
A review of optimization modeling and solution methods in renewable energy systems
Shiwei YU, Limin YOU, Shuangshuang ZHOU
Front. Eng ›› 2023, Vol. 10 ›› Issue (4) : 640-671.
A review of optimization modeling and solution methods in renewable energy systems
The advancement of renewable energy (RE) represents a pivotal strategy in mitigating climate change and advancing energy transition efforts. A current of research pertains to strategies for fostering RE growth. Among the frequently proposed approaches, employing optimization models to facilitate decision-making stands out prominently. Drawing from an extensive dataset comprising 32806 literature entries encompassing the optimization of renewable energy systems (RES) from 1990 to 2023 within the Web of Science database, this study reviews the decision-making optimization problems, models, and solution methods thereof throughout the renewable energy development and utilization chain (REDUC) process. This review also endeavors to structure and assess the contextual landscape of RES optimization modeling research. As evidenced by the literature review, optimization modeling effectively resolves decision-making predicaments spanning RE investment, construction, operation and maintenance, and scheduling. Predominantly, a hybrid model that combines prediction, optimization, simulation, and assessment methodologies emerges as the favored approach for optimizing RES-related decisions. The primary framework prevalent in extant research solutions entails the dissection and linearization of established models, in combination with hybrid analytical strategies and artificial intelligence algorithms. Noteworthy advancements within modeling encompass domains such as uncertainty, multienergy carrier considerations, and the refinement of spatiotemporal resolution. In the realm of algorithmic solutions for RES optimization models, a pronounced focus is anticipated on the convergence of analytical techniques with artificial intelligence-driven optimization. Furthermore, this study serves to facilitate a comprehensive understanding of research trajectories and existing gaps, expediting the identification of pertinent optimization models conducive to enhancing the efficiency of REDUC development endeavors.
renewable energy system / bibliometrics / mathematical programming / optimization models / solution methods
List of abbreviations |
AI | Artificial intelligence |
AHP | Analytic hierarchy process |
APSO | Adaptive particle swarm optimization |
BESS | Battery energy storage system |
BP | Bilevel programming |
CCHP | Combined cooling, heating, and power |
CDPSO | Chaotic Darwinian particle swarm optimization |
CVaR | Conditional value-at-risk |
DDRO | Data-driven robust optimization |
DE | Differential evolution |
DEA | Data envelopment analysis |
DL | Deep learning |
DNP | de Novo programming |
DP | Dynamic programming |
DPPO | Distributed proximal policy optimization |
DR | Demand response |
DRG | Distributed renewable generation |
DRL | Deep reinforcement learning |
DROCCP | Distributed robust optimization chance constraint programming |
DSM | Demand-side management |
DSO | Distribution system operator |
EFI | Ecological footprint index |
ELECTRE | Elimination et choice translating reality |
EV | Electric vehicle |
FCP | Fuzzy compromising |
FIT | Feed-in tariff |
FL | Fuzzy logic |
FMCDA | Fuzzy multicriteria decision analysis |
GA | Genetic algorithm |
GEP | Generation expansion planning |
GHG | Greenhouse gas |
GP | Goal programming |
GRG | Generalized reduced gradient |
GTEP | Generation and transmission expansion planning |
HRES | Hybrid renewable energy system |
IoT | Internet of Things |
KKT | Karush‒Kuhn‒Tucker |
LCA | Life cycle assessment |
LCOE | Levelized cost of electricity |
LP | Linear programming |
LPSP | Loss of power supply probability |
MADM | Multiattribute decision making |
MC | Markov chain |
MCDM | Multicriteria decision making |
MCS | Monte Carlo simulation |
MILP | Mixed integer linear programming |
MINLP | Mixed integer nonlinear programming |
ML | Machine learning |
MO | Multiobjective |
MODM | Multiobjective decision making |
MOGA | Multiobjective genetic algorithm |
MOGSO | Multiobjective glow-worm swarm optimization |
MOGWO | Multiobjective gray wolf optimizer |
MOPs | Multiobjective optimization problems |
MOPSO | Multiobjective particle swarm optimization |
MOWDO | Multiobjective wind-driven optimization |
