Evaluating Factors Affecting Flood Susceptibility in the Yangtze River Delta Using Machine Learning Methods
Kaili Zhu, Zhaoli Wang, Chengguang Lai, Shanshan Li, Zhaoyang Zeng, Xiaohong Chen
International Journal of Disaster Risk Science ›› 2024, Vol. 15 ›› Issue (5) : 738-753.
Evaluating Factors Affecting Flood Susceptibility in the Yangtze River Delta Using Machine Learning Methods
Floods are widespread and dangerous natural hazards worldwide. It is essential to grasp the causes of floods to mitigate their severe effects on people and society. The key drivers of flood susceptibility in rapidly urbanizing areas can vary depending on the specific context and require further investigation. This research developed an index system comprising 10 indicators associated with factors and environments that lead to disasters, and used machine learning methods to assess flood susceptibility. The core urban area of the Yangtze River Delta served as a case study. Four scenarios depicting separate and combined effects of climate change and human activity were evaluated using data from various periods, to measure the spatial variability in flood susceptibility. The findings demonstrate that the extreme gradient boosting model outperformed the decision tree, support vector machine, and stacked models in evaluating flood susceptibility. Both climate change and human activity were found to act as catalysts for flooding in the region. Areas with increasing susceptibility were mainly distributed to the northwest and southeast of Taihu Lake. Areas with increased flood susceptibility caused by climate change were significantly larger than those caused by human activity, indicating that climate change was the dominant factor influencing flood susceptibility in the region. By comparing the relationship between the indicators and flood susceptibility, the rising intensity and frequency of extreme precipitation as well as an increase in impervious surface areas were identified as important reasons of heightened flood susceptibility in the Yangtze River Delta region. This study emphasized the significance of formulating adaptive strategies to enhance flood control capabilities to cope with the changing environment.
[] |
Abedi, R., R. Costache, H. Shafizadeh-Moghadam, and Q.B. Pham. 2021. Flash-flood susceptibility mapping based on XGBoost, random forest and boosted regression trees. Geocarto Internationa 37l: 5479–5496.
|
[] |
|
[] |
Ali, K.M., and M.J. Pazzani. 1995. On the link between error correlation and error reduction in decision tree ensembles. ICS Technical Report. University of California, Irvine, CA, USA.
|
[] |
|
[] |
Bador, M., J. Boé, L. Terray, L.V. Alexander, A. Baker, A. Bellucci, R. Haarsma, T. Koenigk, et al. 2020. Impact of higher spatial atmospheric resolution on precipitation extremes over land in global climate models. Journal of Geophysical Research: Atmospheres 125(13): Article e2019JD032184.
|
[] |
Barton, M., and B. Lennox. 2022. Model stacking to improve prediction and variable importance robustness for soft sensor development. Digital Chemical Engineering 3: Article 100034.
|
[] |
|
[] |
Chen, J., G. Huang, and W. Chen. 2021. Towards better flood risk management: assessing flood risk and investigating the potential mechanism based on machine learning models. Journal of Environmental Management 293: Article 112810.
|
[] |
Chen, J., Q. Li, H. Wang, and M. Deng. 2020. A machine learning ensemble approach based on random forest and radial basis function neural network for risk evaluation of regional flood disaster: a case study of the Yangtze River Delta, China. International Journal of Environmental Research and Public Health 17(1): Article 49.
|
[] |
Chen, J., X. Shi, L. Gu, G. Wu, T. Su, H.-M. Wang, J.-S. Kim, L. Zhang, and L. Xiong. 2023. Impacts of climate warming on global floods and their implication to current flood defense standards. Journal of Hydrology 618: Article 129236.
|
[] |
Chen, W., W. Wang, C. Mei, Y. Chen, P. Zhang, and P. Cong. 2024. Multi-objective decision-making for green infrastructure planning: impacts of rainfall characteristics and infrastructure configuration. Journal of Hydrology 628: Article 130572.
|
[] |
Chen, X., H. Zhang, W. Chen, and G. Huang. 2021. Urbanization and climate change impacts on future flood risk in the Pearl River Delta under shared socioeconomic pathways. Science of the Total Environment 762: Article 143144.
|
[] |
Choubin, B., E. Moradi, M. Golshan, J. Adamowski, F. Sajedi-Hosseini, and A. Mosavi. 2019. An ensemble prediction of flood susceptibility using multivariate discriminant analysis, classification and regression trees, and support vector machines. Science of the Total Environment 651(Part 2): 2087–2096.
|
[] |
Devitt, L., J. Neal, G. Coxon, J. Savage, and T. Wagener. 2023. Flood hazard potential reveals global floodplain settlement patterns. Nature Communications 14(1): Article 2801.
|
[] |
|
[] |
|
[] |
|
[] |
|
[] |
|
[] |
|
[] |
|
[] |
|
[] |
|
[] |
|
[] |
|
[] |
|
[] |
Kayitesi, N.M., A.C. Guzha, and G. Mariethoz. 2022. Impacts of land use land cover change and climate change on river hydro-morphology—a review of research studies in tropical regions. Journal of Hydrology 615: Article 128702.
|
[] |
Kubiak, J., I. Laks, Z. Sroka, and Z. Walczak. 2024. Application of a multi-criteria decision support system for assessing development potential in flood risk areas—case study of the Warta River. Science of the Total Environment 947: Article 174513.
|
[] |
|
[] |
Lai, C., H. Sun, X. Wu, J. Li, Z. Wang, H. Tong, and J. Feng. 2024. Water availability may not constrain vegetation growth in Northern Hemisphere. Agricultural Water Management 291: Article 108649.
