AI-aided short-term decision making of rockburst damage scale in underground engineering

Chukwuemeka Daniel , Shouye Cheng , Xin Yin , Zakaria Mohamed Barrie , Yucong Pan , Quansheng Liu , Feng Gao , Minsheng Li , Xing Huang

Underground Space ›› 2025, Vol. 23 ›› Issue (4) : 362 -278.

PDF (4464KB)
Underground Space ›› 2025, Vol. 23 ›› Issue (4) :362 -278. DOI: 10.1016/j.undsp.2025.02.005
Research article
research-article
AI-aided short-term decision making of rockburst damage scale in underground engineering
Author information +
History +
PDF (4464KB)

Abstract

Rockbursts pose severe risks to underground engineering projects, including mining and tunnelling, where sudden rock failures can lead to substantial infrastructure damage and loss of human lives. An accurate assessment of rockburst damage is essential for safety and effective risk mitigation. This study investigates the effectiveness of ensemble machine learning models optimized through Bayesian optimization (BO) in predicting rockburst damage scales. Nine classifier algorithms, including random forest (RF), were evaluated using a dataset of 254 samples. The research considered factors such as stress conditions, support system capacity, excavation span, geological characteristics, seismic magnitude, peak particle velocity, and rock density as input variables. The rockburst damage scale, categorized into four severity levels based on displaced rock mass, served as the target variable. Among the models evaluated, BO-RF model demonstrated the highest predictive accuracy and generalization capability, achieving 92% testing accuracy. BO-RF model also ranked top in a multi-criteria evaluation framework. This devised ranking system underscores the importance of evaluating model performance on both training and unseen testing data to ensure robust generalization. The findings underscore the effectiveness of BO-RF in enhancing rockburst risk assessment and providing reliable predictive insights for underground engineering applications.

Keywords

Underground engineering / Rockburst damage scale / Short-term decision making / Ensemble learning / Bayesian optimization

Cite this article

Download citation ▾
Chukwuemeka Daniel, Shouye Cheng, Xin Yin, Zakaria Mohamed Barrie, Yucong Pan, Quansheng Liu, Feng Gao, Minsheng Li, Xing Huang. AI-aided short-term decision making of rockburst damage scale in underground engineering. Underground Space, 2025, 23(4): 362-278 DOI:10.1016/j.undsp.2025.02.005

登录浏览全文

4963

注册一个新账户 忘记密码

CRediT authorship contribution statement

Chukwuemeka Daniel: Writing - review & editing, Writing - original draft, Validation, Supervision, Software, Methodology, Data curation, Conceptualization. Shouye Cheng: Writing - original draft. Xin Yin: Writing - review & editing, Writing - original draft, Validation, Supervision, Software, Methodology, Data curation, Conceptualization. Zakaria Mohamed Barrie: Writing - original draft. Yucong Pan: Methodology, Conceptualization. Quansheng Liu: Methodology, Conceptualization. Feng Gao: Software. Minsheng Li: Software. Xing Huang: Software.

Declaration of competing interest

The authors declare the following financial interests/personal relationships which may be considered as potential competing interests: the research project is funded by Tiandi Science and Technology Company Limited.

Acknowledgement

This research is supported by the Young Elite Scientist Sponsorship Program by China Association for Science and Technology under Grant No. YESS20230742.

Supplementary material

Supplementarydatatothisarticlecanbefoundonlineat https://doi.org/10.1016/j.undsp.2025.02.005.

References

[1]

Adoko, A. C., Gokceoglu, C., Wu, L., & Zuo, Q. J. (2013). Knowledgebased and data-driven fuzzy modeling for rockburst prediction. International Journal of Rock Mechanics and Mining Sciences, 61, 86-95.

[2]

Afraei, S., Shahriar, K., & Madani, S. H. (2019). Developing intelligent classification models for rock burst prediction after recognizing significant predictor variables, Section 1: Literature review and data preprocessing procedure. Tunnelling and Underground Space Technology, 83, 324-353.

[3]

Armaghani, D. J., Mamou, A., Maraveas, C., Roussis, P. C., Siorikis, V. G., Skentou, A. D., & Asteris, P. G. (2021). Predicting the unconfined compressive strength of granite using only two non-destructive test indexes. Geomechanics and Engineering, 25(4), 317-330.

[4]

Arya, N. (2022). Implementing AdaBoost in Scikit-learn. Machine Learning. https://www.kdnuggets.com/2022/10/implementing-adaboost-scikitlearn.html.

[5]

Bhaskar, S. (2022). Machine learning-AdaBoost using Scikit-learn. https://www.polarsparc.com/xhtml/AdaBoost.html.

