Three-dimensional pseudo-dynamic reliability analysis of seismic shield tunnel faces combined with sparse polynomial chaos expansion

Feng-qi Guo, Shi-wei Li, Jin-Feng Zou

Journal of Central South University ›› 2024, Vol. 31 ›› Issue (6) : 2087-2101. DOI: 10.1007/s11771-024-5698-0
Article

Three-dimensional pseudo-dynamic reliability analysis of seismic shield tunnel faces combined with sparse polynomial chaos expansion

Author information +
History +

Abstract

To address the seismic face stability challenges encountered in urban and subsea tunnel construction, an efficient probabilistic analysis framework for shield tunnel faces under seismic conditions is proposed. Based on the upper-bound theory of limit analysis, an improved three-dimensional discrete deterministic mechanism, accounting for the heterogeneous nature of soil media, is formulated to evaluate seismic face stability. The metamodel of failure probabilistic assessments for seismic tunnel faces is constructed by integrating the sparse polynomial chaos expansion method (SPCE) with the modified pseudo-dynamic approach (MPD). The improved deterministic model is validated by comparing with published literature and numerical simulations results, and the SPCE-MPD metamodel is examined with the traditional MCS method. Based on the SPCE-MPD metamodels, the seismic effects on face failure probability and reliability index are presented and the global sensitivity analysis (GSA) is involved to reflect the influence order of seismic action parameters. Finally, the proposed approach is tested to be effective by a engineering case of the Chengdu outer ring tunnel. The results show that higher uncertainty of seismic response on face stability should be noticed in areas with intense earthquakes and variation of seismic wave velocity has the most profound influence on tunnel face stability.

Keywords

reliability analysis / shield tunnel face / sparse polynomial chaos expansion / modified pseudo-dynamic approach / seismic stability assessment

Cite this article

Download citation ▾
Feng-qi Guo, Shi-wei Li, Jin-Feng Zou. Three-dimensional pseudo-dynamic reliability analysis of seismic shield tunnel faces combined with sparse polynomial chaos expansion. Journal of Central South University, 2024, 31(6): 2087‒2101 https://doi.org/10.1007/s11771-024-5698-0

