Bayesian ensemble methods for predicting ground deformation due to tunnelling with sparse monitoring data

Zilong Zhang , Tingting Zhang , Xiaozhou Li , Daniel Dias

Underground Space ›› 2024, Vol. 16 ›› Issue (3) : 79 -93.

PDF (1407KB)
Underground Space ›› 2024, Vol. 16 ›› Issue (3) :79 -93. DOI: 10.1016/j.undsp.2023.09.001
Research article
research-article

Bayesian ensemble methods for predicting ground deformation due to tunnelling with sparse monitoring data

Author information +
History +
PDF (1407KB)

Abstract

Numerous analytical models have been developed to predict ground deformations induced by tunneling, which is a critical issue in tunnel engineering. However, the accuracy of these predictions is often limited by errors and uncertainties resulting from model selection and parameter fittings, given the paucity of monitoring data in field settings. This paper proposes a novel approach to estimate tunnelling-induced ground deformations by applying Bayesian model averaging to several representative prediction models. By accounting for both model and parameter uncertainties, this approach enables more realistic predictions of ground deformations than individual models. Specifically, our results indicate that the Gonzalez-Sagaseta model outperforms other models in predicting ground surface settlements, while the Loganathan-Poulos model is most suitable for predicting subsurface vertical and horizontal deformations. Importantly, our analysis reveals that when monitoring data are sparse, model uncertainties may contribute up to 78.7% of the total uncertainties. Thus, obtaining sufficient data for parameter fitting is crucial for accurate predictions. The proposed method in this study offers a more realistic and efficient prediction of tunnelling-induced ground deformations.

Keywords

Tunnelling-induced ground deformations / Sparse data / Model uncertainties / Bayesian model averaging

Cite this article

Download citation ▾
Zilong Zhang, Tingting Zhang, Xiaozhou Li, Daniel Dias. Bayesian ensemble methods for predicting ground deformation due to tunnelling with sparse monitoring data. Underground Space, 2024, 16(3): 79-93 DOI:10.1016/j.undsp.2023.09.001

登录浏览全文

4963

注册一个新账户 忘记密码

Declaration of competing interest

Daniel Dias is an editorial board member for Underground Space and was not involved in the editorial review or the decision to publish this article. All authors declare that there are no competing interests.

Acknowledgement

This work was supported by the China Scholarship Council (Grant No. 202206370130) and the Fundamental Research Funds for the Central Universities of Central South University (Grant No. 2023ZZTS0034). The financial support is greatly appreciated.

References

[1]

Au, S. K., & Beck, J. L. (1999). A new adaptive importance sampling scheme for reliability calculations. Structural safety, 21(2), 135-158.

[2]

Bobet, A. (2001). Analytical solutions for shallow tunnels in saturated ground. Journal of Engineering Mechanics, 127(12), 1258-1266.

[3]

Bozorgzadeh, N., & Harrison, J. P. (2019). Reliability-based design in rock engineering: Application of Bayesian regression methods to rock strength data. Journal of Rock Mechanics and Geotechnical Engineering, 11(3), 612-627.

[4]

Broere, W. (2016). Urban underground space: Solving the problems of today’s cities. Tunnelling and Underground Space Technology, 55, 245-248.

[5]

Cao, Z., & Wang, Y. (2014). Bayesian model comparison and characterization of undrained shear strength. Journal of Geotechnical and Geoenvironmental Engineering, 140(6), 04014018.

[6]

Chen, R. P., Zhang, P., Wu, H. N., Wang, Z. T., & Zhong, Z. Q. (2019). Prediction of shield tunneling-induced ground settlement using machine learning techniques. Frontiers of Structural and Civil Engineering, 13(6), 1363-1378.

[7]

Contreras, L. F., Brown, E. T., & Ruest, M. (2018). Bayesian data analysis to quantify the uncertainty of intact rock strength. Journal of Rock Mechanics and Geotechnical Engineering, 10(1), 11-31.

[8]

Deane, A. P., & Bassett, R. H. (1995). The Heathrow express trial tunnel. Proceedings of the Institution of Civil Engineers-Geotechnical Engineering, 113(3), 144-156.

[9]

Gneiting, T., & Raftery, A. E. (2005). Weather forecasting with ensemble methods. Science, 310(5746), 248-249.

[10]

Goh, A. T. C., Zhang, W. G., Zhang, Y. M., Xiao, Y., & Xiang, Y. Z. (2018). Determination of earth pressure balance tunnel-related maximum surface settlement: A multivariate adaptive regression splines approach. Bulletin of Engineering Geology and the Environment, 77(2), 489-500.

[11]

González, C., & Sagaseta, C. (2001). Patterns of soil deformations around tunnels. Application to the extension of Madrid Metro. Computers and Geotechnics, 28(6-7), 445-468.

