of NHE1 increases cytoplasmic Na+ and Ca2+ concentrations and decreased mitochondrial Ca2+ concentration, thereby inducing cardiomyocyte death and eventually causing heart failure, we measured the cytoplasmic Na+ and Ca2+ concentration in EMPA-treated cardiomyocytes. We found that EMPA treatment reduced cytoplasmic Na+, pH and Ca2+ concentration (Figs. 6C–E and S9A–C). Interestingly, overexpression of NHE1 rendered cardiomyocytes more sensitive to glucose deprivation while EMPA reversed the detrimental effects of overexpression of NHE1 on cardiomyocytes (Figs. 6F, 6G and S9G–K). To determine the functional significance of NHE1 inhibition on the protective effect of EMPA, we used isolated cardiomyocytes from cardiac specific NHE1 knockout mice (Fig. 6H) pretreated with EMPA and then subjected these cardiomyocytes to glucose deprivation. Although EMPA significantly attenuated glucose deprivation-induced cardiomyocytes death from WT mice, the beneficial effects of EMPA were blunted in isolated cardiomyocytes from cardiac specific NHE1 KO mice (Fig. 6I), which suggest that the effect of EMPA is through cardiac specific NHE1.
Empagliflozin’s cardioprotective effects are through downregulation of autophagic flux and autosis
To determine the molecular mechanism underlying the cardioprotective effect of inhibiting NHE1 activity, we adopted a further unbiast screening approach and performed RNA-seq (transcriptome profiling). Three clusters of genes were identified highly associated with the knockout of NHE1 (Figs. 7, S12 and S13). Function enrichment of genes in such clusters identified ion transport, glucose metabolic process, and cell death pathways. Several specific genes, implicated in the induction of autophagy (
Zhang and Ney, 2009), were significantly downregulated with knockout of NHE1 (Fig. 7H).
Glucose deprivation is known to induce autophagy (
Matsui et al., 2007). Moreover, a recent study supports that during myocardial infarction ischemic/reperfusion injury, excessive autophagy leading to cardiomyocyte cell death (autosis) (
Liu et al., 2013;
Nah et al., 2020). As NHE1 knockout reduced autophagy-related genes, we tested whether EMPA may protect cardiomyocytes against starvation through inhibiting excessive autophagy and thus autosis. To analyze autophagic flux we assessed the effect of EMPA on the formation of both autophagosomes and autolysosomes by using an adenovirus expressing mRFP-GFP tandem fluorescent-tagged LC3 (tfLC3) (
Hariharan et al., 2010). Monomeric RFP (mRFP), but not GFP, produces fluorescence in the acidic environment of lysosomes. Therefore, the colocalization of GFP and mRFP is indicative of autophagosomes, exhibiting yellow in the merged image. The free mRFP signal that does not overlay with the GFP in the merged image is indicative of autolysosomes (
Kobayashi et al., 2012). GD enhanced active autophagic flux as evidenced by increased mRFP and GFP-LC3 individual signals and autophagosomes (yellow) (Figs. 8A and S10C). EMPA treatment dramatically reduced the number of mRFP and GFP-LC3 signals and autophagosomes (yellow) with GD, indicating that EMPA can block autophagic flux (Figs. 8B and S10D), consistent with the results from western blot analysis (Figs. 8C, 8D, S10E and S10F).
In vitro analysis may not reflect
in vivo, moreover there has been recent hypothesis that the protective effects of EMPA may be through induction of autophagy (
Avogaro et al., 2020;
Packer, 2020b,
a). Key to these
in vivo studies were the earlier LAD ligation models (Figs. 1 and 2) which established the protective role of EMPA and the use of genetic suppression (not knockout) of autophagy using
beclin 1+/− mice (insensitive to autophagy inducers (
Sciarretta et al., 2018c)) (Fig. 8E). Complete elimination of autophagy (knockout) as well as excess autophagy are both detrimental (
Delbridge et al., 2017). Such an autophagy-targeted genetic approach is needed as EMPA may have other off target protective effects beyond autophagy. We thus analyzed heart tissue from WT and
beclin 1+/− mice subjected to LAD with immunostaining and western blot. Beclin 1 plays a central role in autosis (
Nah et al., 2020). We demonstrated that the cleaved LC3 in WT mice heart 1 week post MI was significantly reduced when treated with EMPA, comparable with those in the
beclin 1+/− mice (Fig. 8F–I). Consistently, MI-induced mortality was also lower in
beclin 1+/− mice than in WT littermate controls (Fig. 8J). In addition, hearts from
beclin 1+/− mice exhibited reduced fibrotic scars and increased LV wall thickness, and further improved following EMPA treatment (Fig. 8K and 8L). Combined, the unbiast screening demonstrating reduced autophagy through NHE1 knockdown (and EMPA targeting cardiomyocyte NHE1), the
in vitro studies demonstrating reduced autophagic flux with EMPA treatment, and improvement in myocardial histology and function with reduced autophagy (
beclin 1+/− mouse), all support a role for EMPA in reducing autosis with glucose deprivation in the ischemic zone.