MPEC | Mathematical program with equilibrium constraints |
NLP | Nonlinear programming |
NPV | Net present value |
NSGA | Nondominated sorting genetic algorithm |
OPF | Optimal power flow |
Probability distribution function | |
PPO | Proximal policy optimization |
PSO | Particle swarm optimization |
QPP | Quadratic programming problem |
RE | Renewable energy |
REDUC | Renewable energy development and utilization chain |
RES | Renewable energy system |
RL | Reinforcement learning |
RO | Robust optimization |
RPS | Renewable portfolio standard |
SAE | Stacked autoencoder |
SAIFI | System average interruption frequency index |
SD | System dynamics |
SP | Stochastic programming |
SQP | Sequential quadratic programming |
SVR | Support vector regression |
TEP | Transmission expansion planning |
TOPSIS | Technique for order of preference by similarity to ideal solution |
UC | Unit commitment |
WOS | Web of Science |
WPM | Weighted product model |
WSM | Weighted sum model |
Tab.1 Research results from the WOS search |
Number of articles | WOS search categories | Keyword equations |
---|---|---|
32806 | Topic | #1 TS=(((renewable energy) OR (renewable power) OR (renewable electricity) OR (renewable heat*)) AND (optimiz*)) |
20261 | Abstract | #2 AB=(((renewable energy) OR (renewable power) OR (renewable electricity) OR (renewable heat*)) AND (optimiz*)) |
1044 | Title | #3 TI=(((renewable energy) OR (renewable power) OR (renewable electricity) OR (renewable heat*)) AND (optimiz*)) |
3247 | Author keywords | #4 AK=(((renewable energy) OR (renewable power) OR (renewable electricity) OR (renewable heat*)) AND (optimiz*)) |
22341 | Total articles | #1 AND (#2 OR #3 OR #4) |
Tab.2 Summary of evaluation criteria in RES modeling |
Decision objective | Criteria/Constraint | Description |
---|---|---|
Economic | Total annual cost or annual system cost (Xuan et al., 2021) | All costs for capital, installation, operation, and delivery |
Net present value (NPV) (Li et al., 2016; Tezer et al., 2017) | The sum of lifetime incoming and outgoing cash in the form of discounted present values | |
Levelized cost of electricity (LCOE) (Memon et al., 2021; Chennaif et al., 2022) | For generation: The ratio of total antioxidant capacity (TAC) to the total generated energy For storage: Costs and energy consumed per operating hour | |
Life cycle cost (Tezer et al., 2017; Chennaif et al., 2022) | All expenses are expected to occur, except manufacturing and disposal costs | |
Life cycle unit cost (Tezer et al., 2017) | Unit energy cost is calculated by dividing life cycle cost by the total energy produced | |
Cumulative savings (Afful-Dadzie et al., 2017) | Sum of money saved due to fuel saving | |
Fuel consumption (Gbadamosi et al., 2018; Xu et al., 2020) | The total amount of energy consumption by nonrenewable plants | |
Learning rate (Yu et al., 2022) | The cost reduction path of RES-related technologies | |
Technical | Loss of power supply probability (LPSP) (Feng et al., 2018; Memon et al., 2021) | The probability of load deficit over total energy produced |
Difference in net loads (Feng et al., 2018) | Load shifting capacity to smooth the difference between load peaks and valleys | |
Loss of load risk (Sinha and Chandel, 2015) | The probability of failure to meet daily energy demand for RE generation | |
Loss of energy or load hours expectation (Tezer et al., 2017) | The excepted number of hours for energy or load deficit, exceeding available generation capacity, excluding breakdown and maintenance time | |
Unmeet load (Sinha and Chandel, 2015; Dehghan and Amjady, 2016) | The ratio of unsatisfied load to total load after consuming power generation and storage | |
Loss of power produces probability (Feng et al., 2018) | Expected probability of energy surplus | |
Variable renewable energy (VRE) curtailment rate (Peker et al., 2018; Xu et al., 2020) | Maximum VRE share allowed to be curtailed | |
Renewable energy penetration (Liu et al., 2022a) | The ratio of energy generated from RE to total load demand | |
Social | Job creation (Al-Falahi et al., 2017; Atabaki and Aryanpur, 2018) | Job amounts created by RES, including manufacturing, installation, and operation and maintenance (O&M), throughout the lifetime of components |
Human Development Index (Al-Falahi et al., 2017) | A country development indicator considering life expectancy at birth, years of schooling, and average national income, related to power consumption | |
