Divergent responses of evapotranspiration and water yield to afforestation and grassland restoration amid climate change on the Loess Plateau

Jiaxin Li , Miao Yu , Wenchao Wang , Lu Hao

Journal of Forestry Research ›› 2026, Vol. 37 ›› Issue (1) : 71

PDF
Journal of Forestry Research ›› 2026, Vol. 37 ›› Issue (1) :71 DOI: 10.1007/s11676-026-02011-4
Original Paper
research-article

Divergent responses of evapotranspiration and water yield to afforestation and grassland restoration amid climate change on the Loess Plateau

Author information +
History +
PDF

Abstract

Tailoring ecological restoration policies to local conditions, such as determining whether to prioritize afforestation programs or grassland restoration, is critical for the sustainable implementation of China’s Grain for Green Project (GGP). However, there remain significant knowledge gaps to understanding the divergent hydrological responses of these programs. This study integrates remote sensing and meteorological data to detect spatiotemporal variations of evapotranspiration and its influencing factors. The eco-hydrological dynamics between two distinct vegetation restoration zones are compared: the northwestern region (grassland restoration) and the southeastern region (afforestation). After implementation of the GGP, a notable greening trend with a significant increase in leaf area index was observed, exhibiting spatial heterogeneity in both regions. At the same time, evapotranspiration showed a distinct NW–SE increasing gradient. Regional drivers also diverged: evapotranspiration in the southeast was primarily leaf area index-driven, while in the northwest, it was controlled by precipitation-to-potential evapotranspiration ratios. This water-carbon coupling disparity amid regional climate variability caused contrasting water yield declines, significant in the southeast compared to the insignificant yields in the northwest. This study contrasts forest versus grassland restoration at a regional scale. The findings underscore ecohydrological feedbacks from ecological restoration, advocating spatially adaptive ecosystem management to balance water-carbon trade-offs.

Keywords

Grain for Green Project (GGP) / Afforestation and grassland restoration / Evapotranspiration / Ecohydrological feedbacks / Leaf area index / Loess Plateau

Cite this article

Download citation ▾
Jiaxin Li, Miao Yu, Wenchao Wang, Lu Hao. Divergent responses of evapotranspiration and water yield to afforestation and grassland restoration amid climate change on the Loess Plateau. Journal of Forestry Research, 2026, 37(1): 71 DOI:10.1007/s11676-026-02011-4

登录浏览全文

4963

注册一个新账户 忘记密码

References

[1]

Albaugh JM, Dye PJ, King JS. Eucalyptusand water use in South Africa. Int J Forest Res, 2013, 2013 852540

[2]

Bai M, Mo SH, Mo XG, Xing DX, Li XH, Feng JM, Guo LX, Xu XT. Spatio-temporal variation of evapotranspiration and its attribution over the Loess Plateau since the implementation of the Grain for Green Project. Acta Ecol Sin, 2023, 43(20): 8344-8358

[3]

Branch O, Wulfmeyer V. Deliberate enhancement of rainfall using desert plantations. Proc Natl Acad Sci USA, 2019, 116(38): 18841-18847

[4]

Cao SX, Chen L, Yu XX. Impact of China’s Grain for Green Project on the landscape of vulnerable arid and semi-arid agricultural regions: a case study in northern Shaanxi Province. J Appl Ecol, 2009, 46(3): 536-543

[5]

Chen YP, Wang KB, Lin YS, Shi WY, Song Y, He XH. Balancing green and grain trade. Nat Geosci, 2015, 8(10): 739-741

[6]

de Beurs KM, Henebry GM. Trend analysis of the Pathfinder AVHRR Land (PAL) NDVI data for the deserts of central Asia. IEEE Geosci Remote Sens Lett, 2004, 1(4): 282-286

[7]

de Jong R, de Bruin S, de Wit A, Schaepman ME, Dent DL. Analysis of monotonic greening and browning trends from global NDVI time-series. Remote Sens Environ, 2011, 115(2): 692-702

[8]

Dietz EJ, Killeen TJ. A nonparametric multivariate test for monotone trend with pharmaceutical applications. J Am Stat Assoc, 1981, 76(373): 169-174

[9]

Doelman JC, Stehfest E, van Vuuren DP, Tabeau A, Hof AF, Braakhekke MC, Gernaat DEHJ, van den Berg M, van Zeist WJ, Daioglou V, van Meijl H, Lucas PL. Afforestation for climate change mitigation: potentials, risks and trade-offs. Glob Change Biol, 2020, 26(3): 1576-1591

[10]

Dou YX, Yang Y, An SS, Zhu ZL. Effects of different vegetation restoration measures on soil aggregate stability and erodibility on the Loess Plateau, China. CATENA, 2020, 185 104294

[11]

