Dynamic modeling and vibration characteristic analysis of a high contact ratio double-helical star gear transmission system with tooth broken fault

Sainan Zhou , Hongxu Tian , Hui Ma , Hong Guan , Jun Wu , Yuli Niu , Zhijun Li

Journal of Central South University ›› : 1 -21.

PDF
Journal of Central South University ›› :1 -21. DOI: 10.1007/s11771-026-6397-9
Research Article
research-article
Dynamic modeling and vibration characteristic analysis of a high contact ratio double-helical star gear transmission system with tooth broken fault
Author information +
History +
PDF

Abstract

In high contact ratio gearboxes, incipient vibration features induced by tooth broken faults may be masked by multi-tooth meshing characteristics. To address this challenge, the stiffness reduction caused by tooth broken faults is quantitatively evaluated, and the corresponding vibration characteristic evolution is systematically investigated in the high contact ratio double-helical star gear transmission system (HCR-DHSGTS). When tooth broken faults are introduced separately into the sun gear, planet gear, and ring, an analytical-finite element method is employed to calculate the time-varying meshing stiffness. By incorporating the time-varying meshing stiffness, a rigid-flexible coupling dynamic model is established. The component mode synthesis method is then applied to enhance computational efficiency. The proposed stiffness calculation method is verified by finite element analysis, and the proposed dynamic model is verified against the multibody dynamics simulations in ADAMS software. The results indicate that under tooth broken fault conditions, a progressive stiffness reduction is observed, accompanied by modulation sidebands around the gear meshing frequency and its harmonics. Under the same fault severity, the stiffness reduction is found to be more pronounced for the sun gear and ring gear than for the planet gear. Furthermore, two indicators of sideband energy ratio and sideband level factor are proposed. Subsequent analyses reveal that both indicators monotonically increase with the severity for all fault locations considered in this paper. These findings provide theoretical support and quantitative guidance for early warning and condition monitoring of high contact ratio gearboxes.

Keywords

double-helical star gear / tooth broken fault / meshing characteristics / vibration response / modulation sideband

Cite this article

Download citation ▾
Sainan Zhou, Hongxu Tian, Hui Ma, Hong Guan, Jun Wu, Yuli Niu, Zhijun Li. Dynamic modeling and vibration characteristic analysis of a high contact ratio double-helical star gear transmission system with tooth broken fault. Journal of Central South University 1-21 DOI:10.1007/s11771-026-6397-9

登录浏览全文

4963

注册一个新账户 忘记密码

References

[1]

Mo S, Zhang Y, Wu Q, et al.. Research on natural characteristics of double-helical star gearing system for GTF aero-engine. Mechanism and Machine Theory, 2016, 106: 166-189 J]

[2]

Wang S, Zhu R. Theoretical investigation of the improved nonlinear dynamic model for star gearing system in GTF gearbox based on dynamic meshing parameters. Mechanism and Machine Theory, 2021, 156: 104108 J]

[3]

Wang S, Zhu R. Modeling and theoretical investigation of nonlinear torsional characteristics for double-helical star gearing system in GTF gearbox. Journal of Vibration Engineering & Technologies, 2022, 10(1): 193-209 J]

[4]

Zheng X, Hu Y, Li G, et al.. An analytical mesh stiffness model of high-contact-ratio spur gears covering multiple structure coupling effects. Mechanism and Machine Theory, 2025, 218: 106286 J]

[5]

Cornell R W. Compliance and stress sensitivity of spur gear teeth. Journal of Mechanical Design, 1981, 103(2): 447-459 J]

[6]

Yildirim N, Gasparini G, Sartori S. An improvement on helicopter transmission performance through use of high contact ratio spur gears with suitable profile modification design. Proceedings of the Institution of Mechanical Engineers, Part G: Journal of Aerospace Engineering, 2008, 222(8): 1193-1210 J]

[7]

Kang M R, Kahraman A. An experimental and theoretical study of quasi-static behavior of double-helical gear sets. Journal of Mechanical Design, 2021, 143(4): 043401 J]

[8]

Yuan B, Liu G, Yue Y, et al.. A novel tooth surface modification methodology for wide-faced double-helical gear pairs. Mechanism and Machine Theory, 2021, 160: 104299 J]

[9]

Beinstingel A, Schabert S, Heider M, et al.. Computational prediction of structure-borne noise in a two-stage double-helical gearbox using harmonic balance method. Mechanical Systems and Signal Processing, 2023, 189: 110112 J]

[10]

Yang Y, Hu N, Tang J, et al.. Dynamic analysis for a spur geared rotor system with tooth tip chipping based on an improved time-varying mesh stiffness model. Mechanism and Machine Theory, 2021, 165: 104435 J]

[11]

Jedliński Ł, Syta A, Gajewski J, et al.. Nonlinear analysis of cylindrical gear dynamics under varying tooth breakage. Measurement, 2022, 190: 110721 J]

[12]

Kamble S M, Chaubey A. Stress analysis of herringbone gear by using FEA [J]. International Journal of Engineering Research in Africa, 2013, 2(10). DOI: https://doi.org/10.17577/IJERTV2IS100871.