[12]

Gong, W. P., Zhao, C., Juang, C. H., Zhang, Y. J., Tang, H. M., & Lu, Y. C. (2021). Coupled characterization of stratigraphic and geo-properties uncertainties-A conditional random field approach. Engineering Geology, 294, 106348.

[13]

Hoeting, J. A., Madigan, D., Raftery, A. E., & Volinsky, C. T. (1999). Bayesian model averaging: A tutorial. Statistical Science, 14(4), 382-417.

[14]

Jin, Y. F., Yin, Z. Y., Zhou, W. H., & Shao, J. F. (2019). Bayesian model selection for sand with generalization ability evaluation. International Journal for Numerical and Analytical Methods in Geomechanics, 43(14), 2305-2327.

[15]

Jin, D. L., Yuan, D. J., Li, X. G., & Zheng, H. T. (2018). An in-tunnel grouting protection method for excavating twin tunnels beneath an existing tunnel. Tunnelling and Underground Space Technology, 71, 27-35.

[16]

Juang, C. H., Zhang, J., Shen, M., & Hu, J. (2019). Probabilistic methods for unified treatment of geotechnical and geological uncertainties in a geotechnical analysis. Engineering Geology, 249, 148-161.

[17]

Li, Z., Gong, W., Li, T., Juang, C. H., Chen, J., & Wang, L. (2021). Probabilistic back analysis for improved reliability of geotechnical predictions considering parameters uncertainty, model bias, and observation error. Tunnelling and Underground Space Technology, 115, 104051.

[18]

Li, D. Q., Wang, L., Cao, Z. J., & Qi, X. H. (2019). Reliability analysis of unsaturated slope stability considering SWCC model selection and parameter uncertainties. Engineering Geology, 260, 105207.

[19]

Lin, C. P., Xu, J., Hou, J. Y., Liang, Y., & Mei, X. S. (2023). Ensemble method with heterogeneous models for battery state-of-health estimation. IEEE Transactions on Industrial Informatics, 19(10), 10160-10169.

[20]

Liu, L. L., Cheng, Y. M., Pan, Q. J., & Dias, D. (2020). Incorporating stratigraphic boundary uncertainty into reliability analysis of slopes in spatially variable soils using one-dimensional conditional Markov chain model. Computers and Geotechnics, 118, 103321.

[21]

Liu, J., Jiang, Q., Dias, D., & Tao, C. (2023). Probability Quantification of GSI and D in Hoek-Brown Criterion Using Bayesian Inversion and Ultrasonic Test in Rock Mass. Rock Mechanics and Rock Engineering, 56(10), 7701-7719.

[22]

Loganathan, N., & Poulos, H. G. (1998). Analytical prediction for tunneling-induced ground movements in clays. Journal of Geotechnical and Geoenvironmental Engineering, 124(9), 846-856.

[23]

Luo, H., Fang, Y., Wang, J. F., Wang, Y. B., Liao, H., Yu, T., & Yao, Z. G. (2023). Combined prediction of rockburst based on multiple factors and stacking ensemble algorithm. Underground Space, 13, 241-261.

[24]

Man, J. H., Zhou, M. L., Zhang, D. M., Huang, H. W., & Chen, J. Y. (2022). Face stability analysis of circular tunnels in layered rock masses using the upper bound theorem. Journal of Rock Mechanics and Geotechnical Engineering, 14(6), 1836-1848.

[25]

Man, J. H., Huang, H. W., Ai, Z. Y., Chen, J. Y., & Wang, F. Y. (2023). Stability of complex rock tunnel face under seepage flow conditions using a novel equivalent analytical model. International Journal of Rock Mechanics and Mining Sciences, 170, 105427.

[26]

Mellit, A., & Kalogirou, S. (2022). Assessment of machine learning and ensemble methods for fault diagnosis of photovoltaic systems. Renewable Energy, 184, 1074-1090.

[27]

Montgomery, M. R. (2008). The urban transformation of the developing world. Science, 319(5864), 761-764.

[28]

Park, K. H. (2005). Analytical solution for tunnelling-induced ground movement in clays. Tunnelling and Underground Space Technology, 20 (3), 249-261.

[29]

Peck, B. B. (1969). Deep excavation and tunnelling in soft ground, State of the art volume. Proceedings of the 7th International Conference on Soil Mechanics and Foundation Engineering, 4, 225-290.

[30]

Pinto, F., & Whittle, A. J. (2014). Ground movements due to shallow tunnels in soft ground. I: analytical solutions. Journal of Geotechnical and Geoenvironmental Engineering, 140(4), 04013040.

