An Index-Based Approach to Assess Social Vulnerability for Hamburg, Germany
Malte von Szombathely , Franziska S. Hanf , Janka Bareis , Linda Meier , Jürgen Oßenbrügge , Thomas Pohl
International Journal of Disaster Risk Science ›› 2023, Vol. 14 ›› Issue (5) : 782 -794.
An Index-Based Approach to Assess Social Vulnerability for Hamburg, Germany
In this study, we set out to develop a new social vulnerability index (SVI). In doing so, we suggest some conceptual improvements that can be made to existing methodical approaches to assessing social vulnerability. To make the entanglement of socio-spatial inequalities visible, we are conducting a small-scale study on heterogeneous urban development in the city of Hamburg, Germany. This kind of high-resolution analysis was not previously available, but is increasingly requested by political decision makers. We can thus show hot spots of social vulnerability (SV) in Hamburg, considering the effects of social welfare, education, and age. In doing so, we defined SV as a contextual concept that follows the recent shift in discourse in line with the Intergovernmental Panel on Climate Change’s (IPCC) concepts of risk and vulnerability. Our SVI consists of two subcomponents: sensitivity and coping capacity. Populated areas of Hamburg were identified using satellite information and merged with the social data units of the city. Areas with high SVI are distributed over the entire city, notably in the district of Harburg and the Reiherstieg quarter in Wilhelmsburg near the Elbe, as well as in the densely populated inner city areas of Eimsbüttel and St. Pauli. As a map at a detailed scale, our SVI can be a useful tool to identify areas where the population is most vulnerable to climate-related hazards. We conclude that an enhanced understanding of urban social vulnerability is a prerequisite for urban risk management and urban resilience planning.
Climate change adaptation / Hamburg / Risk approach / Social vulnerability / Social vulnerability index
| [1] |
|
| [2] |
|
| [3] |
|
| [4] |
|
| [5] |
Bouwer, L. 2020. Climate risk information: An essential service for planning. Geesthacht, Germany: Climate Service Center Germany. https://publications.hereon.de/id/39938/. Accessed 13 Oct 2023. |
| [6] |
Bullard, R.D. 2001. Environmental justice in the 21st Century. https://uwosh.edu/sirt/wp-content/uploads/sites/86/2017/08/Bullard_Environmental-Justice-in-the-21st-Century.pdf. Accessed 13 Oct 2023. |
| [7] |
|
| [8] |
|
| [9] |
|
| [10] |
Dapp, U., C.E. Minder, J. Anders, S. Golgert, and W. von Renteln-Kruse. 2014. Long-term prediction of changes in health status, frailty, nursing care and mortality in community-dwelling senior citizens – Results from the longitudinal urban cohort ageing study (LUCAS). BMC Geriatrics 14: Article 141. |
| [11] |
|
| [12] |
Dodman, D., B. Hayward, M. Pelling, V. Castan Broto, W. Chow, E. Chu, R. Dawson, L. Khirfan, et al. 2022. Cities, settlements and key infrastructure. In Climate change 2022: Impacts, adaptation and vulnerability. Contribution of Working Group II to the Sixth Assessment Report of the Intergovernmental Panel on Climate Change, ed. H.-O. Pörtner, D.C. Roberts, M. Tignor, E.S. Poloczanska, K. Mintenbeck, A. Alegría, M. Craig, S. Langsdorf, et al., 907–1040. Cambridge, UK: Cambridge University Press. |
| [13] |
Drakes, O., and E. Tate. 2022. Social vulnerability in a multi-hazard context: A systematic review. Environmental Research Letters 17(3): Article 33001. |
| [14] |
Driessen, P., D. Hegger, Z. Kundzewicz, H. van Rijswick, A. Crabbé, C. Larrue, P. Matczak, M. Pettersson, et al. 2018. Governance strategies for improving flood resilience in the face of climate change. Water 10(11). https://doi.org/10.3390/w10111595. |
