Generalized Drazin spectrum of upper triangular matrices in Banach algebras

Yongfeng PANG , Dong MA , Danli ZHANG

Front. Math. China ›› 2023, Vol. 18 ›› Issue (6) : 431 -440.

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Front. Math. China ›› 2023, Vol. 18 ›› Issue (6) : 431 -440. DOI: 10.3868/s140-DDD-023-0030-x
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Generalized Drazin spectrum of upper triangular matrices in Banach algebras

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Abstract

Let A be a Banach algebra with unit e and a,b,cA,Mc=(ac0b)M2(A). The concepts of left and right generalized Drazin invertible of elements in a Banach algebra are proposed. A generalized Drazin spectrum of α is defined by σgD(α)={λC:αλeisnotgeneralizedDrazininvertible}. It is shown that

           σgD(a)σgD(b)=σgD(Mc)W2,

where Wg is a union of certain holes σgD and WgσgD(a)σgD(b), or more finely WgσrgD(a)σlgD(b). In addition, some properties of generalized Drazin spectrum of elements in a Banach algebra are studied.

Keywords

Banach algebra / generalized Drazin inverse / generalized Drazin spectrum / upper / triangular matrices

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Yongfeng PANG, Dong MA, Danli ZHANG. Generalized Drazin spectrum of upper triangular matrices in Banach algebras. Front. Math. China, 2023, 18(6): 431-440 DOI:10.3868/s140-DDD-023-0030-x

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1 Introduction

In recent years, the spectral theory of operator matrices, especially the triangular operator matrix on 2×2, has become an international research hot spot. Among them, Han et al. [6] discussed the spectral hole-filling interval of triangular operator matrices on 2×2 in Banach space. Zhang Shifang et al. [11] discussed the Drazin spectrum of triangular operator matrices on 2×2 in Banach space. Zhang Haiyan et al. [10] discussed the correlation problem of Drazin spectrum of triangular operator matrix on 2×2 in Hilbert space. Zhang Shifang et al. [12] discussed the correlation problem of the generalized Drazin spectrum of triangular operator matrices on 2×2 in Banach space. Lin [8] discussed the interproblem of spectral hole filling of triangular matrices on 2×2 in Banach algebra. More interproblems of triangular matrix spectra can be found in [1, 5]. Inspired by the above literature, this paper discusses the correlation between the generalized Drazin spectrum of trigonometric matrices on 2×2 in Banach algebra. The Drzain inverse is one of the main concepts of generalized inverse theory which has important applications in disciplines such as cryptography, singular differential, and multi-body dynamics.

Based on the concept of generalized Drazin inverse of elements, this paper presents the left generalized Drazin inverse and the right generalized Drazin inverse. The properties and hole-filling interval of the upper triangular matrix g-Drazin spectrum in M2(A) are discussed, and the other properties of the upper triangular matrix g-Drazin spectrum are also studied.

2 Preparatory knowledge

Let A be a Banach algebra with unit element e over a complex domain C, aA. σ(a) and r(a) denote the spectrum and the spectral radius of a, respectively. r(a)=supλσ(a)|λ|, σ(a)andστ(a) denote the left and right spectra of a, respectively. If there exists kN such that ak=0, then a is said to be a nilpotent element. The smallest natural number k satisfying the above condition is called the nilpotency index of a. If σ(a)={0}, then a is called the quasi-nilpotent. Let pA. If p2=p, then p is said to be a nilpotent element. QN(A) denotes the set of all proposed nilpotent elements in A. Let M be a nonempty subset of C. Then acc(M),int(M),iso(M), and M represent the set of M consisted by all clusters, interior points, isolated points and boundary points, respectively.

Let the parametrization in the Banach space A×A be (a1,a2)=max(a1,a2), (a1,a2)A×A,B(A×A) is the set consisting of all bounded linear operators on A×A. Let M2(A)={(acdb):a,b,c,dA}. M2(A) can be considered as a subspace of B(A×A). Then M2(A) is a Banach algebra with unit element (e000).