Elnashar A, Wang LJ, Wu BF, Zhu WW, Zeng HW. Synthesis of global actual evapotranspiration from 1982 to 2019. Earth Syst Sci Data, 2021, 13(2): 447-480

[12]

Farley KA, Jobbágy EG, Jackson RB. Effects of afforestation on water yield: a global synthesis with implications for policy. Glob Change Biol, 2005, 11(10): 1565-1576

[13]

Farooqi TJA, Portela R, Xu Z, Pan SL, Irfan M, Ali A. Advancing forest hydrological research: exploring global research trends and future directions through scientometric analysis. J for Res, 2024, 35: 128

[14]

Feng XM, Fu BJ, Piao SL, Wang S, Ciais P, Zeng ZZ, YH, Zeng Y, Li Y, Jiang XH, Wu BF. Revegetation in China’s Loess Plateau is approaching sustainable water resource limits. Nat Clim Change, 2016, 6(11): 1019-1022

[15]

Fu BJ, Wang S, Liu Y, Liu JB, Liang W, Miao CY. Hydrogeomorphic ecosystem responses to natural and anthropogenic changes in the Loess Plateau of China. Annu Rev Earth Planet Sci, 2017, 45: 223-243

[16]

Gao YH, Xu JW, Zhang M, Jiang FY. Advances in the study of the 400 mm isohyet migrations and wetness and dryness changes on the Chinese Mainland. Adv Earth Sci, 2020, 35(11): 1101-1112

[17]

Guan YB, Zhao CS, Yang ST, Bai J, Peng RW. The effect of Grain for Green Project on surface sediment yield on the Loess Plateau. China Agric Inform, 2019, 31(1): 125-136(in Chinese)

[18]

Huang XM, Zheng YX, Zang CF, Yue YJ. Ecohydrological dynamics of a Larix gmelinii forest in the Daxing’an Mountains of China. J for Res, 2025, 36 49

[19]

Jin Z. Ecohydrological effects and sustainability of the Grain for Green Project on the Chinese Loess Plateau. J Earth Environ, 2022, 13(2): 121-131

[20]

Li Y, Piao SL, Li LZX, Chen AP, Wang XH, Ciais P, Huang L, Lian X, Peng SS, Zeng ZZ, Wang K, Zhou LM. Divergent hydrological response to large-scale afforestation and vegetation greening in China. Sci Adv, 2018, 4(5 eaar4182

[21]

Li T, Lv YH, Ren YJ, Li PF. Gauging the effectiveness of vegetation restoration and the influence factors in the Loess Plateau. Acta Ecol Sin, 2020, 4023): 8593-8605

[22]

Li GC, Chen W, Mu LQ, Zhang XP, Bi PS, Wang Z, Yang Z. Analysis and prediction of global vegetation dynamics: past variations and future perspectives. J for Res, 2023, 34: 317-332

[23]

Li JX, Li HP, Bai L, Zhang JG, Wang RB, Xiang Q, Lv L, Ma JY. Dynamics of evapotranspiration and its relationship with drought in a grain-forage compound ecosystem on the Loess Plateau. Pratacultural Sci, 2024, 41(9): 2025-2034

[24]

Liang L, Lv SH, Liu Y. Numerical simulation of effect of vegetation changes of Loess Plateau on environment. Plateau Meteorol, 2006, 25: 575-582

[25]

Liu YB, Qiu GY, Zhang HS, Yang YH, Zhang YS, Wang Q, Zhao WZ, Jia L, Ji XB, Xiong YJ, Yan CH, Ma N, Han SM, Cui YF. Shifting from homogeneous to heterogeneous surfaces in estimating terrestrial evapotranspiration: review and perspectives. Sci China Earth Sci, 2022, 65(2): 197-214

[26]

Long Y, Meng FD, Wang CS, Bai L, Zhong Y, Wang SP. Above-and below-ground biomass distribution of main alpine meadow plants and impact of degradation on root/shoot ratio and root area. Guihaia, 2015, 35(4): 532-538

[27]

Lorenz EN (1956) Empirical orthogonal functions and statistical weather prediction, MIT Dept. of Meteorology, Science Report 1, p 49.

[28]

Ma H, Liang SL. Development of the GLASS 250-m leaf area index product (version 6) from MODIS data using the bidirectional LSTM deep learning model. Remote Sens Environ, 2022, 273 112985

[29]

Peng SZ, Ding YX, Wen ZM, Chen YM, Cao Y, Ren JY. Spatiotemporal change and trend analysis of potential evapotranspiration over the Loess Plateau of China during 2011–2100. Agric for Meteorol, 2017, 233: 183-194

[30]

Peng SZ, Ding YX, Liu WZ, Li Z. 1 km monthly temperature and precipitation dataset for China from 1901 to 2017. Earth Syst Sci Data, 2019, 11(4): 1931-1946

[31]