[6]

Basnet, P. M. S., Mahtab, S., & Jin, A. (2023). A comprehensive review of intelligent machine learning based predicting methods in long-term and short-term rock burst prediction. Tunnelling and Underground Space Technology, 142, 105434.

[7]

Blake, W., & Hadley, D. G. (2003). Rockbursts: case studies from North American hard-rock mines. SME.

[8]

Brownlee, J. (2021a). Gradient boosting with scikit-learn, xgboost, lightgbm, and catboost. Ensemble Learning. https://machinelearningmas-tery.com/gradient-boosting-with-scikit-learn-xgboost-lightgbm-andcatboost/.

[9]

Brownlee, J. (2021b). How to develop an extra trees ensemble with python. Ensemble Learning. https://machinelearningmastery.com/extra-trees-ensemble-with-python/.

[10]

Brydon, M. (2021). Correlation and scatterplots. https://www.sfu.ca/-mjbrydon/tutorials/BAinPy/08_correlation.html.

[11]

Cai, W., Dou, L., Zhang, M., Cao, W., Shi, J., & Feng, L. (2018). A fuzzy comprehensive evaluation methodology for rock burst forecasting using microseismic monitoring. Tunnelling and Underground Space Technology, 80, 232-245.

[12]

Cao, A., Liu, Y., Yang, X., Li, S., & Liu, Y. (2022). FDNet: knowledge and data fusion-driven deep neural network for coal burst prediction. Sensors, 22(8).

[13]

Chen, L., Asteris, P. G., Tsoukalas, M. Z., Armaghani, D. J., Ulrikh, D. V., & Yari, M. (2022a). Forecast of airblast vibrations induced by blasting using support vector regression optimized by the grasshopper optimization (SVR-GO) technique. Applied Sciences (Switzerland), 12 (19), 9805.

[14]

Chen, Y., Da, Q., Liang, W., Xiao, P., Dai, B., & Zhao, G. (2022b). Bagged ensemble of gaussian process classifiers for assessing rockburst damage potential with an imbalanced dataset. Mathematics, 10(18), 3382.

[15]

Dong, L., Li, X., & Peng, K. (2013). Prediction of rockburst classification using Random Forest. Transactions of Nonferrous Metals Society of China, 23(2), 472-477.

[16]

Duan, W., Wesseloo, J., & Potvin, Y. (2015). Evaluation of the adjusted rockburst damage potential method for dynamic ground support selection in extreme rockburst conditions. Proceedings of the International Seminar on Design Methods in Underground Mining. Australian Centre for Geomechanics, Perth, 399-418.

[17]

Dwivedi, R. D., Singh, M., Viladkar, M. N., & Goel, R. K. (2013). Prediction of tunnel deformation in squeezing grounds. Engineering Geology, 161, 55-64.

[18]

Fauvel, K., Fromont, É., Masson, V., Faverdin, P., & Termier, A. (2022). XEM: An explainable-by-design ensemble method for multivariate time series classification. Data Mining and Knowledge Discovery, 36(3), 917-957.

[19]

Fauvel, K., Masson, V., Fromont, É., Faverdin, P., & Termier, A. (2019). Towards sustainable dairy management - A machine learning enhanced method for estrus detection. Proceedings of the 25th ACM SIGKDD International Conference on Knowledge Discovery and Data Mining, Anchorage AK USA. ACM. 3051-3059.

[20]

Feng, G., Xia, G., Chen, B., Xiao, Y., & Zhou, R. (2019). A method for rockburst prediction in the deep tunnels of hydropower stations based on the monitored microseismicity and an optimized probabilistic neural network model. Sustainability, 11(11), 3212.

[21]

Feng, X., Chen, B., Zhang, C., Li, S., & Wu, S. (2013). Mechanism, warning and dynamic control of rockburst development process. Science Press.

[22]

Gavriilaki, E., Asteris, P. G., Touloumenidou, T., Koravou, E. E., Koutra, M., Papayanni, P. G., Karali, V., Papalexandri, A., Varelas, C., Chatzopoulou, F., Chatzidimitriou, M., Chatzidimitriou, D., Veleni, A., Grigoriadis, S., Rapti, E., Chloros, D., Kioumis, I., Kaimakamis, E., Bitzani, M., & Anagnostopoulos, A. (2021). Genetic justification of severe COVID-19 using a rigorous algorithm. Clinical Immunology, 226, 108726.

[23]

Guo, D., Chen, H., Tang, L., Chen, Z., & Samui, P. (2022a). Assessment of rockburst risk using multivariate adaptive regression splines and deep forest model. Acta Geotechnica, 17(4), 1183-1205.