Let aA. a is left invertible if there exists bA such that ba=e. a is right invertible if there exists cA such that ca=e. If a is both left and right reversible, then a is reversible. Denote Inv(A) as the set of all reversible elements in A, then L-Inv(A) represents the set of all left-reversible elements and R-lnv(A) represents the set of all right-reversible elements in A, respectively.

Drazin [4] introduces the concept of Drazin inverse. Let aA. If there exists bA such that

ab=ba,b=ab2,ak+1b=ak,

then b is said to be the Drazin inverse of a, where kN. The smallest natural number k satisfying the above condition is called the Drazin indicator of a, denoted as i(a). If a is Drazin invertible, then the Drazin inverse of a is unique, denoted as aD.

Koliha [7] generalizes the concept of Drazin inverse. Let aA. If there exists bA such that

ab=ba,b=ab2,aa2bQN(A),

then a is said to be generalized Drazin invertible, or g-Drazin invertible, and b is the generalized Drazin inverse of a. If a is generalized Drazin invertible, then the generalized Drazin inverse of a is unique.

Let aA. Then the set σgD(a)={λC:aλeis not generalized Drazininvertible} is called the generalized Drazin spectrum of a. The set ρgD(a)=CσgD(a) is called the generalized Drazin pre-solutions of a. Thus,

σ(a)=σgD(a)iso(σ(a)).

By [9], if aA, then

r(a)=infn1an1n=limnan1n.

Let a,b,cA, Mc=(ac0b). We focus on the correlation interval of the generalized Drazin spectrum of Mc in this paper.

3 Main results and proofs

Lemma 3.1 [7] Let A be a Banach algebra with unit element e, aA. Then the following conditions are equivalent:

(1) 0acc(σ(a));

(2) There exists a curtain equivalent element pA exchangeable with a such that apQN(A),p+aInv(A);

(3) a is g-Drazin invertible.

Lemma 3.2 [8]  Let A be a Banach algebra with unit element e,a,b,cA. If a and b are invertible, then Mc is invertible and Mc1=(a1a1cb10b1).

Lemma 3.3  Let A be a Banach algebra with unit element e,a,b,cA. If a and b are g-Drazin invertible, then Mc is g-Drazin invertible.

Proof From Lemma 3.1 and the fact that a and b are both g-Drazin invertible, it follows that ε>0, when 0<|λ|<ε, aλe is invertible and bλe is also invertible. Since then, when 0<|λ|<ε, there is λσ(Mc), and 0acc(σ(Mc)). By Lemma 3.1, we know that Mc is g-Drazin invertible.

Lemma 3.4 [3]  Let A be a Banach algebra with unit element e,a,b,cA. If Mc and a are g-Drazin invertible, then b is g-Drazin invertible.

Lemma 3.4 is equivalent to σgD(b)σgD(Mc)σgD(a). Similarly, it follows that σgD(a)σgD(Mc)σgD(b).

Lemma 3.5 [8]  Let A be a Banach algebra with unit element e,a,b,cA. If Mc and a are invertible, then b is invertible.

Lemma 3.5 is equivalent to σ(b)σ(Mc)σ(a). Similarly, it follows that σ(a)σ(Mc)σ(b).

Lemma 3.6  Let A be a Banach algebra with unit element e, aA. If a is g-Drazin invertible, then there exists δ>0 such that for any λC satisfying 0<|λ|<δ, there is aλe invertible.

Proof Since a is g-Drazin invertible, 0acc(σ(a)), and 0ρ(a)iso(σ(a)). If 0ρ(a), then 0σ(a). Thus, a is invertible. Let δ1=1a1. When 0<|λ|<δ1, there is 0<|λ|<1a1, then λa1<1 and eλa1 is invertible. Since a is invertible, then a(eλa1) is invertible, i.e., aλe is invertible. If 0iso(σ(a)), there exists δ2>0 such that U(0,δ2)σ(a)=. If λC and satisfying 0<|λ|<δ2, there is λU(0,δ2), then λσ(a). Since then, λρ(a). Thus, aλϵ is invertible.

