Beamforming techniques for massive MIMO systems in 5G: overview, classification, and trends for future research
Ehab ALI, Mahamod ISMAIL, Rosdiadee NORDIN, Nor Fadzilah ABDULAH
Beamforming techniques for massive MIMO systems in 5G: overview, classification, and trends for future research
Massive multiple-input multiple-output (MIMO) systems combined with beamforming antenna array technologies are expected to play a key role in next-generation wireless communication systems (5G), which will be deployed in 2020 and beyond. The main objective of this review paper is to discuss the state-of-the-art research on the most favourable types of beamforming techniques that can be deployed in massive MIMO systems and to clarify the importance of beamforming techniques in massive MIMO systems for eliminating and resolving the many technical hitches that massive MIMO system implementation faces. Classifications of optimal beamforming techniques that are used in wireless communication systems are reviewed in detail to determine which techniques are more suitable for deployment in massive MIMO systems to improve system throughput and reduce intra- and inter-cell interference. To overcome the limitations in the literature, we have suggested an optimal beamforming technique that can provide the highest performance in massive MIMO systems, satisfying the requirements of next-generation wireless communication systems.
Beamforming classifications / Massive MIMO / Hybrid beamforming / Millimetre-wave beamforming
[1] |
Ahmadi, H., Farhang , A., Marchetti, N. ,
|
[2] |
Andrews, J.G., Buzzi, S., Choi, W.,
|
[3] |
Arablouei, R., Dogancay , K., 2012. Linearly-constrained recursive total least-squares algorithm.,IEEE Signal Process. Lett.19(12):821–824. https://doi.org/10.1109/LSP.2012.2221705
|
[4] |
Arunitha, A., Gunasekaran , T., Kumar, N.S. ,
|
[5] |
Ashikhmin, A., Marzetta , T., 2012. Pilot contamination precoding in multi-cell large scale antenna systems.. IEEE Int. Symp. on Information Theory Proc, p.1137–1141. http://dx.doi.org/10.1109/ISIT.2012.6283031
|
[6] |
Bae, J.S., Choi, Y.S., Kim, J.S. ,
|
[7] |
Barua, S., Lam, S.C., Ghosa, P. ,
|
[8] |
Behjati, M., Ismail, M., Nordin, R., 2015. Limited feedback MU-MIMO in LTE-A system: concepts, performance, and future works. Wirel. Pers. Commun., 84(2):935-957. http://dx.doi.org/10.1007/s11277-015-2669-7
|
[9] |
Bhotto, M.Z.A., Bajić , I.V., 2015. Constant modulus blind adaptive beamforming based on unscented Kalman filtering..IEEE Signal Process. Lett, 22(4):474–478. http://dx.doi.org/10.1109/LSP.2014.2362932
|
[10] |
Bjćrnson, E., Sanguinetti , L., Hoydis, J. ,
|
[11] |
Bogale, T.E., Le, L.B., 2014. Beamforming for multiuser massive MIMO systems: digital versus hybrid analogdigital.IEEE Global Communications Conf., p.4066–4071. http://dx.doi.org/10.1109/GLOCOM.2014.7037444
|
[12] |
Bogale, T.E., Le, L.B., 2015. Massive MIMO and millimeter wave for 5G wireless HetNet: potentials and challenges.arXiv:1510.06359.
|
[13] |
Bogale, T.E., Le, L.B., Haghighat, A. , 2015. User scheduling for massive MIMO OFDMA systems with hybrid analogdigital beamforming.IEEE Int. Conf. on Communications, p.1757–1762. http://dx.doi.org/10.1109/ICC.2015.7248579
|
[14] |
Bogale, T.E., Le, L.B., Haghighat, A. ,
|
[15] |
Butler, J., Ralph, L., 1961. Beam-forming matrix simplifies design of electronically scanned antennas.Electron. Des ., 9:170–173.
|
[16] |
Carlson, B.D., 1988. Covariance matrix estimation errors and diagonal loading in adaptive arrays..IEEE Trans. Aerosp. Electron. Syst, 24(4):397–401. http://dx.doi.org/10.1109/7.7181
|
[17] |
Carton, I., Fan, W., Pedersen, G.F. , 2015. A frequency invariant beamformer for channel parameter estimation in millimeter wave bands.Int. Symp. on Antennas and Propagation, p.1–4.