[24]

Guo, J., Guo, J., Zhang, Q., & Huang, M. (2022b). Research on rockburst classification prediction based on BP-SVM model. IEEE Access, 10, 50427-50447.

[25]

He, B., Armaghani, D. J., Lai, S. H., He, X., Asteris, P. G., & Sheng, D. (2024). A deep dive into tunnel blasting studies between 2000 and 2023-A systematic review. Tunnelling and Underground Space Technology, 147, 105727.

[26]

Heal, D., Hudyma, M., & Potvin, Y. (2006). Evaluating Rockburst Damage Potential in Underground Mining. In Golden Rocks 2006, The 41st U.S. Symposium on Rock Mechanics (USRMS) (p. ARMA-061020).

[27]

Heal, D. P. (2010). Observations and analysis of incidences of rockburst damage in underground mines. Tunnelling and Underground Space Technology, 1, 310-320.

[28]

Huijskens, T. (2016). Bayesian optimization with scikit-learn. https://thuijskens.github.io/2016/12/29/bayesian-optimization/.

[29]

Jin, A., Basnet, P. M. S., & Mahtab, S. (2022). Microseismicity-based short-term rockburst prediction using non-linear support vector machine. Acta Geophysica, 70(4), 1717-1736.

[30]

Jin, A., Basnet, P., & Mahtab, S. (2023). Evaluation of short-term rockburst risk severity using machine learning methods. Big Data and Cognitive Computing, 7(4), 172.

[31]

Johnson, R., & Zhang, T. (2014). Learning nonlinear functions using regularized greedy forest. IEEE Transactions on Pattern Analysis and Machine Intelligence, 36(5), 942-954.

[32]

Kadkhodaei, M. H., Ghasemi, E., & Sari, M. (2022). Stochastic assessment of rockburst potential in underground spaces using Monte Carlo simulation. Environmental Earth Sciences, 81(18), 447.

[33]

Kaiser, P., & Cai, M. (2013). Critical review of design principles for rock support in burst-prone ground - time to rethink! Proceedings of the Seventh International Symposium on Ground Support in Mining and Underground Construction. Australian Centre for Geomechanics, Perth.

[34]

Kaiser, P. K., & Cai, M. (2012). Design of rock support system under rockburst condition. Journal of Rock Mechanics and Geotechnical Engineering, 4(3), 215-227.

[35]

Kaiser, P., K., & McCreath, D. (1992). Rockburst damage assessment procedure. In P. K. Kaiser, & D. McCreath (Eds.), Rock Support in Mining and Underground Construction (pp.639-647). Ontario, Canada: CRC Press.

[36]

Kamran, M., Ullah, B., Ahmad, M., & Sabri, M. M. S. (2022). Application of KNN-based isometric mapping and fuzzy c-means algorithm to predict short-term rockburst risk in deep underground projects. Frontiers in Public Health, 10, 1023890.

[37]

Ke, B., Khandelwal, M., Asteris, P. G., Skentou, A. D., Mamou, A., & Armaghani, D. J. (2021). Rock-burst occurrence prediction based on optimized naïve bayes models. IEEE Access, 9, 91347-91360.

[38]

Kidega, R., Ondiaka, M. N., Maina, D., Jonah, K. A. T., & Kamran, M. (2022). Decision based uncertainty model to predict rockburst in underground engineering structures using gradient boosting algorithms. Geomechanics and Engineering, 30(3), 259-272.

[39]

Leveille, P., Sepehri, M., & Apel, D. B. (2017). Rockbursting potential of kimberlite: a case study of diavik diamond mine. Rock Mechanics and Rock Engineering, 50(12), 3223-3231.

[40]

Li, D., Liu, Z., Xiao, P., Zhou, J., & Jahed Armaghani, D. (2022). Intelligent rockburst prediction model with sample category balance using feedforward neural network and Bayesian optimization. Underground Space (China), 7(5), 833-846.

[41]

Li, N., Feng, X., & Jimenez, R. (2017). Predicting rock burst hazard with incomplete data using Bayesian networks. Tunnelling and Underground Space Technology, 61, 61-70.

[42]

Li, N., Zare Naghadehi, M., & Jimenez, R. (2020). Evaluating short-term rock burst damage in underground mines using a systems approach. International Journal of Mining, Reclamation and Environment, 34(8), 531-561.

[43]

Li, X., Mao, H., Li, B., & Xu, N. (2021). Dynamic early warning of rockburst using microseismic multi-parameters based on Bayesian network. Engineering Science and Technology-An International JournalJESTECH, 24(3), 715-727.