Take δ=min{δ1,δ2}. Then for any λC satisfying 0<|λ|<δ, aλe is invertible.

Definition 3.1 Let A be a Banach algebra with unit element e, a,pA and p is a curtain equal element exchangeable with a. If a+pLInv(A) and apQN(A), then a is said to be left generalized Drazin invertible. If a+pRInv(A) and apQN(A), then a is said to be right generalized Drazin invertible.

The left generalized Drazin spectrum and the right generalized Drazin spectrum of a are defined as follows:

σlgD(a)={λC:aλeis not left generalized invertible},σrgD(a)={λC:aλeis not right generalized invertible}.

From Definition 3.1, it follows that

σgD(a)=σlgD(a)σrgD(a)σ(a).

The following proves the equation part of this conclusion (3.1).

Proof of Eq. (3.1) If a is generalized Drazin invertible, then there exist curtain equivalences p exchangeable with a such that a+pInv(A),apQN(A). Since a+pInv(A), there is a+pLInv(A) and a+pRInv(A). By Definition 3.1, a is left generalized Drazin invertible and right generalized Drazin invertible, hence σlgD(a)σrgD(a)σgD(a).

Conversely, let a be left g-Drazin invertible. Then there exist curtain equivalents p exchangeable with a such that a+pLInv(A) and apQN(A). Let λC. Then λea=(λeap)p+(λe(p+a))(ep). So there exists r>0 so that λe(p+a)LInv(A) when 0<|λ|<r. From apQN(A), λeapLInv(A), we have λeaLInv(A). As p0, 0iso(σl(a)), then 0acc(σl(a)). Similarly, a is right g-Drazin invertible, then 0acc(σr(a)). From acc(σ(a))=acc(σl(a)σr(a))=acc(σl(a))acc(σr(a)), we have 0acc(σ(a)). By Lemma 3.1, a is generalized Drazin invertible. Therefore, σgD(a)σlgD(a)σrgD(a). Then σgD(a)=σlgD(a)σrgD(a).

Theorem 3.1  Let A be a Banach algebra with unit element e,a,b,cA. If Mc is g-Drazin invertible, then a is left g-Drazin invertible and b is right g-Drazin invertible.

Proof Since Mc is g-Drazin invertible, by Lemma 3.1, it is known that there exist curtain equivalence elements E=(pr0q), where p,q,rA such that McE=EMc,McEQN(A),Mc+EInv(A). As (p2pr+rq0q2)=E2=E=(pr0q), p2=p,q2=q, so p and q are curtain equivalents in A. As (apar+cq0bq)=McE=EMc=(papc+rb0qb), ap=pa,bq=qb. By (apc+r0b+q)=Mc+EInv(A) and Mc+E=(a+pc+r0b+q)=(e00b+q)(cc+r0c)(a+p00e), we have a+pLlnv(A),b+qRInv(A).

Since McEQN(A), σ(McE)={0}. By (apar+cq0bq)=McE and Lemma 3.5, there is σ(ap)σ(McE)σ(bq)andσ(bq)σ(McE)σ(ap). Then σ(ap){0}σ(bq)andσ(bq){0}σ(ap). Finally, we have σ(ap)={0}=σ(bq), or σ(ap)=σ(bq).

The following proof is for when σ(ap)=σ(bq), σ(ap)={0}=σ(bq).

By σ(McE)σ(ap)σ(bq), {0}σ(ap)σ(bq). Since σ(McE)={0}, there is r(McE)=supλσ(McE)|λ|=0. As (a1,a2)=max{a1,a2},(a1,a2)A×A, we have

McE=sup{(apar+cq0bq)(x1y1):x=1,x=(x1y1)}=sup{(apx1+(ar+cq)y1bqy1):x=1,x=(x1y1)}.