DISCUSSION
SGLT2 is mainly expressed in the kidney, and the mechanism of cardiovascular protection of SGLT2 inhibitors remains unclear (
Bell and Yellon, 2017;
Lytvyn et al., 2017;
Packer et al., 2017;
Uthman et al., 2018). Treatment of Empagliflozin in diabetic models and WT mice (
Xiang et al., 2015) subjected to acute myocardial infarction (
Wang et al., 2018) significantly reduced the infarct size, myocardial fibrosis, and significantly improved the survival rate. Proposed hypotheses for the cardiovascular protective mechanisms in diabetics include: (1) inhibition of NHE1, thereby reducing [Na
+]
c, [Ca
2+]
c levels and increasing mitochondrial [Ca
2+]
m levels in cardiomyocytes (
Baartscheer et al., 2017;
Bertero et al., 2018;
Uthman et al., 2018); (2) ketone body oxidation (
Ferrannini et al., 2016;
Lopaschuk and Verma, 2016); (3) ATP production and mitochondrial function (
Mudaliar et al., 2016); (4) diuretic effect (
Vettor et al., 2017), in addition to many more (
Bell and Yellon, 2018). Recently, it has been suggested that induction of autophagy may play a role (
Delbridge et al., 2017). However increased autosis is observed with MI (
Nah et al., 2020). Prior to these publications we had already set out to use unbiast screening approaches to determine the molecular mechanism for post MI protection by EMPA. We also converged on autophagy but our finding supported reduction rather than induction of autophagy. Autophagy is a clearly a complex and essential process where lack of autophagy as well as excessive autophagy is detrimental. Rescue and protection thus requires regulation of autophagy homeostasis, dependent of the disease process and cellular context.
As a terminally differentiated cell, the death of cardiomyocytes will lead to structural and functional defects in the heart and exacerbate heart failure. Myocardial cell death was classically divided into two major pathways: classical apoptosis and necrosis. However, new cell death patterns such as necroptosis, pyroptosis, ferroptosis and autosis have been discovered (
Whelan et al., 2010;
Liu et al., 2013;
Galluzzi et al., 2018). Among them, autophagy is an evolutionarily conserved intracellular process that mediates organelle turnover, protein degradation, and recirculation of excess and aging or damaged cytoplasmic components in response to a variety of stimuli, including cellular stress, ischemic injury, protein toxicity, infection and nutritional starvation. However, the key role of autophagy in cardiomyocyte survival and its underlying signaling mechanisms are unclear (
Lavandero et al., 2015;
Bravo-San Pedro et al., 2017;
Sciarretta et al., 2018a;
Sciarretta et al., 2018b). Whether autophagy is beneficial or harmful in myocardial infarction remains controversial (
Liu et al., 2018;
Santulli, 2018;
Sciarretta et al., 2018c). Inhibition of autophagy (
Liu et al., 2018) and activation of autophagy (
Xie et al., 2014) have both been reported to reduce myocardial infarct size, and even reverse ventricular remodeling after myocardial infarction and improve cardiac function (
Sciarretta et al., 2018c). Autophagy is a needed process but excessive autophagy under conditions of stress may accelerate myocardial cell death (
Nah et al., 2020).
With our cultured cardiomyocytes studies, pretreatment with of SGLT2 inhibitors significantly improved the survival of cardiomyocytes response to glucose deprivation (GD) (Fig. 3). GD induces autophagy accompanied by activation of adenylate-activated protein kinase (AMPK) and inactivation of the mammalian target of rapamycin (mTOR). Inhibition of AMPK significantly reduced GD-induced autophagy, but rapamycin-stimulated autophagy did not have an additive effect on GD-induced autophagy, suggesting that AMPK activation and mTOR inhibition independently mediate GD-induced autophagy (
Matsui et al., 2007). Our
in vivo studies demonstrated that myocardial ischemia in mice can induce autophagy, that can be further enhanced during heart reperfusion. This is consistent with a recent study suggesting increased autosis in MI (
Nah et al., 2020). Autophagy induced by myocardial ischemia in mice is accompanied by activation of AMPK, whereas autophagy during reperfusion is accompanied by upregulation of the key protein Beclin 1 in the autophagy pathway, but not activation of AMPK. In
beclin 1+/− mice, induced autophagy and cardiac damage were significantly attenuated during the reperfusion phase. These results indicate that in the heart, ischemia stimulates autophagy via an AMPK-dependent mechanism, whereas ischemia/reperfusion stimulates autophagy via a Beclin1-dependent, AMPK-independent mechanism. Thus, autophagy may play differential roles during ischemia and reperfusion, being protective during ischemia, and detrimental during reperfusion. EMPA serves to reduce the detrimental effects of autosis.
In conclusion, using SGLT2 inhibitors, we provide new mechanistic insights into molecular regulation of autophagy during myocardial ischemia-reperfusion injury. Autophagy is necessary under acute stress to maintain cellular homeostasis by degrading abnormal components within cells, however, excessive autophagy can lead to autosis. In elucidating the target and mechanism for SGLT2 inhibitors, we provide novel targets for management of myocardial ischemia/infarction including support for the development of novel cardiac-specific NHE1 inhibitors as well as autosis inhibitors.