Mechanical response and failure behavior of granite under confining pressure and strain rate

Yongan Ma , Chong Yu , Haibo Li , Haibin Wang

Int J Min Sci Technol ›› 2026, Vol. 36 ›› Issue (5) : 1021 -1040.

PDF (7983KB)
Int J Min Sci Technol ›› 2026, Vol. 36 ›› Issue (5) :1021 -1040. DOI: 10.1016/j.ijmst.2026.03.011
Research article
research-article
Mechanical response and failure behavior of granite under confining pressure and strain rate
Author information +
History +
PDF (7983KB)

Abstract

Understanding the dynamic behavior of rocks under confining conditions is essential for elucidating the failure mechanisms of deep rock masses. In this study, triaxial compression tests on granite were conducted at intermediate strain rates to systematically investigate the effects of confining pressure and strain rate on rock strength and deformation behavior. The roles of these factors in energy dissipation and damage evolution were clarified, and a stage-dependent damage constitutive model based on dissipated energy was established. The results show that both confining pressure and strain rate significantly enhance rock strength and deformation resistance, with confining pressure playing a more dominant role. The proportion of dissipated energy exhibits an overall trend of initial decrease followed by subsequent increase, corresponding to the transition from crack compaction and closure to crack development and propagation. A two-stage damage model incorporating initial damage recovery is proposed and demonstrates improved predictive capability compared with conventional models. Confining pressure suppresses damage development, whereas strain rate promotes it. In addition, higher confining pressure and strain rate increase the occurrence of transgranular cracking, revealing the mechanisms underlying enhanced energy dissipation and smoother fracture surfaces.

Keywords

Dynamic triaxial compression / Energy dissipation / Constitutive model / Failure characteristics

Cite this article

Download citation ▾
Yongan Ma, Chong Yu, Haibo Li, Haibin Wang. Mechanical response and failure behavior of granite under confining pressure and strain rate. Int J Min Sci Technol, 2026, 36 (5) : 1021-1040 DOI:10.1016/j.ijmst.2026.03.011

登录浏览全文

4963

注册一个新账户 忘记密码

References

[1]

Geng X, Sun GH, Yu XY, Wang J. Reliability design of compressed air energy storage in lined rock caverns: A study based on rock mass failure modes. Tunn Undergr Space Technol 2025; 165.

[2]

Wu JJ, Yu C, Li HB, Ma YA, Wang CJ. Quantifying uncertainty in blast—induced vibration velocity accounting for spatial variability of rock masses. Int J Geomech 2025; 25:04025117.

[3]

Yu C, Ma YA, Li HB, Wang CJ, Wang HB, Meng LH. Spatial response and prediction model for blasting—induced vibration in a deep double—line tunnel. Int J Min Sci Technol 2025; 36(1):169-86.

[4]

Du HB, Dai F, Liu Y, Xu Y, Wei MD. Dynamic response and failure mechanism of hydrostatically pressurized rocks subjected to high loading rate impacting. Soil Dyn Earthq Eng 2020; 129.

[5]

Ma YA, Yu C, Li HB, Cheng Z, Liu YQ, Wu JJ. Coupling effects of confining pressure and strain rate on rock compressive strength. J Rock Mech Geotech Eng 2025; 17(11):6881-99.

[6]

Ma YA, Yu C, Li HB, Ma XD, Li SJ. Comparison study on damage characteristics of deeply buried granite under triaxial cyclic loading and unloading. Rock Mech Rock Eng 2025; 58(2):1591-616.

[7]

Ma YA, Yu C, Li HB, Liang ZQ, Liu YQ, Li SJ. Experimental study on the mechanical properties and energy dissipation of granite during the fracturing process. Chin J Rock Mech Eng 2025; 44:1313—25. in Chinese.

[8]

Li XF, Li HB, Zhang QB, Jiang JL, Zhao J. Dynamic fragmentation of rock material: Characteristic size, fragment distribution and pulverization law. Eng Fract Mech 2018; 199:739-59.