| [15] |
EEA (European Environment Agency). 2019. Environmental justice, environmental hazards and the vulnerable in European society (briefing). https://www.eea.europa.eu/publications/unequal-exposure-and-unequal-impacts/environmental-justice-environmental-hazards-and/view. Accessed 14 Oct 2023. |
| [16] |
|
| [17] |
|
| [18] |
Flanagan, B.E., E.W. Gregory, E.J. Hallisey, J.L. Heitgerd, and B. Lewis. 2011. A social vulnerability index for disaster management. Journal of Homeland Security and Emergency Management 8(1). https://doi.org/10.2202/1547-7355.1792. |
| [19] |
|
| [20] |
|
| [21] |
Freie und Hansestadt Hamburg, Behörde für Bau und Verkehr. 2003. 50 years of land management in Hamburg: Area management through land consolidation and border regulation (50 Jahre Bodenordnung in Hamburg: Flächenmanagement Durch Umlegung Und Grenzregelung). https://epub.sub.uni-hamburg.de/epub/volltexte/2009/3689/pdf/bodenordnung_in_hamburg%20_50_jahre_broschuere.pdf. Accessed 13 Oct 2023 (in German). |
| [22] |
Freie und Hansestadt Hamburg, Behörde für Gesundheit und Verbraucherschutz. 2019. Report on the demographic concept Hamburg 2030 (Bericht Zum Demographiekonzept Hamburg 2030). https://www.hamburg.de/contentblob/12032286/0880e17d6ef77aab152751b988daf47f/data/download-fortschreibung-demografiekonzept-hamburg2030.pdf. Accessed 13 Oct 2023 (in German). |
| [23] |
Freie und Hansestadt Hamburg, Behörde für Stadtentwicklung und Umwelt. 2004. Development perspectives for Reiherstieg and Spreehafen. Leap across the Elbe – Urban renewal in the west (Entwicklungsperspektiven Reiherstieg Und Spreehafen. Sprung über die Elbe – Stadtumbau West). https://zukunft-elbinsel.de/wp-content/uploads/2013/08/2004-duesterhoeft_entwicklungsperspektivenreiherstieg-spreehafen.pdf. Accessed 13 Oct 2023 (in German). |
| [24] |
Freie und Hansestadt Hamburg, Behörde für Stadtentwicklung und Wohnen (ed.). 2021. Social monitoring and integrated urban development: Report 2021 (Sozialmonitoring Integrierte Stadtenteicklung: Bericht 2021). https://www.hamburg.de/contentblob/15711330/727d2c0115b88daaa3514f87297932cb/data/d-sozialmonitoring-bericht-2021.pdf. Accessed 13 Oct 2023 (in German). |
| [25] |
Freie und Hansestadt Hamburg, Behörde für Umwelt, Klima, Energie und Agrarwirtschaft. 2020. Accompanying text for flood hazard and flood risk maps for Hamburg (Begleittext Hochwassergefahren- Und Hochwasserrisikokarten Für Hamburg). https://www.hamburg.de/contentblob/13535832/49ff87c5193544555c671b8748125c5a/data/d-hh-begleittext-gefahrenrisikokarten-jan2020.pdf. Accessed 13 Oct 2023 (in German). |
| [26] |
Freie und Hansestadt Hamburg, Behörde für Umwelt, Klima, Energie und Agrarwirtschaft. 2021. Heavy rainfall alert map (Starkregenhinweiskarte). https://www.hamburg.de/starkregenhinweiskarte/. Accessed 13 Oct 2023 (in German). |
| [27] |
Füssel, H.-M. 2010. Review and quantitative analysis of indices of climate change exposure, adaptive capacity, sensitivity, and impacts. Washington, DC: World Bank. https://openknowledge.worldbank.org/bitstream/10986/9193/1/WDR2010_0004.pdf. Accessed 13 Oct 2023. |
| [28] |
GeoBasis-DE/BKG. 2018. CORINE Land Cover 5 Ha, Stand 2018 (CLC5-2018). http://gdz.bkg.bund.de/index.php/default/corine-land-cover-5-ha-stand-2018-clc5-2018.html. Accessed 13 Oct 2023. |
| [29] |
Glavovic, B.C., R. Dawson, W. Chow, M. Garschagen, M. Haasnoot, C. Singh, and A. Thomas. 2022. Cross-chapter paper 2: Cities and settlements by the sea. In Climate change 2022: Impacts, adaptation and vulnerability. Contribution of Working Group II to the Sixth Assessment Report of the Intergovernmental Panel on Climate Change, ed. H.-O. Pörtner, D.C. Roberts, M. Tignor, E.S. Poloczanska, K. Mintenbeck, A. Alegría, M. Craig, S. Langsdorf, et al., 2163–2194. Cambridge, UK: Cambridge University Press. |