[44]

Li, X., Wang, E., Li, Z., Liu, Z., Song, D., & Qiu, L. (2016). Rock burst monitoring by integrated microseismic and electromagnetic radiation methods. Rock Mechanics and Rock Engineering, 49(11), 4393-4406.

[45]

Liang, W., Sari, A., Zhao, G., McKinnon, S. D., & Wu, H. (2020). Shortterm rockburst risk prediction using ensemble learning methods. Natural Hazards, 104(2), 1923-1946.

[46]

Liang, W., Sari, Y. A., Zhao, G., McKinnon, S. D., & Wu, H. (2021). Probability estimates of short-term rockburst risk with ensemble classifiers. Rock Mechanics and Rock Engineering, 54(4), 1799-1814.

[47]

Lin, Y., Zhou, K., & Li, J. (2018). Application of cloud model in rock burst prediction and performance comparison with three machine learning algorithms. IEEE Access, 6(c), 30958-30968.

[48]

Liu, G., Jiang, Q., Feng, G., Chen, D., Chen, B., & Zhao, Z. (2021). Microseismicity-based method for the dynamic estimation of the potential rockburst scale during tunnel excavation. Bulletin of Engineering Geology and the Environment, 80(5), 3605-3628.

[49]

Liu, Y., & Hou, S. (2020). Rockburst prediction based on particle swarm optimization and machine learning algorithm. In: Information Technology in Geo-Engineering: Proceedings of the 3rd International Conference (ICITG), Guimaraes, Portugal 3, 292-303.

[50]

Liu, Z., Shao, J., Xu, W., & Meng, Y. (2013). Prediction of rock burst classification using the technique of cloud models with attribution weight. Natural Hazards, 68(2), 549-568.

[51]

Mark, C. (2016). Coal bursts in the deep longwall mines of the United States. International Journal of Coal Science and Technology, 3(1), 1-9.

[52]

Pu, Y., Apel, D. B., Wang, C., & Wilson, B. (2018). Evaluation of burst liability in kimberlite using support vector machine. Acta Geophysica, 66(5), 973-982.

[53]

Pu, Y., Apel, D. B., & Wei, C. (2019). Applying machine learning approaches to evaluating rockburst liability: a comparation of generative and discriminative models. Pure and Applied Geophysics, 176(10), 4503-4517.

[54]

Qiu, Y., & Zhou, J. (2023a). Short-term rockburst damage assessment in burst-prone mines: an explainable XGBOOST hybrid model with SCSO algorithm. Rock Mechanics and Rock Engineering, 56(12), 8745-8770.

[55]

Qiu, Y., & Zhou, J. (2023b). Short-term rockburst prediction in underground project: insights from an explainable and interpretable ensemble learning model. In Acta Geotechnica, 18(12), 6655-6685. Springer Berlin Heidelberg.

[56]

Shirani Faradonbeh, R., & Taheri, A. (2019). Long-term prediction of rockburst hazard in deep underground openings using three robust data mining techniques. Engineering with Computers, 35(2), 659-675.

[57]

Shukla, R., Khandelwal, M., & Kankar, P. K. (2021). Prediction and assessment of rock burst using various meta-heuristic approaches. Mining, Metallurgy and Exploration, 38(3), 1375-1381.

[58]

Skentou, A. D., Bardhan, A., Mamou, A., Lemonis, M. E., Kumar, G., Samui, P., Armaghani, D. J., & Asteris, P. G. (2023). Closed-form equation for estimating unconfined compressive strength of granite from three non-destructive tests using soft computing models. Rock Mechanics and Rock Engineering, 56(1), 487-514.

[59]

Sun, J., Wang, W., & Xie, L. (2023). Predicting short-term rockburst using RF-CRITIC and improved cloud model. Natural Resources Research, 33(1), 471-494.

[60]

Sun, L., Hu, N., Ye, Y., Tan, W., Wu, M., Wang, X., & Huang, Z. (2022). Ensemble stacking rockburst prediction model based on Yeo-Johnson, K-means SMOTE, and optimal rockburst feature dimension determination. Scientific Reports, 12(1), 15352.

[61]

Sun, Y., Li, G., Zhang, J., & Huang, J. (2021). Rockburst intensity evaluation by a novel systematic and evolved approach: machine learning booster and application. Bulletin of Engineering Geology and the Environment, 80(11), 8385-8395.

[62]

Ullah, B., Kamran, M., & Rui, Y. (2022). Predictive modeling of shortterm rockburst for the stability of subsurface structures using machine learning approaches: T-SNE. K-means clustering and XGBoost. Mathematics, 10(3), 449.

