Early warning of large deformation in soft rock tunnels: Implications from microseismic monitoring and weighted time-varying network

Jun-hao Gao , Nu-wen Xu , Feng Gao , Pei-wei Xiao , Yue-peng Sun , Biao Li

Journal of Central South University ›› : 1 -28.

PDF
Journal of Central South University ›› :1 -28. DOI: 10.1007/s11771-026-6380-5
Research Article
research-article
Early warning of large deformation in soft rock tunnels: Implications from microseismic monitoring and weighted time-varying network
Author information +
History +
PDF

Abstract

To address the challenge of reliable early identification of surrounding-rock deterioration and large deformation in deep-buried soft rock tunnels under high in-situ stress, this study proposes a deformation-calibrated stability assessment and early-warning method based on microseismic (MS) monitoring and weighted time-varying networks. The results demonstrate that the time-varying MS event network can effectively capture the spatiotemporal evolution of MS activity, while the weighted network formulation further highlights structural evolution dominated by high-energy events. Under the spatiotemporal proximity thresholds of (dc, τc)=(10 m, 8 h), the contributions of largest connected component ratio (LCCk), average shortest path length (Lk), average clustering coefficient (Ck), and modularity (Qk) to comprehensive stability index (Sk) were relatively balanced, accounting for 9.3%, 33.6%, 24.2%, and 32.9%, respectively. This parameter combination provided a more informative representation of the structural evolution of MS events. Across multiple tunnel sections, the multivariate logistic model achieved a high mean accuracy of 92%, a low mean false alarm rate of 7%, and strong discriminative capability, with a mean area under the curve (AUC) score of 0.94. The model enabled prediction of whether large deformation would occur within the subsequent 3 days, with a lead time of approximately 2 days. The proposed method provides a new technical pathway for the early warning of large deformation in similar projects.

Keywords

soft rock tunnel / MS monitoring / time-varying network / weighted network / large deformation / early warning

Cite this article

Download citation ▾
Jun-hao Gao, Nu-wen Xu, Feng Gao, Pei-wei Xiao, Yue-peng Sun, Biao Li. Early warning of large deformation in soft rock tunnels: Implications from microseismic monitoring and weighted time-varying network. Journal of Central South University 1-28 DOI:10.1007/s11771-026-6380-5

登录浏览全文

4963

注册一个新账户 忘记密码

References

[1]

Yu M-y, Cheng F, Liu J-p, et al.. Frequency-domain full-waveform inversion based on tunnel space seismic data [J]. Engineering, 2022, 18: 197-206

[2]

Zhang T, Zheng X-c, Wang S-y, et al.. Discrimination, mechanical mechanisms, and control technologies for large deformation in tunnel surrounding rock: A state-of-the-art review [J]. Tunnelling and Underground Space Technology, 2025, 163: 106712

[3]

Yang K, Yan Q-x, Zhang C, et al.. Investigation of energy transformation and dissipation in soft rock tunnels with yielding support under large deformation [J]. Rock Mechanics and Rock Engineering, 2024, 57(8): 6119-6140

[4]

Arora K, Gutierrez M. Viscous-elastic-plastic response of tunnels in squeezing ground conditions: Analytical modeling and experimental validation [J]. International Journal of Rock Mechanics and Mining Sciences, 2021, 146: 104888

[5]

Zhu H-h, Yan J-x, Liang W-hao. Challenges and development prospects of ultra-long and ultra-deep mountain tunnels [J]. Engineering, 2019, 5(3): 384-392

[6]

Sun Q-h, Ma F-s, Guo J, et al.. Excavation-induced deformation and damage evolution of deep tunnels based on a realistic stress path [J]. Computers and Geotechnics, 2021, 129: 103843

[7]

He M-c, Sui Q-r, Li M-n, et al.. Compensation excavation method control for large deformation disaster of mountain soft rock tunnel [J]. International Journal of Mining Science and Technology, 2022, 32(5): 951-963

[8]

Yu W, Wang B, Zi X, et al.. Effect of prestressed anchorage system on mechanical behavior of squeezed soft rock in large-deformation tunnel [J]. Tunnelling and Underground Space Technology, 2023, 131: 104782