| [30] |
Goepel, K.D. 2018. Implementation of an online software tool for the analytic hierarchy process (AHP-OS). International Journal of the Analytic Hierarchy Process 10(3). https://doi.org/10.13033/ijahp.v10i3.590. |
| [31] |
Grotlüschen, A., and K. Buddeberg. 2020. LEO 2018: Living with low literacy (LEO 2018: Leben mit geringer Literalität). Bielefeld: wbv (in German). |
| [32] |
Hanke, C. 2014. Hamburg’s street names tell history: With district walks, maps, photos, and … the latest streets (Hamburgs Straßennamen erzählen Geschichte: Mit Stadtteilrundgängen, Karten, Fotos und … den neuesten Straßen), 5th edn. Aufl. Hamburg: Medien-Verl. Schubert (in German). |
| [33] |
Holand, I.S., P. Lujala, and J.K. Rød. 2011. Social vulnerability assessment for Norway: A quantitative approach. Norsk Geografisk Tidsskrift – Norwegian Journal of Geography 65(1): 1–17. |
| [34] |
Islam, S.N., and J. Winkel. 2017. Climate change and social inequality working papers. United Nations Publications 152. New York: UN Department of Economic and Social Affairs (DESA). |
| [35] |
|
| [36] |
Jodoin, S., A. Buettgen, N. Groce, P. Gurung, C. Kaiser, M. Kett, M. Keogh, S.S. Macanawai, et al. 2023. Nothing about us without us: The urgent need for disability-inclusive climate research. PLOS Climate 2(3): Article e0000153. |
| [37] |
Jurgilevich, A., A. Räsänen, F. Groundstroem, and S. Juhola. 2017. A systematic review of dynamics in climate risk and vulnerability assessments. Environmental Research Letters 12(1): Article 013002. |
| [38] |
|
| [39] |
Kaveckis, G. 2017. Modeling future population’s vulnerability to heat waves in Greater Hamburg. Ph.D. dissertation. Institute of Geographie, Universität Hamburg, Hamburg, Germany. |
| [40] |
|
| [41] |
Kim, S.K., M.M. Bennett, T. van Gevelt, and P. Joosse. 2021. Urban agglomeration worsens spatial disparities in climate adaptation. Scientific Reports 11(1): Article 8446. |
| [42] |
Kosanic, A., J. Petzold, B. Martín-López, and M. Razanajatovo. 2022. An inclusive future: Disabled populations in the context of climate and environmental change. Current Opinion in Environmental Sustainability 55: Article 101159. |
| [43] |
|
| [44] |
Markert, M. 2008. The leap across the Elbe – Wilhelmsburg’s path to the center of the city (Der Sprung über die Elbe – Wilhelmsburgs Weg in die Mitte der Stadt). 191. Geschichtswerkstatt Wilhelmsburg & Hafen 2008 – Wilhelmsburg. |
| [45] |
Mason, D., A. Iida, S. Watanabe, L.P. Jackson, and M. Yokohari. 2020. How urbanization enhanced exposure to climate risks in the Pacific: A case study in the Republic of Palau. Environmental Research Letters 15(11): Article 114007. |
| [46] |
McCarthy, J.J., O.F. Canziani, N.A. Leary, D.J. Dokken, and K.S. White. 2001. Climate change 2001: Impacts, adaptation and vulnerability. Contribution of Working Group II to the Third Assessment Report of the Intergovernmental Panel on Climate Change. Cambridge, UK: Cambridge University Press. |
| [47] |
|
| [48] |
|
| [49] |
|
| [50] |
Paech, F. 2008. The whole stories of the people – The Hamburg flood of 1962 in the consciousness of the Wilhelmsburg population (Die ganzen menschlichen Geschichten – Die Hamburger Sturmflut von 1962 im Bewusstsein der Wilhelmsburger Bevölkerung). 161–173. https://content.e-bookshelf.de/media/reading/L-2812425-169e1ca58f.pdf. Accessed 13 Oct 2023. |
| [51] |
