Fault-influenced overburden deformation in a steeply dipping submarine orebody

Jie Guo , Guang Li , Feng-shan Ma

Journal of Central South University ›› 2026, Vol. 33 ›› Issue (1) : 189 -201.

PDF
Journal of Central South University ›› 2026, Vol. 33 ›› Issue (1) :189 -201. DOI: 10.1007/s11771-026-6169-6
Research Article
research-article
Fault-influenced overburden deformation in a steeply dipping submarine orebody
Author information +
History +
PDF

Abstract

Seabed mining operations have been found to induce significant movement and deformation in overlying rock strata, posing serious threats to mining safety. The presence of geological faults further complicates these deformation patterns. This study utilized geophysical surveys and the continuum-based discrete element method (CDEM) to investigate how fault activity influences rock deformation and failure. The results demonstrate that: 1) Acting in mechanically weak zones, faults exerted a pronounced barrier effect on deformation propagation and stress redistribution within the surrounding rock, leading to markedly divergent displacement patterns on either side of the fault plane. Comparative analyses between single-fault and double-fault models revealed an 18%–22% expansion of the damage zone under the latter, together with significantly intensified deformation and failure; 2) The double-fault model exhibited a larger maximum cumulative vertical displacement and a spatial shift in the location of peak deformation, thereby posing a heightened threat to mine safety; 3) Acting in an orebody substitute, backfill effectively constrained surrounding rock deformation, enhanced its load-bearing capacity, and delayed the overburden subsidence. Nevertheless, backfill only reduced the amplitude of deformation; it could not entirely prevent settlement. These findings provide essential theoretical insights and foundational knowledge for safer submarine mining practices.

Keywords

submarine mining / steeply inclined ore body / fault effect / overburden deformation / discrete element method of continuum mechanics

Cite this article

Download citation ▾
Jie Guo, Guang Li, Feng-shan Ma. Fault-influenced overburden deformation in a steeply dipping submarine orebody. Journal of Central South University, 2026, 33(1): 189-201 DOI:10.1007/s11771-026-6169-6

登录浏览全文

4963

注册一个新账户 忘记密码

References

[1]

Rona P A. Resources of the sea floor [J]. Science. 2003, 299(5607): 673-674.

[2]

Duan X-l, Ma F-s, Gu H-yet al. . Identification of mine water sources based on the spatial and chemical characteristics of bedrock brines: A case study of the Xinli Gold Mine [J]. Mine Water and the Environment. 2022, 41(1): 126-142.

[3]

Zhang G-c, Zhang G-y, Zhou Get al. . Joint response of surface subsidence and strong mine earthquake under high-positioned and thick-hard strata in deep coal mine [J]. Scientific Reports. 2025, 15: 1538.

[4]

Yang H-h, Wang M-n, Luo Xet al. . Longitudinal and cross-sectional partitioned failure mechanism of tunnels subjected to stick-slip action of strike-slip faults [J]. Journal of Central South University. 2024, 31(1): 250-271.

[5]

Yan H, Zhang J-x, Li L-yet al. . Prediction of upper limit position of bedding separation overlying a coal roadway within an extra-thick coal seam [J]. Journal of Central South University. 2018, 252448-460.

[6]

Li P, Cai M-f, Miao S-jet al. . Mechanism, prevention, and control of mining-induced dynamic disasters in underground metal mines in China: Challenges and solutions [J]. Journal of Central South University. 2024, 31(8): 2549-2606.

[7]

Jiang C-l, An Y-q, Zheng L-get al. . Water source discrimination in a multiaquifer mine using a comprehensive stepwise discriminant method [J]. Mine Water and the Environment. 2021, 40(2): 442-455.

[8]

Dong L-j, Tao Q, Hu Q-chun. Influence of temperature on acoustic emission source location accuracy in underground structure [J]. Transactions of Nonferrous Metals Society of China. 2021, 31(8): 2468-2478.

[9]

Bian W-h, Yang J, He M-cet al. . Research and application of mechanical models for the whole process of 110 mining method roof structural movement [J]. Journal of Central South University. 2022, 29(9): 3106-3124.

[10]

Yan H, Li G-c, Li Y-qet al. . Stress evolution characteristics of the intensively mining-induced surrounding roadways within an extra-thick coal seam: A case study from the Tashan coal mine, China [J]. Journal of Central South University. 2023, 30(11): 3840-3854.

[11]

Dong L-j, Yan M-c, Pei Z-wet al. . Identifying potential hazards of opencast mining area using acoustic velocity structure imaging method [J]. Journal of Central South University. 2025, 32(2): 405-419.

[12]

Duan X-l, Ma F-s, Guo Jet al. . Source identification and quantification of seepage water in a coastal mine, in China [J]. Water. 2019, 11(9): 1862.

[13]

Zhang J, He P, Xiao Jet al. . Risk assessment model of expansive soil slope stability based on fuzzy-AHP method and its engineering application [J]. Geomatics, Natural Hazards and Risk. 2018, 91389-402.

[14]

Unlu T, Akcin H, Yilmaz O. An integrated approach for the prediction of subsidence for coal mining basins [J]. Engineering Geology. 2013, 166: 186-203.

[15]

Liu J-w, Sui W-h, Duan Z-wet al. . Quantitative correlation between fracture fractal and overburden deformation due to the multiple layers backfill mining [J]. Bulletin of Engineering Geology and the Environment. 2025, 84(2): 65.