[13]

Netpu S, Srichandr P. Failure analysis of a herringbone gear. Key Engineering Materials, 2011, 462–463: 366-371 J]

[14]

Cohen R, Bachar L, Matania O, et al. Enhanced fault diagnosis of helical gears: Advanced dynamic modeling and novel health indicators for early detection of tooth breakage [J]. Structural Health Monitoring, 2025: 14759217251369337. DOI:https://doi.org/10.1177/14759217251369337.

[15]

Zou M, Ma J, Xiong X, et al.. Analysis of vibration characteristics of planetary gearbox with broken Sun gear based on phenomenological model. Applied Sciences, 2023, 13(16): 9413 J]

[16]

Han H, Yuan K, Ma H, et al.. Mesh characteristic analysis and dynamic simulation of spur gear pair considering corner contact and tooth broken fault. Engineering Failure Analysis, 2023, 143: 106883 J]

[17]

Li B, Zou H, Wang S, et al.. Modification and nonlinear dynamics characteristics analysis of herringbone gears based on coupling of meshing force and stiffness. Transactions of the Canadian Society for Mechanical Engineering, 2025, 49(1): 141-156 J]

[18]

Mo S, Zeng Y, Wang Z, et al.. Fault dynamics of six-branch coaxial herringbone gear transmission system. Nonlinear Dynamics, 2025, 113(9): 9399-9432 J]

[19]

Mo S, Zeng Y, Wang Z, et al.. Nonlinear dynamic analysis of herringbone gears transmission. Journal of Vibration Engineering & Technologies, 2024, 12(4): 5811-5833 J]

[20]

Zou H, Wang S, Li F, et al.. Improved algorithm of tooth surface topological modification and nonlinear dynamic analysis of herringbone gears. Mechanism and Machine Theory, 2023, 180: 105151 J]

[21]

Mo S, Wang D, Chang B, et al.. Nonlinear dynamic characteristics analysis of herringbone gear transmission system with tooth root crack. Communications in Nonlinear Science and Numerical Simulation, 2025, 142: 108572 J]

[22]

Ma H, Song R, Pang X, et al.. Time-varying mesh stiffness calculation of cracked spur gears. Engineering Failure Analysis, 2014, 44: 179-194 J]

[23]

Huang W, Tian H, Ma H, et al.. An improved method for calculating the lateral and angular stiffness of spline couplings considering parallel misalignment. Mechanism and Machine Theory, 2023, 189: 105436 J]

[24]

Wang S, Zhu R. An improved mesh stiffness model for double-helical gear pair with spalling defects considering time-varying friction coefficient under mixed EHL. Engineering Failure Analysis, 2021, 121: 105174 J]

[25]

Wang S, Zhu R. Research on dynamics and failure mechanism of herringbone planetary gearbox in wind turbine under gear surface pitting. Engineering Failure Analysis, 2023, 146: 107130 J]

[26]

Wang S, Zhu R, Xiao Z. Investigation on crack failure of helical gear system of the gearbox in wind turbine: Mesh stiffness calculation and vibration characteristics recognition. Ocean Engineering, 2022, 250: 110972 J]

[27]

Dong H, Han H, Zhang Y, et al.. Establishment of a multi-clearance coupled 3D floating nonlinear model and vibration analysis for a coaxial reverse closed differential herringbone gear transmission system. Nonlinear Dynamics, 2025, 113(6): 5109-5144 J]

[28]

Dong H, Ren B, Liang G, et al.. An improved analysis method for time-varying mesh stiffness of herringbone planetary gear system considering the crack-pitting coupling faults. Journal of the Brazilian Society of Mechanical Sciences and Engineering, 2025, 47(6): 284 J]

[29]

Cooley C G, Parker R G. A review of planetary and epicyclic gear dynamics and vibrations research. Applied Mechanics Reviews, 2014, 66(4): 040804 J]

[30]

Li L, Luo Z, Wu F, et al.. Experimental and numerical studies on partial similitude of rotor system considering the vibration consistency. Mechanism and Machine Theory, 2023, 183: 105270 J]