Since then,

McEsup{(apx1+(ar+cq)y1bqy1):x=(0f),f=1}=sup{((ar+cq)fbqf):f=1}max{ar+cq,bq},

McEsup{(apx1+(ar+cq)y1bqy1):x=(h0),h=1}=sup{(aph0):h=1}ap.

Then McEmax{ap,bq,ar+cq}.

(McE)n=(ap(ar+cq)0bq)n=((ap)nk=1n(ap)nk(ar+cq)(bq)k10(bq)n).

Let Sn=k=1n(ap)nk(ar+cq)(bq)k1. Then

(McE)n=sup{((ap)nSn0(bq)n)(x1y1):x=1,x=(x1y1)}=sup{((ap)nx1+Sny1(bq)ny1):x=1,x=(x1y1)}max{(ap)n,(bq)n,Sn}.

So (McE)n1nmax{(ap)n1n,(bq)n1n,Sn1n}.

As (ap)n1n0andlimn(McE)n1n=r(McE)=0, there is r(ap)=limn(ap)n1n=0, then σ(ap)=0. Since σ(ap)=σ(bq), then σ(ap)=σ(bq)={0}. Therefore, apQN(A),bqQN(A).

In short, a is left g-Drazin invertible and b is right g-Drazin invertible.

From the above theorem, we have σlgD(a)σrgD(b)σgD(Mc).

Definition 3.2 Let A be a Banach algebra with unit element e, aA.

(1) If there exists {bn}Aandbn=1,nNsuch thatlimn(abn)=0, then a is called a generalized left zero divisor.

(2) If there exists {bn}Aandbn=1,nNsuch thatlimn(bna)=0, then a is called a generalized left zero divisor.

(3) a is called a generalized zero divisor if a is both a generalized left zero divisor and a generalized right zero divisor. If a is both a generalized left zero divisor and a generalized right zero divisor, then a is neither left invertible nor right invertible.

Lemma 3.7 [2]  Let A be a Banach algebra with unit element e,aA. If λσ(a), then aλc is the generalized zero divisor and hence λσl(a)σr(a).

Lemma 3.8  Let A be a Banach algebra with unit element e,aA, then iso(σ(a)=iso(σl(a))iso(σr(a)).

Proof As σ(a)=σgD(a)iso(σ(a)), σl(a)σr(a)=σlgD(a)σrgD(a)iso(σ(a)) = σlgD(a)σrgD(a)iso(σl(a)σr(a))σlgD(a)σrgD(a)iso(σl(a))iso(σr(a)). a is left g-Drazin invertible, 0acc(σl(a)), then 0ρl(a)iso(σl(a)). Hence, ρlgD(a)ρl(a)iso(σl(a)). Similarly, σr(a)σrgD(a)iso(σr(a)). Conversely, let λσl(a), as σlgD(a)σl(a), then λσlgD(a). As λσl(a), λiso(σ(a)), then σlgD(a)iso(σl(a))σl(a). Similarly, we can get σrgD(a)iso(σr(a))σr(a). Therefore, σl(a)=σlgD(a)iso(σl(a)),σr(a)=σrgD(a)iso(σr(a)).

Since σgD(a)=σlgD(a)σrgD(a) and σ(a)=σgD(a)iso(σ(a)), σ(a)=σl(a) σr(a)=σlgD(a)iso(σl(a))σrgD(a)iso(σr(a))=σgD(a)(iso(σl(a))iso(σr(a))). Since σgD(a)iso(σ(a))=, iso(σ(a))=iso(σi(a))iso(στ(a)).

Lemma 3.9  Let A be a Banach algebra with unit element e,aA. If λσgD(a), then λσlgD(a)σrgD(a).