|
[18] |
Chen, C.E., 2015. An iterative hybrid transceiver design algorithm for millimeter wave MIMO systems..IEEE Wirel. Commun. Lett, 4(3):285–288. http://dx.doi.org/10.1109/LWC.2015.2409268
|
[19] |
Chen, X.M., Zhang, Z.Y., Chen, H.H. ,
|
[20] |
Chuang, S.F., Wu, W.R., Liu, Y.T. , 2015. High-resolution AoA estimation for hybrid antenna arrays. IEEE Trans. Antennas Propag., 63(7):2955–2968. http://dx.doi.org/10.1109/TAP.2015.2426795
|
[21] |
Cudak, M., Ghosh, A., Kovarik, T. ,
|
[22] |
Dai, L.L., Gao, X.Y., Quan, J.G. ,
|
[23] |
Dai, L.L., Gao, X.Y., Wang, Z.C. , 2015b. Energy-efficient hybrid precoding based on successive interference cancelation for millimeter-wave massive MIMO systems.IEEE Radio and Antenna Days of the Indian Ocean, p.1–2. http://dx.doi.org/10.1109/RADIO.2015.7323368
|
[24] |
Dai, M.B., Clerckx , B., 2016. Hybrid precoding for physical layer multicasting.IEEE Commun. Lett., 20(2):228–231. http://dx.doi.org/10.1109/LCOMM.2015.2503273
|
[25] |
Darzi, S., Kiong, T.S., Islam, M.T. ,
|
[26] |
Darzi, S., Kiong, T.S., Islam, M.T. ,
|
[27] |
de Carvalho, E., Björnson , E., Larsson, E.G. ,
|
[28] |
Frost, O.L., 1972. An algorithm for linearly constrained adaptive array processing.Proc. IEEE , 60(8):926–935. http://dx.doi.org/10.1109/PROC.1972.8817
|
[29] |
Garcia, N., Wymeersch , H., Larsson, E.G. ,
|
[30] |
Ghauch, H., Kim, T., Bengtsson, M. ,
|
[31] |
Gotsis, K.A., Sahalos , J.N., 2011. Beamforming in 3G and 4G mobile communications: the switched-beam approach. In: Maícas, J.P. (Ed.), A Multidisciplinary Approach. InTech, p.201–216.
|
[32] |
Gozalves, J., 2016. Fifth-generation technologies trials [Mobile Radio]. IEEE Veh. Technol. Mag., 11(2):5–13. http://dx.doi.org/10.1109/MVT.2016.2544239
|
[33] |
Gross, F., 2005. Smart Antennas for Wireless Communications.McGraw-Hill Professional.
|
[34] |
Guerra, A., Guidi, F., Dardari, D. , 2015. Position and orientation error bound for wideband massive antenna arrays.IEEE Int. Conf. on Communication Workshop, p.853–858. http://dx.doi.org/10.1109/ICCW.2015.7247282
|
[35] |
Guney, K., Onay, M., 2007. Amplitude-only pattern nulling of linear antenna arrays with the use of bees algorithm. Progr. Electromagn. Res., 70:21–36. http://dx.doi.org/10.2528/PIER07011204
|
[36] |
Guo, K.F., Guo, Y., Ascheid, G. , 2015. Distributed antennas aided secure communication in MU-massive-MIMO with QoS guarantee.IEEE 82nd Vehicular Technology Conf., p.1–7. http://dx.doi.org/10.1109/VTCFall.2015.7390892
|
[37] |
Haghighat, A., 2014. Hybrid analog-digital beamforming: how many RF chains and phase shifters do we need?arXiv:1410.2609.