Pohl, T., and K. Wischmann. 2014. Housing market dynamics and urban political conflicts in Hamburg: A contribution to gentrification research (Wohnungsmarktdynamik und stadtpolitische Konflikte in Hamburg: ein Beitrag zur Gentrificationforschung). Mannheim. https://www.ssoar.info/ssoar/bitstream/handle/document/41134/ssoar-europareg-2014-2-pohl_et_al-Wohnungsmarktdynamik_und_stadtpolitische_Konflikte_in.pdf?sequence= 1&isAllowed=y&lnkname=ssoar-europareg-2014-2-pohl_et_al-Wohnungsmarktdynamik_und_stadtpolitische_Konflikte_in.pdf. Accessed 13 Oct 2023 (in German). |
| [52] |
|
| [53] |
Poschlod, B., and R. Ludwig. 2021. Internal variability and temperature scaling of future sub-daily rainfall return levels over Europe. Environmental Research Letters 16: Article 064097. |
| [54] |
|
| [55] |
Preston, B., T.F. Smith, C. Brooke, R.J. Gorddard, T. Measham, G. Withycombe, B. Beveridge, C. Morrison, et al. 2008. Mapping climate change vulnerability in the Sydney coastal councils group. https://publications.csiro.au/rpr/download?pid=procite:0b6b33c4-90ca-453d-bf77-9480cd047047&dsid=DS1. Accessed 13 Oct 2023. |
| [56] |
|
| [57] |
Reisinger, A., M. Howden, C. Vera, M. Garschagen, M. Hurlbert, S. Kreibiehl, K.J. Mach, K. Mintenbeck, et al. 2020. The concept of risk in the IPCC Sixth Assessment Report: A summary of cross-working group discussions. https://www.ipcc.ch/site/assets/uploads/2021/01/The-concept-of-risk-in-the-IPCC-Sixth-Assessment-Report.pdf. Accessed 13 Oct 2023. |
| [58] |
Rheinneckar Blog. 2021. 106 out of 135 flood victims in the Ahr Valley were over 60 years old: Statement by the Victim Commissioner of the state of Rhineland-Palatinate on the number of victims (106 Von 135 Opfern Der Flut Im Ahrtal Waren Über 60 Jahre Alt: Angaben Des Opferbeauftragten Des Landes Rheinland-Pfalz Zur Zahl Der Opfer). Rheinneckar Blog, 18 November 2021. https://rheinneckarblog.de/18/106-von-135-opfern-der-flut-im-ahrtal-waren-ueber-60-jahre-alt/162578.html. Accessed 13 Oct 2023 (in German). |
| [59] |
RND (Redaktionsnetzwerk Deutschland). 2021. Flood catastrophe in the Ahr Valley: 69 out of the 134 deaths came from Ahrweiler (Flutkatastrophe Im Ahrtal: 69 Der 134 Toten Stammten Aus Ahrweiler). Redaktions Netzwerk Deutschland, 18 November 2021. https://www.rnd.de/panorama/hochwasser-im-ahrtal-das-juengste-todesopfer-war-vier-jahre-alt-das-aelteste-97-T3FPN5OE76AAWKGLCY6EV5USSI.html. Accessed 8 Oct 2023 (in German). |
| [60] |
|
| [61] |
Schlömer, O., J. Giesel, and M. Lindinger. 2021. Déjà-Vu of the catastrophe (Déjà-Vu Der Katastrophe). Frankfurter Allgemeine Zeitung, 5 August 2021. https://www.faz.net/aktuell/gesellschaft/ungluecke/flutkatastrophe-im-ahrtal-neue-erkenntnisse-zum-hochwasser-17470847.html. Accessed 13 Oct 2023 (in German). |
| [62] |
|
| [63] |
Schubert, D. 2012. The Great Fire of Hamburg, 1842: From Catastrophe to Reform. In Flammable Cities: Urban Conflagration and the Making of the Modern World, ed. G. Bankoff, U. Lübken, and J. Sand. Madison, University of Wisconsin. |
| [64] |
|
| [65] |
|
| [66] |
|
| [67] |
Statistikamt Nord. 2017. Statistical areas in Hamburg (Statistische Gebiete in Hamburg). https://metaver.de/trefferanzeige?docuuid=DB93B23B-D3F1-4460-8C62-DD1961893767&plugid=/ingrid-group:ige-iplug-hmdk.metaver&docid=DB93B23B-D3F1-4460-8C62-DD1961893767. Accessed 7 Oct 2023 (in German). |
| [68] |
Statistikamt Nord. 2020. Customer file 2020 (Kundendatei 2020). Obtainable from the authors. |
| [69] |
|
| [70] |
|
| [71] |
Tapsell, S.M., E.C. Penning-Rowsell, S.M. Tunstall, and T.L. Wilson. 2002. Vulnerability to flooding: Health and social dimensions. Philosophical Transactions. Series A, Mathematical, Physical, and Engineering Sciences 360(1796): 1511–1525. |
| [72] |
Tascón-González, L., M. Ferrer-Julià, M. Ruiz, and E. García-Meléndez. 2020. Social vulnerability assessment for flood risk analysis. Water 12(2): Article 558. |
| [73] |
|
| [74] |
|
/
| 〈 |
|
〉 |