[9]

Hou ZK, Gutierrez M, Ma SQ, Almrabat A, Yang CH. Mechanical behavior of shale at different strain rates. Rock Mech Rock Eng 2019; 52(10):3531-44.

[10]

Xiao YM, Qiao YF, He MC, Li AG. Strain rate effect of siltstone under triaxial compression and its interpretation from damage mechanics. Rock Mech Rock Eng 2023; 56(12):8643—56.

[11]

Wang XY, Liu ZY, Gao XC, Li PF, Dong B. Dynamic characteristics and energy evolution of granite subjected to coupled static—cyclic impact loading. Geomech Geophys Geo 2023; 9:62.

[12]

Luo N, Fan XR, Cao XL, Zhai C, Han T. Dynamic mechanical properties and constitutive model of shale with different bedding under triaxial impact test. J Petrol Sci Eng 2022; 216.

[13]

Duan XL, Wang W, Liu SF, Cao YJ, Zheng Z, Zhu QZ. Experimental investigation on mechanical behavior, energy evolution and gas permeability of anisotropic phyllite subjected to triaxial compression and cyclic loading. Geomech Energy Eevir 2023; 35.

[14]

Song DR, Liu Y, Dai F, Jiang RC, Li A. Quantitative prediction of surrounding rock deformation via an energy—based damage model combining with microseismic monitoring. Tunn Undergr Space Technol 2024; 147.

[15]

Li TT, Pei XJ, Wang DP, Huang RQ, Tang H. Nonlinear behavior and damage model for fractured rock under cyclic loading based on energy dissipation principle. Eng Fract Mech 2019; 206:330-41.

[16]

Zhang L, Wang EY, Liu YB, Yue WT, Chen D. Experimental research into the dynamic damage characteristics and failure behavior of rock subjected to incremental repeated impact loads. Eng Geol 2024; 331.

[17]

Miao SJ, Liu ZJ, Zhao XG, Ma LK, Zheng YW, Xia DH. Plastic and damage energy dissipation characteristics and damage evolution of Beishan granite under triaxial cyclic loading. Int J Rock Mech Min Sci 2024; 174.

[18]

Nasseri MHB, Rezanezhad F, Young RP. Analysis of fracture damage zone in anisotropic granitic rock using 3D X—ray CT scanning techniques. Int J Fract 2011; 168(1):1-13.

[19]

Zhang GB, Zhang WQ, Wang HL, Jia CY, Liu KM, Yu XB, Song XY. Microscopic failure mechanism analysis of sandstone under triaxial compression. Geotech Geol Eng 2019; 37:683—90.

[20]

Liu Y, Dai F. A review of experimental and theoretical research on the deformation and failure behavior of rocks subjected to cyclic loading. J Rock Mech Geotech Eng 2021; 13(5):1203—30.

[21]

Zhao F, Shi ZM, Yu SB, Zheng HC. A review of fracture mechanic behaviors of rocks containing various defects. Undergr Space 2023; 12:102-15.

[22]

Li HB, Liu LW, Fu SY, Liu B, Li XF. Rate—dependent strength and crack damage thresholds of rocks at intermediate strain rate. Int J Rock Mech Min Sci 2023; 171.

[23]

Liu LW, Li HB, Zhang GK, Fu SY, Li XF. Investigation on rate dependency of acoustic emission behaviours of sandstone under quasi—dynamic uniaxial compression. Rock Mech Rock Eng 2025; 58(7):7377-90.

[24]

Rae ASP, Kenkmann T, Padmanabha V, Poelchau MH, Schäfer F. Dynamic compressive strength and fragmentation in felsic crystalline rocks. J Geophys Res—Planet 2020; 125:e2020JE006561.

[25]

Yin TB, Chen YJ, Li XB, Li Q. Effect of high temperature and strain rate on the elastic modulus of rocks: A review. Int J Earth Sci 2021; 110(8):2639—60.

[26]

Xie HP, Ju Y, Li LY. Criteria for strength and structural failure of rocks based on energy dissipation and energy release principles. Chin J Rock Mech Eng 2005; 42:3003—10. in Chinese.