|
[38] |
He, Q., Xiao, L.M., Zhong, X.F. ,
|
[39] |
He, S.W., Huang, Y.M., Yang, L.X. ,
|
[40] |
Heath, R.W., Gonzalez-Prelcic , N., Rangan, S. ,
|
[41] |
Hu, A.Z., 2016. DOA-based beamforming for multi-cell massive MIMO systems. J. Commun. Networks, 18(5):735–743.http://dx.doi.org/10.1109/JCN.2016.000103
|
[42] |
Hu, A.Z., Lv, T.J., Gao, H. ,
|
[43] |
Huang, L., Zhang, B., Ye, Z.F., 2015. Robust adaptive beamforming using a new projection approach.IEEE Int. Conf. on Digital Signal Processing, p.1181–1185. http://dx.doi.org/10.1109/ICDSP.2015.7252066
|
[44] |
Huang, Z.E., Pan, J.Y., 2015. Coordinative switch beamforming scheduler for guaranteed service with service area subsectorization in next generation cellular network.IEEE Wireless Communications and Networking Conf., p.1000–1005. http://dx.doi.org/10.1109/WCNC.2015.7127606
|
[45] |
Huh, H., Caire, G., Papadopoulos, H.C. ,
|
[46] |
Hur, S., Kim, T., Love, D.J.,
|
[47] |
Ismail, M., Doumi, T.L., Gardiner, J.G. , 1999. Performance enhancement of cellular topologies employing dynamic cell sectoring and base station antenna beam steering using time division multiple access. J. Kejurut., 11(1).
|
[48] |
Jamel, T.M., 2015. Performance enhancement of adaptive beamforming algorithms based on a combination method.12th Int. Multi-conf. on Systems, Signals and Devices, p.1–6. http://dx.doi.org/10.1109/SSD.2015.7348125
|
[49] |
Jin, S., Wang, X.Y., Li, Z. ,
|
[50] |
Jin, S., Wang, X.Y., Li, Z. ,
|
[51] |
Ju, M.Y., Qian, J., Li, Y.H.,
|
[52] |
Kammoun, A., Müller , A., Björnson, E. ,
|
[53] |
Khan, M.R.R., Tuzlukov , V., 2011. Null steering beamforming for wireless communication system using genetic algorithm.IEEE Int. Conf. on Microwave Technology and Computational Electromagnetics, p.289–292. http://dx.doi.org/10.1109/ICMTCE.2011.5915514
|
[54] |
Kiani, S., Pezeshk , A.M., 2015. A comparative study of several array geometries for 2D DOA estimation. Proc. Comput. Sci., 58:18–25.http://dx.doi.org/10.1016/j.procs.2015.08.004
|
[55] |
Kim, C., Kim, T., Seol, J.Y., 2013. Multi-beam transmission diversity with hybrid beamforming for MIMO-OFDM systems.IEEE Globecom Workshops, p.61–65. http://dx.doi.org/10.1109/GLOCOMW.2013.6824962
|
[56] |
Kutty, S., Sen, D., 2016. Beamforming for millimeter wave communications: an inclusive survey. IEEE Commun. Surv. Tutor., 18(2):949–973. http://dx.doi.org/10.1109/COMST.2015.2504600
|
[57] |
Larsson, E.G., Edfors, O., Tufvesson, F. ,
|
[58] |
Le, T.V.T., Kim, Y.H., 2015. Power and spectral efficiency of multi-pair massive antenna relaying systems with zeroforcing relay beamforming.IEEE Commun. Lett., 19(2): 243–246. http://dx.doi.org/10.1109/LCOMM.2014.2382575
|
[59] |
Lee, G., Sung, Y., Kountouris, M. , 2015. On the performance of randomly directional beamforming between line-ofsight and rich scattering channels.IEEE 16th Int. Workshop on Signal Processing Advances in Wireless Communications, p.141–145. http://dx.doi.org/10.1109/SPAWC.2015.7227016
|
[60] |
Li, H.M., Leung, V.C.M., 2013. Low complexity zero-forcing beamforming for distributed massive MIMO systems in large public venues.J. Commun. Networks, 15(4):370–382. http://dx.doi.org/10.1109/JCN.2013.000068
|
[61] |
Li, M., Collings , I.B., Hanly, S.V. ,
|
[62] |
Li, N.X., Wei, Z.X., Geng, J. ,
|
[63] |
Liang, L., Xu, W., Dong, X.D., 2014. Low-complexity hybrid precoding in massive multiuser MIMO systems. IEEE Wirel. Commun. Lett., 3(6):653–656. http://dx.doi.org/10.1109/LWC.2014.2363831