|
[] |
Li, Z., S. Gao, M. Chen, J.J. Gourley, C. Liu, A.F. Prein, and Y. Hong. 2022. The conterminous United States are projected to become more prone to flash floods in a high-end emissions scenario. Communications Earth & Environment 3(1): Article 86.
|
[] |
Li, S., Z. Wang, C. Lai, and G. Lin. 2020. Quantitative assessment of the relative impacts of climate change and human activity on flood susceptibility based on a cloud model. Journal of Hydrology 588: Article 125051.
|
[] |
|
[] |
Liao, Y., Z. Wang, X. Chen, and C. Lai. 2023. Fast simulation and prediction of urban pluvial floods using a deep convolutional neural network model. Journal of Hydrology 624: Article 129945.
|
[] |
Lin, K., H. Chen, C.-Y. Xu, P. Yan, T. Lan, Z. Liu, and C. Dong. 2020. Assessment of flash flood risk based on improved analytic hierarchy process method and integrated maximum likelihood clustering algorithm. Journal of Hydrology 584: Article 124696.
|
[] |
Liu, H., L. Shang, M. Li, X. Zheng, and P. Shi. 2024. WRF numerical simulation of summer precipitation and its application over the mountainous southern Tibetan Plateau based on different cumulus parameterization schemes. Atmospheric Research 309: Article 107608.
|
[] |
Long, Y., W. Chen, C. Jiang, Z. Huang, S. Yan, and X. Wen. 2023. Improving streamflow simulation in Dongting Lake Basin by coupling hydrological and hydrodynamic models and considering water yields in data-scarce areas. Journal of Hydrology: Regional Studies 47: Article 101420.
|
[] |
Luo, P., D. Mu, H. Xue, T. Ngo-Duc, K. Dang-Dinh, K. Takara, D. Nover, and G. Schladow. 2018. Flood inundation assessment for the Hanoi Central Area, Vietnam under historical and extreme rainfall conditions. Scientific Reports 8(1): Article 12623.
|
[] |
Lyu, H.-M., W.-H. Zhou, S.-L. Shen, and A.-N. Zhou. 2020. Inundation risk assessment of metro system using AHP and TFN-AHP in Shenzhen. Sustainable Cities and Society 56: Article 102103.
|
[] |
|
[] |
|
[] |
|
[] |
|
[] |
|
[] |
|
[] |
|
[] |
Shah Heydari, S., J.C. Vogeler, O.S. Cardenas-Ritzert, S.K. Filippelli, M. McHale, and M. Laituri. 2024. Multi-tier land use and land cover mapping framework and its application in urbanization analysis in three African countries. Remote Sensing 16(14): Article 2677.
|
[] |
|
[] |
|
[] |
Tabari, H. 2021. Extreme value analysis dilemma for climate change impact assessment on global flood and extreme precipitation. Journal of Hydrology 593: Article 125932.
|
[] |
Taghizadeh-Mehrjardi, R., K. Schmidt, A. Amirian-Chakan, T. Rentschler, M. Zeraatpisheh, F. Sarmadian, R. Valavi, N. Davatgar, et al. 2020. Improving the spatial prediction of soil organic carbon content in two contrasting climatic regions by stacking machine learning models and rescanning covariate space. Remote Sensing 12(7): Article 1095.
|
[] |
|
[] |
|
[] |
Wang, M., X. Fu, D. Zhang, F. Chen, M. Liu, S. Zhou, J. Su, and S.K. Tan. 2023. Assessing urban flooding risk in response to climate change and urbanization based on shared socio-economic pathways. Science of the Total Environment 880: Article 163470.
|
[] |
|
[] |
|
[] |
Yacouby, R., and D. Axman. 2020. Probabilistic extension of precision, recall, and f1 score for more thorough evaluation of classification models. In Proceedings of the First Workshop on Evaluation and Comparison of NLP Systems, 79–91, online. Association for Computational Linguistics. https://aclanthology.org/2020.eval4nlp-1.9.
|
[] |
|
[] |
|
[] |
Yin, S., G. Gao, Y. Li, Y.J. Xu, R.E. Turner, L. Ran, X. Wang, and B. Fu. 2023. Long-term trends of streamflow, sediment load and nutrient fluxes from the Mississippi River Basin: impacts of climate change and human activities. Journal of Hydrology 616: Article 128822.
|
[] |
Zahura, F.T., J.L. Goodall, J.M. Sadler, Y. Shen, M.M. Morsy, and M. Behl. 2020. Training machine learning surrogate models from a high-fidelity physics-based model: application for real-time street-scale flood prediction in an urban coastal community. Water Resources Research 56(10): Article e2019WR027038.
|
[] |
Zeng, Z., C. Lai, Z. Wang, Y. Chen, and X. Chen. 2024. Future sea level rise exacerbates compound floods induced by rainstorm and storm tide during super typhoon events: a case study from Zhuhai, China. Science of the Total Environment 911: Article 168799.
|
[] |
|
[] |
|
[] |
Zhao, G., B. Pang, Z. Xu, D. Peng, and D. Zuo. 2020. Urban flood susceptibility assessment based on convolutional neural networks. Journal of Hydrology 590: Article 125235.
|
[] |
|
[] |
|
[] |
|
[] |
Zhu, K., C. Lai, Z. Wang, Z. Zeng, Z. Mao, and X. Chen. 2024. A novel framework for feature simplification and selection in flood susceptibility assessment based on machine learning. Journal of Hydrology: Regional Studies 52: Article 101739.
|
/
〈 |
|
〉 |