Experimental study on mechanism of soil arching effect induced by vertical unloading in deep underground construction

Xing-Tao Lin , Deng Wang , Dong Su , Hui Zeng , Ruixiao Zhang , Xiangsheng Chen

Underground Space ›› 2026, Vol. 27 ›› Issue (2) : 424 -444.

PDF (8386KB)
Underground Space ›› 2026, Vol. 27 ›› Issue (2) :424 -444. DOI: 10.1016/j.undsp.2025.12.003
Research Paper
research-article
Experimental study on mechanism of soil arching effect induced by vertical unloading in deep underground construction
Author information +
History +
PDF (8386KB)

Abstract

As shallow underground resources are depleted, urban development is extending to greater depths, necessitating a clear understanding of soil arching at various burial depth conditions. Laboratory trapdoor tests equipped with embedded soil–pressure cells and digital image correlation captured the ground–reaction curve and soil deformation. The results reveal pronounced discrepancies between shallow and deep burial. In shallow conditions, soil arching undergoes a ‘‘failure-reconstruction” process: soil pressure plunges, then rebounds to stability. In deep strata, the arching forms rapidly and attains stability almost immediately after the minimum pressure is reached. Shallow tests generate several horizontal displacement bands rising to 4.8B (B, trapdoor width); deep tests yield one stable band, with its influence height reduced to about 3.0B. Vertical displacement above the trapdoor evolves through ‘‘triangular-tower-parabolic” stages to 4.3B in shallow tests, but follows a persistent parabolic profile limited to 2.7B in deep tests. Additionally, shear bands under deep conditions form at smaller angles and are more vertically oriented. These findings expose the fundamental differences in deformation mechanisms between shallow and deep burial and provide quantitative criteria for depth zoning in urban underground space development.

Keywords

Soil arching / Trapdoor test / Digital image correlation / Deep burial

Cite this article

Download citation ▾
Xing-Tao Lin, Deng Wang, Dong Su, Hui Zeng, Ruixiao Zhang, Xiangsheng Chen. Experimental study on mechanism of soil arching effect induced by vertical unloading in deep underground construction. Underground Space, 2026, 27 (2) : 424-444 DOI:10.1016/j.undsp.2025.12.003

登录浏览全文

4963

注册一个新账户 忘记密码

References

[1]

Alshibli, K. A., & Hasan, A. (2008). Spatial variation of void ratio and shear band thickness in sand using X-ray computed tomography. Géotechnique, 58(4), 249-257.

[2]

Bi, Z. Q., Gong, Q. M., Guo, P. J., & Cheng, Q. (2020). Experimental study of the evolution of soil arching effect under cyclic loading based on trapdoor test and particle image velocimetry. Canadian Geotechnical Journal, 57(6), 903-920.

[3]

Cao, W. P., Xie, Z. D., Yue, Y. X., Zhao, M., Li, Q., & Hu, W. W. (2024). Model tests on 3D soil arching in pile-supported embankments with and without geotextile. Case Studies in Construction Materials, 20, e02783.

[4]

Chen, R. P., Song, X., Meng, F. Y., Wang, H. L., Liu, Y., & Liu, W. (2025). Experimental investigation on the soil arching effect induced by deep-buried shield tunneling. Tunnelling and Underground Space Technology, 155, 106161.

[5]

Chevalier, B., Combe, G., & Villard, P. (2012). Experimental and discrete element modeling studies of the trapdoor problem: Influence of the macro-mechanical frictional parameters. Acta Geotechnica, 7(1), 15-39.

[6]

Consoli, N. C., Winter, D., Leon, H. B., & Filho, H. C. (2018). Durability, strength and stiffness of green stabilized sand. Journal of Geotechnical and Geoenvironmental Engineering, 144(9), 04018057.

[7]

Costa, Y. D. J., & Zornberg, J. G. (2020). Active and passive arching stresses outside a deep trapdoor. Acta Geotechnica, 15(11), 3211-3227.

[8]

Costa, Y. D., Zornberg, J. G., Bueno, B. S., & Costa, C. L. (2009). Failure mechanisms in sand over a deep active trapdoor. Journal of Geotechnical and Geoenvironmental Engineering, 135(11), 1741-1753.

[9]

da Silva Burke, T. S., & Elshafie, M. Z. (2021). Arching in granular soils: Experimental observations of deformation mechanisms. Géotechnique, 71(10), 866-878.

[10]

Fang, K., Jia, S., Tang, H. M., Zhou, R. Z., Kong, Z., Fu, Y. L., An, P. J., Zhang, B. C., & Wu, Q. (2024). Arching effect in slopes under excavation: Classification and features. Engineering Geology, 337, 107563.

