Elastoplastic boundary solution of surrounding rock of circular roadway based on energy theory

Hong-tao Liu , Qin-yu Liu

Journal of Central South University ›› 2026, Vol. 33 ›› Issue (3) : 1348 -1370.

PDF
Journal of Central South University ›› 2026, Vol. 33 ›› Issue (3) :1348 -1370. DOI: 10.1007/s11771-026-6216-3
Research Article
research-article
Elastoplastic boundary solution of surrounding rock of circular roadway based on energy theory
Author information +
History +
PDF

Abstract

The evolution law of roadway plastic zone under three-dimensional stress field is of great significance to roadway stability control. The strength criterion is the basis for judging the surrounding rock failure. According to the rock energy theory, the energy strength criterion is established. Based on energy strength criterion and considering the roadway axial stress, the boundary equation of roadway plastic zone under three-dimensional stress field is derived. The results show that the distortion energy required for rock failure is positively correlated with confining pressure. The energy strength criterion can describe the strength characteristics of rock well and reflect the Lode angle effect and hydrostatic pressure effect. The plastic zone shape is mainly determined by the lateral pressure coefficient λ. When λ gradually increases, the plastic zone shape evolution shows ‘circular→elliptical→butterfly-shaped’. Axial stress mainly affects plastic zone size. The closer the axial stress is to horizontal stress, the smaller the plastic zone size. When the stress environment and roadway size are constant, the main factors affecting plastic zone expansion are the uniaxial compressive strength of coal-rock mass of roadway and the material parameter in the energy strength criterion. The plastic zone size decreases with the increase of the two.

Keywords

energy strength criterion / distortion energy / roadway / three-dimensional plastic zone / butterfly-shaped

Cite this article

Download citation ▾
Hong-tao Liu, Qin-yu Liu. Elastoplastic boundary solution of surrounding rock of circular roadway based on energy theory. Journal of Central South University, 2026, 33(3): 1348-1370 DOI:10.1007/s11771-026-6216-3

登录浏览全文

4963

注册一个新账户 忘记密码

References

[1]

Yu M-h, Zan Y-w, Zhao J, et al.. A unified strength criterion for rock material [J]. International Journal of Rock Mechanics and Mining Sciences, 2002, 39(8): 975-989

[2]

Liu W-z, Niu S-wei. Energy evolution properties and strength failure criterion of coal-fired slag concrete based on energy dissipation [J]. Case Studies in Construction Materials, 2022, 17: e01369

[3]

Mercado V, Fuentes W, Ochoa-Cornejo F. Multiyield-surface implementation of a simplified three-dimensional Hoek-Brown strength criterion [J]. International Journal of Geomechanics, 2022, 22(3): 06021039

[4]

Liu H-t, Han Z, Han Z-j, et al.. Nonlinear empirical failure criterion for rocks under triaxial compression [J]. International Journal of Mining Science and Technology, 2024, 34(3): 351-369

[5]

Feng X-t, Kong R, Yang C-x, et al.. A three-dimensional failure criterion for hard rocks under true triaxial compression [J]. Rock Mechanics and Rock Engineering, 2020, 53(1): 103-111

[6]

Sun L, Liu E-l, Luo F. Micromechanics-based strength criterion for tailings silty clay considering the influence of freeze-thaw cycles [J]. Cold Regions Science and Technology, 2025, 237: 104536

[7]

Li H-z, Guo T, Nan Y-l, et al.. A simplified three-dimensional extension of Hoek-Brown strength criterion [J]. Journal of Rock Mechanics and Geotechnical Engineering, 2021, 13(3): 568-578

[8]

Zhang C-h, Ji H-g, Jiang P, et al.. Strength criterion for crystalline rocks considering grain size effect and tensile-compressive strength ratio [J]. Journal of Central South University, 2024, 31(7): 2365-2378

[9]

Xie S-j, Lin H, Chen Y-f, et al.. A new nonlinear empirical strength criterion for rocks under conventional triaxial compression [J]. Journal of Central South University, 2021, 28(5): 1448-1458

[10]

Liu J-c, Xiao J-j, Li X, et al.. A novel Mohr-coulomb-Matsuoka-nakai strength criterion for rocks considering brittle-ductile domain [J]. Rock Mechanics and Rock Engineering, 2024, 57(12): 11033-11048