References

[[1]]
Di Q-g, Li P-f, Zhang M-j, et al.. Experimental study on the effect of seepage flow on the tunnel face stability in the saturated ground [J]. Ocean Engineering, 2024, 299: 117074,
CrossRef Google scholar
[[2]]
Xie J-n, Li P-f, Zhang M, et al.. Analytical investigation of the shield-soil rotary friction on tunnelling-induced ground mechanical reactions [J]. Computers and Geotechnics, 2024, 165: 105922,
CrossRef Google scholar
[[3]]
Gao X-j, Li P-f, Zhang M-j, et al.. Effect of local openings on bearing behavior and failure mechanism of shield tunnel segments [J]. Underground Space, 2024, 16: 183-205,
CrossRef Google scholar
[[4]]
Di Q-g, Li P-f, Zhang M-j, et al.. Experimental study on stress distribution characteristics of a shield tunnel under passive failure [J]. Engineering Failure Analysis, 2023, 154: 107725,
CrossRef Google scholar
[[5]]
Li P-f, Cui X-p, Xia J-w, et al.. Analytical solutions of limit support pressure and vertical earth pressure on cutting face for tunnels [J]. Underground Space, 2023, 12: 65-78,
CrossRef Google scholar
[[6]]
Zou J-f, Li S-w, Chen G-hui. Three-dimensional face stability assessments of seismic tunnels in weak rock masses [J]. KSCE Journal of Civil Engineering, 2024, 28(6): 2469-2485,
CrossRef Google scholar
[[7]]
Cui X-p, Li P-f, Wu J, et al.. Stability analysis of a shield tunnel in unsaturated soil considering the soil arch effect [J]. International Journal of Geomechanics, 2024, 24(4): 04024041,
CrossRef Google scholar
[[8]]
Di Q-g, Li P-f, Zhang M-j, et al.. Experimental investigation of face instability for tunnels in sandy cobble strata [J]. Underground Space, 2023, 10: 199-216,
CrossRef Google scholar
[[9]]
Di Q-g, Li P-f, Zhang M-j, et al.. Experimental study of face stability for shield tunnels in sandy cobble strata of different densities [J]. Tunnelling and Underground Space Technology, 2023, 135: 105029,
CrossRef Google scholar
[[10]]
Hou C-t, Zhang Z-l, Yang X-li. Three-dimensional tunnel face stability considering the steady-state seepage in saturated and unsaturated regions with changing water levels [J]. Computers and Geotechnics, 2022, 146: 104741,
CrossRef Google scholar
[[11]]
Hashash Y M A, Hook J J, Schmidt B, et al.. Seismic design and analysis of underground structures [J]. Tunnelling and Underground Space Technology, 2001, 16(4): 247-293,
CrossRef Google scholar
[[12]]
Tsinidis G, De Silva F, Anastasopoulos I, et al.. Seismic behaviour of tunnels: From experiments to analysis [J]. Tunnelling and Underground Space Technology, 2020, 99: 103334,
CrossRef Google scholar
[[13]]
Saada Z, Maghous S, Garnier D. Pseudo-static analysis of tunnel face stability using the generalized Hoek-Brown strength criterion [J]. International Journal for Numerical and Analytical Methods in Geomechanics, 2013, 37(18): 3194-3212,
CrossRef Google scholar
[[14]]
Pan Q-j, Dias D. Three-dimensional static and seismic stability analysis of a tunnel face driven in weak rock masses [J]. International Journal of Geomechanics, 2018, 18(6): 04018055,
CrossRef Google scholar
[[15]]
Huang Q, Zou J, Qian Z. Seismic stability analysis of tunnel face in purely cohesive soil by a pseudo-dynamic approach [J]. Geomechanics and Engineering, 2020, 23(1): 1-13
[[16]]
Zhong J-h, Yang X-li. Kinematic analysis of the three-dimensional stability for tunnel faces by pseudodynamic approach [J]. Computers and Geotechnics, 2020, 128: 103802,
CrossRef Google scholar
[[17]]
Di Q-g, Li P-f, Zhang M-j, et al.. Evaluation of tunnel face stability subjected to seismic load based on the non-associated flow rule [J]. KSCE Journal of Civil Engineering, 2022, 26(5): 2478-2489,
CrossRef Google scholar
[[18]]