[11]

Guo, P. J. (2012). Critical length of force chains and shear band thickness in dense granular materials. Acta Geotechnica, 7(1), 41-55.

[12]

Han, J., & Gabr, M. A. (2002). Numerical analysis of geosynthetic-reinforced and pile-supported earth platforms over soft soil. Journal of Geotechnical and Geoenvironmental Engineering, 128(1), 44-53.

[13]

Handy, R. L. (1985). The arch in soil arching. Journal of Geotechnical Engineering, 111(3), 302-318.

[14]

Hu, B. T., Shan, Y., Zhao, Y., Wang, B. L., Zhou, S. H., Alberti, G. S., Ma, W. J., & Demann, B. (2024). Experimental study on tunneling-induced soil arching evolution in pile-raft foundations. Transportation Geotechnics, 48, 101340.

[15]

Kourkoulis, R., Gelagoti, F., Anastasopoulos, I., & Gazetas, G. (2011). Slope stabilizing piles and pile-groups: Parametric study and design insights. Journal of Geotechnical and Geoenvironmental Engineering, 137(7), 663-677.

[16]

Lade, P. V. (2003). Analysis and prediction of shear banding under 3D conditions in granular materials. Soils and Foundations, 43(4), 161-172.

[17]

Lim, A., & Ou, C. Y. (2017). Stress paths in deep excavations under undrained conditions and its influence on deformation analysis. Tunnelling and Underground Space Technology, 63, 118-132.

[18]

Lin, X. T., Chen, R. P., Wu, H. N., Meng, F. Y., Liu, Q. W., & Su, D. (2022). A composite function model for predicting the ground reaction curve on a trapdoor. Computers and Geotechnics, 141, 104496.

[19]

Rui, R., Yang, Y., Han, J., Eekelen, S. V., Mu, Z. R., Elabd, M., & Ye, Y. Q. (2024). Progressive development of soil arching and deformations in two- and three-dimensional trapdoor tests. Géotechnique, 75(8), 982-994.

[20]

Rui, R., Han, J., van Eekelen, S. J. M., & Wan, Y. (2019). Experimental investigation of soil-arching development in unreinforced and geosynthetic-reinforced pile-supported embankments. Journal of Geotechnical and Geoenvironmental Engineering, 145(1), 04018103.

[21]

Song, X., Miao, C. W., Chen, R. P., Deng, X. N., Zhang, Y., Wang, J. Q., & Chen, X. F. (2025). Experimental and numerical study on the soil arching effect caused by deep-buried shield tunneling. Underground Space, 24, 129-141.

[22]

Song, X., Wu, H. N., Meng, F. Y., & Chen, R. P. (2023). Soil arching evolution caused by shield tunneling in deep saturated ground. Transportation Geotechnics, 40, 100966.

[23]

Terzaghi, K. (1943). Theoretical soil mechanics . New York: John Wiley & Sons.

[24]

Vermeer, P. A. (1990). The orientation of shear bands in biaxial tests. Géotechnique, 40(2), 223-236.

[25]

Wang, H. L., & Chen, R. P. (2019). Estimating static and dynamic stresses in geosynthetic-reinforced pile-supported track-bed under train moving loads. Journal of Geotechnical and Geoenvironmental Engineering, 145(7), 04019029.

[26]

Wu, Y. J., Zhao, Y., Gong, Q. M., Zornberg, J. G., Zhou, S. H., & Wang, B. L. (2022). Alternant active and passive trapdoor problem: From experimental investigation to mathematical modeling. Acta Geotechnica, 17(7), 2971-2994.

[27]

Zhang, H. F., Zhang, P., Zhou, W., Dong, S., & Ma, B. S. (2016). A new model to predict soil pressure acting on deep burial jacked pipes. Tunnelling and Underground Space Technology, 60, 183-196.

[28]

Zhang, R. X., Su, D., Lin, X. T., Zhu, T. F., Lei, G. P., & Chen, X. S. (2023). Investigation of the soil arching evolution in the ground with or without a tunnel. Transportation Geotechnics, 43, 101149.

[29]

Zhao, Y., Gong, Q. M., Wu, Y. J., Zornberg, J. G., Tian, Z. Y., & Zhang, X. (2021). Evolution of active arching in granular materials: Insights from load, displacement, strain, and particle flow. Powder Technology, 384, 160-175.

PDF (8386KB)

14

Accesses

0

Citation

Detail

Sections
Recommended

/