Formation mechanism of the structural ring for tunnels in horizontal layered rock with high geostress

Zhenyu Sun , Dingli Zhang , Muyang Li , Huiruo Wu

Underground Space ›› 2025, Vol. 24 ›› Issue (5) : 387 -411.

PDF (8333KB)
Underground Space ›› 2025, Vol. 24 ›› Issue (5) : 387 -411. DOI: 10.1016/j.undsp.2025.05.002
Research article
research-article

Formation mechanism of the structural ring for tunnels in horizontal layered rock with high geostress

Author information +
History +
PDF (8333KB)

Abstract

Tunnelling in layered rock with high geostress can cause large deformation disasters, and the reasonable countermeasures rely on a full understanding of the self-bearing capacity of the surrounding rock. In this article, the structural ring concept was introduced to represent the load-bearing capacity of the horizontal layered surrounding rock, whose formation mechanism and determination method were analyzed. Firstly, the mechanical response characteristics of the horizontal layered surrounding rock due to excavation were analyzed. Based on the stress transfer mechanism, the new concept of the structural ring which is a closed structure with a certain thickness was presented. Taking the stress element as the basic analytical model, the maximum increase ratio of the compressive stress was adopted to characterize the structural ring. Then the determination method and its implementation algorithm of the structural ring boundaries were proposed, based on which the beam-arch property of the layered rock was investigated. A series of model tests were carried out to validate the proposed structural ring concept and its determination method. Parametric studies were conducted to illustrate the effect of geological conditions and tunnel geometry on the position and shape of structural rings. Furthermore, the application of the structural ring concept in support design was discussed. It was found that the structural ring was usually oval-shaped with the major axis direction consistent with the dominant in-situ stress. Rock layers had a significant effect on the structural ring, and the beam-arch property was affected by the interlayers and bedding spacing. The support system was beneficial for the formation of the structural ring, which should be designed to balance the support capacity and the stability of the structural ring.

Keywords

Horizontal layered rock tunnel / Stress transfer / Structural ring / Determination method / Beam-arch mechanism / Model test

Cite this article

Download citation ▾
Zhenyu Sun, Dingli Zhang, Muyang Li, Huiruo Wu. Formation mechanism of the structural ring for tunnels in horizontal layered rock with high geostress. Underground Space, 2025, 24(5): 387-411 DOI:10.1016/j.undsp.2025.05.002

登录浏览全文

4963

注册一个新账户 忘记密码

Data availability

The data that support the findings of this study are available from the corresponding author upon reasonable request.

CRediT authorship contribution statement

Zhenyu Sun: Writing - review & editing, Writing - original draft, Methodology, Funding acquisition, Formal analysis. Dingli Zhang: Supervision, Resources, Project administration, Conceptualization. Muyang Li: Visualization, Software, Data curation. Huiruo Wu: Validation, Resources.

Declaration of competing interest

The authors declare that they have no known competing financial interests or personal relationships that could have appeared to influence the work reported in this paper.

Acknowledgement

This work was supported by the National Natural Science Foundation of China (Grant Nos. 52578456 and 52208382).

References

[1]

Barla G., Bonini M., & Semeraro M. (2011). Analysis of the behaviour of a yield-control support system in squeezing rock. Tunnelling and Underground Space Technology, 26(1), 146-154.

[2]

Barton N., Lien R., & Lunde J. (1974). Engineering classification of rock masses for the design of tunnel support. Rock Mechanics and Rock Engineering, 6(4), 189-239.

[3]

Bobet A. (2011). Lined circular tunnels in elastic transversely anisotropic rock at depth. Rock Mechanics and Rock Engineering, 44(2), 149-167.

[4]

Chen X. H., Zhang D. L., Sun Z. Y., & Chen W. B. (2025). Extrusion prediction of tunnel face reinforced with fiberglass bolts considering interface debonding. Physics of Fluids, 37.

[5]

Chen Z. Q., He C., Wang J., & Ma C. C. (2021). Time-dependent squeezing deformation mechanism of tunnels in layered soft-rock stratum under high geo-stress. Journal of Mountain Science, 18(5), 1371-1390.

[6]

China Railway Economic and Planning Research Institute. (2008). Composite lining of double-track tunnel in passenger railway line at designed speed of 250 km/h. Beijing, China. (in Chinese).