Chen X, Zhang K, Wang Wei. Seismic stability analysis of tunnel faces in heterogeneous and anisotropic soils using modified pseudodynamic method [J]. Sustainability, 2023, 15(14): 11083,
CrossRef Google scholar
[[19]]
Xu S, Liu J, Yang X-li. Pseudo-dynamic analysis of a 3D tunnel face in inclined weak strata [J]. Underground Space, 2023, 12: 156-166,
CrossRef Google scholar
[[20]]
Luo W-h, Li W-tao. Reliability analysis of supporting pressure in tunnels based on three-dimensional failure mechanism [J]. Journal of Central South University, 2016, 23(5): 1243-1252,
CrossRef Google scholar
[[21]]
Zhang J-h, Zhang Biao. Reliability analysis for seismic stability of tunnel faces in soft rock masses based on a 3D stochastic collapse model [J]. Journal of Central South University, 2019, 26(7): 1706-1718,
CrossRef Google scholar
[[22]]
Zhang J-h, Xu P, Sun W-c, et al.. Seismic reliability analysis of shield tunnel faces under multiple failure modes by pseudo-dynamic method and response surface method [J]. Journal of Central South University, 2022, 29(5): 1553-1564,
CrossRef Google scholar
[[23]]
Phoon K K, Kulhawy F H. Characterization of geotechnical variability [J]. Canadian Geotechnical Journal, 1999, 36(4): 612-624,
CrossRef Google scholar
[[24]]
Liu L-l, Cheng Y M, Pan Q-j, et al.. Incorporating stratigraphic boundary uncertainty into reliability analysis of slopes in spatially variable soils using one-dimensional conditional Markov chain model [J]. Computers and Geotechnics, 2020, 118: 103321,
CrossRef Google scholar
[[25]]
Zeng P, Senent S, Jimenez R. Reliability analysis of circular tunnel face stability obeying hoek – brown failure criterion considering different distribution types and correlation structures [J]. Journal of Computing in Civil Engineering, 2016, 30(1): 04014126,
CrossRef Google scholar
[[26]]
Ji J, Zhang Z-m, Wu Z-j, et al.. An efficient probabilistic design approach for tunnel face stability by inverse reliability analysis [J]. Geoscience Frontiers, 2021, 12(5): 101210,
CrossRef Google scholar
[[27]]
NAPA-GARCIA G F, BECK A T, CELESTINO T B. Reliability of face stability in shallow tunnel using the Caquots lower bound solution [C]//World Tunnel Congress WTC2014. 2014.
[[28]]
Mollon G, Dias D, Soubra A H. Probabilistic analysis of circular tunnels in homogeneous soil using response surface methodology [J]. Journal of Geotechnical and Geoenvironmental Engineering, 2009, 135(9): 1314-1325,
CrossRef Google scholar
[[29]]
Pan Q-j, Dias D. An efficient reliability method combining adaptive support vector machine and Monte Carlo simulation [J]. Structural Safety, 2017, 67: 85-95,
CrossRef Google scholar
[[30]]
Zhang J-h, Zhang L-y, Wang W-j, et al.. Probabilistic analysis of three-dimensional tunnel face stability in soft rock masses using Hoek-Brown failure criterion [J]. International Journal for Numerical and Analytical Methods in Geomechanics, 2020, 44(11): 1601-1616,
CrossRef Google scholar
[[31]]
Qian Z-h, Zou J-f, Pan Q-jing. Blowout analysis of shallow elliptical tunnel faces in frictional-cohesive soils [J]. Tunnelling and Underground Space Technology, 2023, 136: 105070,
CrossRef Google scholar
[[32]]
Mollon G, Dias D, Soubra A H. Probabilistic analysis of pressurized tunnels against face stability using collocation-based stochastic response surface method [J]. Journal of Geotechnical and Geoenvironmental Engineering, 2011, 137(4): 385-397,
CrossRef Google scholar
[[33]]
Mollon G, Dias D, Soubra A H. Range of the safe retaining pressures of a pressurized tunnel face by a probabilistic approach [J]. Journal of Geotechnical and Geoenvironmental Engineering, 2013, 139(11): 1954-1967,
CrossRef Google scholar
[[34]]
Pan Q-j, Dias D. Probabilistic evaluation of tunnel face stability in spatially random soils using sparse polynomial chaos expansion with global sensitivity analysis [J]. Acta Geotechnica, 2017, 12(6): 1415-1429,
