Embedding Principle in Depth for the Loss Landscape Analysis of Deep Neural Networks

Zhiwei Bai , Tao Luo , Zhi-Qin John Xu , Yaoyu Zhang

CSIAM Trans. Appl. Math. ›› 2024, Vol. 5 ›› Issue (2) : 350 -389.

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CSIAM Trans. Appl. Math. ›› 2024, Vol. 5 ›› Issue (2) : 350 -389. DOI: 10.4208/csiam-am.SO-2023-0020
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Embedding Principle in Depth for the Loss Landscape Analysis of Deep Neural Networks

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Abstract

Summary. In this work, we delve into the relationship between deep and shallow neural networks (NNs), focusing on the critical points of their loss landscapes. We discover an embedding principle in depth that loss landscape of an NN "contains" all critical points of the loss landscapes for shallower NNs. The key tool for our discovery is the critical lifting that maps any critical point of a network to critical manifolds of any deeper network while preserving the outputs. To investigate the practical implications of this principle, we conduct a series of numerical experiments. The results confirm that deep networks do encounter these lifted critical points during training, leading to similar training dynamics across varying network depths. We provide theoretical and empirical evidence that through the lifting operation, the lifted critical points exhibit increased degeneracy. This principle also provides insights into the optimization benefits of batch normalization and larger datasets, and enables practical applications like network layer pruning. Overall, our discovery of the embedding principle in depth uncovers the depth-wise hierarchical structure of deep learning loss landscape, which serves as a solid foundation for the further study about the role of depth for DNNs.

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Deep learning / loss landscape / embedding principle

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Zhiwei Bai, Tao Luo, Zhi-Qin John Xu, Yaoyu Zhang. Embedding Principle in Depth for the Loss Landscape Analysis of Deep Neural Networks. CSIAM Trans. Appl. Math., 2024, 5(2): 350-389 DOI:10.4208/csiam-am.SO-2023-0020

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