[63]

Wade, C. (2020). Getting started with xgboost in scikit-learn. Towards Data Science. https://towardsdatascience.com/getting-started-with-xgboost-in-scikit-learn-f69f5f470a97.

[64]

Wang, J., Liu, P., Ma, L., & He, M. (2022). A rockburst proneness evaluation method based on multidimensional cloud model improved by control variable method and rockburst database. Lithosphere, 2021 (Special Issue 4), 5354402.

[65]

Wu, S., Wu, Z., & Zhang, C. (2019). Rock burst prediction probability model based on case analysis. Tunnelling and Underground Space Technology, 93, 103069.

[66]

Xie, X., Jiang, W., & Guo, J. (2021). Research on rockburst prediction classification based on GA-XGB model. IEEE Access, 9, 83993-84020.

[67]

Xu, G., Li, K., Li, M., Qin, Q., & Yue, R. (2022). Rockburst intensity level prediction method based on FA-SSA-PNN model. Energies, 15(14), 5016.

[68]

Xue, Y., Bai, C., Qiu, D., Kong, F., & Li, Z. (2020). Predicting rockburst with database using particle swarm optimization and extreme learning machine. Tunnelling and Underground Space Technology, 98, 103287.

[69]

Xue, Y., Li, G., Li, Z., Wang, P., Gong, H., & Kong, F. (2022). Intelligent prediction of rockburst based on Copula-MC oversampling architecture. Bulletin of Engineering Geology and the Environment, 81(5), 209.

[70]

Yari, M., Armaghani, D. J., Maraveas, C., Ejlali, A. N., Mohamad, E. T., & Asteris, P. G. (2023). Several tree-based solutions for predicting flyrock distance due to mine blasting. Applied Sciences (Switzerland), 13(3), 1345.

[71]

Yin, X., Cheng, S., Yu, H., Pan, Y., Liu, Q., Huang, X., Gao, F., & Jing, G. (2024a). Probabilistic assessment of rockburst risk in TBMexcavated tunnels with multi-source data fusion. Tunnelling and Underground Space Technology, 152, 105915.

[72]

Yin, X., Liu, Q., Huang, X., & Pan, Y. (2022). Perception model of surrounding rock geological conditions based on TBM operational big data and combined unsupervised-supervised learning. Tunnelling and Underground Space Technology, 120, 104285.

[73]

Yin, X., Liu, Q., Lei, J., Pan, Y., Huang, X., & Lei, Y. (2024b). Hybrid deep learning-based identification of microseismic events in TBM tunnelling. Measurement, 238, 115381.

[74]

Yin, X., Liu, Q., Pan, Y., Huang, X., Wu, J., & Wang, X. (2021). Strength of stacking technique of ensemble learning in rockburst prediction with imbalanced data: comparison of eight single and ensemble models. Natural Resources Research, 30(2), 1795-1815.

[75]

Zeng, J., Roussis, P. C., Mohammed, A. S., Maraveas, C., Fatemi, S. A., Armaghani, D. J., & Asteris, P. G. (2021). Prediction of peak particle velocity caused by blasting through the combinations of boostedCHAID and SVM models with various kernels. Applied Sciences (Switzerland), 11(8), 3705.

[76]

Zhang, M. (2022). Classification prediction of rockburst in railway tunnel based on hybrid PSO-BP neural network. Geofluids, 2022(1), 4673073.

[77]

Zhou, J., Li, X., & Mitri, H. S. (2016a). Classification of rockburst in underground projects: Comparison of ten supervised learning methods. Journal of Computing in Civil Engineering, 30(5), 04016003.

[78]

Zhou, J., Li, X., & Mitri, H. S. (2018). Evaluation method of rockburst: State-of-the-art literature review. Tunnelling and Underground Space Technology, 81, 632-659.

[79]

Zhou, J., Li, X., & Shi, X. (2012). Long-term prediction model of rockburst in underground openings using heuristic algorithms and support vector machines. Safety Science, 50(4), 629-644.

[80]

Zhou, J., Shi, X., Huang, R., Qiu, X., & Chen, C. (2016b). Feasibility of stochastic gradient boosting approach for predicting rockburst damage in burst-prone mines. Transactions of Nonferrous Metals Society of China, 26(7), 1938-1945.

[81]

Zhou, K., Lin, Y., Deng, H., Li, J., & Liu, C. (2016c). Prediction of rock burst classification using cloud model with entropy weight. Transactions of Nonferrous Metals Society of China, 26(7), 1995-2002.

PDF (4464KB)

292

Accesses

0

Citation

Detail

Sections
Recommended

/