CrossRef Google scholar
[[35]]
Blatman G, Sudret B. Efficient computation of global sensitivity indices using sparse polynomial chaos expansions [J]. Reliability Engineering & System Safety, 2010, 95(11): 1216-1229,
CrossRef Google scholar
[[36]]
Blatman G, Sudret B. Adaptive sparse polynomial chaos expansion based on least angle regression [J]. Journal of Computational Physics, 2011, 230(6): 2345-2367,
CrossRef Google scholar
[[37]]
Li T-z, Pan Q-j, Shen Z-c, et al.. Probabilistic stability analysis of a tunnel face in spatially random Hoek-Brown rock masses with a multi-tangent method [J]. Rock Mechanics and Rock Engineering, 2022, 55(6): 3545-3561,
CrossRef Google scholar
[[38]]
Li Z-w, Pan Q-j, Fei R-zheng. Probabilistic evaluation of three-dimensional seismic active earth pressures using sparse polynomial chaos expansions [J]. Computers and Geotechnics, 2021, 129: 103869,
CrossRef Google scholar
[[39]]
Yang T, Zou J-f, Pan Q-jing. A sequential sparse polynomial chaos expansion using Voronoi exploration and local linear approximation exploitation for slope reliability analysis [J]. Computers and Geotechnics, 2021, 133: 104059,
CrossRef Google scholar
[[40]]
Zhang D-b, Sun W-c, Wang C-y, et al.. Reliability analysis of seismic stability of shield tunnel face under multiple correlated failure modes [J]. KSCE Journal of Civil Engineering, 2021, 25(8): 3172-3185,
CrossRef Google scholar
[[41]]
MAN Jian-hong, ZHANG Ting-ting, HUANG Hong-wei, et al. Probabilistic analysis of tunnel face seismic stability in layered rock masses using polynomial chaos Kriging metamodel [J]. Journal of Rock Mechanics and Geotechnical Engineering, 2023. DOI: https://doi.org/10.1016/j.jrmge.2023.09.020.
[[42]]
Steedman R S, Zeng X. The influence of phase on the calculation of pseudo-static earth pressure on a retaining wall [J]. Géotechnique, 1990, 40(1): 103-112,
CrossRef Google scholar
[[43]]
Bellezza I. A new pseudo-dynamic approach for seismic active soil thrust [J]. Geotechnical and Geological Engineering, 2014, 32(2): 561-576,
CrossRef Google scholar
[[44]]
Bellezza I. Seismic active earth pressure on walls using a new pseudo-dynamic approach [J]. Geotechnical and Geological Engineering, 2015, 33(4): 795-812,
CrossRef Google scholar
[[45]]
Chen G-h, Zou J-f, Sheng Y-m, et al.. Three-dimensional seismic bearing capacity assessment of heterogeneous and anisotropic slopes [J]. International Journal of Geomechanics, 2022, 22(9): 04022148,
CrossRef Google scholar
[[46]]
Qian Z-h, Zou J-feng. Three-dimensional rigorous upper-bound limit analysis of soil slopes subjected to variable seismic excitations [J]. Computers and Geotechnics, 2022, 147: 104714,
CrossRef Google scholar
[[47]]
Soufi G R, Chenari R J, Javankhoshdel S. Conventional vs. modified pseudo-dynamic seismic analyses in the shallow strip footing bearing capacity problem [J]. Earthquake Engineering and Engineering Vibration, 2021, 20(4): 993-1006,
CrossRef Google scholar
[[48]]
Liu J, Xu S, Yang X-li. Modified pseudo-dynamic bearing capacity of strip footing on rock masses [J]. Computers and Geotechnics, 2022, 150: 104897,
CrossRef Google scholar
[[49]]
Huang B, Xia T-d, Qiu H-m, et al.. Shear wave velocity in sand considering the effects of frequency based on particle contact theory [J]. Wave Motion, 2017, 72: 173-186,
CrossRef Google scholar
[[50]]
Das B M. . Principles of soil dynamics [M], 1993 Boston PWS-Kent Pub. Co.
[[51]]
Kramer S L. . Geotechnical earthquake engineering [M], 1996 Upper Saddle River, NJ Prentice Hall
[[52]]
Leca E, Dormieux L. Upper and lower bound solutions for the face stability of shallow circular tunnels in frictional material [J]. Géotechnique, 1990, 40(4): 581-606,