[11]

Gao X-s, Wang M, Li C, et al.. A new three-dimensional rock strength criterion based on shape function in deviatoric plane [J]. Geomechanics and Geophysics for Geo-Energy and Geo-Resources, 2024, 10(1): 7

[12]

Labuz J F, Zang A. Mohr–coulomb failure criterion [J]. Rock Mechanics and Rock Engineering, 2012, 45(6): 975-979

[13]

Wang X-y, Cheng H, Rong C-x, et al.. Strength criterion for Jurassic sandy mudstone based on energy theory [J]. Chinese Journal of Rock Mechanics and Engineering, 2025, 44(2): 427-441 in Chinese)

[14]

Zhou F, Wu H. A novel three-dimensional modified Griffith failure criterion for concrete [J]. Engineering Fracture Mechanics, 2023, 284: 109287

[15]

Alejano L R, Bobet A. Drucker-prager criterion [J]. Rock Mechanics and Rock Engineering, 2012, 45(6): 995-999

[16]

Hao Y, Liu C-h, Wu Y, et al.. Numerical modeling on strain energy evolution in rock system interaction with energy-absorbing prop and rock bolt [J]. International Journal of Mining Science and Technology, 2023, 33(10): 1273-1288

[17]

Liu H-t, Han Z-j, Guo X-f, et al.. Strength and damage evolution mechanism of rock mass with holes under cyclic loading [J]. Journal of Central South University, 2024, 31(8): 2717-2735

[18]

Hao Y, Wu Y, Cui R-y, et al.. Strain energy dissipation characteristics and neural network model during uniaxial cyclic loading and unloading of dry and saturated sandstone [J]. Minerals, 2023, 13(2): 131

[19]

Yu H, Zhang X-j, Li B-y, et al.. Macro-meso mechanical response and energy mechanism of surrounding rock under disturbance of roadway excavation [J]. Journal of China Coal Society, 2020, 45(S1): 60-69(in Chinese)

[20]

Liu H-t, Han Z, Chen Z-h, et al.. Study on energy evolution law and control method of surrounding rock deformation in mining roadway [J]. Journal of China Coal Society, 2024, 49(S2): 565-578(in Chinese)

[21]

Ma N-j, Ma H-y, Wang Y-w, et al.. Support principle and flexible cable support technology of deep large deformation roadway [J]. Journal of Mining & Safety Engineering, 2023, 40(5): 957-964(in Chinese)

[22]

Zheng K-y, Shi C-h, Lei M-f, et al.. Stability analysis and support design optimization of large-deformation tunnels in structural fracture zones with high in-situ stresses considering loose effect [J]. Chinese Journal of Rock Mechanics and Engineering, 2021, 40(8): 1603-1613(in Chinese)

[23]

Lv S-r, Liu H-yan. An analytical model to predict the tunnel mechanical behavior induced by excavation and support [J]. Arabian Journal for Science and Engineering, 2022, 47(4): 4079-4091

[24]

Zhang J-p, Liu L-m, Cao J-z, et al.. Mechanism and application of concrete-filled steel tubular support in deep and high stress roadway [J]. Construction and Building Materials, 2018, 186: 233-246

[25]

Wang C-y, Zhang D-m, Tan D-j, et al.. Study on the evolution of limestone damage and permeability under the tunnel driving stress path [J]. Construction and Building Materials, 2024, 425: 136050

[26]

Zhao Z-q, Ma N-j, Liu H-t, et al.. A butterfly failure theory of rock mass around roadway and its application prospect [J]. Journal of China University of Mining & Technology, 2018, 47(5): 969-978(in Chinese)

[27]

Guo X-f, Zhao Z-q, Gao X, et al.. Analytical solutions for characteristic radii of circular roadway surrounding rock plastic zone and their application [J]. International Journal of Mining Science and Technology, 2019, 29(2): 263-272

[28]

GUO Xiao-fei, ZHAO Zhi-qiang, GAO Xu, et al. The criteria of underground rock structure failure and its implication on rockburst in roadway: A numerical method [J]. Shock and Vibration, 2019: 7509690. DOI: https://doi.org/10.1155/2019/7509690.