[9]

Sun Y-p, Xu N-w, Xiao P-w, et al.. Characterizing large deformation of soft rock tunnel using microseismic monitoring and numerical simulation [J]. Journal of Rock Mechanics and Geotechnical Engineering, 2025, 17(1): 309-322

[10]

Anagnostou G. A model for swelling rock in tunnelling [J]. Rock Mechanics and Rock Engineering, 1993, 26(4): 307-331

[11]

Hoek E, Marinos P. Predicting tunnel squeezing problems in weak heterogeneous rock masses[J]. Tunnels and Tunnelling International, 2000, 32(11): 45-51

[12]

Wang C-h, Sha P, Hu Y-f, et al.. Study of squeezing deformation problems during tunneling [J]. Rock and Soil Mechanics, 2011, 32(S2): 143-147

[13]

Li G-l, Li N. Discussion of tunnelling in squeezed surrounding rock [J]. Modern Tunnelling Technology, 2018, 55(1): 1-6(in Chinese)

[14]

Li B, Ding Q-f, Xu N-w, et al.. Mechanical response and stability analysis of rock mass in high geostress underground powerhouse Caverns subjected to excavation [J]. Journal of Central South University, 2020, 27(10): 2971-2984

[15]

Chen Y-y, Xiao P-w, Li P, et al.. Formation mechanism of rockburst in deep tunnel adjacent to faults: Implication from numerical simulation and microseismic monitoring [J]. Journal of Central South University, 2022, 29(12): 4035-4050

[16]

Sun Y-p, Zhang P, Xu N-w, et al.. Location method of microseismic source and its engineering application: Anisotropic velocity model and local optimization [J]. Nondestructive Testing and Evaluation, 2026, 41(6): 3428-3450

[17]

Li Z, Xu N-w, Sun Z-q, et al.. Analysis of large deformation characteristics of soft rock tunnel surrounding rock under high geo-stresses based on microseismic monitoring and numerical simulation[J]. Chinese Journal of Rock Mechanics and Engineering, 2024, 43(11): 2725-2737(in Chinese)

[18]

Li X, Xu N-w, Mao H-y, et al.. Deformation characteristics and damage evolution analysis of weak interlayer zone in fractured underground cavern [J]. Tunnelling and Underground Space Technology, 2024, 147: 105686

[19]

Wang S-w, Cao A-y, Wang C-b, et al.. Mechanism of rockburst induced by the microseismic event in the floor strata of high tectonic stress zones: A case study [J]. International Journal of Coal Science & Technology, 2024, 11(1): 76

[20]

Li B, Xu N-w, Xiao P-w, et al.. Microseismic monitoring and forecasting of dynamic disasters in underground hydropower projects in southwest China: A review [J]. Journal of Rock Mechanics and Geotechnical Engineering, 2023, 15(8): 2158-2177

[21]

Rahimi B, Sharifzadeh M, Feng X-ting. Ground behaviour analysis, support system design and construction strategies in deep hard rock mining - Justified in Western Australian’s mines [J]. Journal of Rock Mechanics and Geotechnical Engineering, 2020, 12(1): 1-20

[22]

Mngadi S B, Durrheim R J, Manzi M S D, et al.. Integration of underground mapping, petrology, and high-resolution microseismicity analysis to characterise weak geotechnical zones in deep South African gold mines [J]. International Journal of Rock Mechanics and Mining Sciences, 2019, 114: 79-91

[23]

Sun Y-p, Su H-j, Xiao P-w, et al.. Visualization and early warning analysis of damage degree of surrounding rock mass in underground powerhouse [J]. International Journal of Mining Science and Technology, 2023, 33(6): 717-731

[24]

Xu N-w, Tang C-a, Li H, et al.. Excavation-induced microseismicity: Microseismic monitoring and numerical simulation [J]. Journal of Zhejiang University SCIENCE A, 2012, 13(6): 445-460

[25]

Xu N W, Tang C A, Li L C, et al.. Microseismic monitoring and stability analysis of the left bank slope in Jinping first stage hydropower station in southwestern China [J]. International Journal of Rock Mechanics and Mining Sciences, 2011, 48(6): 950-963