[7]

Dancygier A. N., Karinski Y. S., & Chacha A. (2016). A model to assess the response of an arched roof of a lined tunnel. Tunnelling and Underground Space Technology, 56, 211-225.

[8]

Do N. A., Dias D., Tran T. T., Dao V. D., & Nguyen P. N. (2019). Behavior of noncircular tunnels excavated in stratified rock massesCase of underground coal mines. Journal of Rock Mechanics and Geotechnical Engineering, 11(1), 99-110.

[9]

Dwivedi R. D., Singh M., Viladkar M. N., & Goel R. K. (2014). Estimation of support pressure during tunnelling through squeezing grounds. Engineering Geology, 168, 9-22.

[10]

Fortsakis P., Nikas K., Marinos V., & Marinos P. (2012). Anisotropic behaviour of stratified rock masses in tunnelling. Engineering Geology, 141, 74-83.

[11]

He L., & Zhang Q. B. (2015). Numerical investigation of arching mechanism to underground excavation in jointed rock mass. Tunnelling and Underground Space Technology, 50, 54-67.

[12]

Hoek E., & Diederichs M. S. (2006). Empirical estimation of rock mass modulus. International Journal of Rock Mechanics and Mining Sciences, 43(2), 203-215.

[13]

Hoek E., & Brown E. T. (2019). The Hoek-Brown failure criterion and GSI - 2018 edition. Journal of Rock Mechanics and Geotechnical Engineering, 11(3), 445-463.

[14]

Huang Z., Broch E., & Lu M. (2002). Cavern roof stability e mechanism of arching and stabilization by rockbolting. Tunnelling and Underground Space Technology, 17, 249-261.

[15]

Jiang Y., Yoneda H., & Tanabashi Y. (2001). Theoretical estimation of loosening pressure on tunnels in soft rocks. Tunnelling and Underground Space Technology, 16(2), 99-105.

[16]

Kong X. X., Liu Q. S., Zhang Q. B., Wu Y. X., & Zhao J. (2018). A method to estimate the pressure arch formation above underground excavation in rock mass. Tunnelling and Underground Space Technology, 71, 382-390.

[17]

Li C. C. (2006). Rock support design based on the concept of pressure arch. International Journal of Rock Mechanics and Mining Sciences, 43 (7), 1083-1090.

[18]

Li G., Zhu C., He M. C., Zuo Y. J., Gong F. Q., Xue Y. G., & Feng G. L. (2023a). Intelligent method for parameters optimization of cable in soft rock tunnel base on longitudinal wave velocity. Tunnelling and Underground Space Technology, 133.

[19]

Li G., Zhu C., Liu H. L., Tang S. B., Du K., & Wu C. Z. (2023b). Energy balance support method in soft rock tunnel with energy absorbing anchor cable. Tunnelling and Underground Space Technology, 141.

[20]

Li L. P., Shang C. S., Chu K. W., Zhou Z. Q., Song S. G., Liu Z. H., & Chen Y. H. (2021). Largescale geo-mechanical model tests for stability assessment of super-large cross-section tunnel. Tunnelling and Underground Space Technology, 109.

[21]

Liu W., Chen J., Luo Y., Chen L., Shi Z., & Wu Y. (2021). Deformation behaviors and mechanical mechanisms of double primary linings for large-span tunnels in squeezing rock: A case study. Rock Mechanics and Rock Engineering, 54(5), 2291-2310.

[22]

Lu S., Sun Z., Zhang D., Liu C., Wang J., & Huangfu N. (2023). Numerical modelling and field observations on the failure mechanisms of deep tunnels in layered surrounding rock. Engineering Failure Analysis, 153.

[23]

Ma K., Zhang J., Zhang J., Feng J., Zhou P., & Kong C. (2024). Determination of the rock mass bearing mechanism following excavation of circular tunnels. Rock Mechanics and Rock Engineering, 57(8), 5783-5800.

[24]

Meng L. B., Li T. B., Jiang Y., Wang R., & Li Y. R. (2013). Characteristics and mechanics of large deformation in the Zhegu mountain tunnel on the Sichuan-Tibet highway. Tunnelling and Underground Space Technology, 37, 157-164.

[25]

Niu X. (2016). Key technologies of the hydraulic structures of the three gorges project. Engineering, 2(3), 340-349.