Herfindahl–Hirschman Index (HHI) or Shannon–Weiner Index (Grubb et al., 2006) | Describe diversification of the energy matrix | |
Social acceptance (Stigka et al., 2014) | Social performance evaluation criteria to consider social resistance to the installation of RES | |
Social cost of carbon (Koltsaklis et al., 2014; Xu et al., 2020) | An additional cost is imposed on society | |
Environmental | Total CO2 or fuel emission (Atabaki and Aryanpur, 2018; Hu et al., 2019) | The total amount of CO2 emissions produced by the system |
Land use (Wang, 2023) | The area of renewable power related land | |
Ecological footprint index (EFI) (Fakher et al., 2023) | The comprehensive resource pressure of environmental degradation | |
Life cycle assessment (Li et al., 2011; Yu et al., 2019) | The cost includes pollution, health effects, and environmental impacts |
Tab.3 Comparison of different models |
Models | Advantages | Limitations | |
---|---|---|---|
Programming models | LP | ·Most widely used in every corner of RES ·Have mature solvers | ·Limited linear relation and expression ·Strictly rely on data accuracy |
NLP | ·Iteration methods and lots of heuristic algorithms ·Optimal power flow question | ·Local optimum ·Possible severe scarcity by means of linearization | |
MILP | ·Decision on integer results ·Help decide whether to do, e.g., RE facility location problem | ·High requirements for algorithm accuracy ·Hard to solve large-scale models by an exact algorithm | |
DP | ·Widely used in optimization with risks and uncertainties ·Solve problems with multistage attribute | ·Curse of dimensionality ·Large space requirement | |
SP | ·Uncertainty decisions in RESs ·Flexible and alternative models | ·Difficult to analyze the running time ·Unknown probability of getting an incorrect solution | |
BP | ·Interaction between different decision-makers ·Suitable with different energy sectors or subsystems of RES | ·Difficult to guarantee the optimal solution ·May only get the strong stationary solution | |
MCDM models | MODM | ·Economic, technical, environmental, and social perspectives ·Suitable with conflicts in energy management and decision | ·Hard to deal with inconsistent units among objectives ·Optimal Pareto fronts are hard to obtain |
MADM | ·Evaluate the characteristic properties comprehensively ·Compare or rank for schemes | ·Strong subjectivity to determine the weight ·Unable to provide new alternatives for decision-making | |
Games models | Noncooperative game | ·Players make decisions independently | ·Individual rationality ·Statistical decision and equilibrium process |
Cooperative game | ·Profit maximization and distribution of RES | ·Collective rationality ·Statistical decision and equilibrium process | |
Evolutionary game | ·Dynamic equilibrium process ·Relaxes “rational man” and “complete information” assumptions | ·Evolutionary stable strategy derivation limitation ·Unable to characterize the uncertain decision | |
Hybrid models | With prediction/simulation/assessment models | ·Higher applicability and validity ·Complements theory for the optimization mechanism ·Data and result evaluation support | ·Complexity of system and information exchange ·Difficult to link and balance different models |
Tab.4 Comparison of different types of solution methods |
Methods | Advantages | Drawbacks |
---|---|---|
Conventional methods | ·Mathematic simplify methods ·Flexibility with models ·Enable mechanistic analysis | ·Limited space and speed ·Rely on commercial software or numerical approximations ·Require explicit mathematical formulation |
Probabilistic methods | ·Eliminate the need for time-series data ·Overcome restriction of limited data ·Uncertainty consideration of subsystems | ·Difficult to represent dynamics of systems ·Vast resource data ·Need accurate historical data |
Artificial intelligence methods | ·High convergence speed ·Accurate prediction ·Variable and Bionic algorithm ·Strong robustness and noise immunity | ·Rely on data amount and hardware facility ·Difficult to find suitable models ·Internal black box lacks mechanistic explanation |
Hybrid methods | ·Balance between local and global exploration ·Improved searching capability and accuracy ·Most robustness | ·Complexity of system and information exchange ·Difficult to balance different methods and design codes |
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