[26]

Wang L, Wang Q, Li S-c, et al.. Stability analysis and characteristic of seismic activity during roadway development in soft rock [J]. Journal of Mining and Safety Engineering, 2018, 35(1): 10-18(in Chinese)

[27]

Zhao J-s, Chen B-r, Jiang Q, et al.. In-situ comprehensive investigation of deformation mechanism of the rock mass with weak interlayer zone in the Baihetan hydropower station [J]. Tunnelling and Underground Space Technology, 2024, 148: 105690

[28]

Zhao J-s, Duan S-q, Chen B-r, et al.. Failure mechanism of rock masses with complex geological conditions in a large underground cavern: A case study [J]. Soil Dynamics and Earthquake Engineering, 2024, 177: 108439

[29]

Pei S-f, Zhao J-s, Chen B-r, et al.. Deformation warning and microseismicity assessment of collapse in fault development area of Yebatan Hydropower Station [J]. Journal of Central South University, 2025, 32(9): 3348-3360

[30]

Holme P, Saramäki J. Temporal networks [J]. Physics Reports, 2012, 519(3): 97-125

[31]

Zhu X-m, Liu G-n, Gao F, et al.. A complex network model for analysis of fractured rock permeability [J]. Advances in Civil Engineering, 2020, 2020: 8824082

[32]

Newman M E J. Fast algorithm for detecting community structure in networks [J]. Physical Review E, 2004, 69(6): 066133

[33]

Wang W-x, Wang B-h, Yin C-y, et al.. Traffic dynamics based on local routing protocol on a scale-free network [J]. Physical Review E, 2006, 73(2): 026111

[34]

Abe S, Suzuki N. Dynamical evolution of the community structure of complex earthquake network [J]. EPL (Europhysics Letters), 2012, 99(3): 39001

[35]

He X, Zhao H, Cai W, et al.. Earthquake networks based on space - time influence domain [J]. Physica A: Statistical Mechanics and its Applications, 2014, 407: 175-184

[36]

Chorozoglou D, Papadimitriou E, Kugiumtzis D. Investigating small-world and scale-free structure of earthquake networks in Greece [J]. Chaos, Solitons & Fractals, 2019, 122: 143-152

[37]

Woodward K, Wesseloo J, Potvin Y. A spatially focused clustering methodology for mining seismicity [J]. Engineering Geology, 2018, 232: 104-113

[38]

Ma X, Westman E, Slaker B, et al.. The b-value evolution of mining-induced seismicity and mainshock occurrences at hard-rock mines [J]. International Journal of Rock Mechanics and Mining Sciences, 2018, 104: 64-70

[39]

Wang Y, Li X, Zhang B. Analysis of fracturing network evolution behaviors in random naturally fractured rock blocks [J]. Rock Mechanics and Rock Engineering, 2016, 49(11): 4339-4347

[40]

Zhang X-x, Wang J-g, Gao F, et al.. Numerical study of fracture network evolution during nitrogen fracturing processes in shale reservoirs [J]. Energies, 2018, 11(10): 2503

[41]

Yan G-l, Zhang F-p, Ku T, et al.. Experimental study and mechanism analysis on the effects of biaxial in-situ stress on hard rock blasting [J]. Rock Mechanics and Rock Engineering, 2023, 56(5): 3709-3723

[42]

Wang L-f, Barbot S. Three-dimensional kinematics of the India - Eurasia collision [J]. Communications Earth & Environment, 2023, 4(1): 164

[43]

Opsahl T, Agneessens F, Skvoretz J. Node centrality in weighted networks: Generalizing degree and shortest paths [J]. Social Networks, 2010, 32(3): 245-251

[44]

Barabási A L, Albert R. Emergence of scaling in random networks [J]. Science, 1999, 286(5439): 509-512

[45]

Onnela J P, Saramäki J, Kertész J, et al.. Intensity and coherence of motifs in weighted complex networks [J]. Physical Review E, 2005, 71(6): 065103

RIGHTS & PERMISSIONS

Central South University

PDF

1

Accesses

0

Citation

Detail

Sections
Recommended

/