[26]

Qian M., & Xu J. (2019). Behaviors of strata movement in coal mining. Journal of China Coal Society, 44(4), 973-984 (in Chinese).

[27]

China Railway Eryuan Engineering Group Co., Ltd. (2016). TB 100032016: Code for design of Railway Tunnel. (in Chinese).

[28]

Rabcewicz L. (1964). The new Austrian tunnelling method. Part one. Water Power (November), 453-457. Part two. Water Power (December), 511-515.

[29]

Ren Y., Yuan Q., Chen J., Wang Z., Zhang D., & Li S. (2024). Evolution characteristics of mining-induced fractures in overburden strata under close-multi coal seams mining based on optical fiber monitoring. Engineering Geology, 343.

[30]

Sun F. W., Sun Z. Y., Zhang D. L., & Li M. Y. (2024). Large-scale model test and numerical analysis of load-bearing arch characteristics of large cross-section tunnel under high geostress. Engineering Failure Analysis, 163.

[31]

Sun Y. P., Xu N. W., Xiao P. W., Sun Z. Q., Li H. L., Liu J., & Li B. (2025). Characterizing large deformation of soft rock tunnel using microseismic monitoring and numerical simulation. Journal of Rock Mechanics and Geotechnical Engineering, 17(1), 309-322.

[32]

Sun Z. Y., Zhang D. L., Hou Y. J., Huangfu N. Q., Li M. Y., & Guo F. L. (2023). Support countermeasures for large deformation in a deep tunnel in layered shale with high geostresses. Rock Mechanics and Rock Engineering, 56(6), 4463-4484.

[33]

Sun Z., Zhang D., Li M., & Guo F. (2024). Large deformation characteristics and the countermeasures of a deep-buried tunnel in layered shale under groundwater. Tunnelling and Underground Space Technology, 144.

[34]

Wu X., & Tu Z. H. (2017). Research of the shape of pressure arch in layered rock mass based on the Protodyakonov's theory. Advances in Engineering Research, 218, 250-255.

[35]

Wu K., Zheng X. M., Zhao N. N., & Shao Z. S. (2024). Effect of compressible layer on time-dependent behaviour of soft-rock large deformation tunnels revealed by mathematical analytical method. Applied Mathematical Modelling, 126, 457-481.

[36]

Xu G., He C., Wang J., & Zhang J. (2020). Study on the damage evolution of secondary tunnel lining in layered rock stratum. Bulletin of Engineering Geology and the Environment, 79(7), 3533-3557.

[37]

Yang J. H., Wang S. R., Wang Y. G., & Li C. L. (2015). Analysis of arching mechanism and evolution characteristics of tunnel pressure arch. Jordan Journal of Civil Engineering, 9(1), 125-132.

[38]

Yu M., Zuo J., Sun Y., Mi C., & Li Z. (2022). Investigation on fracture models and ground pressure distribution of thick hard rock strata including weak interlayer. International Journal of Mining Science and Technology, 32(1), 137-153.

[39]

Zhang D. L., & Chen L. P. (2016). Compound structural characteristics and load effect of tunnel surrounding rock. Chinese Journal of Rock Mechanics and Engineering, 35(3), 456-469 (in Chinese).

[40]

Zhang H., Zhang P., Zhou W., Dong S., & Ma B. (2016). A new model to predict soil pressure acting on deep burial jacked pipes. Tunnelling and Underground Space Technology, 60, 183-196.

[41]

Zhao G., Liu C., Kao S., Zhang X., & Cheng X. (2020). Stress and load-bearing structure analysis of the surrounding rock in a soft broken roadway. Arabian Journal of Geosciences, 13(21), 1134.

[42]

Zheng H. B., Li P. F., & Ma G. W. (2020). Stability analysis of the middle soil pillar for asymmetric parallel tunnels by using model testing and numerical simulations. Tunnelling and Underground Space Technology, 108.

[43]

Zhou P., Jiang Y., Zhou F., Li J., Lin M., Lin J., & Wang Z. (2022). Study on pressure arch effect of Xigeda strata tunnel based on experiment and discrete element simulation. Bulletin of Engineering Geology and the Environment, 81(5), 199.

AI Summary AI Mindmap
PDF (8333KB)

253

Accesses

0

Citation

Detail

Sections
Recommended

AI思维导图

/