Proof From λσgD(a)/and(σgD(a))=(acc(σ(a)))acc(σ(a))int(σ(a))σ(a), we have λσ(a) and λiso(σ(a)). By Lemma 3.7, λσl(a)σr(a). Then λσl(a)andλσr(a). The proof of Lemma 3.8 shows that σl(a)=σlgD(a)iso(σl(a)),σr(a)=σrgD(a)iso(σr(a)), then λσlgD(a)iso(σl(a))andλσtgD(a)iso(σr(a)). Due to the fact that λiso(σ(a)) and by Lemma 3.8, there is λiso(σl(a)) and λiso(σr(a)), then λσlgD(a)andλσrgD(a). Therefore, λσIgD(a)σrgD(a).

Theorem 3.2  Let A be a Banach algebra with unit element e,a,b,cA, Mc=(ac0b)M2(A), then

σgD(a)σgD(b)=σgD(Mc)Wg,

where Wg is a union of certain holes of σgD(Mc), and WgσgD(a)σgD(b).

Proof From Lemma 3.3, σgD(Mc)σgD(a)σgD(b).

λ(σgD(a)σgD(b))(σgD(a)σgD(b)), then λσgD(a)σgD(b) or λσgD(b)σgD(a). If λσgD(a)σgD(b), then λσgD(a) and λσgD(b). Therefore, bλe is generalized Drazin invertible while aλe is not. From Lemma 3.5, Mcλe is not generalized Drazin invertible, then λσgD(Mc). Similarly, if λσgD(b)σgD(a), then λσgD(Mc).

Therefore, λ(σgD(a)σgD(b))(σgD(a)σgD(b)) implies λσgD(Mc), i.e.,

(σgD(a)σgD(b))(σgD(a)σgD(b))σgD(Mc).

From Lemma 3.2, we have

(σgD(a)σgD(b))(σgD(a)σgD(b))σgD(Mc)σgD(a)σgD(b).

Next, we give the proof of

η(σgD(Mc))=η(σgD(a)σgD(b)),

where η(S) is a polynomial convex package of tight subsets S in C.

From σgD(Mc)σgD(a)σgD(b) and the maximum mode principle, we only need to prove (σgD(a)σgD(b))(σgD(Mc)). Since

int(σgD(Mc))int(σgD(a)σgD(b)),

it is sufficient to prove (σgD(a)σgD(b))σgD(Mc). Now the following equation can be proved:

(σgD(a)σgD(b))(σgD(a))(σgD(b))σlgD(a)σrgD(b)σgD(Mc).

The first conclusion obviously holds and the third conclusion follows from Theorem 3.1. Now prove the second conclusion.

λ(σgD(a))(σgD(b)), two cases are discussed in the following.

(1) When λ(σgD(a)), from Lemma 3.9 and Theorem 3.1, we can get

(σgD(a))σlgD(a)σgD(Mc).

Therefore, λσgD(Mc).

(2) When λ(σgD(b)), similarly, λσgD(Mc) can be obtained.

Therefore, λ(σgD(a))(σgD(b))σlgD(a)σrgD(b)σgD(Mc). Then (σgD(a)σgD(b))(σgD(a))(σgD(b))σgD(a)σrgD(b)σgD(Mc). Thus, (σgD(a)σgD(b))σgD(Mc).

From (σgD(a)σgD(b))(σgD(Mc)) and σgD(Mc)σgD(a)σgD(b), it is clear that from σgD(Mc) to σgD(a)σgD(b), we need to fill a union of certain holes for σgD(Mc), i.e., σgD(a)σgD(b)=σgD(Mc)Wg. It can be known from (σgD(a)σgD(b))(σgD(a)σgD(b))σgD(Mc) that WgσgD(a)σgD(b).

Corollary 3.1  If int(σgD(a)σgD(b))=, then σgD(a)σgD(b)=σgD(Mc).

Proof From int(σgD(a)σgD(b))= and Theorem 3.2, we can get Wg=. Hence, σgD(a)σgD(b)=σgD(Mc).

Property 3.1 Let A be a Banach algebra with unit element e,a,b,cA, then σgD(a)σgD(b)σ(a)σ(b).