|
[64] |
Liao, B., Chan, S.C., 2011. DOA estimation of coherent signals for uniform linear arrays with mutual coupling.IEEE Int. Symp. on Circuits and Systems, p.377–380. http://dx.doi.org/10.1109/ISCAS.2011.5937581
|
[65] |
Liao, W.C., Chang, T.H., Ma, W.K. ,
|
[66] |
Liu, D.L., Ma, W.Z., Shao, S.H. ,
|
[67] |
Liu, G.Y., Hou, X.Y., Wang, F. ,
|
[68] |
Liu, J., Liu, W.J., Liu, H.W. ,
|
[69] |
Liu, W., Weiss, S., 2010. Wideband Beamforming: Concepts and Techniques.John Wiley & Sons, UK.http://dx.doi.org/10.1002/9780470661178
|
[70] |
Lu, L., Li, G.Y., Swindlehurst, A.L. ,
|
[71] |
Masouros, C., Sellathurai , M., Ratnarajah, T. , 2013. A low-complexity sequential encoder for threshold vector perturbation.IEEE Commun. Lett., 17(12):2225–2228. http://dx.doi.org/10.1109/LCOMM.2013.101813.131811
|
[72] |
Mazrouei-Sebdani, M., Krzymień , W.A., Melzer, J. , 2016. Massive MIMO with nonlinear precoding: large-system analysis.IEEE Trans. Veh. Technol., 65(4):2815–2820. http://dx.doi.org/10.1109/TVT.2015.2425884
|
[73] |
Medbo, J., Börner , K., Haneda, K. ,
|
[74] |
Murray, B.P., Zaghloul , A.I., 2014. A survey of cognitive beamforming techniques.United States National Committee of URSI National Radio Science Meeting, p.1. http://dx.doi.org/10.1109/USNC-URSI-NRSM.2014.692 7993
|
[75] |
Ngo, H.Q., Larsson , E.G., 2013. Spectral efficiency of the multipair two-way relay channel with massive arrays.Asilomar Conf. on Signals, Systems and Computers, p.275–279. http://dx.doi.org/10.1109/ACSSC.2013.6810276
|
[76] |
Ngo, H.Q., Marzetta , T.L., Larsson, E.G. , 2011. Analysis of the pilot contamination effect in very large multicell multiuser MIMO systems for physical channel models.IEEE Int. Conf. on Acoustics, Speech and Signal Processing, p.3464–3467. http://dx.doi.org/10.1109/ICASSP.2011.5947131
|
[77] |
Noh, S., Zoltowski , M.D., Love, D.J. , 2016. Training sequence design for feedback assisted hybrid beamforming in massive MIMO systems.IEEE Trans. Commun., 64(1): 187–200. http://dx.doi.org/10.1109/TCOMM.2015.2498184
|
[78] |
Oumar, O.A., Siyau, M.F., Sattar, T.P. , 2012. Comparison between MUSIC and ESPRIT direction of arrival estimation algorithms for wireless communication systems.Int. Conf. on Future Generation Communication Technology, p.99–103. http://dx.doi.org/10.1109/FGCT.2012.6476563
|
[79] |
Pradhan, B.B., Roy, L.P., 2014. MIMO beamforming in spatially and temporally correlated channel.Annual IEEE India Conf., p.1–5. http://dx.doi.org/10.1109/INDICON.2014.7030636
|
[80] |
Rappaport, T.S., Sun , S., Mayzus, R. ,
|
[81] |
Rasekh, M., Seydnejad , S.R., 2014. Design of an adaptive wideband beamforming algorithm for conformal arrays.IEEE Commun. Lett., 18(11):1955–1958. http://dx.doi.org/10.1109/LCOMM.2014.2357417
|
[82] |
Ren, H., Arigong , B., Zhou, M. ,
|
[83] |
Roh, W., Seol, J.Y., Park, J. ,
|
[84] |
Rusek, F., Persson , D., Lau, B.K. ,
|
[85] |
Shang, G.W., Li, H., 2015. Spatial domain method based on 2D-DoA estimation against pilot contamination for multicell massive MIMO systems.Int. Conf. on Wireless Communications and Signal Processing, p.1–5. http://dx.doi.org/10.1109/WCSP.2015.7341177
|
[86] |
Sivasundarapandian, S. , 2015. Performance analysis of multiband multiple beamforming Butler matrix for smart antenna systems.Int. Conf. on Robotics, Automation, Control and Embedded Systems, p.1–5. http://dx.doi.org/10.1109/RACE.2015.7097291
