Instability mechanism and shear failure characteristics of fault stick-slip under the influence of mining

Ming-hui Cao , Sheng-qi Yang , Tong-xu Wang

Journal of Central South University ›› : 1 -18.

PDF
Journal of Central South University ›› :1 -18. DOI: 10.1007/s11771-026-6268-4
Research Article
research-article
Instability mechanism and shear failure characteristics of fault stick-slip under the influence of mining
Author information +
History +
PDF

Abstract

To investigate the fault damage process and slip mechanism when the longwall working face encounters a fault, the slip characteristics and the evolution of the stress environment around the fault during the longwall–fault distance decrease was analyzed through numerical simulation. Based on these numerical results, biaxial loading–unloading tests were performed on fault specimens to examine their damage process, shear stress evolution, and energy release characteristics under different stress states. The results show that the decrease in the lateral pressure coefficient, caused by horizontal stress reduction and vertical stress increase, is the main factor inducing fault slip. The progressive failure process of the fault involves evolution from the upper roof fault distant from the coal seam to the fault adjacent to the coal seam. The fault near the coal seam slips later, but the seismic moment and seismic energy are large. Biaxial loading-unloading test results indicate that during the stick-slip instability stage, the specimen undergoes a sudden drop in shear stress and releases energy, accompanied by tensile fracture and shear slip in the fault zone. The accuracy of the numerical simulations is verified from an experimental perspective and generalized to an engineering context.

Keywords

fault slip / stress redistribution / lateral pressure coefficient / stick-slip / energy release / rock burst

Cite this article

Download citation ▾
Ming-hui Cao, Sheng-qi Yang, Tong-xu Wang. Instability mechanism and shear failure characteristics of fault stick-slip under the influence of mining. Journal of Central South University 1-18 DOI:10.1007/s11771-026-6268-4

登录浏览全文

4963

注册一个新账户 忘记密码

References

[1]

Rinaldi A P, Urpi L. Fault reactivation induced by tunneling activity in clay material: Hints from numerical modeling [J]. Tunnelling and Underground Space Technology. 2020, 102: 103453.

[2]

Zhao T-b, Guo W-y, Tan Y-let al. . Case studies of rock bursts under complicated geological conditions during multi-seam mining at a depth of 800 m [J]. Rock Mechanics and Rock Engineering. 2018, 51(5): 1539-1564.

[3]

Jiang Y-d, Zhao Y-x, Wang H-wet al. . A review of mechanism and prevention technologies of coal bumps in China [J]. Journal of Rock Mechanics and Geotechnical Engineering. 2017, 91180-194.

[4]

Dai L-p, Pan Y-s, Li Z-het al. . Quantitative mechanism of roadway rockbursts in deep extra-thick coal seams: Theory and case histories [J]. Tunnelling and Underground Space Technology. 2021, 111: 103861.

[5]

Zhang W, Feng X-t, Yao Z-bet al. . Development and occurrence mechanisms of fault-slip rockburst in a deep tunnel excavated by drilling and blasting: A case study [J]. Rock Mechanics and Rock Engineering. 2022, 55(9): 5599-5618.

[6]

Lu C-p, Liu Y, Zhang Net al. . In-situ and experimental investigations of rockburst precursor and prevention induced by fault slip [J]. International Journal of Rock Mechanics and Mining Sciences. 2018, 108: 86-95.

[7]

Li Z-l, Dou L-m, Cai Wet al. . Mechanical analysis of static stress within fault-pillars based on a voussoir beam structure [J]. Rock Mechanics and Rock Engineering. 2016, 4931097-1105.

[8]

Wei C-c, Zhang C-g, Canbulat I. Numerical analysis of fault-slip behaviour in longwall mining using linear slip weakening law [J]. Tunnelling and Underground Space Technology. 2020, 104: 103541.

[9]

Wei C-c, Zhang C-g, Canbulat Iet al. . Numerical investigation into impacts of major fault on coal burst in longwall mining–A case study [J]. International Journal of Rock Mechanics and Mining Sciences. 2021, 147104907.

[10]

Li Z-l, Wang C-h, Shan R-let al. . Study on the influence of the fault dip angle on the stress evolution and slip risk of normal faults in mining [J]. Bulletin of Engineering Geology and the Environment. 2021, 80(5): 3537-3551.

[11]

Brace W F, Byerlee J D. Stick-slip as a mechanism for earthquakes [J]. Science. 1966, 1533739990-992.

[12]

Sainoki A, Mitri H S. Dynamic behaviour of mining-induced fault slip [J]. International Journal of Rock Mechanics and Mining Sciences. 2014, 66: 19-29.

[13]

Wang H-w, Shi R-m, Song J-qet al. . Mechanical model for the calculation of stress distribution on fault surface during the underground coal seam mining [J]. International Journal of Rock Mechanics and Mining Sciences. 2021, 144: 104765.

