Effects of excavation geometry in energy evolution in underground mines

Linnea Lundvall , Niklas Burvall , Zongze Li , Wenjun Luo , Jinyang Fan , Minghe Ju , Yang Zou

Geohazard Mechanics ›› 2026, Vol. 4 ›› Issue (1) : 10 -20.

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Geohazard Mechanics ›› 2026, Vol. 4 ›› Issue (1) :10 -20. DOI: 10.1016/j.ghm.2026.01.001
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Effects of excavation geometry in energy evolution in underground mines
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Abstract

With mines reaching into greater depth, problems with violent failures become more prevalent, such as rockbursts. To assess the potential for such occurrences, understanding energy dynamics is crucial. This study delves into the impact of excavation shape, aspect ratios, inclined angles and in-situ stress on dissipated plastic energy and released kinetic energy through numerical simulations. Detailed analyses of plastic zone around rectangular and elliptical excavations, varying in aspect ratios, unveiled the distinct patterns of tensile and shear plastic zone. Quantitative assessments of dissipated plastic energy and released kinetic energy highlighted contrasting behaviors between rectangular and elliptical excavations across various aspect ratios. Although the relationships between these energies and excavation parameters are found to be intricate, it becomes evident that: with an increase in the aspect ratio, both shear and tensile plastic zones exhibit a growing trend, and their distribution shows a high degree of consistency with regions of energy concentration. When the aspect ratio is below 1.5, elliptical excavations release slightly less kinetic energy than rectangular ones. Beyond 1.5, this relationship reverses. Moreover, upon exploring inclined angles, critical angles were identified, delineating points where the influence of aspect ratio nearly diminishes. Under the given in-situ stress conditions, approximately 50° and 20° serve as the critical angles for dissipated plastic energy and released kinetic energy, respectively. Changes in the degree of in-situ stress anisotropy have a limited impact on the overall energy trends but significantly alter the critical values of aspect ratio and inclination angle. When the in-situ stress ratio matches the excavation aspect ratio, both forms of energy reach their minimum values. These findings illuminate the complex interplay between excavation geometry and energy dissipation, offering invaluable insights for designing effective excavations and devising strategies to mitigate failures.

Keywords

Excavation geometry / Energy evolution / Underground mines / Rockburst

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Linnea Lundvall, Niklas Burvall, Zongze Li, Wenjun Luo, Jinyang Fan, Minghe Ju, Yang Zou. Effects of excavation geometry in energy evolution in underground mines. Geohazard Mechanics, 2026, 4(1): 10-20 DOI:10.1016/j.ghm.2026.01.001

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CRediT authorship contribution statement

Linnea Lundvall: Validation, Writing - original draft, Formal analysis. Niklas Burvall: Writing - original draft, Investigation, Software. Zongze Li: Investigation, Writing - review & editing, Funding acquisition. Wenjun Luo: Validation, Data curation, Methodology. Jinyang Fan: Investigation, Writing - review & editing, Formal analysis. Minghe Ju: Validation, Data curation, Methodology. Yang Zou: Supervision, Writing - original draft, Funding acquisition.

Declaration of competing interest

All authors declare that they have no known competing financial interests or personal relationships that could have appeared to influence the work reported in this paper.

Acknowledgements

This work was supported by the Opening Research Fund of State Key Laboratory of Coal Mine Disaster Dynamics and Control in China (No. 2011DA105287-FW202409), State Key Laboratory of Intelligent Construction and Healthy Operation and Maintenance of Deep Underground Engineering in China (No. SDGZ2503). The authors are also grateful for the financial support from the Rut and Sten Brand foundation.

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