[31]

Jyothirmai S, Ramesh R, Swarnalatha T, et al.. A finite element approach to bending, contact and fatigue stress distribution in helical gear systems. Procedia Materials Science, 2014, 6: 907-918 J]

[32]

Yaoguo M, Zhang X, Fang Z, et al.. A new analysis technology of the vibration characteristic of the gearbox case of herringbone gear reducer. Applied Acoustics, 2023, 205: 109289 J]

[33]

Tian H, Zhao X, Huang W, et al.. A stiffness model for EHL contact on smooth/rough surfaces and its application in mesh stiffness calculation of the planetary gear set. Tribology International, 2024, 196: 109720 J]

[34]

Ye S Y, Tsai S J. A computerized method for loaded tooth contact analysis of high-contact-ratio spur gears with or without flank modification considering tip corner contact and shaft misalignment. Mechanism and Machine Theory, 2016, 97: 190-214 J]

[35]

Huangfu Y, Dong X, Cao Y, et al.. A life-cycle dynamic wear degradation model of planetary gear systems. Wear, 2024, 542–543: 205281 J]

[36]

Huang W, Hu H, Ma H. Dynamic modeling and response analysis of cracked herringbone gear transmission systems with installation errors. Mechanism and Machine Theory, 2025, 206: 105924 J]

[37]

Liu X, Fang Z, Lei F, et al.. A novel method to study the long period three-dimensional vibration characteristics of herringbone gear with asymmetry pitch deviation. Mechanical Systems and Signal Processing, 2025, 224: 112040 J]

[38]

Jian L, Parker R G. Analytical characterization of the unique properties of planetary gear free vibration. Journal of Vibration and Acoustics, 1999, 121(3): 316-321 J]

[39]

Lin J, Parker R G. Structured vibration characteristics of planetary gears with unequally spaced planets. Journal of Sound and Vibration, 2000, 233(5): 921-928 J]

[40]

Kahraman A. Natural modes of planetary gear trains. Journal of Sound and Vibration, 1994, 173(1): 125-130 J]

[41]

Li S, Wu Q, Zhang Z. Bifurcation and chaos analysis of multistage planetary gear train. Nonlinear Dynamics, 2014, 75(1): 217-233 J]

[42]

Xiang L, Gao N, Hu A. Dynamic analysis of a planetary gear system with multiple nonlinear parameters. Journal of Computational and Applied Mathematics, 2018, 327: 325-340 J]

[43]

Zhang K, Li H, Cao S, et al.. Dynamic characteristics and experimental verification of planetary gear-motor coupling system under unsteady and non-ideal states. Nonlinear Dynamics, 2024, 112(10): 7909-7949 J]

[44]

Huangfu Y, Dong X, Chen K, et al.. An insight into the pass effect of the planet gear from an elastodynamics perspective. Science China Technological Sciences, 2023, 66(8): 2415-2431 J]

[45]

Wang W, Wu Z, Ma H, et al.. Through crack effects on the vibration modes of thin discs with elastic support. Thin-Walled Structures, 2025, 216: 113661 J]

[46]

Kahraman A, Kharazi A A, Umrani M. A deformable body dynamic analysis of planetary gears with thin rims. Journal of Sound and Vibration, 2003, 262(3): 752-768 J]

[47]

Li H, Tan J, Yang S, et al.. Impact of interference-fit assembly on performance of planetary gear train with flexible pins in wind turbine gearboxes. Meccanica, 2025, 60(5): 1243-1274 J]

[48]

Tian H, Wang H, Zhao X, et al.. Dynamic modeling of GTF star gear-rotor coupling system considering structural flexibility. Journal of Sound and Vibration, 2023, 560: 117813 J]

[49]

Bettaïeb M N, Velex P, Ajmi M. A static and dynamic model of geared transmissions by combining substructures and elastic foundations: Applications to thin-rimmed gears. Journal of Mechanical Design, 2007, 129(2): 184-194 J]

[50]

Guilbert B, Velex P, Dureisseix D, et al.. A mortar-based mesh interface for hybrid finite-element/lumped-parameter gear dynamic models: Applications to thin-rimmed geared systems. Journal of Mechanical Design, 2016, 138(12): 123301 J]

[51]

Yang Z, Lin T, Duan M, et al.. Thermo-fluid-structure coupled Tribo-dynamics of GTF gear transmission systems: Modeling and experimental validation. Aerospace Science and Technology, 2026, 178: 112397 J]

[52]