[14]

Shan R-l, Liu D, Wang H-let al. . Study of the fracture instability and fault slip risk of overlying strata during mining near faults [J]. Bulletin of Engineering Geology and the Environment. 2023, 82(3): 94.

[15]

Bai J-z, Dou L-m, Li J-zet al. . Mechanism of coal burst triggered by mining-induced fault slip under high-stress conditions: A case study [J]. Frontiers in Earth Science. 2022, 10884974.

[16]

Wu W. A review of unloading-induced fault instability [J]. Underground Space. 2021, 65528-538.

[17]

Cai W, Dou L-m, Si G-yet al. . Fault-induced coal burst mechanism under mining-induced static and dynamic stresses [J]. Engineering. 2021, 75306-334.

[18]

Dong L-j, Luo Q-mu. Investigations and new insights on earthquake mechanics from fault slip experiments [J]. Earth-Science Reviews. 2022, 228: 104019.

[19]

Wu W, Zhao Z-h, Duan K. Unloading-induced instability of a simulated granular fault and implications for excavation-induced seismicity [J]. Tunnelling and Underground Space Technology. 2017, 63154-161.

[20]

Zhou X-p, He Y, Shou Y-d. Experimental investigation of the effects of loading rate, contact roughness, and normal stress on the stick-slip behavior of faults [J]. Tectonophysics. 2021, 816: 229027.

[21]

Kong P, Xing L-y, Xu C-wet al. . Investigation of shear mechanical behavior and slip weakening characteristics of rough joints in rock mass [J]. Sustainability. 2022, 14(15): 9654.

[22]

Yao Z-g, Fang Y, Zhang Ret al. . The mechanism of stick–slip as a rockburst source in jointed rockmass: An experimental study [J]. Rock Mechanics and Rock Engineering. 2023, 5653573-3593.

[23]

Hirose T, Shimamoto T. Growth of molten zone as a mechanism of slip weakening of simulated faults in gabbro during frictional melting [J]. Journal of Geophysical Research: Solid Earth. 2005, 110B52004JB003207.

[24]

Yang T, Chen J-y, Xu H-ret al. . High-velocity friction experiments indicate magnetic enhancement and softening of fault gouges during seismic slip [J]. Journal of Geophysical Research: Solid Earth. 2019, 124126-43.

[25]

Ji Y-l, Wu W, Zhao Z-h. Unloading-induced rock fracture activation and maximum seismic moment prediction [J]. Engineering Geology. 2019, 262: 105352.

[26]

Duan K, Ji Y-l, Xu N-wet al. . Excavation-induced fault instability: Possible causes and implications for seismicity [J]. Tunnelling and Underground Space Technology. 2019, 92103041.

[27]

Cai W, Dou L-m, Li Z-let al. . Mechanical initiation and propagation mechanism of a thrust fault: A case study of the Yima section of the Xiashi-Yima thrust (north side of the eastern Qinling Orogen, China) [J]. Rock Mechanics and Rock Engineering. 2015, 48(5): 1927-1945.

[28]

Cao M-h, Wang T-x, Li K-s. A numerical analysis of coal burst potential after the release of the fault-slip energy [J]. Rock Mechanics and Rock Engineering. 2023, 5653317-3337.

[29]

ITASCA. FLAC3D-fast Lagrangian analysis of continua [M]. 2009, Washington, Itasca Consulting Group Inc

[30]

Ide S, Beroza G C, Shelly D Ret al. . A scaling law for slow earthquakes [J]. Nature. 2007, 447(7140): 76-79.

[31]

Peellage W H, Fatahi B, Rasekh H. Assessment of cyclic deformation and critical stress amplitude of jointed rocks via cyclic triaxial testing [J]. Journal of Rock Mechanics and Geotechnical Engineering. 2023, 15(6): 1370-1390.

[32]

Buijze L, Guo Y, Niemeijer A Ret al. . Nucleation of stick-slip instability within a large-scale experimental fault: Effects of stress heterogeneities due to loading and gouge layer compaction [J]. Journal of Geophysical Research: Solid Earth. 2020, 125(8): e2019JB018429.

[33]

Miao A-l, Ma S-l, Zhou Y-s. Experimental study on frictional stability transition and micro-fracturing characteristics for anhydrite fault zones [J]. Chinese Journal of Geophysics. 2010, 53112671-2680(in Chinese)

[34]

Zhang N-b, Zhang Z-x, Shan R-let al. . An experimental study of fault slips under unloading condition in coal mines [J]. Bulletin of Engineering Geology and the Environment. 2023, 82(4): 126.

[35]

Liang C-y, Li X, Li S-det al. . Study of strain rates threshold value between static loading and quasi-dynamic loading of rock [J]. Chinese Journal of Rock Mechanics and Engineering. 2012, 3161156-1161(in Chinese)

[36]

Zhang J-z, Wu W-t, Zhou X-p. On the predictability of localization instabilities of quasibrittle materials from accelerating rates of acoustic emission [J]. Engineering Fracture Mechanics. 2023, 289: 109455.