[31]

Pinto, F., Zymnis, D. M., & Whittle, A. J. (2014). Ground movements due to shallow tunnels in soft ground. II: Analytical interpretation and prediction. Journal of Geotechnical and Geoenvironmental Engineering, 140(4), 04013041.

[32]

Pooley, C. M., & Marion, G. (2018). Bayesian model evidence as a practical alternative to deviance information criterion. Royal Society Open Science, 5(3), 171519.

[33]

Rojas, R., Feyen, L., & Dassargues, A. (2008). Conceptual model uncertainty in groundwater modeling: Combining generalized likelihood uncertainty estimation and Bayesian model averaging. Water Resources Research, 44(12), W1241.

[34]

Sadegh, M., & Vrugt, J. A. (2014). Approximate bayesian computation using markov chain monte carlo simulation: Dream (abc). Water Resources Research, 50(8), 6767-6787.

[35]

Sagaseta, C. (1987). Analysis of undrained soil deformation due to ground loss. Géotechnique, 37(3), 301-320.

[36]

Schoups, G., & Vrugt, J. A. (2010). A formal likelihood function for parameter and predictive inference of hydrologic models with correlated, heteroscedastic, and non-Gaussian errors. Water Resources Research, 46(10), W10531.

[37]

Tian, M., Li, D. Q., Cao, Z. J., Phoon, K. K., & Wang, Y. (2016). Bayesian identification of random field model using indirect test data. Engineering Geology, 210, 197-211.

[38]

Vrugt, J. A., Gupta, H. V., Bouten, W., & Sorooshian, S. (2003). A Shuffled Complex Evolution Metropolis algorithm for optimization and uncertainty assessment of hydrologic model parameters. Water Resources Research, 39(8), 1201.

[39]

Vrugt, J. A., Diks, C. G., & Clark, M. P. (2008). Ensemble Bayesian model averaging using Markov chain Monte Carlo sampling. Environmental Fluid Mechanics, 8, 579-595.

[40]

Verruijt, A., & Booker, J. R. (1996). Surface settlements due to deformation of a tunnel in an elastic half plane. Géotechnique, 46(4), 753-756.

[41]

Vrugt, J. A. (2016). Markov chain Monte Carlo simulation using the DREAM software package: Theory, concepts, and MATLAB implementation. Environmental Modelling & Software, 75, 273-316.

[42]

Wang, Z. Z., & Jiang, S. H. (2023). Characterizing geotechnical site investigation data: A comparative study using a novel distribution model. Acta Geotechnica, 18(4), 1821-1839.

[43]

Wu, S. B., Zou, Y. J., Wu, L. T., & Zhang, Y. (2023). Application of Bayesian model averaging for modeling time headway distribution. Physica A: Statistical Mechanics and its Applications, 620, 128747.

[44]

Yang, H. Q., Zhang, L., & Li, D. Q. (2018). Efficient method for probabilistic estimation of spatially varied hydraulic properties in a soil slope based on field responses: A Bayesian approach. Computers and Geotechnics, 102, 262-272.

[45]

Zhang, D. M., Phoon, K. K., Huang, H. W., & Hu, Q. F. (2015). Characterization of model uncertainty for cantilever deflections in undrained clay. Journal of Geotechnical and Geoenvironmental Engineering, 141(1), 04014088.

[46]

Zhang, J., Zhang, L. M., & Tang, W. H. (2009). Bayesian framework for characterizing geotechnical model uncertainty. Journal of Geotechnical and Geoenvironmental Engineering, 135(7), 932-940.

[47]

Zhang, L. L., Zheng, Y. F., Zhang, L. M., Li, X., & Wang, J. H. (2014). Probabilistic model calibration for soil slope under rainfall: Effects of measurement duration and frequency in field monitoring. Géotechnique, 64(5), 365-378.

[48]

Zhang, L. L., Zheng, Y. F., & Zhang, J. (2017). Assessment of error assumption in probabilistic model calibration of rainfall infiltration in soil slope. In Geotechnical Safety and Reliability, 82-100.

[49]

Zhang, P., Chen, R. P., & Wu, H. N. (2019). Real-time analysis and regulation of EPB shield steering using Random Forest. Automation In Construction, 106, 102860.

[50]

Zhang, W. G., Li, H. R., Wu, C. Z., Li, Y. Q., Liu, Z. Q., & Liu, H. L. (2021). Soft computing approach for prediction of surface settlement induced by earth pressure balance shield tunneling. Underground Space, 6(4), 353-363.

[51]

Zhang, Z. L., Pan, Q. J., Yang, Z. H., & Yang, X. L. (2023). Physicsinformed deep learning method for predicting tunnelling-induced ground deformations. Acta Geotechnica, 18, 4957-4972.

PDF (1407KB)

48

Accesses

0

Citation

Detail

Sections
Recommended

/