CrossRef Google scholar
[[53]]
Subrin D, Wong H. Tunnel face stability in frictional material: A new 3D failure mechanism [J]. Comptes Rendus Mecanique, 2002, 330(7): 513-519,
CrossRef Google scholar
[[54]]
Mollon G, Dias D, Soubra A H. Probabilistic analysis and design of circular tunnels against face stability [J]. International Journal of Geomechanics, 2009, 9(6): 237-249,
CrossRef Google scholar
[[55]]
Mollon G, Dias D, Soubra A H. Rotational failure mechanisms for the face stability analysis of tunnels driven by a pressurized shield [J]. International Journal for Numerical and Analytical Methods in Geomechanics, 2011, 35(12): 1363-1388,
CrossRef Google scholar
[[56]]
Liu J, Luo W-j, Liu L-li. Seismic stability of 3D tunnel face considering tensile strength cut-off [J]. KSCE Journal of Civil Engineering, 2022, 26(8): 3620-3632,
CrossRef Google scholar
[[57]]
Pan Q-j, Dias D. Upper-bound analysis on the face stability of a non-circular tunnel [J]. Tunnelling and Underground Space Technology, 2017, 62: 96-102,
CrossRef Google scholar
[[58]]
Chen W F, Snitbhan N, Fang H Y. Stability of slopes in anisotropic, nonhomogeneous soils [J]. Canadian Geotechnical Journal, 1975, 12(1): 146-152,
CrossRef Google scholar
[[59]]
Sudret B. Global sensitivity analysis using polynomial chaos expansions [J]. Reliability Engineering & System Safety, 2008, 93(7): 964-979, og#;/9oAF
CrossRef Google scholar
[[60]]
Al-Bittar T, Soubra A H. Efficient sparse polynomial chaos expansion methodology for the probabilistic analysis of computationally-expensive deterministic models [J]. International Journal for Numerical and Analytical Methods in Geomechanics, 2014, 38(12): 1211-1230,
CrossRef Google scholar
[[61]]
Ibrahim E, Soubra A H, Mollon G, et al.. Three-dimensional face stability analysis of pressurized tunnels driven in a multilayered purely frictional medium [J]. Tunnelling and Underground Space Technology, 2015, 49: 18-34,
CrossRef Google scholar
[[62]]
Pan Q-j, Qu X-r, Wang Xiang. Probabilistic seismic stability of three-dimensional slopes by pseudo-dynamic approach [J]. Journal of Central South University, 2019, 26(7): 1687-1695,
CrossRef Google scholar
[[63]]
Li T Z, Yang X L. Probabilistic stability analysis of subway tunnels combining multiple failure mechanisms and response surface method [J]. International Journal of Geomechanics, 2018, 18(12): 04018167,
CrossRef Google scholar
[[64]]
Zhao L-h, Yu C-h, Li L, et al.. Rock slope reliability analysis using Barton-Bandis failure criterion with modified pseudo-dynamic approach [J]. Soil Dynamics and Earthquake Engineering, 2020, 139: 106310,
CrossRef Google scholar
[[65]]
Zhang Q, Zhen W, Feng K. Influence analysis of large diameter shield tunnel undercrossing existing highway bridges and culverts [J]. Modern Tunnel Technology, 2024, 61(1): 137-145 (in Chinese)
[[66]]
Chang S-b, Zhang S-min. . Engineering geological manual [M], 2018 5th ed. Beijing China Architecture and Building Press (in Chinese)
[[67]]
Zhou J-w, Cui P, Yang X-guo. Dynamic process analysis for the initiation and movement of the Donghekou landslide-debris flow triggered by the Wenchuan earthquake [J]. Journal of Asian Earth Sciences, 2013, 76: 70-84,
CrossRef Google scholar
[[68]]
GB50111—2006 Ministry of Railways of the People’s Republic of China. . Chinese code for seismic design of railway engineering [S], 2009 Beijing China Planning Publishing House (in Chinese)
[[69]]
GB50011—2006 Ministry of housing and Urban-rural Development of the People’s Republic of China. . Chinese Code for Seismic Design of Building [S], 2016 China Beijing China Architecture and Building Press (in Chinese)

Accesses

Citations

Detail

Sections
Recommended

/