[37]

Zhang J-z, Zhou X-p. Forecasting catastrophic rupture in brittle rocks using precursory AE time series [J]. Journal of Geophysical Research: Solid Earth. 2020, 125(8): e2019JB019276.

[38]

He M-c, Ren F-q, Liu D-q. Rockburst mechanism research and its control [J]. International Journal of Mining Science and Technology. 2018, 285829-837.

[39]

Meng F-z, Zhou H, Wang Z-qet al. . Experimental study of factors affecting fault slip rockbursts in deeply buried hard rock tunnels [J]. Bulletin of Engineering Geology and the Environment. 2017, 7631167-1182.

[40]

Ammon C J, Ji C, Thio H Ket al. . Rupture process of the 2004 Sumatra-andaman earthquake [J]. Science. 2005, 308(5725): 1133-1139.

[41]

Zhang T, Gu T-t, Jiang Jet al. . An ordinary state-based peridynamic model for granular fracture in polycrystalline materials with arbitrary orientations in cubic crystals [J]. Engineering Fracture Mechanics. 2024, 301: 110023.

[42]

Zhou X-p, Zhang J-z. Damage progression and acoustic emission in brittle failure of granite and sandstone [J]. International Journal of Rock Mechanics and Mining Sciences. 2021, 143104789.

[43]

Niu Y, Zhou X-p, Berto F. Evaluation of fracture mode classification in flawed red sandstone under uniaxial compression [J]. Theoretical and Applied Fracture Mechanics. 2020, 107102528.

[44]

Cui X-n, Wang J-m, Pan B. Comparative analysis of fracture characteristics between rock and rocklike materials [J]. Heliyon. 2023, 9(8): e18486.

[45]

Huang J, Xia Y-y, Zhang Y-het al. . Experimental study of low-strength, high-brittleness material for rockburst simulation: Mechanical and non-mechanical properties [J]. Bulletin of Engineering Geology and the Environment. 2025, 845254.

[46]

Ji Y-l, Hofmann H, Duan Ket al. . Laboratory experiments on fault behavior towards better understanding of injection-induced seismicity in geoenergy systems [J]. Earth-Science Reviews. 2022, 226103916.

[47]

Zhuo Y-q, Liu P-x, Guo Y-set al. . Cross-effects of loading rate and cumulative fault slip on pre-seismic rupture and unstable slip rate of laboratory earthquakes [J]. Tectonophysics. 2022, 826229266.

[48]

Jiang J-q, Wu Q-l, Qu H. Characteristic of mining stress evolution and activation of the reverse fault below the hard-thick strata [J]. Journal of China Coal Society. 2015, 402267-277in Chinese)

[49]

Hu L, Feng X-t, Yao Z-bet al. . Rockburst time warning method with blasting cycle as the unit based on microseismic information time series: A case study [J]. Bulletin of Engineering Geology and the Environment. 2023, 824121.

[50]

Jiang L-s, Kong P, Zhang P-pet al. . Dynamic analysis of the rock burst potential of a longwall panel intersecting with a fault [J]. Rock Mechanics and Rock Engineering. 2020, 5341737-1754.

[51]

Gong S-y, Li J, Ju Fet al. . Passive seismic tomography for rockburst risk identification based on adaptive-grid method [J]. Tunnelling and Underground Space Technology. 2019, 86: 198-208.

[52]

He J, Dou L-m, Gong S-yet al. . Rock burst assessment and prediction by dynamic and static stress analysis based on micro-seismic monitoring [J]. International Journal of Rock Mechanics and Mining Sciences. 2017, 93: 46-53.

[53]

Zhao T-b, Guo W-y, Zhang D-xet al. . Theoretical framework for stress relief-support reinforcement cooperative control of rock bursts in deep coal mining [J]. Geohazard Mechanics. 2024, 2(1): 49-57.

[54]

Tan Y-l, Tan Y, Guo W-yet al. . Calculation model for kinetic energy and rock burst risk evaluation method during roadway excavation [J]. International Journal of Mining Science and Technology. 2025, 35(5): 677-690.

[55]

Manouchehrian A, Kulatilake P H S W, Wu R. Strainburst control in deep tunnels using a slotted excavation method [J]. International Journal of Geomechanics. 2022, 22(4): 04022008.

[56]

Wang W, Pan Y-s, Xiao Y-h. Synergistic mechanism and technology of cable bolt resin anchoring for roadway roofs with weak interlayers [J]. Rock Mechanics and Rock Engineering. 2022, 5563451-3472.

RIGHTS & PERMISSIONS

Central South University

PDF

0

Accesses

0

Citation

Detail

Sections
Recommended

/