Ren F, Wang D, Shi G, et al.. Influence of pitting failure on dynamic performance of herringbone gear transmission system considering friction coefficient. Recent Patents on Mechanical Engineering, 2022, 15(4): 401-411 J]

[53]

Yang Y, Hu N, Li Y, et al.. Dynamic modeling and analysis of planetary gear system for tooth fault diagnosis. Mechanical Systems and Signal Processing, 2024, 207: 110946 J]

[54]

Jiang H, Liu F. Dynamic features of three-dimensional helical gears under sliding friction with tooth breakage. Engineering Failure Analysis, 2016, 70: 305-322 J]

[55]

Fu D, Gao S, Liu H. Study on dynamics of a two-stage gear transmission system with and without tooth breakage. Processes, 2021, 9(12): 2141 J]

[56]

Kumar R, Mitra R K, Dewangan R, et al.. Modelling and diagnosis of faults in simple bevel gear train. Wear, 2023, 524: 204881 J]

[57]

Li X, Chen K, Huangfu Y, et al.. Vibration characteristic analysis of spur gear systems under tooth crack or fracture. Journal of Low Frequency Noise, Vibration and Active Control, 2021, 40(1): 135-153 J]

[58]

Willecke M, Westphal C, Brecher C. Accelerating FE-based gear mesh calculations in dynamic multi-body simulations with AI. Forschung Im Ingenieurwesen, 2025, 89(1): 30 J]

[59]

Baccar A, Dourado N, Akrout A, et al.. Determination of the crack propagation effect on the mesh stiffness for a polymer spur gear tooth using the extended finite element method. Journal of the Brazilian Society of Mechanical Sciences and Engineering, 2023, 45(6): 286 J]

[60]

Ruban A, Pasternak V, Zhyhlo A, et al.. Technological process of manufacturing a gear wheel using the Abaqus software product method. Problems of Emergency Situations. May 26–27, 2022, 2022, Kharkiv, Ukraine, Trans Tech Publications Ltd1-8[C]

[61]

Ural A, Heber G, Wawrzynek P A, et al.. Three-dimensional, parallel, finite element simulation of fatigue crack growth in a spiral bevel pinion gear. Engineering Fracture Mechanics, 2005, 72(8): 1148-1170 J]

[62]

Du X, Liu Y. Modal characteristics analysis of steering gear synchronous belt under pre-tension based on Abaqus. Vibroengineering Procedia, 2026, 61: 86-91 J]

[63]

Guan H, Xiong Q, Ma H, et al.. Comparison of nonlinear vibration responses induced by edge crack and surface crack of compressor blades. Mechanical Systems and Signal Processing, 2024, 216: 111465 J]

[64]

Guan H, Ma H, Qu X, et al.. Dynamic stress analysis of cracked rectangular blade: Simulation and experiment. International Journal of Mechanical Sciences, 2024, 267: 109015 J]

[65]

Wang W, Ma H, Zhao C, et al.. Dynamic contact characteristics of a rotating twisted variable-section blade with breathing crack. Journal of Central South University, 2024, 31(3): 858-877 J]

[66]

Tian H, Ma H, Peng Z, et al.. Study on rigidflexible coupling modeling of planetary gear systems: Incorporation of the pass effect and random excitations. Mechanism and Machine Theory, 2024, 201: 105745 J]

[67]

Liu Z, Chang C, Hu H, et al.. Meshing characteristic analysis of spur gear pair with tooth surface wear fault based on improved fractal method. Journal of Central South University, 2024, 31(5): 1619-1636 J]

[68]

Han H, Zhao Z, Tian H, et al.. Fault feature analysis of planetary gear set influenced by cracked gear tooth and pass effect of the planet gears. Engineering Failure Analysis, 2021, 121: 105162 J]

[69]

Dewangan P, Parey A, Hammami A, et al.. Dynamic response computation of a wind turbine gearbox under variable speed conditions and its experimental validation. Journal of Vibration Engineering & Technologies, 2023, 11(8): 3779-3795 J]

[70]

Fan C, Ma H, Zhang Y, et al.. A multi-objective parameter updating method for high-fidelity dynamic modeling of gear transmission systems. Mechanism and Machine Theory, 2026, 220: 106366 J]

[71]

Ma Z, Zhao X, Wu Y, et al.. Two novel indicators for gear crack diagnosis based on vibration responses: Experiment and simulation. Mechanism and Machine Theory, 2025, 205: 105905 J]

RIGHTS & PERMISSIONS

Central South University

PDF

3

Accesses

0

Citation

Detail

Sections
Recommended

/