|
[87] |
Sohrabi, F., Yu, W., 2016. Hybrid digital and analog beamforming design for large-scale antenna arrays.IEEE J. Sel. Topics Signal Process., 10(3):501–513. http://dx.doi.org/10.1109/JSTSP.2016.2520912
|
[88] |
Sun, S., Rappaport , T.S., Heath, R.W. ,
|
[89] |
Swindlehurst, A.L., Ayanoglu , E., Heydari, P. ,
|
[90] |
Tiwari, N., Rao, T.R., 2015. A switched beam antenna array with Butler matrix network using substrate integrated waveguide technology for 60 GHz communications.Int. Conf. on Advances in Computing, Communications and Informatics, p.2152–2157. http://dx.doi.org/10.1109/ICACCI.2015.7275935
|
[91] |
Venkateswaran, V., van der Veen, A.J., 2010. Analog beamforming in MIMO communications with phase shift networks and online channel estimation.IEEE Trans. Signal Process., 58(8):4131–4143. http://dx.doi.org/10.1109/TSP.2010.2048321
|
[92] |
Vincent, F., Besson, O., 2004. Steering vector errors and diagonal loading.IEEE Proc.-Radar Sonar Navig., 151(6): 337–343. http://dx.doi.org/10.1049/ip-rsn:20041069
|
[93] |
Vorobyov, S.A., Gershman , A.B., Luo, Z.Q. , 2002. Robust adaptive beamforming using worst-case performance optimization via second-order cone programming.IEEE Int. Conf. on Acoustics, Speech, and Signal Processing, p.2901–2904. http://dx.doi.org/10.1109/ICASSP.2002.5745255
|
[94] |
Vouyioukas, D., 2013. A survey on beamforming techniques for wireless MIMO relay networks. Int. J. Antennas Propag., 2013:1–21. http://dx.doi.org/10.1155/2013/745018
|
[95] |
Wagner, S., Couillet , R., Debbah, M. ,
|
[96] |
Wang, H.L., Pan, Z.G., Ni, J.Q. ,
|
[97] |
Wu, X.M., Cai, Y.L., de Lamare, R.C. ,
|
[98] |
WWRF, 2014. 5G Vision and Requirements.IMT-2020 (5G) Promotion Group, China.
|
[99] |
Yan, L., Fang, X.M., Zhong, S. , 2014. Quasi-full-duplex wireless communication scheme for high-speed railway.IEEE 80th Vehicular Technology Conf., p.1–6. http://dx.doi.org/10.1109/VTCFall.2014.6966146
|
[100] |
Yang, H., Marzetta , T.L., 2013a. Performance of conjugate and zero-forcing beamforming in large-scale antenna systems.IEEE J. Sel. Areas Commun., 31(2):172–179. http://dx.doi.org/10.1109/JSAC.2013.130206
|
[101] |
Yang, H., Marzetta , T.L., 2013b. Total energy efficiency of cellular large scale antenna system multiple access mobile networks.IEEE Online Conf. on Green Communications, p.27–32. http://dx.doi.org/10.1109/OnlineGreenCom.2013.6731024
|
[102] |
Yang, H., Marzetta , T.L., 2015. Energy efficient design of massive MIMO: how many antennas?IEEE 81st Vehicular Technology Conf., p.1–5. http://dx.doi.org/10.1109/VTCSpring.2015.7145809
|
[103] |
Yang, P., Yang, F., Nie, Z.P., 2010. DOA estimation with sub-array divided technique and interpolated ESPRIT algorithm on a cylindrical conformal array antenna. Progr. Electromagn. Res., 103:201–216. http://dx.doi.org/10.2528/PIER10011904
|
[104] |
Yin, H.F., Gesbert , D., Filippou, M.C. ,
|
[105] |
Yin, H.F., Cottatellucci , L., Gesbert, D. ,
|
[106] |
Ying, D.W., Vook, F.W., Thomas, T.A. ,
|
[107] |
Zhang, R.N., Wang, S.C., Lu, X.F. ,
|
[108] |
Zou, L., He, Z.S., 2013. MVDR method for the whole conformal arrays.In: Du, Z. (Ed.), Intelligence Computation and Evolutionary Computation. Advances in Intelligent Systems and Computing, Vol. 180. Springer, Berlin, Heidelberg. http://dx.doi.org/10.1007/978-3-642-31656-2_126
|
/
〈 | 〉 |