[27]

Wang Y, Gao SH, Li CH, Han JQ. Energy dissipation and damage evolution for dynamic fracture of marble subjected to freeze—thaw and multiple level compressive fatigue loading. International Int J Fatigue 2021; 142.

[28]

Yang JH, Yu T, Ye ZW, Zou Y, Zhou CB. Numerical and experimental investigation into dynamic fracture and energy dissipation of red sandstone under multi—axial confining pressure. Tunn Undergr Space Technol 2025; 158.

[29]

Xie SJ, Han ZY, Zhou T. A semiempirical constitutive relationship for rocks under uniaxial compression considering the initial damage recovery. Fatigue Fract Eng M 2023; 46:1300—13.

[30]

Ma YA, Yu C, Li HB, Wang CJ. Dynamic statistical damage constitutive model based on the Hoek—Brown criterion at high strain rates. Arch Appl Mech 2024; 94(12):3765-84.

[31]

Yang SQ, Tian WL, Ranjith PG. Experimental investigation on deformation failure characteristics of crystalline marble under triaxial cyclic loading. Rock Mech Rock Eng 2017; 50(11):2871—89.

[32]

Yang SQ, Huang YH, Tang JZ. Mechanical, acoustic, and fracture behaviors of yellow sandstone specimens under triaxial monotonic and cyclic loading. Int J Rock Mech Min Sci 2020; 130.

[33]

Liu HQ, Xie HP, Wu F, Li CB, Gao RB. A novel box—counting method for quantitative fractal analysis of three—dimensional pore characteristics in sandstone. Int J Min Sci Technol 2024; 34:479-89.

[34]

Liu JJ, Xu L, Zha FS, Wu S, Wang Q, Zhang Y. A Discrete fractal set (DFS) method for high—accuracy reconstruction and nonlinear flow simulation in rough rock fractures. J Hydrol 2026; 668.

[35]

Li YH, Pan DD, Mou WY, Xu ZH. Spatiotemporal prediction and mapping of fractures from successive tunnel faces: an integrated SMF and ST—LSTM framework. Tunn Undergr Space Technol 2026; 172.

[36]

Li YH, Xu ZH, Pan DD, Mou WY, Zhao SZ. A spatio—temporal forecasting method of fracture distribution using dynamically exposed rock images in tunnel: Methodology and application. Eng Geol 2024; 343.

[37]

Yang H, Xu XY. Structure monitoring and deformation analysis of tunnel structure. Compos Struct 2021; 276.

[38]

Tarasov B, Potvin Y. Universal criteria for rock brittleness estimation under triaxial compression. Int J Rock Mech Min Sci 2013; 59:57-69.

[39]

Wang ZY, Li YW, Wu ZJ. Hierarchical scaling model for size effect on tensile strength of polycrystalline rock. Int J Mech Sci 2023; 247.

[40]

Sun BW, Yang SQ, Dong JP, Dong ZJ, Tian WL. Experimental and GBM3D study on the failure mechanical behavior of granite with different grain sizes under conventional triaxial compression. Bull Eng Geol Environ 2024; 83(11):467.

[41]

Li XF, Li HB, Liu LW, Liu YQ, Ju MH, Zhao J. Investigating the crack initiation and propagation mechanism in brittle rocks using grain—based finite—discrete element method. Int J Rock Mech Min Sci 2020; 127.

[42]

Gong FQ, Dai JH, Xu L. A strength—stress coupling criterion for rockburst: Inspirations from 1114 rockburst cases in 197 underground rock projects. Tunn Undergr Space Technol 2023; 142.

[43]

Gong FQ, Zhang ZX, Wang B, Dai JH, Ma PY. A ‘‘Proactive—Prevention and Post—Resistant” support method for alleviating rockburst in deep—buried large—section tunnels. Tunn Undergr Space Technol 2026; 171.

[44]

He MC, Sui QR, Li MN, Wang ZJ, Tao ZG. Compensation excavation method control for large deformation disaster of mountain soft rock tunnel. Int J Min Sci Technol 2022; 32(5):951-63.

PDF (7983KB)

0

Accesses

0

Citation

Detail

Sections
Recommended

/