Proof As σ(a)σ(b)=σgD(a)iso(σ(a))σgD(b)iso(σ(b)), then

σ(a)σ(b)=(σgD(a)iso(σ(a)))(σgD(b)iso(σ(b)))=(σgD(a)σgD(b))(σgD(a)iso(σ(b)))(if(a)iso(σ(b))).

Thus, σgD(a)σgD(b)σ(a)σ(b).

Property 3.2 Let A be a Banach algebra with unit element e,a,b,cA. If σ(a)σ(b)=σ(Mc)W and Wσ(a)σ(b), then WWg, where Wg is defined by Eq. (3.2).

Proof  λ(σ(a)σ(b))σ(Mc), then λσ(Mc). Thus, λσgD(Mc). Now prove the following conclusion holds true.

iso(σ(a))iso(σ(b))(σ(a))(σ(b))σl(a)σr(b)σ(Mc).

From [12], it follows that iso(σ(a))(acc(σ(a)))=(σ(a)), then iso(σ(a))(σ(a)), the first inclusion relation of the above equations holds. By Lemma 3.7 and [8], the second and third inclusion relations of the above equations also hold. Therefore,

(σ(a)σ(b))σ(Mc)=[(σ(a)σ(b))σgD(Mc)]iso(σ(Mc))={[σgD(a)iso(σ(a))σgD(b)iso(σ(b))]σgD(Mc)}iso(σ(Mc))=[(σgD(a)σgD(b))σgD(Mc)]iso(σ(Mc)).

Thus, (σ(a)σ(b))σ(Mc)(σgD(a)σgD(b))σgD(Mc), then λ(σgD(a)σgD(b))σgD(Mc), i.e., WWg.

Property 3.3 Let A be a Banach algebra with unit element e,a,b,cA, Mc=(ac0b). Then

σgD(a)σgD(b)=σgD(Mc)Wg,

where Wg is a union of certain holes of σgD(Mc), and WgσgD(a)σgD(b).

Proof First, we prove that the following conclusion holds.

(σgD(a)σgD(b))(σrgD(a)σlgD(b))σgD(Mc)σgD(a)σgD(b).

The second inclusion relation is obvious can be obtained from Lemma 3.3. Now prove the first inclusion relation. Assuming that λσgD(Mc), then λσlgD(a)σrgD(b). If λσrgD(a)σlgD(b), then λσrgD(a) or λσlgD(b). Thus, λσlgD(a)σrgD(a), λσigD(b)σrgD(b). By σgD(a)=σlgD(a)σrgD(a),σgD(b)=σlgD(b)σrgD(b), there is λσgD(a), λσgD(b). From λσgD(Mc) and Lemma 3.4, we can get λσgD(a)σgD(b).

Therefore, λ(σgD(a)σgD(b))(σrgD(a)σlgD(b)). From Theorem 3.2, it is known that η(σgD(Mc))=η(σgD(a))η(σgD(b)). Thus, WgσrgD(a)σlgD(b).

In particular, when int(σrgD(a)σlgD(b))=, σgD(a)σgD(b)=σgD(Mc).

Property 3.4 Let A be a Banach algebra with unit element e,a,b,cA. Then

(σgD(a)σgD(b))(σrgD(a)σlgD(b))σgD(Mc).

Proof Since σgD(a)=σlgD(a)σrgD(a), then

σgD(a)σgD(b)=(σkD(a)σrKD(a))(σlgD(b)σrkD(b))=(σgD(a)σlgD(b))(σlgD(a)σrgD(b))(σrgD(a)σlgD(b))(σrgD(a)σrgD(b)).

Therefore, σrgD(a)σlgD(b)σgD(a)σgD(b).

By Theorem 3.2, we have (σgD(a)σgD(b))(σgD(a)σgD(b))σgD(Mc). By Theorem 3.3, we have (σgD(a)σgD(b))(σzgD(a)σlgD(b))σgD(Mc).

Therefore, (σgD(a)σgD(b))(σzgD(a)σlgD(b))σgD(Mc).

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