[16]

Chen D-d, Jiang Z-s, Ma Xet al. . Evolution law and engineering application on main stress difference for a novel stress relief technology in two ribs on deep coal roadway [J]. Journal of Central South University. 2023, 3072266-2283.

[17]

Fan L, Chen J-l, Peng S-qet al. . Seismic response of tunnel under normal fault slips by shaking table test technique [J]. Journal of Central South University. 2020, 27(4): 1306-1319.

[18]

Wang H-w, Xie L-l, Li Y-ket al. . Study on the formation and evolution of constant stress concentration shell in overburden rock strata during coal seam mining [J]. Rock Mechanics and Rock Engineering. 2025, 58(8): 9363-9390.

[19]

Ma S-l, Zhang M-w, Ma Let al. . Experimental investigation on stress distribution and migration of the overburden during the mining process in deep coal seam mining [J]. Geoenvironmental Disasters. 2023, 10(1): 24.

[20]

Li S-c, Wang H-t, Wang Qet al. . Failure mechanism of bolting support and high-strength bolt-grouting technology for deep and soft surrounding rock with high stress [J]. Journal of Central South University. 2016, 232440-448.

[21]

Ding K, Song G-f, Li H. Study on monitoring, statistics, movement and deformation law of mine subsidence [J]. Geotechnical and Geological Engineering. 2020, 38(6): 6207-6219.

[22]

Dong L-j, Wang J, Wang J-cet al. . Safe and intelligent mining: Some explorations and challenges in the era of big data [J]. Journal of Central South University. 2023, 30(6): 1900-1914.

[23]

Feng G-r, Guo W, Qi T-yet al. . Failure mechanisms and destruction characteristics of cemented coal gangue backfill under compression effect of non-uniform load [J]. Journal of Central South University. 2024, 31(8): 2676-2693.

[24]

Liu H-y, Zuo J-p, Zhang C-wet al. . Asymmetric deformation mechanism and control technology of roadway under room-pillar group in Huasheng coal mine [J]. Journal of Central South University. 2023, 30(7): 2284-2301.

[25]

Li G, Liu S Q, Ma F Set al. . A multilevel parallel bonded-grain based model (Multi Pb-GBM) accounting for microstructure failures of typical crystalline rocks [J]. Bulletin of Engineering Geology and the Environment. 2022, 81(11): 475.

[26]

Wu S-g, Yu Z-h, Zou D-bet al. . Structural features and Cenozoic evolution of the Tan-lu fault zone in the Laizhou bay, Bohai Sea [J]. Marine Geology & Quaternary Geology. 2006, 266101-110

[27]

Li G, Liu G, Ma F-set al. . Numerical research on fractured surrounding rock deformation and failure law caused by submarine mining [J]. Water. 2022, 14(19): 3171.

[28]

Liu J, Ma F-s, Li Get al. . Evolution assessment of mining subsidence characteristics using SBAS and PS interferometry in Sanshandao gold mine, China [J]. Remote Sensing. 2022, 142290.

[29]

Zhou J, Li X-b, Mitri H S. Evaluation method of rockburst: State-of-the-art literature review [J]. Tunnelling and Underground Space Technology. 2018, 81: 632-659.

[30]

Xue Y-c, Tao X, Wasantha P L Pet al. . Dynamic disaster control of backfill mining under thick magmatic rock in one side goaf: A case study [J]. Journal of Central South University. 2020, 27103103-3117.

[31]

Cao J-y, Ma F-s, Guo Jet al. . Assessment of mining-related seabed subsidence using GIS spatial regression methods: A case study of the Sanshandao gold mine (Laizhou, Shandong Province, China) [J]. Environmental Earth Sciences. 2019, 78(1): 26.

[32]

Cheng Y M. Advancements and improvement in discontinuous deformation analysis [J]. Computers and Geotechnics. 1998, 222153-163.

[33]

Wu X-y, Jiang L-s, Xu X-get al. . Numerical analysis of deformation and failure characteristics of deep roadway surrounding rock under static-dynamic coupling stress [J]. Journal of Central South University. 2021, 28(2): 543-555.

[34]

Zuo J-p, Liu H-y, Liu D-jet al. . Theoretical analysis and numerical simulation on the coupled support technology of concrete-filled steel tube and bolt-cable in deep roadway [J]. Journal of Central South University. 2023, 30(1): 257-275.

[35]

Fang J-q, Peng Z-b, Yan R-gui. The law of tectonic stress mining ground surface subsidence and its engineering treatment method [J]. Journal of Central South University of Technology (Natural Science). 2004, 35(3): 506-510(in Chinese)

[36]

Jiang Q H, Yeung M R. A model of point-to-face contact for three-dimensional discontinuous deformation analysis [J]. Rock Mechanics and Rock Engineering. 2004, 37(2): 95-116.

[37]

Dong S-n, Zhang W-z, Zhou W-fet al. . Discussion on some topical issues of water prevention and control in coal mines [J]. Mine Water and the Environment. 2021, 40(2): 547-552.

[38]

Yang W-f, Xia X-hong. Prediction of mining subsidence under thin bedrocks and thick unconsolidated layers based on field measurement and artificial neural networks [J]. Computers & Geosciences. 2013, 52: 199-203.

[39]

Zheng Y, Chen C-x, Liu T-tet al. . Slope failure mechanisms in dipping interbedded sandstone and mudstone revealed by model testing and distinct-element analysis [J]. Bulletin of Engineering Geology and the Environment. 2018, 77(1): 49-68.

RIGHTS & PERMISSIONS

Central South University

PDF

0

Accesses

0

Citation

Detail

Sections
Recommended

/