[29]

Liu J-s, Zhu K-x, Zuo J-p, et al.. Soft rock deformation and failure modes under principal stress rotation from roadway excavation [J]. Bulletin of Engineering Geology and the Environment, 2024, 83(8): 335

[30]

Xu Y, Yu Y-c, Yao W, et al.. Dynamic failure characteristics of surrounding rocks under different lateral pressure coefficients in deep tunnel transient excavation [J]. Geomechanics and Geophysics for Geo-Energy and Geo-Resources, 2023, 9(1): 17

[31]

Liu L-p, Wang X-g, Pi J, et al.. Rock mass behavior during high pressure grouting: An in-situ experimental investigation [J]. Rock Mechanics and Rock Engineering, 2025, 58(2): 2531-2547

[32]

Wen J-h, Zuo J-p, Wang Z-q, et al.. Failure mechanism analysis and support strength determination of deep coal mine roadways–A case study [J]. Construction and Building Materials, 2024, 443: 137704

[33]

Ma X-d, Haimson B C. Failure characteristics of two porous sandstones subjected to true triaxial stresses [J]. Journal of Geophysical Research: Solid Earth, 2016, 121(9): 6477-6498

[34]

Feng X-t, Kong R, Zhang X-w, et al.. Experimental study of failure differences in hard rock under true triaxial compression [J]. Rock Mechanics and Rock Engineering, 2019, 52(7): 2109-2122

[35]

Zhang S-h, Wu S-c, Zhang G. Strength and deformability of a low-porosity sandstone under true triaxial compression conditions [J]. International Journal of Rock Mechanics and Mining Sciences, 2020, 127: 104204

[36]

Lu J, Yin G-z, Zhang D-m, et al.. True triaxial strength and failure characteristics of cubic coal and sandstone under different loading paths [J]. International Journal of Rock Mechanics and Mining Sciences, 2020, 135: 104439

[37]

Liu H-t, Han Z-j, Han Z, et al.. Study on relationship between principal stress difference of surrounding rock and distribution of plastic zone under three-dimensional non-isobaric stress field [J]. Journal of Central South University (Science and Technology), 2024, 55(1): 291-306(in Chinese)

[38]

Liu H-t, Han Z-j, Han Z, et al.. Study on borehole stability under different spatial angles in three-dimensional stress field [J]. Journal of China University of Mining & Technology, 2024, 53(5): 925-942(in Chinese)

[39]

Solecki R, Conant R JAdvanced mechanics of materials [M], 2003London, UKOxford University Press

[40]

Qian M-g, Shi P-w, Xu J-linGround pressure and strata control [M], 2010Xuzhou, ChinaChina University of Mining and Technology Press23-48(in Chinese)

[41]

Yu W-j, Pan B, Li K, et al.. Investigation on mechanical properties and dilatancy behavior of deeply buried mudstone: A comprehensive study [J]. Construction and Building Materials, 2025, 466: 140032

[42]

Zhao J. Applicability of Mohr-Coulomb and Hoek-Brown strength criteria to the dynamic strength of brittle rock [J]. International Journal of Rock Mechanics and Mining Sciences, 2000, 37(7): 1115-1121

[43]

Wang Z-l, Li S-y, Wang J-g, et al.. Evolution mechanism and quantitative characterization of initial micro-cracks in marble under triaxial compression [J]. Journal of Zhejiang University: Science A, 2024, 25(7): 586-595

[44]

Li X-s, Yin G-z, Zhao H-b, et al.. Experimental study on mechanical properties of gas outburst coal under triaxial compression [J]. Chinese Journal of Rock Mechanics and Engineering, 2010, 29(S1): 3350-3358(in Chinese)

[45]

Zhai X-x, Zhai Y-w, Liu Q-y, et al.. Energy absorption and dissipation and the constitutive relation of water-bearing coal specimens under impact load [J]. Journal of Vibration and Shock, 2023, 42(6): 202-211(in Chinese)

[46]

He M-c, Qian Q-huThe basis of deep rock mechanics [M], 2010Beijing, ChinaScience Press541-545(in Chinese)

[47]

Xu Z-lunElastic mechanics brief tutorial [M], 2018Beijing, ChinaHigher Education Press16-19(in Chinese)

RIGHTS & PERMISSIONS

Central South University

PDF

18

Accesses

0

Citation

Detail

Sections
Recommended

/