Qu LS, Zhu QA, Zhu CF, Zhang J (2022) Monthly precipitation data set with 1 km resolution in China from 1960 to 2020. https://doi.org/10.11922/sciencedb.01607

[32]

Ren ZP, Li ZB, Li P, Cheng SD. Vegetation construction in Loess Plateau: from area expansion to quality improvement. Sci Technol Rev, 2018, 36(14): 12-14

[33]

Senay GB, Bohms S, Singh RK, Gowda PH, Velpuri NM, Alemu H, Verdin JP. Operational evapotranspiration mapping using remote sensing and weather datasets: a new parameterization for the SSEB approach. JAWRA J Am Water Resour Assoc, 2013, 49(3): 577-591

[34]

Sobrino JA, Julien Y. Global trends in NDVI-derived parameters obtained from GIMMS data. Int J Remote Sens, 2011, 32(15): 4267-4279

[35]

Song JX, Gao JQ, Li XX, Mao RC, Shi AY. Changes of evapotranspiration and its driving factors in the Loess Plateau in recent 20 years. J Northwest Univ Nat Sci Ed, 2024, 53(6): 974-990

[36]

Spracklen DV, Arnold SR, Taylor CM. Observations of increased tropical rainfall preceded by air passage over forests. Nature, 2012, 489(7415): 282-285

[37]

Spracklen DV, Baker JCA, Garcia-Carreras L, Marsham JH. The effects of tropical vegetation on rainfall. Annu Rev Environ Resour, 2018, 43: 193-218

[38]

Wang ZX, Gao HJ. Consolidation of the achievements in farmland conversion to forest in Ningxia. J for Grassl Policy, 2023, 3(1): 18-23

[39]

Wang YQ, Fan J, Shao MA. Rules of soil evaporation and millet evapotranspiration in rain-fed region of Loess Plateau in Northern Shaanxi. Trans Chin Soc Agric Eng Trans CSAE, 2010, 26(1): 6-10

[40]

Wang XJ, Zhang BQ, Li F, Li X, Li XL, Wang YB, Shao R, Tian J, He CS. Vegetation restoration projects intensify intraregional water recycling processes in the agro-pastoral ecotone of northern China. J Hydrometeorol, 2021, 22(6): 1385-1403

[41]

Xie LJ, Ao YH, Li ZG, Meng XH, Wang SY, Deng MS, Fu CW, Jin W. Observation and analysis of microclimate and evapotranspiration characteristics of different crops underlying surfaces in the Loess Plateau in east of Gansu Province. Plateau Meteorol, 2023, 42(4): 899-912

[42]

Yang YT, Roderick ML, Guo H, Miralles DG, Zhang L, Fatichi S, Luo XZ, Zhang YQ, McVicar TR, Tu ZY, Keenan TF, Fisher JB, Gan R, Zhang XZ, Piao SL, Zhang BQ, Yang DW. Evapotranspiration on a greening earth. Nat Rev Earth Environ, 2023, 4(9): 626-641

[43]

Zhang YQ, Hao L. Direct and indirect effects of large-scale forest restoration on water yield in China’s large river basins. Remote Sens, 2025, 17(9): 1581

[44]

Zhang BQ, Wu PT, Zhao XN, Gao XD, Shi YG. Assessing the spatial and temporal variation of the rainwater harvesting potential (1971–2010) on the Chinese Loess Plateau using the VIC model. Hydrol Process, 2014, 283534-544

[45]

Zhang X, Zhao TT, Xu H, Liu WD, Wang JQ, Chen XD, Liu LY. GLC_FCS30D: the first global 30 m land-cover dynamics monitoring product with a fine classification system for the period from 1985 to 2022 generated using dense-time-series Landsat imagery and the continuous change-detection method. Earth Syst Sci Data, 2024, 16(3): 1353-1381

[46]

Zhang BJ, Shao R, Zhao XN, Wu PT (2020) Effects of Large-scale Vegetation Restoration on Eco-hydrological Processes over the Loess Plateau, China. URL https://www.semanticscholar.org/paper/Effects-of-Large-scale-Vegetation-Restoration-on-Zhang-Shao/a54b7bb40f830c67000b9da56c3b21c250fba614

[47]

Zheng HY, Miao CY, Li XY, Kong DX, Gou JJ, Wu JW, Zhang SP. Effects of vegetation changes and multiple environmental factors on evapotranspiration across China over the past 34 years. Earths Future, 2022, 104 e2021EF002564

[48]

Zhu N, Wang JN, Luo DL, Wang XF, Shen C, Wu N, Zhang N, Tian BH, Gai AH. Unveiling evapotranspiration patterns and energy balance in a subalpine forest of the Qinghai-Tibet Plateau: observations and analysis from an eddy covariance system. J for Res, 2024, 35: 53

RIGHTS & PERMISSIONS

Northeast Forestry University

PDF

4

Accesses

0

Citation

Detail

Sections
Recommended

/